Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

245 institutional holders +30 vs Q3 2022
42,432,18842.4m shares reported held*
$2.0bnreported value*
40 new 93 added 66 reduced 17 sold out net bought ≈ $198.3m (+4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($469.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.44. Options: 2 managers hold calls ($409.6k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 215Q4 22: 245245Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022215
Q4 2022245

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $456.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $409.6kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$456.0k$00.00
Q4 2022$409.6k$00.00

Biggest buyers

WELLS FARGO & COMPANY/MN Added +774,581+774.6k
One Capital Management, LLC New +637,635+637.6k
MORGAN STANLEY Added +584,185+584.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +572,629+572.6k
LPL Financial LLC Added +344,546+344.5k
BANK OF AMERICA CORP /DE/ Added +336,031+336.0k
ENVESTNET ASSET MANAGEMENT INC Added +288,834+288.8k
AE Wealth Management LLC Added +231,367+231.4k
RAYMOND JAMES & ASSOCIATES Added +149,023+149.0k
OSAIC HOLDINGS, INC. Added +133,370+133.4k

Biggest sellers

Prospera Financial Services Inc Reduced -840,561-840.6k
Raymond James Financial Services Advisors, Inc. Reduced -293,058-293.1k
Main Street Financial Solutions, LLC Reduced -72,107-72.1k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -48,086-48.1k
FLOW TRADERS U.S. LLC Sold out -46,547-46.5k
STEPHENS INC /AR/ Reduced -31,167-31.2k
JPMORGAN CHASE & CO Reduced -30,349-30.3k
Beacon Financial Advisory LLC Sold out -17,238-17.2k
Western Wealth Management, LLC Reduced -16,952-17.0k
Claro Advisors Inc. Reduced -15,011-15.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $409.6k8.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 8,374,5948.4m $389.8m $389.8m 0.04% Added +584.2k +584,185
2 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,004,9474.0m $186.4m $186.4m 0.06% Added +774.6k +774,581
3 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 3,061,4383.1m $142.5m $142.5m 0.12% Added +344.5k +344,546
4 COMMONWEALTH EQUITY SERVICES, LLC 0.34% of their portfolio WALTHAM, MA 3,021,3573.0m $140.6m $140.6m 0.34% Added +572.6k +572,629
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,910,0191.9m $88.9m $88.9m 0.01% Added +336.0k +336,031
6 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 1,744,1141.7m $81.2m $81.2m 0.16% Reduced -293.1k -293,058
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,689,4741.7m $78.6m $78.6m 0.04% Added +87.4k +87,413
8 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,579,8091.6m $73.5m $73.5m 0.07% Added +149.0k +149,023
9 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 1,503,5091.5m $70.0m $70.0m 0.14% Added +133.4k +133,370
10 Prospera Financial Services Inc 2.71% of their portfolio Dallas, TX 1,161,2521.2m $54.1m $54.1m 2.71% Reduced -840.6k -840,561
11 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,077,5271.1m $50.2m $50.2m 0.02% Added +36.6k +36,649
12 One Capital Management, LLC 1.58% of their portfolio WESTLAKE VILLAGE, CA 637,635637.6k $29.7m $29.7m 1.58% New
13 Janney Montgomery Scott LLC 0.11% of their portfolio PHILADELPHIA, PA 629,265629.3k $29.3m $29.3m 0.11% Added +19.1k +19,073
