Vault-13

VANGUARD INDEX FDS VUG

GROWTH ETF · ETP · CUSIP 922908736

1,671 institutional holders +113 vs Q3 2022
208,366,705208.4m shares reported held*
$44.2bnreported value*
99 new 668 added 578 reduced 74 sold out net bought ≈ $2.1bn (-8.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($398.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $212.36. Options: 5 managers hold calls ($25.7m notional), 3 hold puts ($8.4m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,558Q4 22: 1,6711,671Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,558
Q4 20221,671

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $30.9mQ3 22 puts: $8.7mQ3 22P/C 0.28Q4 22 calls: $25.7mQ4 22 puts: $8.4mQ4 22P/C 0.32
Numbers
QuarterCallsPutsP/C
Q3 2022$30.9m$8.7m0.28
Q4 2022$25.7m$8.4m0.32

Biggest buyers

RWA WEALTH PARTNERS, LLC Added +2,727,165+2.7m
JONES FINANCIAL COMPANIES LLLP Added +2,477,784+2.5m
BANK OF AMERICA CORP /DE/ Added +1,220,977+1.2m
MORGAN STANLEY Added +499,927+499.9k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +446,995+447.0k
Financial Engines Advisors L.L.C. Added +438,260+438.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +432,314+432.3k
OSAIC HOLDINGS, INC. Added +233,302+233.3k
LOOMIS SAYLES & CO L P Added +218,522+218.5k
EP Wealth Advisors, LLC Added +216,409+216.4k

Biggest sellers

CFS Investment Advisory Services, LLC Sold out -18,241,590-18.2m
CITIGROUP INC Reduced -925,988-926.0k
Squarepoint Ops LLC Sold out -689,757-689.8k
Provida Pension Fund Administrator Reduced -188,295-188.3k
AE Wealth Management LLC Reduced -159,060-159.1k
UBS Group AG Reduced -140,170-140.2k
EdgeRock Capital LLC Sold out -131,445-131.4k
NATIXIS ADVISORS, LLC Reduced -108,826-108.8k
RFG Advisory, LLC Reduced -108,437-108.4k
Hirtle & Co., LLC Reduced -102,143-102.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $15.5m72.7k shares
CITADEL ADVISORS LLC Added $7.1m33.4k shares
WOLVERINE TRADING, LLC Reduced $3.0m14.1k shares
Paladin Advisory Group, LLC Added $95.1k446 shares
Cutler Group LLC / CA Reduced $2.0k900 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.0m23.5k shares
CITADEL ADVISORS LLC Added $2.7m12.5k shares
WOLVERINE TRADING, LLC Reduced $682.0k3.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 1.09% of their portfolio CHARLOTTE, NC 40,849,37640.8m $8.7bn $8.7bn 1.09% Added +1.2m +1,220,977
2 JONES FINANCIAL COMPANIES LLLP 6.99% of their portfolio DES PERES, MO 18,873,32818.9m $4.0bn $4.0bn 6.99% Added +2.5m +2,477,784
3 MORGAN STANLEY 0.29% of their portfolio NEW YORK, NY 12,185,41812.2m $2.6bn $2.6bn 0.29% Added +499.9k +499,927
4 Financial Engines Advisors L.L.C. 7.12% of their portfolio SANTA CLARA, CA 11,684,90811.7m $2.5bn $2.5bn 7.12% Added +438.3k +438,260
5 ENVESTNET ASSET MANAGEMENT INC 1.07% of their portfolio Berwyn, PA 9,728,7159.7m $2.1bn $2.1bn 1.07% Added +60.4k +60,400
6 UBS Group AG 0.54% of their portfolio ZURICH, V8 5,264,4255.3m $1.1bn $1.1bn 0.54% Reduced -140.2k -140,170
