Vault-13

SPDR SER TR BIL

BLOOMBERG 1-3 MO · ETP · CUSIP 78468R663

690 institutional holders +107 vs Q3 2022
223,351,862223.4m shares reported held*
$20.4bnreported value*
131 new 253 added 194 reduced 65 sold out net bought ≈ $233.9m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($129.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.31. Options: 2 managers hold calls ($850.7k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 583Q4 22: 690690Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022583
Q4 2022690

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.0mQ3 22 puts: $672.0kQ3 22P/C 0.22Q4 22 calls: $850.7kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$672.0k0.22
Q4 2022$850.7k$00.00

Biggest buyers

GOLDMAN SACHS GROUP INC Added +5,233,877+5.2m
Allworth Financial LP Added +4,019,092+4.0m
CAPTRUST FINANCIAL ADVISORS Added +3,357,251+3.4m
UBS Group AG Added +2,481,743+2.5m
RITHOLTZ WEALTH MANAGEMENT New +1,848,123+1.8m
MORGAN STANLEY Added +1,616,100+1.6m
CWM, LLC Added +1,368,668+1.4m
WELLS FARGO & COMPANY/MN Added +1,330,247+1.3m
CWA Asset Management Group, LLC Added +1,110,419+1.1m
WESTWOOD HOLDINGS GROUP INC New +943,550+943.5k

Biggest sellers

Clark Capital Management Group, Inc. Reduced -6,602,003-6.6m
Forward Management, LLC Sold out -3,768,576-3.8m
Gradient Investments LLC Reduced -3,392,505-3.4m
ENVESTNET ASSET MANAGEMENT INC Reduced -3,085,876-3.1m
Horizon Investments, LLC Reduced -3,039,446-3.0m
PFS INVESTMENTS INC. Reduced -2,235,890-2.2m
BANK OF AMERICA CORP /DE/ Reduced -2,194,609-2.2m
ASSETMARK, INC Reduced -2,134,590-2.1m
OSAIC HOLDINGS, INC. Reduced -1,826,146-1.8m
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -1,245,978-1.2m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $640.3k7.0k shares
CITADEL ADVISORS LLC New $210.4k2.3k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.21% of their portfolio CHARLOTTE, NC 18,077,25918.1m $1.7bn $1.7bn 0.21% Reduced -2.2m -2,194,609
2 MORGAN STANLEY 0.13% of their portfolio NEW YORK, NY 12,479,44712.5m $1.1bn $1.1bn 0.13% Added +1.6m +1,616,100
3 ENVESTNET ASSET MANAGEMENT INC 0.55% of their portfolio Berwyn, PA 11,547,83911.5m $1.1bn $1.1bn 0.55% Reduced -3.1m -3,085,876
4 AMERIPRISE FINANCIAL INC 0.31% of their portfolio MINNEAPOLIS, MN 10,015,93310.0m $914.8m $914.8m 0.31% Reduced -524.0k -523,968
5 Horizon Investments, LLC 24.52% of their portfolio Charlotte, NC 9,370,4049.4m $853.9m $853.9m 24.52% Reduced -3.0m -3,039,446
6 UBS Group AG 0.34% of their portfolio ZURICH, V8 7,807,1927.8m $714.1m $714.1m 0.34% Added +2.5m +2,481,743
7 PFS INVESTMENTS INC. 12.14% of their portfolio DULUTH, GA 7,108,6027.1m $650.2m $650.2m 12.14% Reduced -2.2m -2,235,890
8 ASSETMARK, INC 2.74% of their portfolio CONCORD, CA 6,914,1366.9m $632.4m $632.4m 2.74% Reduced -2.1m -2,134,590