14 Cetera Advisor Networks LLC 0.23% of their portfolio EL SEGUNDO, CA 602,870602.9k $28.1m $28.1m 0.23% Added +129.0k +129,018
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 592,148592.1k $27.6m $27.6m 0.01% Added +288.8k +288,834
16 Private Advisor Group, LLC 0.67% of their portfolio MORRISTOWN, NJ 485,568485.6k $22.6m $22.6m 0.67% Added +24.9k +24,856
17 D.A. DAVIDSON & CO. 0.24% of their portfolio GREAT FALLS, MT 430,054430.1k $20.0m $20.0m 0.24% Added +27.5k +27,535
18 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 380,771380.8k $17.7m $17.7m 0.03% Added +4.1k +4,126
19 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 299,930299.9k $14.0m $14.0m 0.07% Added +13.2k +13,232
20 Secure Asset Management, LLC 4.73% of their portfolio Troy, MI 282,984283.0k $13.2m $13.2m 4.73% Added +4.9k +4,867
21 Strid Group, LLC 3.12% of their portfolio NEWTOWN SQUARE, PA 281,028281.0k $13.1m $13.1m 3.12% Reduced -4.2k -4,173
22 CWM, LLC 0.09% of their portfolio OMAHA, NE 276,688276.7k $12.9m $12.9m 0.09% Added +1.1k +1,099
23 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 272,713272.7k $12.7m $12.7m 0.02% Added +111.2k +111,235
24 Ashton Thomas Private Wealth, LLC 1.23% of their portfolio SCOTTSDALE, AZ 266,882266.9k $12.4m $12.4m 1.23% Added +6.4k +6,351
25 ATWOOD & PALMER INC 1.06% of their portfolio KANSAS CITY, MO 252,690252.7k $11.8m $11.8m 1.06% Added +7.8k +7,836
26 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 244,941244.9k $11.4m $11.4m 0.08% Added +231.4k +231,367
27 DB Wealth Management Group, LLC 6.95% of their portfolio SAN DIEGO, CA 230,466230.5k $10.7m $10.7m 6.95% Added +20.4k +20,368
28 Steward Partners Investment Advisory, LLC 0.18% of their portfolio STAMFORD, CT 227,996228.0k $10.6m $10.6m 0.18% Added +1.9k +1,950
29 Hudock, Inc. 3.31% of their portfolio Williamsport, PA 207,779207.8k $9.7m $9.7m 3.31% Reduced -5.1k -5,052
30 Madrona Financial Services, LLC 5.52% of their portfolio EVERETT, WA 207,111207.1k $9.6m $9.6m 5.52% Added +214 +214
31 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 201,599201.6k $9.4m $9.4m 0.02% Added +56.3k +56,295
32 AFFINITY WEALTH MANAGEMENT LLC 1.78% of their portfolio WILMINGTON, DE 161,272161.3k $7.5m $7.5m 1.78% Reduced -9.7k -9,727
33 Good Life Advisors, LLC 1.02% of their portfolio READING, PA 159,197159.2k $7.4m $7.4m 1.02% Reduced -731 -731
34 Integrated Wealth Concepts LLC 0.20% of their portfolio WALTHAM, MA 157,333157.3k $7.3m $7.3m 0.20% Added +15.5k +15,509
35 HFG Advisors, Inc. 8.03% of their portfolio CINCINATTI, OH 146,818146.8k $6.8m $6.8m 8.03% Added +3.6k +3,622
36 Geneos Wealth Management Inc. 0.41% of their portfolio ENGLEWOOD, CO 145,082145.1k $6.8m $6.8m 0.41% Added +16.2k +16,231
37 MGO ONE SEVEN LLC 0.67% of their portfolio Beachwood, OH 144,483144.5k $6.7m $6.7m 0.67% Reduced -7.9k -7,913
38 Regal Investment Advisors LLC 0.64% of their portfolio KENTWOOD, MI 141,722141.7k $6.6m $6.6m 0.64% Added +4.5k +4,547
39 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 139,392139.4k $4.3m $4.3m 0.11% Added +3.3k +3,295
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 135,399135.4k $6.3m $6.3m 0.00% Reduced -30.3k -30,349
41 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 131,815131.8k $6.1m $6.1m 0.04% Reduced -5.9k -5,870
