Vault-13

OAKTREE SPECIALTY LENDING CO

COM · Common Stock · CUSIP 67401P108

193 institutional holders -7 vs Q3 2022
67,299,71467.3m shares reported held*
$464.1mreported value*
28 new 67 added 52 reduced 40 sold out net sold ≈ $79.9m (-11.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($370.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.90. Options: 5 managers hold calls ($459.7k notional), 3 hold puts ($10.7k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 200Q4 22: 193193Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022200
Q4 2022193

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $238.0kQ3 22 puts: $3.0kQ3 22P/C 0.01Q4 22 calls: $459.7kQ4 22 puts: $10.7kQ4 22P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$238.0k$3.0k0.01
Q4 2022$459.7k$10.7k0.02

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +1,670,805+1.7m
HRT FINANCIAL LP New +360,651+360.7k
Cliffwater LLC Added +202,010+202.0k
CITADEL ADVISORS LLC Added +151,220+151.2k
BI Asset Management Fondsmaeglerselskab A/S New +148,747+148.7k
Texas Capital Bank Wealth Management Services Inc Added +100,607+100.6k
Jump Financial, LLC Added +88,559+88.6k
LPL Financial LLC Added +84,991+85.0k
INVESTMENT MANAGEMENT OF VIRGINIA LLC Added +65,439+65.4k
LSV ASSET MANAGEMENT Added +65,410+65.4k