7 LPL Financial LLC 0.81% of their portfolio FORT MILL, SC 4,444,0654.4m $947.1m $947.1m 0.81% Added +54.6k +54,610
8 TIAA, FSB 2.97% of their portfolio ST. LOUIS, MO 3,545,0173.5m $755.5m $755.5m 2.97% Reduced -2.2k -2,233
9 FMR LLC 0.07% of their portfolio BOSTON, MA 3,307,1303.3m $704.8m $704.8m 0.07% Reduced -69.2k -69,220
10 WELLS FARGO & COMPANY/MN 0.20% of their portfolio SAN FRANCISCO, CA 3,023,2973.0m $644.3m $644.3m 0.20% Reduced -21.2k -21,173
11 EP Wealth Advisors, LLC 11.42% of their portfolio TORRANCE, CA 2,973,6043.0m $633.7m $633.7m 11.42% Added +216.4k +216,409
12 RWA WEALTH PARTNERS, LLC 15.59% of their portfolio BOSTON, MA 2,818,7762.8m $626.8m $626.8m 15.59% Added +2.7m +2,727,165
13 AMERIPRISE FINANCIAL INC 0.20% of their portfolio MINNEAPOLIS, MN 2,762,7862.8m $589.1m $589.1m 0.20% Added +186.2k +186,213
14 Mill Creek Capital Advisors, LLC 22.52% of their portfolio Conshohocken, PA 2,544,1792.5m $542.2m $542.2m 22.52% First filing
15 PNC Financial Services Group, Inc. 0.52% of their portfolio Pittsburgh, PA 2,524,9632.5m $538.1m $538.1m 0.52% Added +12.3k +12,273
16 Bank of New York Mellon Corp 0.11% of their portfolio NEW YORK, NY 2,349,0742.3m $500.6m $500.6m 0.11% Reduced -18.8k -18,774
17 D.A. DAVIDSON & CO. 4.69% of their portfolio GREAT FALLS, MT 1,866,2551.9m $397.7m $397.7m 4.69% Added +73.2k +73,171
18 ROYAL BANK OF CANADA 0.12% of their portfolio TORONTO, A6 1,862,4201.9m $396.9m $396.9m 0.12% Added +34.1k +34,090
19 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 1,750,1031.8m $373.0m $373.0m 0.11% Added +177.7k +177,684
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.53% of their portfolio MILWAUKEE, WI 1,636,7751.6m $348.8m $348.8m 0.53% Added +432.3k +432,314
21 SEI INVESTMENTS CO 0.74% of their portfolio OAKS, PA 1,552,8361.6m $330.9m $330.9m 0.74% Reduced -64.7k -64,737
22 COMMONWEALTH EQUITY SERVICES, LLC 0.79% of their portfolio WALTHAM, MA 1,535,8521.5m $327.3m $327.3m 0.79% Added +68.3k +68,267
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.81% of their portfolio IRVING, TX 1,512,5331.5m $322.3m $322.3m 1.81% Reduced -49.5k -49,452
24 OSAIC HOLDINGS, INC. 0.62% of their portfolio SCOTTSDALE, AZ 1,433,5371.4m $305.7m $305.7m 0.62% Added +233.3k +233,302
25 Raymond James Financial Services Advisors, Inc. 0.58% of their portfolio ST. PETERSBURG, FL 1,351,4461.4m $288.0m $288.0m 0.58% Added +32.1k +32,135
26 Mariner, LLC 0.74% of their portfolio Overland Park, KS 1,081,7711.1m $230.5m $230.5m 0.74% Added +50.0k +50,050
27 Performance Wealth Partners, LLC 13.52% of their portfolio HINSDALE, IL 1,054,2701.1m $224.7m $224.7m 13.52% Reduced -14.4k -14,384
28 HighTower Advisors, LLC 0.49% of their portfolio CHICAGO, IL 1,007,9211.0m $214.7m $214.7m 0.49% Added +87.3k +87,253
29 TRUIST FINANCIAL CORP 0.37% of their portfolio CHARLOTTE, NC 990,162990.2k $211.0m $211.0m 0.37% Added +79.6k +79,596
