Vault-13

VANGUARD INDEX FDS VB

SMALL CP ETF · ETP · CUSIP 922908751

1,663 institutional holders +123 vs Q3 2022
126,898,483126.9m shares reported held*
$23.2bnreported value*
93 new 690 added 573 reduced 57 sold out net bought ≈ $140.1m (+903.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($55.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $182.79. Options: 4 managers hold calls ($20.0m notional), 2 hold puts ($3.2m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,540Q4 22: 1,6631,663Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,540
Q4 20221,663

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $11.3mQ3 22 puts: $3.8mQ3 22P/C 0.34Q4 22 calls: $20.0mQ4 22 puts: $3.2mQ4 22P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2022$11.3m$3.8m0.34
Q4 2022$20.0m$3.2m0.16

Biggest buyers

Gibson Wealth Advisors LLC Added +759,660+759.7k
Annex Advisory Services, LLC Added +375,672+375.7k
US BANCORP \DE\ Added +355,646+355.6k
HighTower Advisors, LLC Added +260,118+260.1k
JANUS HENDERSON GROUP PLC Added +240,801+240.8k
MERCER GLOBAL ADVISORS INC /ADV Added +228,777+228.8k
UBS Group AG Added +214,916+214.9k
ENVESTNET ASSET MANAGEMENT INC Added +204,638+204.6k
Wealthfront Advisers LLC Added +177,100+177.1k
WELLS FARGO & COMPANY/MN Added +107,837+107.8k

Biggest sellers

JONES FINANCIAL COMPANIES LLLP Reduced -2,021,868-2.0m
BANK OF AMERICA CORP /DE/ Reduced -688,758-688.8k
MUFG Americas Holdings Corp Sold out -402,970-403.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -355,829-355.8k
AMERIPRISE FINANCIAL INC Reduced -186,488-186.5k
STATE STREET CORP Reduced -168,907-168.9k
Bank of New York Mellon Corp Reduced -104,208-104.2k
MORGAN STANLEY Reduced -98,486-98.5k
TRUIST FINANCIAL CORP Reduced -91,991-92.0k
ROYAL BANK OF CANADA Reduced -72,917-72.9k