Biggest sellers

Greenwich Investment Management, Inc. Sold out -2,546,772-2.5m
VAN ECK ASSOCIATES CORP Sold out -2,012,816-2.0m
Partners Group Holding AG Reduced -1,849,123-1.8m
Invesco Ltd. Reduced -1,654,176-1.7m
EVERGREEN CAPITAL MANAGEMENT LLC Sold out -889,844-889.8k
Relative Value Partners Group, LLC Reduced -699,116-699.1k
ZEKE CAPITAL ADVISORS, LLC Sold out -697,246-697.2k
J.P. Morgan Private Wealth Advisors LLC Sold out -630,818-630.8k
GABELLI FUNDS LLC Sold out -418,828-418.8k
NICOLA WEALTH MANAGEMENT LTD. Sold out -401,700-401.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $305.7k44.5k shares
GROUP ONE TRADING LLC Added $72.1k3.5k shares
CITADEL ADVISORS LLC New $50.8k7.4k shares
SIMPLEX TRADING, LLC Added $31.0k4.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $8.0k1.3k shares
CITADEL ADVISORS LLC New $2.7k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 0.37% of their portfolio LOS ANGELES, CA 5,014,5115.0m $34.4m $34.4m 0.37% Unchanged
2 BRUNI J V & CO /CO 4.40% of their portfolio COLORADO SPRINGS, CO 4,570,5644.6m $31.4m $31.4m 4.40% Added +44.1k +44,051
3 Lindbrook Capital, LLC 3.52% of their portfolio CALABASAS, CA 4,163,3564.2m $28.6m $28.6m 3.52% Added +11.0k +11,039
4 LSV ASSET MANAGEMENT 0.06% of their portfolio CHICAGO, IL 3,756,1363.8m $25.8m $25.8m 0.06% Added +65.4k +65,410
5 ARES MANAGEMENT LLC 1.22% of their portfolio LOS ANGELES, CA 3,606,3533.6m $24.8m $24.8m 1.22% Reduced -85.0k -85,000
6 PRIVATE MANAGEMENT GROUP INC 1.04% of their portfolio IRVINE, CA 3,408,8093.4m $23.4m $23.4m 1.04% Reduced -109.5k -109,492
7 Claret Asset Management Corp 4.71% of their portfolio MONTREAL, A8 3,102,5623.1m $21.3m $21.3m 4.71% Added +31.7k +31,740
8 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 2,374,7772.4m $16.3m $16.3m 0.02% Added +1.7m +1,670,805
9 Cliffwater LLC 3.87% of their portfolio MARINA DEL REY, CA 2,000,4802.0m $13.7m $13.7m 3.87% Added +202.0k +202,010
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,804,6381.8m $12.4m $12.4m 0.00% Reduced -67.2k -67,206
11 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.77% of their portfolio EDINA, MN 1,731,1141.7m $11.9m $11.9m 0.77% Added +40.3k +40,332
12 INVESTMENT MANAGEMENT OF VIRGINIA LLC 2.23% of their portfolio RICHMOND, VA 1,652,6951.7m $11.4m $11.4m 2.23% Added +65.4k +65,439
13 W1M Investment Management Ltd 0.41% of their portfolio London, X0 1,623,9751.6m $11.2m $11.2m 0.41% Reduced -138.9k -138,934
14 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 1,557,6491.6m $10.7m $10.7m 0.03% Reduced -39.0k -39,044
15 TWO SIGMA ADVISERS, LP 0.03% of their portfolio NEW YORK, NY 1,394,8001.4m $9.6m $9.6m 0.03% Added +9.6k +9,600
16 BlackRock Inc. 0.00% of their portfolio New York, NY 1,368,4761.4m $9.4m $9.4m 0.00% Added +18.6k +18,573
17 Legal & General Group Plc 0.00% of their portfolio London, X0 1,214,8211.2m $8.4m $8.4m 0.00% Added +48.2k +48,182
18 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 1,210,8631.2m $8.3m $8.3m 0.01% Reduced -130.7k -130,730
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 876,354876.4k $6.0m $6.0m 0.00% Unchanged
20 Partners Group Holding AG 0.43% of their portfolio BAAR-ZUG, V8 812,751812.8k $5.6m $5.6m 0.43% Reduced -1.8m -1,849,123
21 Rezny Wealth Management, Inc. 2.07% of their portfolio Fort Myers, FL 784,242784.2k $5.4m $5.4m 2.07% Reduced -14.1k -14,093
22 Advisors Asset Management, Inc. 0.11% of their portfolio Monument, CO 777,860777.9k $5.3m $5.3m 0.11% Reduced -26.3k -26,335
23 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 757,409757.4k $5.2m $5.2m 0.01% Added +151.2k +151,220
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 723,226723.2k $5.0m $5.0m 0.00% Added +10.2k +10,186
25 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 721,794721.8k $5.0m $5.0m 0.00% Reduced -14.1k -14,094
26 Muzinich & Co., Inc. 4.37% of their portfolio NEW YORK, NY 721,794721.8k $5.0m $5.0m 4.37% Reduced -14.1k -14,094
27 Hennion & Walsh Asset Management, Inc. 0.29% of their portfolio Parsippany, NJ 681,742681.7k $4.7m $4.7m 0.29% Added +46.7k +46,715
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 647,405647.4k $4.4m $4.4m 0.00% Reduced -292.0k -291,980