30 CHOREO, LLC 10.34% of their portfolio ROCKFORD, IL 980,440980.4k $208.9m $208.9m 10.34% Added +32.4k +32,382
31 Wellspring Financial Advisors, LLC 2.16% of their portfolio CLEVELAND, OH 949,274949.3k $6.5m $6.5m 2.16% Added +634 +634
32 NATIXIS ADVISORS, LLC 0.74% of their portfolio Boston, MA 917,902917.9k $195.6m $195.6m 0.74% Reduced -108.8k -108,826
33 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1.96% of their portfolio OMAHA, NE 916,629916.6k $195.3m $195.3m 1.96% Reduced -30.2k -30,244
34 Merit Financial Group, LLC 6.91% of their portfolio ALPHARETTA, GA 894,909894.9k $190.7m $190.7m 6.91% Added +22.8k +22,808
35 Equitable Holdings, Inc. 3.31% of their portfolio NEW YORK, NY 892,659892.7k $190.2m $190.2m 3.31% Added +4.4k +4,418
36 RAYMOND JAMES & ASSOCIATES 0.17% of their portfolio ST PETERSBURG, FL 889,324889.3k $189.5m $189.5m 0.17% Added +116.8k +116,807
37 MISSION WEALTH MANAGEMENT, LP 8.62% of their portfolio Santa Barbara, CA 835,166835.2k $178.0m $178.0m 8.62% Added +26.3k +26,286
38 Modera Wealth Management, LLC 6.24% of their portfolio WESTWOOD, NJ 720,385720.4k $153.5m $153.5m 6.24% Added +62.5k +62,513
39 Northeast Financial Consultants Inc 10.07% of their portfolio WESTPORT, CT 699,690699.7k $149.1m $149.1m 10.07% Reduced -27.3k -27,282
40 MML INVESTORS SERVICES, LLC 0.96% of their portfolio SPRINGFIELD, MA 683,365683.4k $145.6m $145.6m 0.96% Added +49.9k +49,862
41 Corient Private Wealth LP 0.48% of their portfolio MIAMI, FL 618,266618.3k $131.1m $131.1m 0.48% First filing
42 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4.69% of their portfolio LOS ANGELES, CA 612,021612.0k $130.4m $130.4m 4.69% Added +45.1k +45,085
43 WESTWOOD HOLDINGS GROUP INC 1.13% of their portfolio DALLAS, TX 601,099601.1k $128.1m $128.1m 1.13% Added +62.0k +62,046
44 CAPTRUST FINANCIAL ADVISORS 0.64% of their portfolio RALEIGH, NC 594,048594.0k $126.6m $126.6m 0.64% Added +19.0k +18,969
45 J.P. Morgan Private Wealth Advisors LLC 0.28% of their portfolio SAN FRANCISCO, CA 581,329581.3k $123.9m $123.9m 0.28% Added +35.9k +35,911
46 MATHER GROUP, LLC. 2.35% of their portfolio CHICAGO, IL 572,818572.8k $122.1m $122.1m 2.35% Reduced -23.4k -23,353
47 STIFEL FINANCIAL CORP 0.17% of their portfolio ST. LOUIS, MO 545,777545.8k $116.3m $116.3m 0.17% Reduced -14.4k -14,423
48 Truepoint, Inc. 4.19% of their portfolio CINCINNATI, OH 542,956543.0k $115.7m $115.7m 4.19% Added +46.3k +46,314
49 ASSETMARK, INC 0.50% of their portfolio CONCORD, CA 536,833536.8k $114.4m $114.4m 0.50% Reduced -43.0k -43,018
50 Kestra Advisory Services, LLC 0.98% of their portfolio AUSTIN, TX 515,418515.4k $109.8m $109.8m 0.98% Added +112.2k +112,248
51 Garde Capital, Inc. 12.42% of their portfolio SEATTLE, WA 485,263485.3k $103.4m $103.4m 12.42% Reduced -5.2k -5,174
52 Cetera Investment Advisers 0.94% of their portfolio SCHAUMBURG, IL 477,573477.6k $101.8m $101.8m 0.94% Added +172.1k +172,144