9 LPL Financial LLC 0.53% of their portfolio FORT MILL, SC 6,783,5916.8m $620.5m $620.5m 0.53% Added +903.7k +903,724
10 GOLDMAN SACHS GROUP INC 0.17% of their portfolio NEW YORK, NY 6,575,1676.6m $601.4m $601.4m 0.17% Added +5.2m +5,233,877
11 CAPTRUST FINANCIAL ADVISORS 2.92% of their portfolio RALEIGH, NC 6,351,5006.4m $581.0m $581.0m 2.92% Added +3.4m +3,357,251
12 AE Wealth Management LLC 3.54% of their portfolio TOPEKA, KS 5,358,3305.4m $490.1m $490.1m 3.54% Reduced -278.9k -278,861
13 TRUIST FINANCIAL CORP 0.80% of their portfolio CHARLOTTE, NC 4,933,2294.9m $451.2m $451.2m 0.80% Added +620.8k +620,757
14 WELLS FARGO & COMPANY/MN 0.14% of their portfolio SAN FRANCISCO, CA 4,884,4604.9m $446.8m $446.8m 0.14% Added +1.3m +1,330,247
15 STIFEL FINANCIAL CORP 0.61% of their portfolio ST. LOUIS, MO 4,461,7874.5m $408.1m $408.1m 0.61% Reduced -649.8k -649,757
16 Allworth Financial LP 4.08% of their portfolio FOLSOM, CA 4,022,2364.0m $367.9m $367.9m 4.08% Added +4.0m +4,019,092
17 ROYAL BANK OF CANADA 0.10% of their portfolio TORONTO, A6 3,647,4603.6m $333.6m $333.6m 0.10% Added +76.8k +76,751
18 SCHRODER INVESTMENT MANAGEMENT GROUP 0.50% of their portfolio London, X0 3,476,7533.5m $318.0m $318.0m 0.50% Reduced -1.2m -1,245,978
19 OSAIC HOLDINGS, INC. 0.56% of their portfolio SCOTTSDALE, AZ 3,032,4783.0m $277.4m $277.4m 0.56% Reduced -1.8m -1,826,146
20 MERCER GLOBAL ADVISORS INC /ADV 1.32% of their portfolio DENVER, CO 2,884,8182.9m $263.9m $263.9m 1.32% Added +909.3k +909,313
21 Elm Partners Management LLC 26.55% of their portfolio Philadelphia, PA 2,509,1212.5m $229.5m $229.5m 26.55% Added +701.7k +701,692
22 GeoWealth Management, LLC 20.46% of their portfolio CHICAGO, IL 2,116,2312.1m $193.6m $193.6m 20.46% Added +27.7k +27,665
23 WEDBUSH SECURITIES INC 10.53% of their portfolio PASADENA, CA 2,094,5402.1m $191.6m $191.6m 10.53% Reduced -2.7k -2,653
24 RITHOLTZ WEALTH MANAGEMENT 9.44% of their portfolio NEW YORK, NY 1,848,1231.8m $169.0m $169.0m 9.44% New
25 CWA Asset Management Group, LLC 12.82% of their portfolio NAPLES, FL 1,726,3461.7m $157.9m $157.9m 12.82% Added +1.1m +1,110,419
26 WIN ADVISORS, INC 54.84% of their portfolio PALM BEACH GARDENS, FL 1,601,5201.6m $146.5m $146.5m 54.84% Reduced -861.5k -861,540
27 SEI INVESTMENTS CO 0.32% of their portfolio OAKS, PA 1,574,5751.6m $144.0m $144.0m 0.32% Added +49.4k +49,383
28 Retireful, LLC 67.75% of their portfolio HASLETT, MI 1,551,0931.6m $141.9m $141.9m 67.75% Added +154.7k +154,658
29 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 1.90% of their portfolio Madrid, U3 1,421,8211.4m $130.0m $130.0m 1.90% Added +188.9k +188,885
30 OPPENHEIMER ASSET MANAGEMENT INC. 2.05% of their portfolio NEW YORK, NY 1,392,6741.4m $127.4m $127.4m 2.05% Added +198.7k +198,705