29 Independent Advisor Alliance 0.24% of their portfolio CHARLOTTE, NC 634,074634.1k $4.4m $4.4m 0.24% Reduced -62.5k -62,540
30 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 592,156592.2k $4.1m $4.1m 0.01% Reduced -63.8k -63,785
31 EPIQ PARTNERS, LLC 2.64% of their portfolio MINNEAPOLIS, MN 576,800576.8k $4.0m $4.0m 2.64% Reduced -16.8k -16,800
32 MCKINLEY CAPITAL MANAGEMENT LLC 0.48% of their portfolio ANCHORAGE, AK 522,186522.2k $3.6m $3.6m 0.48% Reduced -19.7k -19,703
33 Blue Zone Wealth Advisors, LLC 1.71% of their portfolio LOS ANGELES, CA 466,143466.1k $3.2m $3.2m 1.71% Added +6.0k +5,980
34 Clayton Partners LLC 2.95% of their portfolio BERKELEY, CA 453,612453.6k $3.1m $3.1m 2.95% Added +12.2k +12,150
35 Carnegie Investment Counsel 0.12% of their portfolio PEPPER PIKE, OH 417,200417.2k $2.9m $2.9m 0.12% Added +1.7k +1,700
36 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 403,754403.8k $2.8m $2.8m 0.01% Reduced -150.0k -149,980
37 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 368,132368.1k $2.5m $2.5m 0.00% Reduced -216.2k -216,189
38 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 360,651360.7k $2.5m $2.5m 0.04% New
39 Texas Capital Bank Wealth Management Services Inc 0.29% of their portfolio Dallas, TX 341,801341.8k $2.3m $2.3m 0.29% Added +100.6k +100,607
40 Triad Investment Management 3.45% of their portfolio NEWPORT BEACH, CA 321,218321.2k $2.2m $2.2m 3.45% Reduced -19.8k -19,764
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 307,470307.5k $2.1m $2.1m 0.00% Added +59.6k +59,567
42 DNB Asset Management AS 0.01% of their portfolio Oslo, Q8 306,982307.0k $2.1m $2.1m 0.01% Unchanged
43 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 265,366265.4k $1.8m $1.8m 0.00% Added +9.6k +9,562
44 Highlander Capital Management, LLC 0.94% of their portfolio SHORT HILLS, NJ 260,587260.6k $1.8m $1.8m 0.94% Reduced -7.9k -7,872
45 CONDOR CAPITAL MANAGEMENT 0.22% of their portfolio MARTINSVILLE, NJ 258,964259.0k $1.8m $1.8m 0.22% Added +45.2k +45,225
46 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 250,084250.1k $1.7m $1.7m 0.00% Added +85.0k +84,991
47 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 245,295245.3k $1.7m $1.7m 0.01% Reduced -15.1k -15,137
48 Claybrook Capital, LLC 1.03% of their portfolio WELLESLEY, MA 242,975243.0k $1.7m $1.7m 1.03% Added +7.4k +7,400
49 Howard Capital Management Group, LLC 0.20% of their portfolio Los Angeles, CA 240,124240.1k $1.6m $1.6m 0.20% Unchanged
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 236,537236.5k $1.6m $1.6m 0.00% Added +33.4k +33,429
51 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 222,481222.5k $1.5m $1.5m 0.00% Added +5.0k +4,957
52 TCW GROUP INC 0.02% of their portfolio LOS ANGELES, CA 216,446216.4k $1.5m $1.5m 0.02% Reduced -4.0k -4,033
53 Carmel Capital Partners, LLC 1.02% of their portfolio SAN DIEGO, CA 214,363214.4k $1.5m $1.5m 1.02% Added +20.6k +20,620
54 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 204,510204.5k $1.4m $1.4m 0.00% Reduced -1.7m -1,654,176
55 Legacy Capital Wealth Partners, LLC 0.64% of their portfolio LITTLE ROCK, AR 194,958195.0k $1.3m $1.3m 0.64% Added +25.6k +25,562
56 ADVISORY RESEARCH INC 0.12% of their portfolio CHICAGO, IL 179,491179.5k $1.2m $1.2m 0.12% Reduced -11.1k -11,144
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 179,490179.5k $1.2m $1.2m 0.00% Added +52.3k +52,299
58 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 165,922165.9k $1.1m $1.1m 0.01% Reduced -370.7k -370,728
59 Jump Financial, LLC 0.06% of their portfolio Chicago, IL 153,559153.6k $1.1m $1.1m 0.06% Added +88.6k +88,559
60 BI Asset Management Fondsmaeglerselskab A/S 0.03% of their portfolio KOBENHAVN, G7 148,747148.7k $1.0m $1.0m 0.03% New
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 139,902139.9k $961.1k $961.1k 0.00% Unchanged
62 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 139,085139.1k $955.5k $955.5k 0.00% Added +20.5k +20,500
63 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 132,463132.5k $910.0k $910.0k 0.00% Added +16.4k +16,351
