Vault-13

VANGUARD INDEX FDS VO

MID CAP ETF · ETP · CUSIP 922908629

1,621 institutional holders +115 vs Q3 2022
155,312,463155.3m shares reported held*
$31.6bnreported value*
104 new 650 added 527 reduced 66 sold out net bought ≈ $636.3m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($59.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $203.48. Options: 3 managers hold calls ($11.4m notional), 5 hold puts ($25.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,506Q4 22: 1,6211,621Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,506
Q4 20221,621

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $19.4mQ3 22 puts: $5.5mQ3 22P/C 0.28Q4 22 calls: $11.4mQ4 22 puts: $25.7mQ4 22P/C 2.25
Numbers
QuarterCallsPutsP/C
Q3 2022$19.4m$5.5m0.28
Q4 2022$11.4m$25.7m2.25

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +741,328+741.3k
MORGAN STANLEY Added +517,671+517.7k
AMERIPRISE FINANCIAL INC Added +180,533+180.5k
Cresset Asset Management, LLC Added +175,573+175.6k
Cerity Partners LLC Added +142,640+142.6k
PINKERTON WEALTH, LLC New +122,886+122.9k
WELLS FARGO & COMPANY/MN Added +121,513+121.5k
J.P. Morgan Private Wealth Advisors LLC Added +107,019+107.0k
BOK Financial Private Wealth, Inc. Added +105,200+105.2k
Millburn Ridgefield LLC /DE/ Added +103,218+103.2k

Biggest sellers

JONES FINANCIAL COMPANIES LLLP Reduced -268,594-268.6k
UBS Group AG Reduced -175,854-175.9k
NATIXIS ADVISORS, LLC Reduced -172,530-172.5k
GOLDMAN SACHS GROUP INC Reduced -103,107-103.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -97,662-97.7k
Baltimore-Washington Financial Advisors, Inc. Reduced -69,983-70.0k
MUFG Americas Holdings Corp Sold out -66,038-66.0k
TIAA, FSB Reduced -57,597-57.6k
Financial Engines Advisors L.L.C. Reduced -57,145-57.1k
Creative Planning Reduced -57,013-57.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $8.3m40.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.1m15.1k shares
Cutler Group LLC / CA Added $2.0k1.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $17.1m83.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.4m41.0k shares
XR Securities LLC New $224.2k1.1k shares
BANK OF AMERICA CORP /DE/ New $20.4k100 shares
Cutler Group LLC / CA Added $7.0k2.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 1.92% of their portfolio SAN FRANCISCO, CA 29,747,32129.7m $6.1bn $6.1bn 1.92% Added +121.5k +121,513
2 BANK OF AMERICA CORP /DE/ 0.38% of their portfolio CHARLOTTE, NC 14,645,19814.6m $3.0bn $3.0bn 0.38% Added +48.6k +48,578
3 Creative Planning 2.50% of their portfolio OVERLAND PARK, KS 8,166,0588.2m $1.7bn $1.7bn 2.50% Reduced -57.0k -57,013
4 MORGAN STANLEY 0.16% of their portfolio NEW YORK, NY 6,816,1536.8m $1.4bn $1.4bn 0.16% Added +517.7k +517,671
5 UBS Group AG 0.58% of their portfolio ZURICH, V8 5,948,8915.9m $1.2bn $1.2bn 0.58% Reduced -175.9k -175,854
6 JONES FINANCIAL COMPANIES LLLP 2.10% of their portfolio DES PERES, MO 5,921,3525.9m $1.2bn $1.2bn 2.10% Reduced -268.6k -268,594