53 Waverly Advisors, LLC 5.56% of their portfolio BIRMINGHAM, AL 469,846469.8k $100.1m $100.1m 5.56% Reduced -8.1k -8,063
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 466,650466.6k $99.4m $99.4m 0.06% Added +447.0k +446,995
55 Waldron Private Wealth LLC 5.60% of their portfolio BRIDGEVILLE, PA 421,306421.3k $90.1m $90.1m 5.60% Unchanged
56 STEPHENS GROUP ASSET MANAGEMENT, LLC 9.94% of their portfolio LITTLE ROCK, AR 409,793409.8k $87.3m $87.3m 9.94% Reduced -5.7k -5,707
57 AE Wealth Management LLC 0.63% of their portfolio TOPEKA, KS 406,213406.2k $86.6m $86.6m 0.63% Reduced -159.1k -159,060
58 Cullen/Frost Bankers, Inc. 1.62% of their portfolio San Antonio, TX 399,116399.1k $85.1m $85.1m 1.62% Added +54.7k +54,693
59 Cambridge Investment Research Advisors, Inc. 0.44% of their portfolio FAIRFIELD, IA 395,336395.3k $84.2m $84.2m 0.44% Reduced -38.4k -38,388
60 Private Advisor Group, LLC 1.37% of their portfolio MORRISTOWN, NJ 391,274391.3k $46.1m $46.1m 1.37% Added +50.4k +50,416
61 COLDSTREAM CAPITAL MANAGEMENT INC 3.04% of their portfolio BELLEVUE, WA 389,912389.9k $83.1m $83.1m 3.04% First filing
62 BANK OF HAWAII 4.97% of their portfolio HONOLULU, HI 381,028381.0k $81.2m $81.2m 4.97% Added +24.2k +24,228
63 BOK Financial Private Wealth, Inc. 6.74% of their portfolio DENVER, CO 380,732380.7k $81.1m $81.1m 6.74% Reduced -68.4k -68,411
64 Baird Financial Group, Inc. 0.21% of their portfolio MILWAUKEE, WI 372,285372.3k $79.3m $79.3m 0.21% Added +87.2k +87,195
65 Wealthspire Advisors, LLC 1.42% of their portfolio NEW YORK, NY 366,399366.4k $78.1m $78.1m 1.42% Added +188.2k +188,240
66 INVICTUS PRIVATE WEALTH, LLC 9.92% of their portfolio Denver, CO 361,441361.4k $77.0m $77.0m 9.92% First filing
67 B. Riley Wealth Advisors, Inc. 2.10% of their portfolio MEMPHIS, TN 350,899350.9k $74.8m $74.8m 2.10% Added +12.7k +12,690
68 Sumitomo Mitsui DS Asset Management Company, Ltd 1.47% of their portfolio TOKYO, M0 339,863339.9k $72.4m $72.4m 1.47% Added +33.2k +33,200
69 MONETA GROUP INVESTMENT ADVISORS LLC 2.19% of their portfolio ST LOUIS, MO 339,597339.6k $79.9m $79.9m 2.19% Reduced -17.9k -17,944
70 Atria Wealth Solutions, Inc. 1.13% of their portfolio NEW YORK, NY 330,342330.3k $70.4m $70.4m 1.13% Added +13.8k +13,778
71 PATHSTONE FAMILY OFFICE, LLC 0.55% of their portfolio ENGLEWOOD, NJ 319,602319.6k $65.5m $65.5m 0.55% Added +204.4k +204,392
72 CWM, LLC 0.50% of their portfolio OMAHA, NE 315,369315.4k $67.2m $67.2m 0.50% Reduced -28.3k -28,301
73 CENTRAL TRUST Co 2.00% of their portfolio JEFFERSON CITY, MO 305,062305.1k $65.0m $65.0m 2.00% Added +7.6k +7,603
74 BRANDYWINE OAK PRIVATE WEALTH LLC 7.94% of their portfolio Kennett Square, PA 299,181299.2k $63.8m $63.8m 7.94% Added +46.7k +46,712
75 WOODMONT INVESTMENT COUNSEL LLC 6.99% of their portfolio NASHVILLE, TN 289,927289.9k $61.8m $61.8m 6.99% Added +25.8k +25,811
76 CSM Advisors, LLC 5.85% of their portfolio WARRENDALE, PA 286,687286.7k $61.1m $61.1m 5.85% Unchanged