64 Clear Harbor Asset Management, LLC 0.11% of their portfolio Stamford, CT 122,073122.1k $838.6k $838.6k 0.11% Added +8.6k +8,600
65 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 120,824120.8k $830.1k $830.1k 0.00% Added +2.3k +2,259
66 Arete Wealth Advisors, LLC 0.07% of their portfolio CHICAGO, IL 114,583114.6k $787.2k $787.2k 0.07% Added +3.3k +3,290
67 FAS Wealth Partners, Inc. 0.08% of their portfolio LEAWOOD, KS 108,000108.0k $742.0k $742.0k 0.08% Reduced -400 -400
68 True Capital Management 0.60% of their portfolio SAN FRANCISCO, CA 107,105107.1k $735.8k $735.8k 0.60% First filing
69 Northeast Financial Consultants Inc 0.04% of their portfolio WESTPORT, CT 96,50096.5k $663.0k $663.0k 0.04% Unchanged
70 Samalin Investment Counsel, LLC 0.40% of their portfolio CHAPPAQUA, NY 91,28491.3k $627.1k $627.1k 0.40% Added +16.5k +16,529
71 Greenland Capital Management LP 0.11% of their portfolio NEW YORK, NY 90,00090.0k $618.3k $618.3k 0.11% First filing
72 NATIXIS 0.01% of their portfolio PARIS, I0 89,59489.6k $1.8m $1.8m 0.01% Unchanged
73 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ST. LOUIS, MO 87,56387.6k $602.0k $602.0k 0.01% Reduced -1.3k -1,344
74 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 85,37285.4k $587.0k $587.0k 0.06% Added +13.4k +13,434
75 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 84,81684.8k $583.0k $583.0k 0.00% Added +11.1k +11,080
76 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 77,62877.6k $533.3k $533.3k 0.00% Added +698 +698
77 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 74,70074.7k $513.2k $513.2k 0.00% Reduced -3.3k -3,276
78 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 71,16271.2k $488.9k $488.9k 0.03% Added +953 +953
79 Arnhold LLC 0.06% of their portfolio New York, NY 67,22067.2k $461.8k $461.8k 0.06% Reduced -29.9k -29,925
80 RNC CAPITAL MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 66,50066.5k $457.0k $457.0k 0.03% Unchanged
81 Weiss Asset Management LP 0.02% of their portfolio BOSTON, MA 65,80765.8k $452.1k $452.1k 0.02% Unchanged
82 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 64,65364.7k $444.2k $444.2k 0.00% Reduced -94.5k -94,459
83 CAXTON ASSOCIATES LP 0.03% of their portfolio NEW YORK, NY 60,52060.5k $415.8k $415.8k 0.03% New
84 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 56,64156.6k $389.1k $389.1k 0.00% First filing
85 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 55,80455.8k $383.4k $383.4k 0.00% New
86 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 55,75055.8k $383.0k $383.0k 0.00% Reduced -4.8k -4,794
87 KBC Group NV 0.00% of their portfolio Brussels, C9 53,79153.8k $370.0k $370.0k 0.00% Unchanged
88 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 53,12753.1k $365.0k $365.0k 0.01% Reduced -10.0k -10,000
89 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 52,95853.0k $363.8k $363.8k 0.00% Added +6.9k +6,889
90 Jenkins Wealth 0.13% of their portfolio ENGLEWOOD, CO 48,44748.4k $332.8k $332.8k 0.13% First filing
91 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 47,86047.9k $328.8k $328.8k 0.00% Reduced -4.6k -4,579
92 Relative Value Partners Group, LLC 0.02% of their portfolio NORTHBROOK, IL 47,18347.2k $324.1k $324.1k 0.02% Reduced -699.1k -699,116
93 SMH CAPITAL ADVISORS INC 0.44% of their portfolio FORT WORTH, TX 44,23244.2k $303.9k $303.9k 0.44% Reduced -172 -172
94 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 42,56942.6k $292.4k $292.4k 0.00% New
95 Acrisure Capital Management, LLC 0.32% of their portfolio Austin, TX 42,32042.3k $290.7k $290.7k 0.32% First filing
96 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 39,60439.6k $272.0k $272.0k 0.00% Added +2.0k +2,010
97 GOODWIN DANIEL L 0.14% of their portfolio Oak Brook, IL 39,30039.3k $270.0k $270.0k 0.14% Added +2.5k +2,500
98 VIRTUS ADVISERS, LLC 0.14% of their portfolio HARTFORD, CT 39,03839.0k $268.2k $268.2k 0.14% Reduced -11.8k -11,805
99 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 38,85738.9k $266.9k $266.9k 0.01% Reduced -4.0k -4,047
100 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 38,80038.8k $272.0k $272.0k 0.00% Added +12.5k +12,535