Vault-13

SCHWAB STRATEGIC TR SCHB

US BRD MKT ETF · ETP · CUSIP 808524102

934 institutional holders +72 vs Q3 2022
158,069,908158.1m shares reported held*
$7.1bnreported value*
72 new 351 added 322 reduced 32 sold out net bought ≈ $405.9m (+9.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.88. Options: 5 managers hold calls ($10.7m notional), 2 hold puts ($3.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 862Q4 22: 934934Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022862
Q4 2022934

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $8.1mQ3 22 puts: $1.4mQ3 22P/C 0.17Q4 22 calls: $10.7mQ4 22 puts: $3.1mQ4 22P/C 0.29
Numbers
QuarterCallsPutsP/C
Q3 2022$8.1m$1.4m0.17
Q4 2022$10.7m$3.1m0.29

Biggest buyers

Wealthfront Advisers LLC Added +4,634,016+4.6m
HBK Sorce Advisory LLC Added +1,018,023+1.0m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +967,664+967.7k
HB Wealth Management, LLC Added +625,929+625.9k
PINKERTON WEALTH, LLC Added +558,092+558.1k
Pasadena Private Wealth, LLC New +475,591+475.6k
BANK OF AMERICA CORP /DE/ Added +454,664+454.7k
Forvis Mazars Wealth Advisors, LLC Added +437,929+437.9k
JUNCTURE WEALTH STRATEGIES, LLC Added +432,786+432.8k
Ballentine Partners, LLC Added +394,626+394.6k