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.42% of their portfolio MILWAUKEE, WI 4,606,2804.6m $938.9m $938.9m 1.42% Added +741.3k +741,328
8 JPMORGAN CHASE & CO 0.11% of their portfolio NEW YORK, NY 3,768,3113.8m $768.0m $768.0m 0.11% Reduced -23.2k -23,240
9 RAYMOND JAMES & ASSOCIATES 0.63% of their portfolio ST PETERSBURG, FL 3,360,3503.4m $684.9m $684.9m 0.63% Added +90.7k +90,698
10 AMERIPRISE FINANCIAL INC 0.23% of their portfolio MINNEAPOLIS, MN 3,240,3723.2m $665.0m $665.0m 0.23% Added +180.5k +180,533
11 PNC Financial Services Group, Inc. 0.52% of their portfolio Pittsburgh, PA 2,675,2212.7m $545.2m $545.2m 0.52% Added +17.2k +17,194
12 TIAA, FSB 1.89% of their portfolio ST. LOUIS, MO 2,359,8012.4m $481.0m $481.0m 1.89% Reduced -57.6k -57,597
13 LPL Financial LLC 0.40% of their portfolio FORT MILL, SC 2,280,2042.3m $464.7m $464.7m 0.40% Added +5.7k +5,723
14 ENVESTNET ASSET MANAGEMENT INC 0.22% of their portfolio Berwyn, PA 2,071,8982.1m $422.3m $422.3m 0.22% Reduced -97.7k -97,662
15 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 1,802,3291.8m $367.3m $367.3m 0.08% Added +7.8k +7,795
16 Raymond James Financial Services Advisors, Inc. 0.71% of their portfolio ST. PETERSBURG, FL 1,729,9681.7m $352.6m $352.6m 0.71% Added +101.1k +101,054
17 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 1,275,1031.3m $259.9m $259.9m 0.08% Added +26.1k +26,111
18 JMG Financial Group, Ltd. 12.63% of their portfolio DOWNERS GROVE, IL 1,129,2711.1m $230.2m $230.2m 12.63% Reduced -8.2k -8,183
19 COMMONWEALTH EQUITY SERVICES, LLC 0.49% of their portfolio WALTHAM, MA 995,557995.6k $202.9m $202.9m 0.49% Added +39.4k +39,363
20 CIBC Private Wealth Group LLC 0.57% of their portfolio ATLANTA, GA 961,647961.6k $170.6m $170.6m 0.57% Reduced -32.9k -32,901
21 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1.83% of their portfolio OMAHA, NE 896,639896.6k $182.7m $182.7m 1.83% Reduced -52.8k -52,819
22 NATIXIS ADVISORS, LLC 0.69% of their portfolio Boston, MA 895,180895.2k $182.4m $182.4m 0.69% Reduced -172.5k -172,530
23 Border to Coast Pensions Partnership Ltd 5.41% of their portfolio LEEDS, X0 828,371828.4k $168.8m $168.8m 5.41% Reduced -55.0k -55,000
24 Millburn Ridgefield LLC /DE/ 6.36% of their portfolio New York, NY 815,025815.0k $166.1m $166.1m 6.36% Added +103.2k +103,218
25 Catalyst Capital Advisors LLC 5.40% of their portfolio San Juan, PR 814,945814.9k $166.1m $166.1m 5.40% Added +103.2k +103,174
26 Morningstar Investment Services LLC 2.26% of their portfolio CHICAGO, IL 809,362809.4k $166.1m $166.1m 2.26% Reduced -10.4k -10,395
27 J.P. Morgan Private Wealth Advisors LLC 0.34% of their portfolio SAN FRANCISCO, CA 752,287752.3k $153.3m $153.3m 0.34% Added +107.0k +107,019
28 Mariner, LLC 0.47% of their portfolio Overland Park, KS 715,469715.5k $145.8m $145.8m 0.47% Added +78.8k +78,818
29 OSAIC HOLDINGS, INC. 0.29% of their portfolio SCOTTSDALE, AZ 697,158697.2k $142.1m $142.1m 0.29% Added +67.7k +67,736