31 Cambridge Investment Research Advisors, Inc. 0.66% of their portfolio FAIRFIELD, IA 1,386,0981.4m $126.8m $126.8m 0.66% Reduced -20.9k -20,853
32 CWM, LLC 0.92% of their portfolio OMAHA, NE 1,369,5611.4m $125.3m $125.3m 0.92% Added +1.4m +1,368,668
33 Clarity Financial LLC 23.54% of their portfolio Houston, TX 1,332,8041.3m $121.9m $121.9m 23.54% Added +384.9k +384,933
34 PIERSHALE FINANCIAL GROUP, INC. 92.46% of their portfolio BARRINGTON, IL 1,219,3091.2m $111.5m $111.5m 92.46% Added +216.1k +216,107
35 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 1,209,2641.2m $110.6m $110.6m 0.22% Added +73.1k +73,058
36 Cetera Investment Advisers 1.01% of their portfolio SCHAUMBURG, IL 1,189,6481.2m $108.8m $108.8m 1.01% Added +774.4k +774,382
37 HALBERT HARGROVE GLOBAL ADVISORS, LLC 7.81% of their portfolio LONG BEACH, CA 1,184,4881.2m $108.3m $108.3m 7.81% Reduced -5.9k -5,897
38 Mariner, LLC 0.34% of their portfolio Overland Park, KS 1,170,4521.2m $107.1m $107.1m 0.34% Added +548.5k +548,539
39 Trek Financial, LLC 10.46% of their portfolio Scottsdale, AZ 1,145,1611.1m $104.7m $104.7m 10.46% Added +163.0k +163,024
40 WESTWOOD HOLDINGS GROUP INC 0.76% of their portfolio DALLAS, TX 943,550943.5k $86.3m $86.3m 0.76% New
41 Brookstone Capital Management 1.72% of their portfolio WHEATON, IL 928,542928.5k $85.0m $85.0m 1.72% Reduced -177.8k -177,769
42 Cetera Advisor Networks LLC 0.66% of their portfolio EL SEGUNDO, CA 893,341893.3k $81.7m $81.7m 0.66% Added +746.6k +746,562
43 Baird Financial Group, Inc. 0.21% of their portfolio MILWAUKEE, WI 890,459890.5k $81.5m $81.5m 0.21% Reduced -38.5k -38,524
44 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 866,875866.9k $79.3m $79.3m 0.04% Reduced -1.2m -1,153,644
45 Capital Wealth Planning, LLC 1.14% of their portfolio NAPLES, FL 852,767852.8k $78.0m $78.0m 1.14% New
46 Penserra Capital Management LLC 1.71% of their portfolio ORINDA, CA 850,462850.5k $77.8m $77.8m 1.71% New
47 St. Louis Financial Planners Asset Management, LLC 72.20% of their portfolio CHESTERFIELD, MO 807,563807.6k $73.9m $73.9m 72.20% First filing
48 Equitable Holdings, Inc. 1.28% of their portfolio NEW YORK, NY 801,156801.2k $73.3m $73.3m 1.28% Added +791.0k +791,017
49 BAILARD, INC. 2.74% of their portfolio Foster City, CA 786,800786.8k $72.0m $72.0m 2.74% Reduced -39.9k -39,877
50 VitalStone Financial, LLC 48.97% of their portfolio SHAVANO PARK, TX 784,318784.3k $71.7m $71.7m 48.97% First filing
51 Creative Planning 0.10% of their portfolio OVERLAND PARK, KS 751,410751.4k $68.7m $68.7m 0.10% Reduced -9.5k -9,504
52 Synergy Asset Management, LLC 17.01% of their portfolio VANCOUVER, WA 726,133726.1k $66.4m $66.4m 17.01% Reduced -282.6k -282,566
53 AGF MANAGEMENT LTD 0.48% of their portfolio TORONTO, A6 715,870715.9k $65.5m $65.5m 0.48% First filing