Biggest calls

CITADEL ADVISORS LLC Added $15.0m81.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.9m26.9k shares
Paladin Advisory Group, LLC Unchanged $73.0k398 shares
Cutler Group LLC / CA Reduced $0200 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.8m15.4k shares
CITADEL ADVISORS LLC Reduced $348.7k1.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.42% of their portfolio CHARLOTTE, NC 18,141,91918.1m $3.3bn $3.3bn 0.42% Reduced -688.8k -688,758
2 JONES FINANCIAL COMPANIES LLLP 2.38% of their portfolio DES PERES, MO 7,452,9027.5m $1.4bn $1.4bn 2.38% Reduced -2.0m -2,021,868
3 MORGAN STANLEY 0.13% of their portfolio NEW YORK, NY 6,371,8656.4m $1.2bn $1.2bn 0.13% Reduced -98.5k -98,486
4 WELLS FARGO & COMPANY/MN 0.25% of their portfolio SAN FRANCISCO, CA 4,260,2614.3m $781.9m $781.9m 0.25% Added +107.8k +107,837
5 UBS Group AG 0.31% of their portfolio ZURICH, V8 3,570,1533.6m $655.3m $655.3m 0.31% Added +214.9k +214,916
6 LPL Financial LLC 0.54% of their portfolio FORT MILL, SC 3,420,4663.4m $627.8m $627.8m 0.54% Added +37.0k +36,981
7 Bank of New York Mellon Corp 0.13% of their portfolio NEW YORK, NY 3,153,3423.2m $578.8m $578.8m 0.13% Reduced -104.2k -104,208
8 ENVESTNET ASSET MANAGEMENT INC 0.28% of their portfolio Berwyn, PA 2,906,4372.9m $533.4m $533.4m 0.28% Added +204.6k +204,638
9 AMERIPRISE FINANCIAL INC 0.15% of their portfolio MINNEAPOLIS, MN 2,331,3282.3m $428.2m $428.2m 0.15% Reduced -186.5k -186,488
10 PNC Financial Services Group, Inc. 0.35% of their portfolio Pittsburgh, PA 1,995,7862.0m $366.3m $366.3m 0.35% Added +63.6k +63,551
11 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 1,940,5661.9m $356.2m $356.2m 0.10% Added +29.5k +29,545
12 Creative Planning 0.53% of their portfolio OVERLAND PARK, KS 1,904,5681.9m $349.6m $349.6m 0.53% Added +8.0k +7,998
13 Charles Schwab Investment Advisory, Inc. 0.54% of their portfolio SAN FRANCISCO, CA 1,744,6281.7m $320.2m $320.2m 0.54% Reduced -49.3k -49,308
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.42% of their portfolio MILWAUKEE, WI 1,527,3721.5m $280.3m $280.3m 0.42% Added +1.6k +1,553
15 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 1,488,5391.5m $273.2m $273.2m 0.08% Reduced -72.9k -72,917
16 Wealthfront Advisers LLC 1.27% of their portfolio Palo Alto, CA 1,433,2891.4m $263.1m $263.1m 1.27% Added +177.1k +177,100
17 Annex Advisory Services, LLC 11.25% of their portfolio BROOKFIELD, WI 1,088,0561.1m $199.7m $199.7m 11.25% Added +375.7k +375,672
18 Raymond James Financial Services Advisors, Inc. 0.37% of their portfolio ST. PETERSBURG, FL 1,009,4831.0m $185.3m $185.3m 0.37% Added +70.9k +70,880
19 GLENMEDE TRUST CO NA 1.04% of their portfolio PHILADELPHIA, PA 969,107969.1k $177.9m $177.9m 1.04% Reduced -720 -720
20 OSAIC HOLDINGS, INC. 0.35% of their portfolio SCOTTSDALE, AZ 935,123935.1k $171.7m $171.7m 0.35% Added +19.2k +19,218
21 STIFEL FINANCIAL CORP 0.25% of their portfolio ST. LOUIS, MO 916,789916.8k $168.3m $168.3m 0.25% Added +7.1k +7,134
22 Mariner, LLC 0.54% of their portfolio Overland Park, KS 910,664910.7k $167.1m $167.1m 0.54% Added +99.6k +99,571
23 COMMONWEALTH EQUITY SERVICES, LLC 0.38% of their portfolio WALTHAM, MA 858,336858.3k $157.5m $157.5m 0.38% Added +28.8k +28,782