30 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 668,555668.6k $136.3m $136.3m 0.04% Reduced -103.1k -103,107
31 FIFTH THIRD BANCORP 0.62% of their portfolio CINCINNATI, OH 629,812629.8k $128.4m $128.4m 0.62% Added +43.2k +43,224
32 FINANCIAL COUNSELORS INC 2.87% of their portfolio Overland Park, KS 628,063628.1k $128.0m $128.0m 2.87% Added +21.9k +21,907
33 STIFEL FINANCIAL CORP 0.19% of their portfolio ST. LOUIS, MO 612,244612.2k $124.8m $124.8m 0.19% Added +15.0k +14,984
34 Allworth Financial LP 1.34% of their portfolio FOLSOM, CA 594,240594.2k $121.1m $121.1m 1.34% Added +58.2k +58,227
35 PATHSTONE FAMILY OFFICE, LLC 0.87% of their portfolio ENGLEWOOD, NJ 581,138581.1k $103.5m $103.5m 0.87% Reduced -18.0k -17,976
36 TRUIST FINANCIAL CORP 0.20% of their portfolio CHARLOTTE, NC 563,072563.1k $114.8m $114.8m 0.20% Reduced -13.8k -13,760
37 Wealthspire Advisors, LLC 2.05% of their portfolio NEW YORK, NY 552,957553.0k $112.7m $112.7m 2.05% Added +26.7k +26,655
38 1832 Asset Management L.P. 0.23% of their portfolio TORONTO, A6 540,690540.7k $110.2m $110.2m 0.23% Reduced -6.9k -6,890
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.07% of their portfolio Toronto, A6 535,919535.9k $109.2m $109.2m 0.07% Added +28.3k +28,347
40 Beacon Pointe Advisors, LLC 2.06% of their portfolio NEWPORT BEACH, CA 520,301520.3k $106.0m $106.0m 2.06% Added +8.9k +8,855
41 Cullen/Frost Bankers, Inc. 1.66% of their portfolio San Antonio, TX 427,051427.1k $87.0m $87.0m 1.66% Added +38.5k +38,541
42 HighTower Advisors, LLC 0.19% of their portfolio CHICAGO, IL 414,316414.3k $84.4m $84.4m 0.19% Added +77.6k +77,634
43 Cresset Asset Management, LLC 1.06% of their portfolio Chicago, IL 412,907412.9k $84.0m $84.0m 1.06% Added +175.6k +175,573
44 Janney Montgomery Scott LLC 0.31% of their portfolio PHILADELPHIA, PA 396,393396.4k $80.8m $80.8m 0.31% Added +6.8k +6,822
45 Bleakley Financial Group, LLC 2.81% of their portfolio PARSIPPANY, NJ 385,945385.9k $78.7m $78.7m 2.81% First filing
46 Baird Financial Group, Inc. 0.20% of their portfolio MILWAUKEE, WI 370,801370.8k $75.6m $75.6m 0.20% Added +14.5k +14,498
47 MassMutual Private Wealth & Trust, FSB 3.05% of their portfolio Windsor, CT 363,923363.9k $74.2m $74.2m 3.05% Added +950 +950
48 MML INVESTORS SERVICES, LLC 0.46% of their portfolio SPRINGFIELD, MA 340,299340.3k $69.4m $69.4m 0.46% Added +20.2k +20,181
49 CAPTRUST FINANCIAL ADVISORS 0.34% of their portfolio RALEIGH, NC 327,432327.4k $66.7m $66.7m 0.34% Reduced -8.4k -8,372
50 FMR LLC 0.01% of their portfolio BOSTON, MA 319,715319.7k $65.2m $65.2m 0.01% Reduced -32.4k -32,382
51 Larson Financial Group LLC 7.77% of their portfolio ST LOUIS, MO 318,546318.5k $64.9m $64.9m 7.77% Reduced -39.7k -39,741
52 COUNTRY TRUST BANK 1.90% of their portfolio Bloomington, IL 314,543314.5k $64.1m $64.1m 1.90% Added +4.5k +4,473