54 Dakota Wealth Management 4.57% of their portfolio PALM BEACH GARDENS, FL 701,394701.4k $64.2m $64.2m 4.57% Added +164.1k +164,098
55 St. James Investment Company, LLC 9.57% of their portfolio SOUTHLAKE, TX 694,150694.1k $63.5m $63.5m 9.57% Reduced -70.5k -70,476
56 12th Street Asset Management Company, LLC 13.74% of their portfolio Nashville, TN 687,358687.4k $62.9m $62.9m 13.74% New
57 FOUNDERS FINANCIAL SECURITIES LLC 9.60% of their portfolio TOWSON, MD 666,929666.9k $61.0m $61.0m 9.60% Reduced -364.1k -364,109
58 Cypress Capital, LLC 18.06% of their portfolio FRANKLIN, TN 629,936629.9k $57.6m $57.6m 18.06% Added +392.3k +392,299
59 Advisory Services Network, LLC 1.68% of their portfolio ATLANTA, GA 599,603599.6k $54.8m $54.8m 1.68% Added +68.6k +68,576
60 Financial & Tax Architects, LLC 18.62% of their portfolio ST LOUIS, MO 595,571595.6k $54.6m $54.6m 18.62% Added +61.7k +61,704
61 IFP Advisors, Inc 1.40% of their portfolio TAMPA, FL 574,231574.2k $52.5m $52.5m 1.40% Added +156.9k +156,861
62 Blueprint Investment Partners LLC 11.06% of their portfolio GREENSBORO, NC 571,246571.2k $52.3m $52.3m 11.06% Reduced -131.3k -131,286
63 Scharf Investments, LLC 1.63% of their portfolio LOS GATOS, CA 546,116546.1k $50.0m $50.0m 1.63% New
64 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 540,584540.6k $49.4m $49.4m 0.05% Added +73.2k +73,212
65 CIBC WORLD MARKET INC. 0.19% of their portfolio TORONTO, A6 534,608534.6k $48.9m $48.9m 0.19% Added +488.2k +488,183
66 SMI Advisory Services, LLC 15.84% of their portfolio COLUMBUS, IN 533,808533.8k $48.9m $48.9m 15.84% Unchanged
67 Jenkins Wealth 18.61% of their portfolio ENGLEWOOD, CO 505,520505.5k $46.2m $46.2m 18.61% First filing
68 Banco Santander, S.A. 0.67% of their portfolio Madrid, U3 495,546495.5k $45.3m $45.3m 0.67% Added +2.7k +2,733
69 Astor Investment Management LLC 13.75% of their portfolio CHICAGO, IL 491,765491.8k $45.0m $45.0m 13.75% Added +460.9k +460,941
70 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 484,010484.0k $44.3m $44.3m 0.06% Unchanged
71 BANK OF NOVA SCOTIA 0.11% of their portfolio TORONTO, A6 472,628472.6k $43.3m $43.3m 0.11% Added +1.6k +1,551
72 MBL Wealth, LLC 8.12% of their portfolio CHARLOTTE, NC 464,176464.2k $42.5m $42.5m 8.12% Added +13.2k +13,225
73 Acorns Advisers, LLC 0.68% of their portfolio IRVINE, CA 463,322463.3k $42.4m $42.4m 0.68% Added +11.8k +11,841
74 GM Advisory Group, LLC 4.26% of their portfolio MELVILLE, NY 436,859436.9k $40.0m $40.0m 4.26% Reduced -266.9k -266,870
75 BRASADA CAPITAL MANAGEMENT, LP 9.19% of their portfolio HOUSTON, TX 434,515434.5k $39.7m $39.7m 9.19% Added +24.3k +24,265
76 Atria Wealth Solutions, Inc. 0.61% of their portfolio NEW YORK, NY 416,438416.4k $38.1m $38.1m 0.61% Reduced -69.2k -69,197
77 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 407,913407.9k $37.3m $37.3m 0.05% Reduced -26.1k -26,118