24 CIBC Private Wealth Group LLC 0.42% of their portfolio ATLANTA, GA 838,999839.0k $125.9m $125.9m 0.42% Added +60.0k +59,982
25 TIAA, FSB 0.60% of their portfolio ST. LOUIS, MO 828,519828.5k $152.1m $152.1m 0.60% Reduced -5.2k -5,153
26 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 804,724804.7k $147.7m $147.7m 0.03% Reduced -355.8k -355,829
27 CAPTRUST FINANCIAL ADVISORS 0.74% of their portfolio RALEIGH, NC 796,566796.6k $146.2m $146.2m 0.74% Added +66.0k +66,015
28 Gibson Wealth Advisors LLC 2.76% of their portfolio TYLER, TX 773,563773.6k $143.4m $143.4m 2.76% Added +759.7k +759,660
29 HighTower Advisors, LLC 0.32% of their portfolio CHICAGO, IL 768,084768.1k $141.0m $141.0m 0.32% Added +260.1k +260,118
30 SIGNATUREFD, LLC 4.02% of their portfolio ATLANTA, GA 749,957750.0k $137.6m $137.6m 4.02% Added +14.9k +14,854
31 PATHSTONE FAMILY OFFICE, LLC 1.13% of their portfolio ENGLEWOOD, NJ 718,024718.0k $134.1m $134.1m 1.13% Reduced -44.7k -44,676
32 MISSION WEALTH MANAGEMENT, LP 6.10% of their portfolio Santa Barbara, CA 686,614686.6k $126.0m $126.0m 6.10% Added +10.6k +10,552
33 Millburn Ridgefield LLC /DE/ 4.80% of their portfolio New York, NY 683,920683.9k $125.5m $125.5m 4.80% Added +64.7k +64,686
34 Catalyst Capital Advisors LLC 4.08% of their portfolio San Juan, PR 683,876683.9k $125.5m $125.5m 4.08% Added +64.7k +64,671
35 FMR LLC 0.01% of their portfolio BOSTON, MA 665,895665.9k $122.2m $122.2m 0.01% Reduced -6.6k -6,587
36 J.P. Morgan Private Wealth Advisors LLC 0.26% of their portfolio SAN FRANCISCO, CA 640,717640.7k $117.6m $117.6m 0.26% Added +62.8k +62,802
37 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 636,106636.1k $116.8m $116.8m 0.11% Added +49.8k +49,778
38 Baird Financial Group, Inc. 0.31% of their portfolio MILWAUKEE, WI 633,918633.9k $116.3m $116.3m 0.31% Added +57.3k +57,292
39 TRUIST FINANCIAL CORP 0.19% of their portfolio CHARLOTTE, NC 584,501584.5k $107.3m $107.3m 0.19% Reduced -92.0k -91,991
40 1832 Asset Management L.P. 0.21% of their portfolio TORONTO, A6 555,816555.8k $102.0m $102.0m 0.21% Reduced -11.4k -11,356
41 FIFTH THIRD BANCORP 0.48% of their portfolio CINCINNATI, OH 541,656541.7k $99.4m $99.4m 0.48% Added +38.9k +38,921
42 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 538,243538.2k $105.2m $105.2m 0.05% Added +95.1k +95,094
43 BlackRock Inc. 0.00% of their portfolio New York, NY 486,236486.2k $89.2m $89.2m 0.00% Added +26.8k +26,842
44 US BANCORP \DE\ 0.15% of their portfolio MINNEAPOLIS, MN 473,306473.3k $86.9m $86.9m 0.15% Added +355.6k +355,646
45 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 463,551463.6k $85.1m $85.1m 0.01% Added +89.3k +89,327
46 Column Capital Advisors, LLC 4.13% of their portfolio INDIANAPOLIS, IN 455,111455.1k $24.9m $24.9m 4.13% Reduced -52.0k -52,004
47 Badgley Phelps Wealth Managers, LLC 3.15% of their portfolio SEATTLE, WA 428,577428.6k $78.7m $78.7m 3.15% Added +4.0k +4,006
48 Efficient Advisors, LLC 7.93% of their portfolio BEAVERTON, OR 424,931424.9k $78.0m $78.0m 7.93% Added +21.1k +21,109
49 MERCER GLOBAL ADVISORS INC /ADV 0.37% of their portfolio DENVER, CO 407,156407.2k $74.7m $74.7m 0.37% Added +228.8k +228,777