53 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2.42% of their portfolio NORFOLK, VA 313,505313.5k $63.9m $63.9m 2.42% Added +1.7k +1,692
54 Veritable, L.P. 1.11% of their portfolio Newtown Square, PA 304,278304.3k $62.0m $62.0m 1.11% Added +4.3k +4,312
55 Joel Isaacson & Co., LLC 4.74% of their portfolio NEW YORK, NY 302,282302.3k $61.6m $61.6m 4.74% Added +3.6k +3,560
56 INVICTUS PRIVATE WEALTH, LLC 7.81% of their portfolio Denver, CO 297,413297.4k $60.6m $60.6m 7.81% First filing
57 CENTRAL TRUST Co 1.82% of their portfolio JEFFERSON CITY, MO 288,957289.0k $58.9m $58.9m 1.82% Reduced -12.1k -12,147
58 MONETA GROUP INVESTMENT ADVISORS LLC 1.69% of their portfolio ST LOUIS, MO 281,038281.0k $61.8m $61.8m 1.69% Added +15.1k +15,111
59 ASSETMARK, INC 0.25% of their portfolio CONCORD, CA 280,805280.8k $57.2m $57.2m 0.25% Reduced -2.7k -2,681
60 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 280,654280.7k $59.2m $59.2m 0.03% Added +73.5k +73,476
61 Smithfield Trust Co 3.71% of their portfolio PITTSBURGH, PA 270,952271.0k $55.2m $55.2m 3.71% Reduced -5.7k -5,669
62 TRUSTMARK BANK TRUST DEPARTMENT 5.03% of their portfolio JACKSON, MS 267,462267.5k $54.5m $54.5m 5.03% Added +12.9k +12,898
63 Cambridge Investment Research Advisors, Inc. 0.28% of their portfolio FAIRFIELD, IA 264,742264.7k $54.0m $54.0m 0.28% Added +15.1k +15,103
64 COLDSTREAM CAPITAL MANAGEMENT INC 1.93% of their portfolio BELLEVUE, WA 258,125258.1k $52.6m $52.6m 1.93% First filing
65 Private Advisor Group, LLC 0.42% of their portfolio MORRISTOWN, NJ 257,169257.2k $14.3m $14.3m 0.42% Reduced -4.2k -4,197
66 BOK Financial Private Wealth, Inc. 4.25% of their portfolio DENVER, CO 250,877250.9k $51.1m $51.1m 4.25% Added +105.2k +105,200
67 Nadler Financial Group, Inc. 8.54% of their portfolio DEERFIELD, IL 239,998240.0k $48.9m $48.9m 8.54% Added +19.9k +19,882
68 Clearstead Advisors, LLC 3.52% of their portfolio CLEVELAND, OH 220,150220.2k $44.9m $44.9m 3.52% Added +9.4k +9,412
69 PEAPACK GLADSTONE FINANCIAL CORP 0.87% of their portfolio BEDMINSTER, NJ 216,913216.9k $44.2m $44.2m 0.87% Added +1.9k +1,918
70 Chicago Partners Investment Group LLC 2.96% of their portfolio CHICAGO, IL 216,201216.2k $48.3m $48.3m 2.96% Added +17.0k +17,040
71 NewEdge Advisors, LLC 0.79% of their portfolio NEW ORLEANS, LA 214,229214.2k $30.3m $30.3m 0.79% Added +49.2k +49,242
72 Northwest Quadrant Wealth Management, LLC 13.21% of their portfolio BEND, OR 212,660212.7k $43.3m $43.3m 13.21% Added +1.7k +1,705
73 PITTENGER & ANDERSON INC 2.31% of their portfolio LINCOLN, NE 206,579206.6k $42.1m $42.1m 2.31% Added +13.0k +13,038
74 Thrivent Financial for Lutherans 0.11% of their portfolio Minneapolis, MN 204,339204.3k $41.8m $41.8m 0.11% Added +6.2k +6,167
75 Corient Private Wealth LP 0.14% of their portfolio MIAMI, FL 194,188194.2k $39.5m $39.5m 0.14% First filing
76 TRUSTCORE FINANCIAL SERVICES, LLC 3.45% of their portfolio BRENTWOOD, TN 192,645192.6k $39.3m $39.3m 3.45% Reduced -4.9k -4,892