77 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 285,539285.5k $60.9m $60.9m 0.01% Added +104.9k +104,854
78 NSI Retail Advisors, LLC 14.18% of their portfolio WARRENDALE, PA 281,887281.9k $60.1m $60.1m 14.18% Unchanged
79 Financial Synergies Wealth Advisors, Inc. 9.16% of their portfolio HOUSTON, TX 277,614277.6k $59.2m $59.2m 9.16% Reduced -30.0k -29,999
80 AVANTAX ADVISORY SERVICES, INC. 0.79% of their portfolio DALLAS, TX 277,551277.6k $59.1m $59.1m 0.79% Added +25.8k +25,766
81 MOSAIC FAMILY WEALTH PARTNERS, LLC 16.56% of their portfolio ST. LOUIS, MO 274,442274.4k $58.5m $58.5m 16.56% First filing
82 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 273,427273.4k $58.3m $58.3m 0.03% Reduced -62.2k -62,172
83 LOOMIS SAYLES & CO L P 0.12% of their portfolio BOSTON, MA 272,747272.7k $58.1m $58.1m 0.12% Added +218.5k +218,522
84 VISTA CAPITAL PARTNERS, INC. 9.03% of their portfolio PORTLAND, OR 271,892271.9k $57.9m $57.9m 9.03% Reduced -94 -94
85 Martel Wealth Advisors LLC 15.53% of their portfolio VANCOUVER, WA 268,785268.8k $57.3m $57.3m 15.53% Added +17.5k +17,494
86 Strategies Wealth Advisors, LLC 13.59% of their portfolio GRAND RAPIDS, MI 258,800258.8k $55.2m $55.2m 13.59% First filing
87 Cornerstone Management, Inc. 15.31% of their portfolio DULUTH, GA 255,096255.1k $54.4m $54.4m 15.31% Added +25.4k +25,350
88 FIFTH THIRD BANCORP 0.26% of their portfolio CINCINNATI, OH 253,035253.0k $53.9m $53.9m 0.26% Reduced -3.3k -3,263
89 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 253,017253.0k $53.9m $53.9m 0.08% Reduced -926.0k -925,988
90 Cetera Advisor Networks LLC 0.43% of their portfolio EL SEGUNDO, CA 251,089251.1k $53.5m $53.5m 0.43% Added +51.3k +51,331
91 NewEdge Advisors, LLC 0.81% of their portfolio NEW ORLEANS, LA 250,273250.3k $30.9m $30.9m 0.81% Added +56.7k +56,744
92 Orion Portfolio Solutions, LLC 1.85% of their portfolio Omaha, NE 248,190248.2k $52.9m $52.9m 1.85% Added +7.1k +7,080
93 White Lighthouse Investment Management Inc. 14.35% of their portfolio BEDFORD, MA 247,819247.8k $52.8m $52.8m 14.35% Added +1.6k +1,617
94 Trust Co 8.49% of their portfolio MANHATTAN, KS 245,841245.8k $52.4m $52.4m 8.49% Added +12.3k +12,302
95 Peninsula Wealth, LLC 16.41% of their portfolio SAN FRANCISCO, CA 244,717244.7k $52.2m $52.2m 16.41% Added +6.4k +6,359
96 MERCER GLOBAL ADVISORS INC /ADV 0.26% of their portfolio DENVER, CO 240,101240.1k $51.2m $51.2m 0.26% Added +30.0k +29,968
97 Gratus Capital, LLC 4.16% of their portfolio ATLANTA, GA 235,264235.3k $50.1m $50.1m 4.16% Added +173.8k +173,751
98 ZEKE CAPITAL ADVISORS, LLC 3.23% of their portfolio BERWYN, PA 231,814231.8k $49.4m $49.4m 3.23% Added +18 +18
99 GLENMEDE TRUST CO NA 0.29% of their portfolio PHILADELPHIA, PA 228,832228.8k $48.8m $48.8m 0.29% Added +108.5k +108,509
100 Avior Wealth Management, LLC 3.63% of their portfolio OMAHA, NE 225,638225.6k $48.1m $48.1m 3.63% Added +15.7k +15,715