ISHARES TR IWC
MICRO-CAP ETF · ETP · CUSIP 464288869
197
institutional holders
+2 vs Q3 2022
4.6m
shares reported held*
$493.7mreported value*
17 new
58 added
54 reduced
14 sold out
net bought ≈ $2.6m (+23.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($703.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $108.31. Options: 3 managers hold calls ($431.3k notional), 3 hold puts ($10.9m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 195 |
| Q4 2022 | 197 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $538.0k | — |
| Q4 2022 | $431.3k | $10.9m | 25.23 |
Biggest buyers
| GOLDMAN SACHS GROUP INC | Added | +50.0k |
| ROYAL BANK OF CANADA | Added | +35.1k |
| RICE HALL JAMES & ASSOCIATES, LLC | New | +23.7k |
| Crescent Grove Advisors, LLC | Added | +19.6k |
| One Capital Management, LLC | Added | +18.2k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | Added | +17.9k |
| Janney Montgomery Scott LLC | Added | +17.4k |
| CX Institutional | New | +15.5k |
| LPL Financial LLC | Added | +15.1k |
| Alesco Advisors, LLC, An ESL Co | Added | +14.2k |
Biggest sellers
| Marquette Asset Management, LLC | Reduced | -57.0k |
| Tower Research Capital LLC (TRC) | Sold out | -36.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -29.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -22.4k |
| FLOW TRADERS U.S. LLC | Sold out | -21.3k |
| STEPHENS INC /AR/ | Reduced | -17.1k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -16.3k |
| CITADEL ADVISORS LLC | Reduced | -15.9k |
| Rockbridge Investment Management, LCC | Reduced | -12.2k |
| BANK OF MONTREAL /CAN/ | Reduced | -11.0k |
Biggest calls
| CITADEL ADVISORS LLC | New | $215.7k2.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $215.7k2.0k shares |
| Cutler Group LLC / CA | Added | $0300 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $10.8m100.3k shares |
| CITADEL ADVISORS LLC | Reduced | $64.7k600 shares |
| Cutler Group LLC / CA | Added | $0300 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| 1832 Asset Management L.P. 0.12% of their portfolio | 535.8k $57.8m | Added +8.8k |
| Corient Private Wealth LP 0.11% of their portfolio | 272.2k $29.4m | First filing |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 270.7k $29.2m | Reduced -29.1k |
| One Capital Management, LLC 1.45% of their portfolio | 251.8k $27.2m | Added +18.2k |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC 1.56% of their portfolio | 200.2k $21.6m | Added +3.2k |
| Alesco Advisors, LLC, An ESL Co 0.69% of their portfolio | 165.4k $17.8m | Added +14.2k |
| BANK OF MONTREAL /CAN/ 0.01% of their portfolio | 164.2k $18.6m | Reduced -11.0k |
| AVANTAX ADVISORY SERVICES, INC. 0.22% of their portfolio | 154.3k $16.6m | Added +7.4k |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.65% of their portfolio | 127.9k $13.8m | Reduced -6.6k |
| ARKANSAS FINANCIAL GROUP, INC. 2.59% of their portfolio | 109.8k $11.8m | Reduced -6.3k |
| Janney Montgomery Scott LLC 0.05% of their portfolio | 109.0k $11.8m | Added +17.4k |
| MORGAN STANLEY 0.00% of their portfolio | 94.0k $10.1m | Added +630 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 93.4k $10.1m | Reduced -4.3k |
| OSAIC HOLDINGS, INC. 0.02% of their portfolio | 89.1k $9.6m | Added +3.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 85.1k $9.2m | Added +35.1k |
| Creative Planning 0.01% of their portfolio | 78.0k $8.4m | Added +2.3k |
| HighTower Advisors, LLC 0.02% of their portfolio | 76.7k $8.3m | Added +140 |