50 NATIXIS ADVISORS, LLC 0.27% of their portfolio Boston, MA 394,534394.5k $72.4m $72.4m 0.27% Added +36.3k +36,256
51 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 386,431386.4k $70.9m $70.9m 0.00% Reduced -168.9k -168,907
52 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 382,558382.6k $70.2m $70.2m 0.00% Added +15.3k +15,320
53 PINNACLE ASSOCIATES LTD 1.52% of their portfolio NEW YORK, NY 381,229381.2k $70.0m $70.0m 1.52% Reduced -23.2k -23,203
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.04% of their portfolio Toronto, A6 377,212377.2k $69.2m $69.2m 0.04% Added +97.4k +97,400
55 Cambridge Investment Research Advisors, Inc. 0.36% of their portfolio FAIRFIELD, IA 376,843376.8k $69.2m $69.2m 0.36% Added +45.0k +44,996
56 Karpus Management, Inc. 2.29% of their portfolio Pittsford, NY 369,879369.9k $67.9m $67.9m 2.29% Reduced -14.9k -14,927
57 M&T Bank Corp 0.27% of their portfolio BUFFALO, NY 364,133364.1k $66.8m $66.8m 0.27% Reduced -18.5k -18,536
58 PEAPACK GLADSTONE FINANCIAL CORP 1.31% of their portfolio BEDMINSTER, NJ 362,022362.0k $66.4m $66.4m 1.31% Added +11.6k +11,645
59 Fusion Family Wealth, LLC 8.88% of their portfolio WOODBURY, NY 353,269353.3k $64.8m $64.8m 8.88% Added +76.7k +76,725
60 Private Advisor Group, LLC 0.63% of their portfolio MORRISTOWN, NJ 344,393344.4k $21.3m $21.3m 0.63% Added +31.5k +31,528
61 Wealthspire Advisors, LLC 1.11% of their portfolio NEW YORK, NY 333,191333.2k $61.2m $61.2m 1.11% Added +6.4k +6,432
62 MML INVESTORS SERVICES, LLC 0.40% of their portfolio SPRINGFIELD, MA 332,021332.0k $60.9m $60.9m 0.40% Added +306 +306
63 DAVIS R M INC 1.63% of their portfolio PORTLAND, ME 329,558329.6k $60.5m $60.5m 1.63% Reduced -9.3k -9,300
64 Heartwood Wealth Advisors LLC 9.44% of their portfolio RICHMOND, VA 328,336328.3k $60.3m $60.3m 9.44% Added +10.8k +10,823
65 JANUS HENDERSON GROUP PLC 0.04% of their portfolio LONDON, X0 328,105328.1k $60.2m $60.2m 0.04% Added +240.8k +240,801
66 Corient Private Wealth LP 0.21% of their portfolio MIAMI, FL 321,378321.4k $59.1m $59.1m 0.21% First filing
67 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 318,988319.0k $58.5m $58.5m 0.08% Added +9.7k +9,700
68 Chandler Asset Management, Inc. 15.26% of their portfolio SAN DIEGO, CA 309,915309.9k $53.0m $53.0m 15.26% Unchanged
69 Baker Avenue Asset Management, LP 3.38% of their portfolio SAN FRANCISCO, CA 307,424307.4k $56.4m $56.4m 3.38% Reduced -6.9k -6,915
70 VISTA CAPITAL PARTNERS, INC. 8.73% of their portfolio PORTLAND, OR 305,267305.3k $56.0m $56.0m 8.73% Reduced -2.8k -2,752
71 Cullen/Frost Bankers, Inc. 0.99% of their portfolio San Antonio, TX 283,493283.5k $52.0m $52.0m 0.99% Added +41.5k +41,547
72 TRUSTMARK BANK TRUST DEPARTMENT 4.78% of their portfolio JACKSON, MS 282,567282.6k $51.9m $51.9m 4.78% Added +12.2k +12,236
73 Kestra Advisory Services, LLC 0.45% of their portfolio AUSTIN, TX 276,604276.6k $50.8m $50.8m 0.45% Added +39.1k +39,083
74 Smithfield Trust Co 3.24% of their portfolio PITTSBURGH, PA 262,608262.6k $48.2m $48.2m 3.24% Reduced -5.1k -5,059
75 INVICTUS PRIVATE WEALTH, LLC 5.91% of their portfolio Denver, CO 250,006250.0k $45.9m $45.9m 5.91% First filing