Biggest sellers

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -2,579,289-2.6m
SCS Capital Management LLC Reduced -485,734-485.7k
Gemmer Asset Management LLC Reduced -274,496-274.5k
Aurora Private Wealth, Inc. Sold out -213,235-213.2k
Creative Planning Reduced -182,103-182.1k
Betterment LLC Reduced -172,364-172.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -143,993-144.0k
HARBOUR INVESTMENTS, INC. Reduced -110,125-110.1k
Jaffetilchin Investment Partners, LLC Reduced -99,954-100.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -99,098-99.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.0m134.5k shares
CITADEL ADVISORS LLC Added $4.7m104.6k shares
GROUP ONE TRADING LLC New $17.9k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Added $03.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.7m61.3k shares
CITADEL ADVISORS LLC Reduced $313.7k7.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wealthfront Advisers LLC 6.75% of their portfolio Palo Alto, CA 31,094,54631.1m $1.4bn $1.4bn 6.75% Added +4.6m +4,634,016
2 Betterment LLC 1.11% of their portfolio NEW YORK, NY 7,241,3647.2m $324.5m $324.5m 1.11% Reduced -172.4k -172,364
3 SCS Capital Management LLC 6.34% of their portfolio BOSTON, MA 4,810,8654.8m $215.6m $215.6m 6.34% Reduced -485.7k -485,734
4 Evensky & Katz LLC 15.85% of their portfolio CORAL GABLES, FL 3,922,5513.9m $175.8m $175.8m 15.85% Reduced -28.6k -28,570
5 REBALANCE, LLC 13.71% of their portfolio PALO ALTO, CA 2,948,0212.9m $132.1m $132.1m 13.71% First filing
6 HB Wealth Management, LLC 2.22% of their portfolio Atlanta, GA 2,725,1602.7m $122.1m $122.1m 2.22% Added +625.9k +625,929
7 Strid Group, LLC 25.31% of their portfolio NEWTOWN SQUARE, PA 2,371,4992.4m $106.3m $106.3m 25.31% Reduced -88.6k -88,567
8 HT Partners LLC 34.84% of their portfolio CENTERBROOK, CT 2,366,5412.4m $106.0m $106.0m 34.84% Reduced -53.7k -53,711
9 HENGEHOLD CAPITAL MANAGEMENT LLC 13.90% of their portfolio CINCINNATI, OH 2,231,8182.2m $100.0m $100.0m 13.90% Reduced -28.5k -28,504
10 Retirement Planning Group, LLC 11.06% of their portfolio LEAWOOD, KS 2,161,4242.2m $96.9m $96.9m 11.06% Reduced -3.8k -3,767
11 HBK Sorce Advisory LLC 2.59% of their portfolio ERIE, PA 2,147,0582.1m $96.2m $96.2m 2.59% Added +1.0m +1,018,023
12 Callan Capital, LLC 11.82% of their portfolio LA JOLLA, CA 2,135,1102.1m $95.7m $95.7m 11.82% Added +35.2k +35,163
13 Evergreen Advisors, LLC 36.99% of their portfolio CHATTANOOGA, TN 2,080,2522.1m $93.2m $93.2m 36.99% Reduced -17.7k -17,666
14 Bouchey Financial Group, Ltd. 13.02% of their portfolio TROY, NY 2,016,6592.0m $90.4m $90.4m 13.02% Reduced -36.2k -36,224
15 Hanson & Doremus Investment Management 17.25% of their portfolio BURLINGTON, VT 1,787,8741.8m $80.1m $80.1m 17.25% Added +118.1k +118,133
16 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,747,5701.7m $78.3m $78.3m 0.04% Reduced -99.1k -99,098
17 FFT WEALTH MANAGEMENT LLC 8.89% of their portfolio PHILADELPHIA, PA 1,547,0471.5m $69.3m $69.3m 8.89% Added +17.2k +17,247
18 HHM Wealth Advisors, LLC 15.59% of their portfolio CHATTANOOGA, TN 1,521,5531.5m $68.2m $68.2m 15.59% Added +78.3k +78,347
19 LGL PARTNERS, LLC 12.35% of their portfolio PHILADELPHIA, PA 1,520,2001.5m $68.1m $68.1m 12.35% Added +6.9k +6,935
20 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,393,6001.4m $62.4m $62.4m 0.01% Added +454.7k +454,664
21 Forvis Mazars Wealth Advisors, LLC 2.16% of their portfolio Springfield, MO 1,381,5541.4m $61.9m $61.9m 2.16% Added +437.9k +437,929
22 Summit Financial Strategies, Inc. 13.20% of their portfolio Columbus, OH 1,367,8261.4m $61.3m $61.3m 13.20% Reduced -10.1k -10,142
23 Mariner, LLC 0.19% of their portfolio Overland Park, KS 1,297,9321.3m $58.2m $58.2m 0.19% Reduced -81.4k -81,375
24 Ballentine Partners, LLC 1.52% of their portfolio Waltham, MA 1,140,5361.1m $51.1m $51.1m 1.52% Added +394.6k +394,626
25 MERCER GLOBAL ADVISORS INC /ADV 0.24% of their portfolio DENVER, CO 1,088,4641.1m $48.8m $48.8m 0.24% Reduced -93.3k -93,306
26 CAPTRUST FINANCIAL ADVISORS 0.24% of their portfolio RALEIGH, NC 1,050,1411.1m $47.1m $47.1m 0.24% Added +59.6k +59,618
27 Circle Wealth Management, LLC 7.12% of their portfolio SUMMIT, NJ 1,028,1271.0m $46.1m $46.1m 7.12% Added +1.3k +1,302
28 NATIONAL BANK OF CANADA /FI/ 0.12% of their portfolio MONTREAL, A8 1,020,0321.0m $45.7m $45.7m 0.12% Reduced -48.4k -48,397