| AIRE ADVISORS, LLC 2.52% of their portfolio | 76.3k $8.2m | Added +6.8k |
| Chicago Partners Investment Group LLC 0.56% of their portfolio | 75.0k $9.1m | Added +5.0k |
| UBS Group AG 0.00% of their portfolio | 70.2k $7.6m | Reduced -1.6k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 63.8k $6.9m | Added +50.0k |
| STEPHENS INC /AR/ 0.14% of their portfolio | 62.9k $6.8m | Reduced -17.1k |
| SACHEM HILL LLC 2.06% of their portfolio | 62.1k $6.7m | Added +632 |
| Efficient Advisors, LLC 0.63% of their portfolio | 57.9k $6.2m | Reduced -52 |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio | 48.9k $5.3m | Reduced -1.5k |
| Frank, Rimerman Advisors LLC 1.63% of their portfolio | 48.5k $5.2m | Reduced -2.7k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 44.9k $4.8m | Reduced -739 |
| SMITH, MOORE & CO. 0.64% of their portfolio | 42.5k $4.6m | Added +148 |
| LPL Financial LLC 0.00% of their portfolio | 40.4k $4.4m | Added +15.1k |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC 1.52% of their portfolio | 39.9k $4.3m | Reduced -175 |
| JOHNSON INVESTMENT COUNSEL INC 0.06% of their portfolio | 39.6k $4.3m | Reduced -788 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.05% of their portfolio | 38.6k $4.2m | Added +17.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 35.3k $3.8m | Added +4.2k |
| Ancora Advisors LLC 0.10% of their portfolio | 32.1k $3.5m | Reduced -110 |
| WealthShield Partners, LLC 0.65% of their portfolio | 31.5k $3.4m | Added +1.3k |
| HANCOCK WHITNEY CORP 0.13% of their portfolio | 30.4k $3.3m | Reduced -2.8k |
| RICE HALL JAMES & ASSOCIATES, LLC 0.15% of their portfolio | 23.7k $2.6m | New |
| Crescent Grove Advisors, LLC 0.26% of their portfolio | 23.4k $2.5m | Added +19.6k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 23.2k $2.5m | Added +13.9k |
| Texas Yale Capital Corp. 0.14% of their portfolio | 22.4k $2.4m | Unchanged |
| PARK AVENUE SECURITIES LLC 0.04% of their portfolio | 21.6k $2.3m | Added +4.6k |
| Regal Investment Advisors LLC 0.21% of their portfolio | 20.5k $2.2m | Added +361 |
| Connective Capital Management, LLC 0.78% of their portfolio | 20.1k $2.2m | First filing |
| WESCAP Management Group, Inc. 0.74% of their portfolio | 19.6k $2.1m | Reduced -1.0k |
| Cetera Advisors LLC 0.04% of their portfolio | 19.4k $2.1m | Reduced -274 |
| Kendall Capital Management 1.01% of their portfolio | 18.5k $2.0m | Reduced -2.3k |
| Rockbridge Investment Management, LCC 0.38% of their portfolio | 17.5k $1.9m | Reduced -12.2k |
| Dynamic Advisor Solutions LLC 0.12% of their portfolio | 16.5k $1.8m | Reduced -1.5k |
| CX Institutional 0.10% of their portfolio | 15.5k $1.7m | New |
| Naviter Wealth, LLC 0.49% of their portfolio | 15.3k $1.8m | Added +9.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 14.3k $1.5m | Added +375 |
| Level Financial Advisors 1.01% of their portfolio | 14.3k $1.5m | Reduced -404 |
| Evanson Asset Management, LLC 0.16% of their portfolio | 13.4k $1.4m | Added +14 |
| Bank of New York Mellon Corp 0.00% of their portfolio | 13.1k $1.4m | Added +87 |
| Mariner, LLC 0.00% of their portfolio | 12.9k $1.4m | Reduced -1.7k |
| Family Firm, Inc. 0.41% of their portfolio | 12.9k $1.4m | Added +241 |
| Physician Wealth Advisors, Inc. 0.40% of their portfolio | 12.8k $1.5m | Reduced -899 |
| GHP Investment Advisors, Inc. 0.09% of their portfolio | 12.5k $1.3m | Reduced -375 |
| Moisand Fitzgerald Tamayo, LLC 0.30% of their portfolio | 12.2k $1.3m | Reduced -165 |