77 US BANCORP \DE\ 0.07% of their portfolio MINNEAPOLIS, MN 191,053191.1k $38.9m $38.9m 0.07% Added +62.1k +62,079
78 Equitable Holdings, Inc. 0.68% of their portfolio NEW YORK, NY 191,003191.0k $38.9m $38.9m 0.68% Added +17.5k +17,480
79 Capital Asset Advisory Services LLC 3.11% of their portfolio Williamston, MI 190,039190.0k $39.0m $39.0m 3.11% Added +3.1k +3,096
80 BlackRock Inc. 0.00% of their portfolio New York, NY 186,276186.3k $38.0m $38.0m 0.00% Reduced -822 -822
81 Cerity Partners LLC 0.24% of their portfolio NEW YORK, NY 182,440182.4k $37.7m $37.7m 0.24% Added +142.6k +142,640
82 McIlrath & Eck, LLC 9.56% of their portfolio ARLINGTON, WA 182,070182.1k $37.1m $37.1m 9.56% Added +3.6k +3,628
83 Nicholas Hoffman & Company, LLC. 3.94% of their portfolio ATLANTA, GA 179,648179.6k $36.6m $36.6m 3.94% Added +49.4k +49,365
84 MERCER GLOBAL ADVISORS INC /ADV 0.18% of their portfolio DENVER, CO 177,811177.8k $36.2m $36.2m 0.18% Added +26.9k +26,863
85 Venture Visionary Partners LLC 2.61% of their portfolio Sylvania, OH 176,761176.8k $36.0m $36.0m 2.61% Added +960 +960
86 CX Institutional 2.17% of their portfolio AUBURN, IN 175,520175.5k $35.8m $35.8m 2.17% Reduced -4.0k -4,046
87 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 7.47% of their portfolio Reston, VA 172,695172.7k $35.2m $35.2m 7.47% Added +9.0k +9,010
88 Cetera Advisor Networks LLC 0.28% of their portfolio EL SEGUNDO, CA 169,587169.6k $34.6m $34.6m 0.28% Added +15.1k +15,142
89 Connecticut Wealth Management, LLC 2.89% of their portfolio FARMINGTON, CT 167,300167.3k $34.1m $34.1m 2.89% Reduced -1.2k -1,181
90 ARKANSAS FINANCIAL GROUP, INC. 7.46% of their portfolio LITTLE ROCK, AR 166,989167.0k $34.0m $34.0m 7.46% Reduced -1.3k -1,295
91 American Trust 3.15% of their portfolio LEXINGTON, KY 166,661166.7k $34.0m $34.0m 3.15% Added +19.8k +19,811
92 TCV Trust & Wealth Management, Inc. 3.82% of their portfolio RICHMOND, VA 164,995165.0k $33.6m $33.6m 3.82% Reduced -777 -777
93 B & T Capital Management DBA Alpha Capital Management 8.34% of their portfolio AUSTIN, TX 163,737163.7k $33.4m $33.4m 8.34% Added +1.6k +1,645
94 Financial Synergies Wealth Advisors, Inc. 5.09% of their portfolio HOUSTON, TX 161,202161.2k $32.9m $32.9m 5.09% Added +29.0k +29,002
95 Cetera Advisors LLC 0.59% of their portfolio DENVER, CO 158,532158.5k $32.3m $32.3m 0.59% Reduced -2.3k -2,290
96 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 158,302158.3k $32.3m $32.3m 0.01% Added +14.1k +14,099
97 AE Wealth Management LLC 0.23% of their portfolio TOPEKA, KS 155,255155.3k $31.6m $31.6m 0.23% Added +3.5k +3,466
98 Arrow Financial Corp 4.28% of their portfolio Glens Falls, NY 154,910154.9k $31.6m $31.6m 4.28% Reduced -10.4k -10,391
99 OAK HILL WEALTH ADVISORS, LLC 13.03% of their portfolio LANSDOWNE, VA 154,793154.8k $31.5m $31.5m 13.03% First filing
100 Kestra Advisory Services, LLC 0.28% of their portfolio AUSTIN, TX 154,416154.4k $31.5m $31.5m 0.28% Reduced -19.6k -19,568