29 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 1,010,0191.0m $45.2m $45.2m 0.10% Reduced -19.9k -19,946
30 Asset Advisors Investment Management, LLC 5.89% of their portfolio AUGUSTA, GA 996,694996.7k $44.7m $44.7m 5.89% Added +12.1k +12,127
31 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.61% of their portfolio MINNEAPOLIS, MN 967,664967.7k $43.4m $43.4m 1.61% New
32 BROWN ADVISORY INC 0.08% of their portfolio BALTIMORE, MD 955,404955.4k $42.8m $42.8m 0.08% Reduced -2.2k -2,205
33 Socha Financial Group, LLC 28.60% of their portfolio CORNING, NY 899,955900.0k $40.3m $40.3m 28.60% Added +22.3k +22,284
34 NORTH STAR ASSET MANAGEMENT INC 2.45% of their portfolio NEENAH, WI 879,288879.3k $39.4m $39.4m 2.45% Added +11.0k +11,012
35 AGILIS PARTNERS LLC 17.82% of their portfolio WALTHAM, MA 856,847856.8k $38.4m $38.4m 17.82% Reduced -2.9k -2,855
36 AE Wealth Management LLC 0.27% of their portfolio TOPEKA, KS 827,758827.8k $37.1m $37.1m 0.27% Added +80.3k +80,335
37 MANCHESTER FINANCIAL INC 9.56% of their portfolio Westlake Village, CA 788,447788.4k $35.3m $35.3m 9.56% Added +29.3k +29,252
38 Caprock Group, LLC 3.27% of their portfolio BOISE, ID 783,289783.3k $35.1m $35.1m 3.27% Added +229.3k +229,292
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 775,332775.3k $34.7m $34.7m 0.00% Reduced -26.9k -26,879
40 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 754,946754.9k $33.8m $33.8m 0.01% Added +1.3k +1,253
41 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 739,549739.5k $33.1m $33.1m 0.05% Reduced -182.1k -182,103
42 Accredited Investors Inc. 2.80% of their portfolio EDINA, MN 738,235738.2k $33.1m $33.1m 2.80% Added +260.3k +260,295
43 JUNCTURE WEALTH STRATEGIES, LLC 15.71% of their portfolio SCOTTSDALE, AZ 736,500736.5k $33.0m $33.0m 15.71% Added +432.8k +432,786
44 Members Advisory Group LLC 22.20% of their portfolio WILLIAMSVILLE, NY 729,268729.3k $32.7m $32.7m 22.20% Reduced -98 -98
45 Focus Financial Network, Inc. 2.60% of their portfolio MINNEAPOLIS, MN 713,911713.9k $32.0m $32.0m 2.60% Added +18.7k +18,670
46 Morton Brown Family Wealth, LLC 21.16% of their portfolio ALLENTOWN, PA 692,683692.7k $31.0m $31.0m 21.16% Added +54.8k +54,816
47 Bluespring Wealth Management, LLC 3.92% of their portfolio AUSTIN, TX 644,268644.3k $28.9m $28.9m 3.92% Added +11.3k +11,313
48 MYECFO, LLC 23.68% of their portfolio La Jolla, CA 641,743641.7k $28.8m $28.8m 23.68% First filing
49 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 637,722637.7k $28.6m $28.6m 0.06% Added +201.6k +201,584
50 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 637,246637.2k $28.6m $28.6m 0.05% Added +44.4k +44,436
51 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 579,602579.6k $26.0m $26.0m 0.02% Added +23.1k +23,106
52 PINKERTON WEALTH, LLC 5.59% of their portfolio COEUR D ALENE, ID 576,287576.3k $25.8m $25.8m 5.59% Added +558.1k +558,092
53 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 2.38% of their portfolio KNOXVILLE, TN 574,292574.3k $27.4m $27.4m 2.38% Reduced -20.9k -20,942
54 SYM FINANCIAL Corp 5.82% of their portfolio WINONA LAKE, IN 546,500546.5k $24.5m $24.5m 5.82% Added +4.1k +4,117
55 Morningstar Investment Services LLC 0.33% of their portfolio CHICAGO, IL 541,421541.4k $24.3m $24.3m 0.33% Added +21.7k +21,697
56 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 526,152526.2k $23.6m $23.6m 0.05% Added +33.1k +33,122
57 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.13% of their portfolio IRVING, TX 520,381520.4k $23.3m $23.3m 0.13% Reduced -144.0k -143,993
58 Financial Architects, Inc 3.86% of their portfolio MARLTON, NJ 518,775518.8k $23.2m $23.2m 3.86% Reduced -8.3k -8,296
59 Buckingham Capital Management, Inc. 3.89% of their portfolio DAYTON, OH 498,139498.1k $22.3m $22.3m 3.89% Added +90.1k +90,128
60 Legacy Financial Strategies, LLC 9.20% of their portfolio OVERLAND PARK, KS 496,778496.8k $22.3m $22.3m 9.20% Added +2.1k +2,143
61 Legacy Private Trust Co. 1.98% of their portfolio NEENAH, WI 489,023489.0k $21.9m $21.9m 1.98% Added +6.2k +6,196
62 EWG Elevate Inc. 11.02% of their portfolio ROSEVILLE, CA 488,303488.3k $21.9m $21.9m 11.02% Added +10.1k +10,074
63 Pasadena Private Wealth, LLC 6.58% of their portfolio PASADENA, CA 475,591475.6k $21.3m $21.3m 6.58% New
64 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 473,365473.4k $21.2m $21.2m 0.01% Added +47.0k +47,031
65 FIRST NATIONAL CORP /MA/ /ADV 5.03% of their portfolio ROCKLAND, MA 454,122454.1k $20.3m $20.3m 5.03% Added +125.3k +125,349