| CI INVESTMENTS INC. 0.01% of their portfolio | 9.9k $1.1m | Unchanged |
| CERTUITY, LLC 0.17% of their portfolio | 9.7k $1.0m | Added +34 |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 9.4k $1.0m | Reduced -5 |
| FIL Ltd 0.00% of their portfolio | 9.2k $995.8k | Unchanged |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 8.6k $922.0k | Reduced -1.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 8.1k $868.9k | Reduced -22.4k |
| Jentner Corp 0.64% of their portfolio | 8.0k $865.4k | Added +161 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 7.9k $847.0k | Reduced -1 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 7.8k $843.0k | Reduced -16.3k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 7.6k $819.5k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 7.2k $772.9k | Reduced -15.9k |
| Ellis Investment Partners, LLC 0.19% of their portfolio | 6.6k $711.9k | Reduced -7 |
| TAP Consulting, LLC 0.19% of their portfolio | 6.6k $708.3k | Reduced -19 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 6.5k $703.8k | Reduced -52 |
| IFP Advisors, Inc 0.02% of their portfolio | 6.5k $693.0k | Reduced -190 |
| Capital Analysts, LLC 0.04% of their portfolio | 6.4k $687.0k | Added +338 |
| KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio | 6.0k $647.6k | Unchanged |
| Brand Asset Management Group, Inc. 0.32% of their portfolio | 5.8k $627.7k | Unchanged |
| Capital Investment Advisors, LLC 0.02% of their portfolio | 5.5k $595.0k | Added +1 |
| Acropolis Investment Management, LLC 0.05% of their portfolio | 5.3k $571.1k | Reduced -925 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC 0.00% of their portfolio | 5.3k $566.6k | Unchanged |
| VISTA CAPITAL PARTNERS, INC. 0.08% of their portfolio | 5.0k $543.2k | Unchanged |
| Sepio Capital, LP 0.05% of their portfolio | 4.9k $531.7k | Added +18 |
| Jackson, Grant Investment Advisers, Inc. 0.26% of their portfolio | 4.9k $528.9k | Reduced -442 |
| Biltmore Family Office, LLC 0.10% of their portfolio | 4.7k $502.6k | Reduced -2.1k |
| Tortoise Investment Management, LLC 0.08% of their portfolio | 4.5k $482.6k | Reduced -360 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 4.3k $461.6k | Added +1.3k |
| Modera Wealth Management, LLC 0.02% of their portfolio | 4.3k $461.2k | Added +1 |
| Endowment Wealth Management, Inc. 0.51% of their portfolio | 4.3k $461.1k | Added +385 |
| FOUNDERS FINANCIAL SECURITIES LLC 0.07% of their portfolio | 4.2k $452.6k | Added +2 |
| PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio | 4.2k $449.4k | Unchanged |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 4.1k $442.3k | Added +287 |
| Portland Global Advisors LLC 0.08% of their portfolio | 4.1k $442.0k | Unchanged |
| NTV Asset Management LLC 0.08% of their portfolio | 4.0k $432.4k | Unchanged |
| EXENCIAL WEALTH ADVISORS, LLC 0.02% of their portfolio | 3.9k $422.8k | Unchanged |
| High Net Worth Advisory Group LLC 0.16% of their portfolio | 3.9k $418.7k | Reduced -2.0k |
| JUNCTURE WEALTH STRATEGIES, LLC 0.20% of their portfolio | 3.9k $416.9k | Reduced -3.9k |
| New England Capital Financial Advisors LLC 0.31% of their portfolio | 3.8k $439.7k | First filing |
| BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio | 3.5k $380.9k | Unchanged |
| Institute for Wealth Management, LLC. 0.08% of their portfolio | 3.5k $372.2k | Added +23 |
| First Western Trust Bank 0.02% of their portfolio | 3.4k $369.2k | Added +834 |