78 TLWM 13.29% of their portfolio SAN ANTONIO, TX 400,562400.6k $36.6m $36.6m 13.29% Added +147.8k +147,822
79 Atria Investments, Inc 0.75% of their portfolio Charlotte, NC 397,390397.4k $36.3m $36.3m 0.75% Added +76.1k +76,055
80 Howard Capital Management, LLC 10.06% of their portfolio Alpharetta, GA 386,748386.7k $35.4m $35.4m 10.06% Added +274.2k +274,187
81 SILVER OAK SECURITIES, INCORPORATED 6.30% of their portfolio JACKSON, TN 367,232367.2k $33.6m $33.6m 6.30% Added +287.2k +287,207
82 Kestra Advisory Services, LLC 0.29% of their portfolio AUSTIN, TX 357,248357.2k $32.7m $32.7m 0.29% Reduced -321.5k -321,489
83 B. Riley Wealth Advisors, Inc. 0.89% of their portfolio MEMPHIS, TN 346,763346.8k $31.7m $31.7m 0.89% Added +74.0k +73,954
84 Belpointe Asset Management LLC 1.91% of their portfolio RENO, NV 345,760345.8k $31.6m $31.6m 1.91% Added +141.9k +141,906
85 Steward Partners Investment Advisory, LLC 0.53% of their portfolio STAMFORD, CT 341,936341.9k $31.3m $31.3m 0.53% Added +25.5k +25,520
86 BEACON FINANCIAL GROUP 4.22% of their portfolio DALLAS, TX 338,279338.3k $30.9m $30.9m 4.22% Added +126.5k +126,535
87 Foundations Investment Advisors, LLC 1.22% of their portfolio PHOENIX, AZ 334,668334.7k $30.6m $30.6m 1.22% Added +315.0k +314,981
88 Spire Wealth Management 1.72% of their portfolio MCLEAN, VA 334,552334.6k $30.6m $30.6m 1.72% Reduced -1.1k -1,061
89 Tactive Advisors, LLC 19.33% of their portfolio Jacksonville, FL 323,233323.2k $29.6m $29.6m 19.33% First filing
90 Freedom Investment Management, Inc. 3.32% of their portfolio SOUTH WINDSOR, CT 322,613322.6k $29.5m $29.5m 3.32% Added +28.7k +28,687
91 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 320,300320.3k $29.3m $29.3m 0.04% Added +77.3k +77,300
92 IronBridge Private Wealth, LLC 23.53% of their portfolio Austin, TX 312,455312.5k $28.6m $28.6m 23.53% Reduced -29.8k -29,822
93 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 310,690310.7k $28.4m $28.4m 0.07% Added +306.4k +306,365
94 Ascent Group, LLC 3.33% of their portfolio VIRGINIA BEACH, VA 309,309309.3k $28.3m $28.3m 3.33% Added +16.2k +16,174
95 Winch Advisory Services, LLC 11.70% of their portfolio Appleton, WI 299,710299.7k $27.4m $27.4m 11.70% Reduced -827 -827
96 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 296,419296.4k $27.1m $27.1m 0.06% Reduced -14.7k -14,737
97 Almanack Investment Partners, LLC. 5.64% of their portfolio WAYNE, PA 289,151289.2k $26.4m $26.4m 5.64% Added +41.5k +41,455
98 Vigilare Wealth Management 15.02% of their portfolio SCOTTSDALE, AZ 281,455281.5k $25.7m $25.7m 15.02% New
99 Cetera Advisors LLC 0.46% of their portfolio DENVER, CO 274,474274.5k $25.1m $25.1m 0.46% Added +117.1k +117,058
100 AJ WEALTH STRATEGIES, LLC 1.31% of their portfolio NEW YORK, NY 272,553272.6k $24.9m $24.9m 1.31% Added +9.6k +9,567