66 Belpointe Asset Management LLC 1.21% of their portfolio RENO, NV 447,170447.2k $20.0m $20.0m 1.21% Added +394.6k +394,551
67 Bartlett & Co. LLC 0.40% of their portfolio CINCINNATI, OH 444,663444.7k $19.9m $19.9m 0.40% Reduced -4.1k -4,055
68 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.40% of their portfolio CINCINNATI, OH 444,663444.7k $19.9m $19.9m 0.40% Reduced -4.1k -4,055
69 Strategic Advisors LLC 4.28% of their portfolio New York, NY 429,217429.2k $19.2m $19.2m 4.28% Reduced -17.9k -17,919
70 D L CARLSON INVESTMENT GROUP INC 4.12% of their portfolio CONCORD, NH 428,927428.9k $19.2m $19.2m 4.12% Added +67.1k +67,104
71 UBS Group AG 0.01% of their portfolio ZURICH, V8 428,564428.6k $19.2m $19.2m 0.01% Added +9.7k +9,651
72 Truepoint, Inc. 0.68% of their portfolio CINCINNATI, OH 418,892418.9k $18.8m $18.8m 0.68% Unchanged
73 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 418,285418.3k $19.0m $19.0m 0.12% Added +298.6k +298,603
74 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 1.34% of their portfolio ROCHESTER, NY 392,662392.7k $17.6m $17.6m 1.34% Added +3.1k +3,120
75 OneDigital Investment Advisors LLC 0.50% of their portfolio OVERLAND PARK, KS 385,356385.4k $17.3m $17.3m 0.50% Added +179.6k +179,577
76 Pegasus Asset Management, Inc. 9.30% of their portfolio MORRISTOWN, NJ 384,328384.3k $17.2m $17.2m 9.30% Added +4.6k +4,614
77 American Investment Services, Inc. 3.38% of their portfolio GREAT BARRINGTON, MA 366,873366.9k $16.4m $16.4m 3.38% Added +1 +1
78 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 363,279363.3k $16.3m $16.3m 0.08% Added +16.2k +16,185
79 Winthrop Advisory Group LLC 3.08% of their portfolio BOSTON, MA 362,459362.5k $16.2m $16.2m 3.08% Added +12.6k +12,584
80 PERSONAL CAPITAL ADVISORS CORP 0.08% of their portfolio Redwood City, CA 362,421362.4k $16.2m $16.2m 0.08% Added +155.9k +155,901
81 Roble, Belko & Company, Inc 3.43% of their portfolio SEWICKLEY, PA 359,916359.9k $16.1m $16.1m 3.43% Added +955 +955
82 Sunburst Financial Group, LLC 6.42% of their portfolio VESTAVIA HILLS, AL 359,620359.6k $16.1m $16.1m 6.42% Reduced -4.5k -4,485
83 Madden Advisory Services, Inc. 11.74% of their portfolio Jacksonville, FL 350,151350.2k $15.7m $15.7m 11.74% Reduced -812 -812
84 Domani Wealth, LLC 3.90% of their portfolio YORK, PA 348,039348.0k $15.6m $15.6m 3.90% Added +11.1k +11,141
85 Gemmer Asset Management LLC 2.44% of their portfolio WALNUT CREEK, CA 344,382344.4k $15.4m $15.4m 2.44% Reduced -274.5k -274,496
86 Goepper Burkhardt LLC 10.69% of their portfolio GREENVILLE, SC 340,803340.8k $15.3m $15.3m 10.69% Reduced -22.4k -22,380
87 Avior Wealth Management, LLC 1.14% of their portfolio OMAHA, NE 336,157336.2k $15.1m $15.1m 1.14% Reduced -1.3k -1,272
88 Great Lakes Retirement, Inc. 3.84% of their portfolio SANDUSKY, OH 335,111335.1k $15.0m $15.0m 3.84% First filing
89 MARSHALL FINANCIAL GROUP INC /ADV 6.27% of their portfolio DOYLESTOWN, PA 325,860325.9k $14.6m $14.6m 6.27% Added +4.3k +4,336
90 Carlton Hofferkamp & Jenks Wealth Management, LLC 6.82% of their portfolio THE WOODLANDS, TX 325,077325.1k $15.5m $15.5m 6.82% Reduced -116 -116
91 Strategic Financial Planning, Inc. 13.86% of their portfolio PLANO, TX 319,226319.2k $14.3m $14.3m 13.86% Added +9.6k +9,612
92 Ethos Financial Group, LLC 4.83% of their portfolio KING OF PRUSSIA, PA 318,227318.2k $14.3m $14.3m 4.83% First filing
93 Jaffetilchin Investment Partners, LLC 1.72% of their portfolio TAMPA, FL 313,719313.7k $14.1m $14.1m 1.72% Reduced -100.0k -99,954
94 Boulder Wealth Advisors, LLC 12.28% of their portfolio BOULDER, CO 306,330306.3k $13.7m $13.7m 12.28% First filing
95 Meridian Wealth Partners, LLC 3.17% of their portfolio EXTON, PA 306,159306.2k $13.7m $13.7m 3.17% Added +12.9k +12,856
96 OGOREK ANTHONY JOSEPH /NY/ /ADV 5.74% of their portfolio WILLIAMSVILLE, NY 294,495294.5k $13.2m $13.2m 5.74% Reduced -7.9k -7,916
97 Column Capital Advisors, LLC 2.14% of their portfolio INDIANAPOLIS, IN 288,272288.3k $12.9m $12.9m 2.14% Added +41.0k +41,035
98 VALLEY NATIONAL ADVISERS INC 2.33% of their portfolio BETHLEHEM, PA 279,709279.7k $13.0m $13.0m 2.33% Reduced -22.8k -22,793
99 LODESTAR PRIVATE ASSET MANAGEMENT LLC 2.38% of their portfolio ALAMO, CA 276,896276.9k $12.4m $12.4m 2.38% First filing
100 Genesee Capital Advisors, LLC 9.20% of their portfolio AUBURN, NY 275,571275.6k $12.3m $12.3m 9.20% Added +4.8k +4,806