76 Cresset Asset Management, LLC 0.56% of their portfolio Chicago, IL 242,576242.6k $44.2m $44.2m 0.56% Added +273 +273
77 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.67% of their portfolio NORFOLK, VA 239,327239.3k $43.9m $43.9m 1.67% Added +2.5k +2,460
78 Marcum Wealth, LLC 5.81% of their portfolio CLEVELAND, OH 238,731238.7k $43.8m $43.8m 5.81% Added +3.2k +3,181
79 ASSETMARK, INC 0.19% of their portfolio CONCORD, CA 236,164236.2k $43.3m $43.3m 0.19% Reduced -4.6k -4,632
80 Thrivent Financial for Lutherans 0.11% of their portfolio Minneapolis, MN 233,849233.8k $43.0m $43.0m 0.11% Reduced -23.3k -23,254
81 COUNTRY TRUST BANK 1.27% of their portfolio Bloomington, IL 233,739233.7k $42.9m $42.9m 1.27% Added +2.1k +2,137
82 Equitable Holdings, Inc. 0.72% of their portfolio NEW YORK, NY 226,421226.4k $41.6m $41.6m 0.72% Added +5.7k +5,676
83 Centered Wealth LLC dba Miller Equity Capital Advisors 26.46% of their portfolio IRVING, TX 222,168222.2k $40.8m $40.8m 26.46% Added +38.1k +38,141
84 PITTENGER & ANDERSON INC 2.23% of their portfolio LINCOLN, NE 220,656220.7k $40.5m $40.5m 2.23% Added +10.2k +10,225
85 AVANTAX ADVISORY SERVICES, INC. 0.52% of their portfolio DALLAS, TX 213,650213.7k $39.2m $39.2m 0.52% Added +3.6k +3,611
86 CENTRAL TRUST Co 1.17% of their portfolio JEFFERSON CITY, MO 206,566206.6k $37.9m $37.9m 1.17% Reduced -3.3k -3,269
87 Johnson Financial Group, LLC 6.19% of their portfolio Denver, CO 197,125197.1k $36.2m $36.2m 6.19% Added +40.7k +40,651
88 BESSEMER GROUP INC 0.09% of their portfolio WOODBRIDGE, NJ 196,634196.6k $36.1m $36.1m 0.09% Reduced -1.5k -1,457
89 TRUSTCORE FINANCIAL SERVICES, LLC 3.16% of their portfolio BRENTWOOD, TN 195,719195.7k $35.9m $35.9m 3.16% Reduced -8.8k -8,844
90 Composition Wealth, LLC 1.23% of their portfolio LOS ANGELES, CA 195,232195.2k $35.8m $35.8m 1.23% Added +11.1k +11,114
91 Ellenbecker Investment Group 10.56% of their portfolio WAUKESHA, WI 194,625194.6k $35.7m $35.7m 10.56% Added +4.6k +4,615
92 Garde Capital, Inc. 4.26% of their portfolio SEATTLE, WA 193,184193.2k $35.5m $35.5m 4.26% Added +5.0k +5,044
93 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.19% of their portfolio IRVING, TX 182,554182.6k $33.5m $33.5m 0.19% Reduced -4.5k -4,463
94 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 7.04% of their portfolio Reston, VA 180,707180.7k $33.2m $33.2m 7.04% Added +7.2k +7,197
95 TCV Trust & Wealth Management, Inc. 3.76% of their portfolio RICHMOND, VA 180,136180.1k $33.1m $33.1m 3.76% Added +934 +934
96 CITIZENS FINANCIAL GROUP INC/RI 1.28% of their portfolio PROVIDENCE, RI 178,351178.4k $32.7m $32.7m 1.28% Reduced -6.3k -6,262
97 NewEdge Advisors, LLC 0.71% of their portfolio NEW ORLEANS, LA 173,399173.4k $27.3m $27.3m 0.71% Added +33.5k +33,487
98 Autus Asset Management, LLC 5.69% of their portfolio SCOTTSDALE, AZ 172,389172.4k $31.6m $31.6m 5.69% Reduced -3.8k -3,786
99 Cetera Investment Advisers 0.28% of their portfolio SCHAUMBURG, IL 167,273167.3k $30.7m $30.7m 0.28% Added +69.2k +69,229
100 MONETA GROUP INVESTMENT ADVISORS LLC 0.92% of their portfolio ST LOUIS, MO 166,080166.1k $33.6m $33.6m 0.92% Added +15.7k +15,673