42 Concentrum Wealth Management 5.42% of their portfolio SAN JOSE, CA 130,201130.2k $6.1m $6.1m 5.42% Added +5.6k +5,566
43 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 114,691114.7k $2.8m $2.8m 0.07% Added +59.3k +59,258
44 Mariner, LLC 0.02% of their portfolio Overland Park, KS 109,756109.8k $5.1m $5.1m 0.02% Added +97.9k +97,871
45 Bickling Financial Services, Inc. 3.10% of their portfolio LEXINGTON, MA 106,552106.6k $5.0m $5.0m 3.10% Reduced -5.4k -5,411
46 Fusion Capital, LLC 2.88% of their portfolio MT. PLEASANT, SC 105,052105.1k $4.9m $4.9m 2.88% Added +148 +148
47 Stratos Wealth Partners, LTD. 0.12% of their portfolio BEACHWOOD, OH 104,145104.1k $4.8m $4.8m 0.12% Added +3.1k +3,095
48 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 99,00799.0k $4.6m $4.6m 0.01% Added +16.1k +16,052
49 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 98,25498.3k $4.6m $4.6m 0.04% Added +29.6k +29,603
50 Claro Advisors Inc. 1.48% of their portfolio BOSTON, MA 96,97597.0k $4.5m $4.5m 1.48% Reduced -15.0k -15,011
51 Apollon Wealth Management, LLC 0.32% of their portfolio MOUNT PLEASANT, SC 96,85996.9k $4.5m $4.5m 0.32% Added +1.3k +1,342
52 RFG Advisory, LLC 0.21% of their portfolio BIRMINGHAM, AL 88,97589.0k $4.3m $4.3m 0.21% Added +11.3k +11,280
53 DAYMARK WEALTH PARTNERS, LLC 0.69% of their portfolio CINCINNATI, OH 83,27183.3k $3.9m $3.9m 0.69% First filing
54 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 83,24883.2k $3.9m $3.9m 0.04% Added +29.0k +29,025
55 UNIONVIEW, LLC 3.46% of their portfolio SEATTLE, WA 74,32374.3k $3.5m $3.5m 3.46% Added +50.4k +50,424
56 Meridian Wealth Management, LLC 0.33% of their portfolio LEXINGTON, KY 73,24673.2k $3.4m $3.4m 0.33% Reduced -3.7k -3,679
57 WINTRUST INVESTMENTS LLC 0.47% of their portfolio CHICAGO, IL 71,72971.7k $3.3m $3.3m 0.47% Unchanged
58 Valmark Advisers, Inc. 0.08% of their portfolio AKRON, OH 71,38171.4k $3.3m $3.3m 0.08% New
59 QP WEALTH MANAGEMENT, LLC 5.13% of their portfolio BOCA RATON, FL 70,79270.8k $3.3m $3.3m 5.13% Reduced -6.9k -6,884
60 Arkadios Wealth Advisors 0.41% of their portfolio ATLANTA, GA 66,61966.6k $3.1m $3.1m 0.41% Added +10.9k +10,896
61 MONEY CONCEPTS CAPITAL CORP 0.14% of their portfolio PALM BEACH GARDENS, FL 65,60865.6k $3.1m $3.1m 0.14% Added +64.5k +64,519
62 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 59,44159.4k $2.8m $2.8m 0.04% Added +21.8k +21,777
63 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 58,84258.8k $2.7m $2.7m 0.01% Added +17.1k +17,142
64 COTTONWOOD CAPITAL ADVISORS, LLC 2.42% of their portfolio SALT LAKE CITY, UT 58,27358.3k $2.7m $2.7m 2.42% Reduced -9.1k -9,137
65 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 58,14758.1k $2.7m $2.7m 0.06% Reduced -6 -6
66 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 58,09758.1k $2.7m $2.7m 0.00% New
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 57,62357.6k $2.7m $2.7m 0.00% Added +3.6k +3,637
68 First Heartland Consultants, Inc. 0.41% of their portfolio LAKE ST. LOUIS, MO 57,20957.2k $2.7m $2.7m 0.41% Unchanged
69 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 55,18955.2k $2.6m $2.6m 0.07% Added +201 +201
70 RETIREMENT GUYS FORMULA LLC 2.04% of their portfolio MAUMEE, OH 53,48653.5k $2.5m $2.5m 2.04% New
