Vault-13

SIMPLIFY EXCHANGE TRADED FUN HEQT

HEDGED EQUITY · ETP · CUSIP 82889N764

22 institutional holders +4 vs Q3 2022
4,575,9654.6m shares reported held*
$105.8mreported value*
4 new 10 added 3 reduced 3 sold out net sold ≈ $2.1m (-93.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.12.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 18Q4 22: 2222Q3 22Q4 22
Numbers
QuarterHolders
Q3 202218
Q4 202222

Biggest buyers

CAPTRUST FINANCIAL ADVISORS New +771,763+771.8k
Ameritas Advisory Services, LLC New +414,362+414.4k
Cetera Advisor Networks LLC New +293,392+293.4k
JPMORGAN CHASE & CO Added +141,587+141.6k
Steward Partners Investment Advisory, LLC Added +35,816+35.8k
Orion Porfolio Solutions, LLC Added +35,648+35.6k
Lionsbridge Wealth Management LLC New +32,002+32.0k
AVANTAX ADVISORY SERVICES, INC. Added +11,650+11.7k
TRUIST FINANCIAL CORP Added +6,342+6.3k
TD Capital Management LLC Added +4,067+4.1k

Biggest sellers

Ovata Capital Management Ltd Sold out -800,000-800.0k
HighTower Advisors, LLC Reduced -513,323-513.3k
Financial Enhancement Group LLC Reduced -394,392-394.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -125,662-125.7k
OLD MISSION CAPITAL LLC Sold out -14,697-14.7k
ROYAL BANK OF CANADA Sold out -351-351

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WealthPLAN Partners, LLC 1.60% of their portfolio OMAHA, NE 962,538962.5k $22.8m $22.8m 1.60% First filing
2 WealthPlan Investment Management, LLC 1.59% of their portfolio OMAHA, NE 962,329962.3k $22.7m $22.7m 1.59% Added +835 +835
3 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 771,763771.8k $17.4m $17.4m 0.09% New
4 Ameritas Advisory Services, LLC 0.43% of their portfolio Lincoln, NE 414,362414.4k $9.4m $9.4m 0.43% New
5 Financial Enhancement Group LLC 1.66% of their portfolio ANDERSON, IN 366,721366.7k $8.7m $8.7m 1.66% Reduced -394.4k -394,392
6 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 293,392293.4k $6.6m $6.6m 0.05% New
7 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 155,812155.8k $3.5m $3.5m 0.07% Added +35.6k +35,648
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 151,587151.6k $3.4m $3.4m 0.00% Added +141.6k +141,587
9 SMITH, MOORE & CO. 0.42% of their portfolio CLAYTON, MO 135,184135.2k $3.1m $3.1m 0.42% Added +794 +794
10 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 97,74597.7k $2.2m $2.2m 0.03% Added +11.7k +11,650
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 59,94059.9k $1.4m $1.4m 0.00% Reduced -125.7k -125,662
12 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 47,34747.3k $1.1m $1.1m 0.00% Added +6.3k +6,342
13 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 43,20943.2k $975.2k $975.2k 0.02% Added +35.8k +35,816
14 Lionsbridge Wealth Management LLC 0.70% of their portfolio JACKSONVILLE BEACH, FL 32,00232.0k $722.3k $722.3k 0.70% New
15 Park Edge Advisors, LLC 0.22% of their portfolio Cleveland, OH 22,52322.5k $508.3k $508.3k 0.22% First filing
16 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,54119.5k $443.0k $443.0k 0.00% Reduced -513.3k -513,323
17 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 19,15819.2k $432.4k $432.4k 0.02% Added +3.9k +3,919
18 TD Capital Management LLC 0.03% of their portfolio MEMPHIS, TN 11,33611.3k $255.9k $255.9k 0.03% Added +4.1k +4,067
19 Fiduciary Alliance LLC 0.02% of their portfolio GREENVILLE, SC 3,7663.8k $85.0k $85.0k 0.02% First filing
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,1413.1k $71.0k $71.0k 0.00% Added +2.3k +2,329
21 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,5692.6k $65.0k $65.0k 0.00% Unchanged
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged