Vault-13

ISHARES TR IWF

RUS 1000 GRW ETF · ETP · CUSIP 464287614

1,693 institutional holders +112 vs Q3 2022
208,044,350208.0m shares reported held*
$44.4bnreported value*
101 new 598 added 554 reduced 63 sold out net bought ≈ $2.3bn (+11.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($236.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $213.62. Options: 8 managers hold calls ($113.1m notional), 8 hold puts ($93.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,581Q4 22: 1,6931,693Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,581
Q4 20221,693

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $62.1mQ3 22 puts: $96.0mQ3 22P/C 1.55Q4 22 calls: $113.1mQ4 22 puts: $93.9mQ4 22P/C 0.83
Numbers
QuarterCallsPutsP/C
Q3 2022$62.1m$96.0m1.55
Q4 2022$113.1m$93.9m0.83

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +3,186,645+3.2m
POLEN CAPITAL MANAGEMENT LLC Added +1,947,087+1.9m
MORGAN STANLEY Added +1,283,522+1.3m
ENVESTNET ASSET MANAGEMENT INC Added +828,749+828.7k
EDGEWOOD MANAGEMENT LLC Added +608,996+609.0k
WELLS FARGO & COMPANY/MN Added +608,288+608.3k
J.P. Morgan Private Wealth Advisors LLC Added +544,032+544.0k
ROYAL BANK OF CANADA Added +276,193+276.2k
SIGNATUREFD, LLC Added +267,653+267.7k
NORTHERN TRUST CORP Added +243,096+243.1k

Biggest sellers

Nuveen Asset Management, LLC Reduced -1,211,148-1.2m
ALLIANCEBERNSTEIN L.P. Reduced -787,758-787.8k
WELLINGTON MANAGEMENT GROUP LLP Reduced -760,005-760.0k
FMR LLC Reduced -512,261-512.3k
STALEY CAPITAL ADVISERS INC Reduced -473,456-473.5k
GOLDMAN SACHS GROUP INC Reduced -297,140-297.1k
JPMORGAN CHASE & CO Reduced -292,423-292.4k
UBS Group AG Reduced -268,955-269.0k
Union Investments & Development Ltd. Sold out -112,970-113.0k
Twin Tree Management, LP Sold out -92,039-92.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $77.5m361.9k shares
GOLDMAN SACHS GROUP INC New $12.9m60.0k shares
CITADEL ADVISORS LLC Reduced $11.6m54.3k shares
Paladin Advisory Group, LLC Reduced $5.6m25.9k shares
Walleye Trading LLC New $3.4m16.1k shares
Americana Partners, LLC New $1.6m7.5k shares
Belvedere Trading LLC New $257.1k1.2k shares
Cutler Group LLC / CA Added $231.0k31.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $46.4m216.4k shares
Caption Management, LLC New $21.4m99.9k shares
CITADEL ADVISORS LLC Reduced $20.5m95.5k shares
GOLDMAN SACHS GROUP INC Unchanged $5.4m25.0k shares
Lido Advisors, LLC New $128.5k600 shares
Walleye Trading LLC New $107.1k500 shares
Cutler Group LLC / CA Reduced $32.0k7.4k shares
Belvedere Trading LLC New $21.4k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 1.03% of their portfolio CHARLOTTE, NC 38,134,43438.1m $8.2bn $8.2bn 1.03% Added +3.2m +3,186,645
2 MORGAN STANLEY 0.54% of their portfolio NEW YORK, NY 22,099,28222.1m $4.7bn $4.7bn 0.54% Added +1.3m +1,283,522
3 FMR LLC 0.25% of their portfolio BOSTON, MA 11,698,22211.7m $2.5bn $2.5bn 0.25% Reduced -512.3k -512,261
4 GOLDMAN SACHS GROUP INC 0.57% of their portfolio NEW YORK, NY 9,356,7459.4m $2.0bn $2.0bn 0.57% Reduced -297.1k -297,140
5 JPMORGAN CHASE & CO 0.22% of their portfolio NEW YORK, NY 7,246,2487.2m $1.6bn $1.6bn 0.22% Reduced -292.4k -292,423
6 UBS Group AG 0.60% of their portfolio ZURICH, V8 5,794,0245.8m $1.2bn $1.2bn 0.60% Reduced -269.0k -268,955
7 ENVESTNET ASSET MANAGEMENT INC 0.63% of their portfolio Berwyn, PA 5,718,6045.7m $1.2bn $1.2bn 0.63% Added +828.7k +828,749
8 WELLS FARGO & COMPANY/MN 0.35% of their portfolio SAN FRANCISCO, CA 5,150,5345.2m $1.1bn $1.1bn 0.35% Added +608.3k +608,288
9 NORTHERN TRUST CORP 0.19% of their portfolio CHICAGO, IL 4,216,0394.2m $903.2m $903.2m 0.19% Added +243.1k +243,096
10 PNC Financial Services Group, Inc. 0.70% of their portfolio Pittsburgh, PA 3,391,3773.4m $726.6m $726.6m 0.70% Added +108.9k +108,937
11 RAYMOND JAMES & ASSOCIATES 0.62% of their portfolio ST PETERSBURG, FL 3,140,3883.1m $672.8m $672.8m 0.62% Added +137.9k +137,873
12 SYNOVUS FINANCIAL CORP 7.08% of their portfolio Columbus, GA 2,897,4232.9m $620.7m $620.7m 7.08% Reduced -27.5k -27,513
13 LPL Financial LLC 0.52% of their portfolio FORT MILL, SC 2,818,7912.8m $603.9m $603.9m 0.52% Added +31.0k +31,019
14 POLEN CAPITAL MANAGEMENT LLC 1.59% of their portfolio Boca Raton, FL 2,537,5122.5m $543.6m $543.6m 1.59% Added +1.9m +1,947,087
15 M&T Bank Corp 2.17% of their portfolio BUFFALO, NY 2,521,7362.5m $540.2m $540.2m 2.17% Added +187.9k +187,890
16 TIAA, FSB 2.11% of their portfolio ST. LOUIS, MO 2,502,5422.5m $536.1m $536.1m 2.11% Reduced -69.5k -69,544
17 J.P. Morgan Private Wealth Advisors LLC 1.16% of their portfolio SAN FRANCISCO, CA 2,418,4532.4m $518.1m $518.1m 1.16% Added +544.0k +544,032
18 TRUIST FINANCIAL CORP 0.91% of their portfolio CHARLOTTE, NC 2,398,9712.4m $514.0m $514.0m 0.91% Added +195.9k +195,924
19 Baird Financial Group, Inc. 1.25% of their portfolio MILWAUKEE, WI 2,214,5492.2m $474.4m $474.4m 1.25% Added +18.1k +18,117
20 ALLIANCEBERNSTEIN L.P. 0.20% of their portfolio NASHVILLE, TN 2,106,4052.1m $451.3m $451.3m 0.20% Reduced -787.8k -787,758
21 COMMONWEALTH EQUITY SERVICES, LLC 1.06% of their portfolio WALTHAM, MA 2,056,4982.1m $440.6m $440.6m 1.06% Added +63.8k +63,822
22 ROYAL BANK OF CANADA 0.12% of their portfolio TORONTO, A6 1,798,2901.8m $385.3m $385.3m 0.12% Added +276.2k +276,193
23 Cresset Asset Management, LLC 4.83% of their portfolio Chicago, IL 1,791,5931.8m $382.9m $382.9m 4.83% Added +94.9k +94,912
24 SIGNATUREFD, LLC 9.61% of their portfolio ATLANTA, GA 1,534,9871.5m $328.9m $328.9m 9.61% Added +267.7k +267,653
25 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 1,417,6811.4m $304.3m $304.3m 0.10% Added +114.2k +114,211
26 SVB WEALTH LLC 4.08% of their portfolio BOSTON, MA 1,409,0751.4m $301.9m $301.9m 4.08% Added +16.8k +16,801
27 Corient Private Wealth LP 0.83% of their portfolio MIAMI, FL 1,349,1471.3m $227.7m $227.7m 0.83% First filing
28 Bank of New York Mellon Corp 0.06% of their portfolio NEW YORK, NY 1,295,0971.3m $277.5m $277.5m 0.06% Added +26.2k +26,228
29 STIFEL FINANCIAL CORP 0.38% of their portfolio ST. LOUIS, MO 1,176,7141.2m $252.1m $252.1m 0.38% Reduced -26.0k -25,990
30 US BANCORP \DE\ 0.43% of their portfolio MINNEAPOLIS, MN 1,126,3491.1m $241.3m $241.3m 0.43% Added +62.0k +62,029
31 Nuveen Asset Management, LLC 0.09% of their portfolio CHICAGO, IL 1,115,9901.1m $239.1m $239.1m 0.09% Reduced -1.2m -1,211,148
32 HighTower Advisors, LLC 0.53% of their portfolio CHICAGO, IL 1,087,2861.1m $232.9m $232.9m 0.53% Added +20.4k +20,449
33 BlackRock Inc. 0.01% of their portfolio New York, NY 1,056,6911.1m $226.4m $226.4m 0.01% Reduced -33.1k -33,088
34 OSAIC HOLDINGS, INC. 0.41% of their portfolio SCOTTSDALE, AZ 939,485939.5k $201.3m $201.3m 0.41% Added +167.2k +167,181
35 PRUDENTIAL FINANCIAL INC 0.31% of their portfolio NEWARK, NJ 866,359866.4k $185.6m $185.6m 0.31% Added +161.4k +161,387
36 CITIGROUP INC 0.24% of their portfolio NEW YORK, NY 782,073782.1k $167.6m $167.6m 0.24% Added +92.5k +92,468
37 Raymond James Financial Services Advisors, Inc. 0.33% of their portfolio ST. PETERSBURG, FL 758,664758.7k $162.5m $162.5m 0.33% Reduced -25.5k -25,529
38 Janney Montgomery Scott LLC 0.62% of their portfolio PHILADELPHIA, PA 739,099739.1k $158.3m $158.3m 0.62% Reduced -853 -853
39 CIBC Private Wealth Group LLC 0.45% of their portfolio ATLANTA, GA 706,865706.9k $133.6m $133.6m 0.45% Added +194.9k +194,900
40 Waldron Private Wealth LLC 9.04% of their portfolio BRIDGEVILLE, PA 691,383691.4k $145.5m $145.5m 9.04% Unchanged
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.22% of their portfolio MILWAUKEE, WI 673,273673.3k $144.2m $144.2m 0.22% Added +57.1k +57,069
42 OAKWORTH CAPITAL, INC. 12.68% of their portfolio BIRMINGHAM, AL 616,655616.7k $132.1m $132.1m 12.68% Added +7.7k +7,656
43 EDGEWOOD MANAGEMENT LLC 0.47% of their portfolio GREENWICH, CT 613,806613.8k $131.5m $131.5m 0.47% Added +609.0k +608,996
44 1ST SOURCE BANK 8.31% of their portfolio SOUTH BEND, IN 590,984591.0k $126.6m $126.6m 8.31% Added +981 +981
45 REGIONS FINANCIAL CORP 1.14% of their portfolio BIRMINGHAM, AL 580,158580.2k $124.3m $124.3m 1.14% Reduced -13.2k -13,239
46 MML INVESTORS SERVICES, LLC 0.80% of their portfolio SPRINGFIELD, MA 567,115567.1k $121.5m $121.5m 0.80% Added +64.5k +64,527
47 Cetera Advisor Networks LLC 0.98% of their portfolio EL SEGUNDO, CA 566,379566.4k $121.3m $121.3m 0.98% Added +68.5k +68,532
48 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 4.48% of their portfolio NORFOLK, VA 551,908551.9k $118.2m $118.2m 4.48% Reduced -4.6k -4,552
49 COMMERCE BANK 0.93% of their portfolio KANSAS CITY, MO 533,260533.3k $114.2m $114.2m 0.93% Added +3.1k +3,145
50 Equitable Holdings, Inc. 1.97% of their portfolio NEW YORK, NY 528,529528.5k $113.2m $113.2m 1.97% Added +7.2k +7,165
51 FIFTH THIRD BANCORP 0.52% of their portfolio CINCINNATI, OH 505,123505.1k $108.2m $108.2m 0.52% Added +6.0k +6,016
52 Mariner, LLC 0.34% of their portfolio Overland Park, KS 493,674493.7k $105.8m $105.8m 0.34% Added +77.4k +77,369
53 STALEY CAPITAL ADVISERS INC 5.93% of their portfolio PITTSBURGH, PA 463,280463.3k $99.3m $99.3m 5.93% Reduced -473.5k -473,456
54 BROWN ADVISORY INC 0.18% of their portfolio BALTIMORE, MD 457,199457.2k $98.0m $98.0m 0.18% Added +185.7k +185,714
55 CHOREO, LLC 4.77% of their portfolio ROCKFORD, IL 449,961450.0k $96.4m $96.4m 4.77% Added +36.5k +36,530
56 VANTAGEPOINT INVESTMENT ADVISERS LLC 16.56% of their portfolio WASHINGTON, DC 442,940442.9k $94.9m $94.9m 16.56% Reduced -5.4k -5,360
57 Strategic Wealth Partners Group, LLC 19.82% of their portfolio DEERFIELD, IL 435,916435.9k $93.4m $93.4m 19.82% Added +1.4k +1,409
58 Creative Planning 0.13% of their portfolio OVERLAND PARK, KS 405,102405.1k $86.8m $86.8m 0.13% Added +15.2k +15,160
59 D.A. DAVIDSON & CO. 0.96% of their portfolio GREAT FALLS, MT 379,142379.1k $81.2m $81.2m 0.96% Added +11.2k +11,181
60 MAI Capital Management 1.37% of their portfolio INDEPENDENCE, OH 378,042378.0k $81.0m $81.0m 1.37% Added +14.2k +14,158
61 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.61% of their portfolio NEW YORK, NY 373,297373.3k $80.0m $80.0m 0.61% Reduced -6.4k -6,414
62 HSBC HOLDINGS PLC 0.10% of their portfolio LONDON, X0 372,697372.7k $79.8m $79.8m 0.10% Added +192.2k +192,185
63 MERCER GLOBAL ADVISORS INC /ADV 0.39% of their portfolio DENVER, CO 366,042366.0k $78.4m $78.4m 0.39% Added +22.3k +22,304
64 CAPTRUST FINANCIAL ADVISORS 0.39% of their portfolio RALEIGH, NC 359,869359.9k $77.1m $77.1m 0.39% Reduced -23.9k -23,910
65 Stairway Partners, LLC 10.93% of their portfolio MINNEAPOLIS, MN 357,714357.7k $76.6m $76.6m 10.93% Added +12.1k +12,100
66 WADE G W & INC 3.08% of their portfolio Wellesley, MA 350,432350.4k $75.1m $75.1m 3.08% Added +7.4k +7,421
67 Orion Porfolio Solutions, LLC 1.47% of their portfolio OMAHA, NE 344,804344.8k $73.9m $73.9m 1.47% Reduced -69.2k -69,190
68 Private Advisor Group, LLC 0.49% of their portfolio MORRISTOWN, NJ 343,464343.5k $16.3m $16.3m 0.49% Added +28.3k +28,306
69 STEPHENS INC /AR/ 1.49% of their portfolio LITTLE ROCK, AR 338,402338.4k $72.5m $72.5m 1.49% Added +4.5k +4,518
70 COMERICA BANK 0.56% of their portfolio DALLAS, TX 319,274319.3k $71.5m $71.5m 0.56% Reduced -35.2k -35,230
71 Cullen/Frost Bankers, Inc. 1.29% of their portfolio San Antonio, TX 315,479315.5k $67.6m $67.6m 1.29% Added +417 +417
72 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 304,066304.1k $66.5m $66.5m 0.03% Reduced -11.9k -11,924
73 Modera Wealth Management, LLC 2.55% of their portfolio WESTWOOD, NJ 292,544292.5k $62.7m $62.7m 2.55% Reduced -17.3k -17,264
74 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 288,566288.6k $61.8m $61.8m 0.01% Reduced -760.0k -760,005
75 KEYBANK NATIONAL ASSOCIATION/OH 0.30% of their portfolio BROOKLYN, OH 286,880286.9k $61.5m $61.5m 0.30% Reduced -12.3k -12,255
76 Cetera Investment Advisers 0.57% of their portfolio SCHAUMBURG, IL 286,745286.7k $61.4m $61.4m 0.57% Added +178.9k +178,868
77 Financial Engines Advisors L.L.C. 0.17% of their portfolio SANTA CLARA, CA 278,929278.9k $59.8m $59.8m 0.17% Added +206.1k +206,147