71 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 51,53851.5k $2.4m $2.4m 0.07% Added +29.9k +29,905
72 Main Street Financial Solutions, LLC 0.37% of their portfolio NEWTOWN, PA 50,51950.5k $2.4m $2.4m 0.37% Reduced -72.1k -72,107
73 Keystone Financial Group 0.45% of their portfolio LEXINGTON, KY 49,46249.5k $2.3m $2.3m 0.45% Reduced -1.8k -1,822
74 Fifth Third Securities, Inc. 0.29% of their portfolio Cincinnati, OH 47,65447.7k $2.2m $2.2m 0.29% New
75 CREATIVE FINANCIAL DESIGNS INC /ADV 0.32% of their portfolio KOKOMO, IN 46,45046.5k $2.2m $2.2m 0.32% Added +2.1k +2,072
76 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 45,88345.9k $2.1m $2.1m 0.04% Added +10.2k +10,175
77 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 43,86443.9k $2.0m $2.0m 0.09% Added +17.8k +17,835
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 43,85043.9k $2.0m $2.0m 0.10% Reduced -2.8k -2,780
79 Jackson Wealth Management, LLC 0.75% of their portfolio LAKE MARY, FL 43,69443.7k $2.0m $2.0m 0.75% New
80 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 42,59542.6k $2.0m $2.0m 0.04% New
81 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 42,48842.5k $2.0m $2.0m 0.12% Added +13.8k +13,755
82 Koshinski Asset Management, Inc. 0.19% of their portfolio DECATUR, IL 41,84541.8k $1.9m $1.9m 0.19% Added +970 +970
83 SPC Financial, Inc. 0.23% of their portfolio ROCKVILLE, MD 40,96441.0k $1.9m $1.9m 0.23% Added +5.4k +5,372
84 Endowment Wealth Management, Inc. 2.03% of their portfolio APPLETON, WI 39,69939.7k $1.8m $1.8m 2.03% Added +2.5k +2,465
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 39,30039.3k $1.8m $1.8m 0.00% New
86 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 39,29339.3k $1.8m $1.8m 0.08% Reduced -940 -940
87 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 39,27839.3k $1.8m $1.8m 0.08% Reduced -161 -161
88 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 36,82236.8k $1.7m $1.7m 0.03% Reduced -3.1k -3,093
89 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 35,03335.0k $1.6m $1.6m 0.00% New
90 Garden State Investment Advisory Services LLC 0.97% of their portfolio Red Bank, NJ 34,99835.0k $1.6m $1.6m 0.97% First filing
91 Accel Wealth Management 0.75% of their portfolio WAVERLY, IA 33,88533.9k $1.6m $1.6m 0.75% Added +40 +40
92 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 33,71533.7k $1.6m $1.6m 0.03% Reduced -31.2k -31,167
93 SMITH, MOORE & CO. 0.21% of their portfolio CLAYTON, MO 32,96433.0k $1.5m $1.5m 0.21% Added +2.1k +2,124
94 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 31,53731.5k $1.5m $1.5m 0.10% New
95 Future Financial Wealth Managment LLC 1.62% of their portfolio CINCINNATI, OH 30,48730.5k $1.4m $1.4m 1.62% New
96 StoneX Group Inc. 0.17% of their portfolio NEW YORK, NY 30,15330.2k $1.4m $1.4m 0.17% Reduced -386 -386
97 CoreCap Advisors, LLC 0.10% of their portfolio SOUTHFIELD, MI 30,12130.1k $1.4m $1.4m 0.10% Reduced -160 -160
98 Waterfront Wealth Inc. 0.50% of their portfolio OVERLAND PARK, KS 29,90429.9k $1.5m $1.5m 0.50% Reduced -312 -312
99 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 29,86629.9k $1.4m $1.4m 0.00% Added +7.9k +7,886
100 Bluespring Wealth Management, LLC 0.19% of their portfolio AUSTIN, TX 29,80929.8k $1.4m $1.4m 0.19% Reduced -7.3k -7,299