78 Cetera Advisors LLC 1.08% of their portfolio DENVER, CO 278,089278.1k $59.6m $59.6m 1.08% Added +31.9k +31,888
79 Allworth Financial LP 0.65% of their portfolio FOLSOM, CA 274,699274.7k $58.9m $58.9m 0.65% Added +9.8k +9,772
80 Clearbridge Investments, LLC 0.05% of their portfolio NEW YORK, NY 249,115249.1k $53.4m $53.4m 0.05% Added +232.6k +232,634
81 Steward Partners Investment Advisory, LLC 0.89% of their portfolio STAMFORD, CT 245,032245.0k $52.5m $52.5m 0.89% Added +7.1k +7,122
82 Cedar Mountain Advisors, LLC 15.98% of their portfolio LAKE OSWEGO, OR 237,702237.7k $50.9m $50.9m 15.98% Reduced -2.4k -2,355
83 BANK OF NOVA SCOTIA 0.13% of their portfolio TORONTO, A6 229,000229.0k $49.1m $49.1m 0.13% Unchanged
84 IEQ CAPITAL, LLC 1.36% of their portfolio Foster City, CA 226,023226.0k $48.4m $48.4m 1.36% Reduced -67.3k -67,328
85 Caisse de depot et placement du Quebec 0.15% of their portfolio Montreal, A8 225,000225.0k $48.2m $48.2m 0.15% Added +150.0k +150,000
86 Cambridge Investment Research Advisors, Inc. 0.25% of their portfolio FAIRFIELD, IA 223,018223.0k $47.8m $47.8m 0.25% Added +27.7k +27,710
87 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.37% of their portfolio LITTLE ROCK, AR 220,024220.0k $47.1m $47.1m 5.37% Added +363 +363
88 Baker Avenue Asset Management, LP 2.78% of their portfolio SAN FRANCISCO, CA 216,806216.8k $46.4m $46.4m 2.78% Reduced -22.0k -21,957
89 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.14% of their portfolio LOS ANGELES, CA 211,257211.3k $45.3m $45.3m 0.14% Added +111.5k +111,531
90 First Business Financial Services, Inc. 6.06% of their portfolio MADISON, WI 210,543210.5k $45.1m $45.1m 6.06% Reduced -6.2k -6,225
91 MV CAPITAL MANAGEMENT, INC. 6.90% of their portfolio BETHESDA, MD 208,517208.5k $44.7m $44.7m 6.90% Added +11.0k +10,965
92 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 208,432208.4k $44.7m $44.7m 0.03% Added +30.4k +30,435
93 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.61% of their portfolio PLYMOUTH, MN 207,780207.8k $47.4m $47.4m 0.61% Added +11.2k +11,150
94 Allen Investment Management, LLC 0.72% of their portfolio NEW YORK, NY 207,762207.8k $44.5m $44.5m 0.72% Added +128.1k +128,090
95 BRIDGES INVESTMENT MANAGEMENT INC 1.62% of their portfolio OMAHA, NE 206,424206.4k $44.2m $44.2m 1.62% Reduced -4.5k -4,520
96 SIMON QUICK ADVISORS, LLC 5.24% of their portfolio MORRISTOWN, NJ 206,138206.1k $44.2m $44.2m 5.24% Added +60.1k +60,065
97 Waverly Advisors, LLC 2.41% of their portfolio BIRMINGHAM, AL 202,791202.8k $43.4m $43.4m 2.41% Added +27.3k +27,260
98 Alera Investment Advisors, LLC 10.14% of their portfolio DEERFIELD, IL 200,413200.4k $42.9m $42.9m 10.14% Added +7.6k +7,618
99 Winslow Capital Management, LLC 0.24% of their portfolio MINNEAPOLIS, MN 198,244198.2k $42.5m $42.5m 0.24% Added +103.3k +103,301
100 CONGRESS ASSET MANAGEMENT CO 0.42% of their portfolio BOSTON, MA 195,808195.8k $41.9m $41.9m 0.42% Added +107.8k +107,817