Vault-13

PROSHARES TR NOBL

S&P 500 DV ARIST · ETP · CUSIP 74348A467

633 institutional holders +62 vs Q3 2022
57,061,37757.1m shares reported held*
$5.1bnreported value*
65 new 264 added 155 reduced 32 sold out net bought ≈ $504.2m (-3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $89.89. Options: 4 managers hold calls ($13.3m notional), 4 hold puts ($3.3m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 571Q4 22: 633633Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022571
Q4 2022633

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $10.0mQ3 22 puts: $2.2mQ3 22P/C 0.21Q4 22 calls: $13.3mQ4 22 puts: $3.3mQ4 22P/C 0.25
Numbers
QuarterCallsPutsP/C
Q3 2022$10.0m$2.2m0.21
Q4 2022$13.3m$3.3m0.25

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +685,011+685.0k
MORGAN STANLEY Added +652,159+652.2k
Portfolio Strategies, Inc. Added +417,871+417.9k
ROYAL BANK OF CANADA Added +358,094+358.1k
Cerity Partners LLC Added +345,756+345.8k
J.P. Morgan Private Wealth Advisors LLC Added +337,436+337.4k
HighTower Advisors, LLC Added +309,412+309.4k
Wealthspire Advisors, LLC Added +288,699+288.7k
WELLS FARGO & COMPANY/MN Added +258,238+258.2k
Prime Capital Investment Advisors, LLC New +193,282+193.3k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -9,215,816-9.2m
Allen Capital Group, LLC Sold out -129,772-129.8k
HRT FINANCIAL LP Reduced -82,828-82.8k
Shilanski & Associates, Inc. Sold out -67,936-67.9k
RFG Advisory, LLC Reduced -55,014-55.0k
Valley Financial Management, Inc. Reduced -43,506-43.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -36,452-36.5k
DISCOVERY CAPITAL MANAGEMENT, LLC / CT Sold out -32,164-32.2k
NATIONAL BANK OF CANADA /FI/ Reduced -28,831-28.8k
Tower Research Capital LLC (TRC) Reduced -28,086-28.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.1m67.4k shares
Paladin Advisory Group, LLC Reduced $4.2m46.7k shares
CITADEL ADVISORS LLC Reduced $3.1m34.1k shares
Cutler Group LLC / CA Added $01.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.9m32.4k shares
CITADEL ADVISORS LLC Reduced $225.0k2.5k shares
UBS Group AG Unchanged $144.0k1.6k shares
Cutler Group LLC / CA New $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.12% of their portfolio NEW YORK, NY 12,199,35512.2m $1.1bn $1.1bn 0.12% Added +652.2k +652,159
2 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 5,436,0245.4m $489.2m $489.2m 0.06% Added +685.0k +685,011
3 LPL Financial LLC 0.20% of their portfolio FORT MILL, SC 2,620,8222.6m $235.8m $235.8m 0.20% Added +76.4k +76,436
4 UBS Group AG 0.09% of their portfolio ZURICH, V8 2,167,8592.2m $195.1m $195.1m 0.09% Added +122.1k +122,095
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,016,7052.0m $181.5m $181.5m 0.06% Added +258.2k +258,238
6 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,637,1531.6m $147.3m $147.3m 0.04% Added +358.1k +358,094
7 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,501,0701.5m $135.1m $135.1m 0.05% Added +1.8k +1,828
8 Raymond James Financial Services Advisors, Inc. 0.27% of their portfolio ST. PETERSBURG, FL 1,474,8181.5m $132.7m $132.7m 0.27% Added +88.2k +88,187
9 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.65% of their portfolio MINNEAPOLIS, MN 1,090,6411.1m $98.1m $98.1m 3.65% Added +75.9k +75,886
10 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 986,697986.7k $88.8m $88.8m 0.21% Added +33.0k +33,018
11 Cresset Asset Management, LLC 1.03% of their portfolio Chicago, IL 923,567923.6k $81.8m $81.8m 1.03% Added +120.4k +120,384
12 IAM Advisory, LLC 28.62% of their portfolio EASTON, PA 865,391865.4k $77.9m $77.9m 28.62% Added +8.7k +8,719
13 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 769,161769.2k $69.2m $69.2m 0.14% Added +96.7k +96,719
14 J.P. Morgan Private Wealth Advisors LLC 0.15% of their portfolio SAN FRANCISCO, CA 747,495747.5k $67.3m $67.3m 0.15% Added +337.4k +337,436
15 Cassaday & Co Wealth Management LLC 2.96% of their portfolio MCLEAN, VA 711,429711.4k $64.0m $64.0m 2.96% First filing
16 Wealthspire Advisors, LLC 1.15% of their portfolio NEW YORK, NY 702,085702.1k $63.2m $63.2m 1.15% Added +288.7k +288,699
17 Cambridge Investment Research Advisors, Inc. 0.29% of their portfolio FAIRFIELD, IA 629,965630.0k $56.7m $56.7m 0.29% Added +170.8k +170,836
18 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 592,862592.9k $53.4m $53.4m 0.05% Added +32.2k +32,179
19 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 508,659508.7k $45.8m $45.8m 0.02% Reduced -36.5k -36,452
20 Janney Montgomery Scott LLC 0.18% of their portfolio PHILADELPHIA, PA 500,681500.7k $45.1m $45.1m 0.18% Added +45.2k +45,166
21 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 484,256484.3k $43.6m $43.6m 0.10% Added +309.4k +309,412
22 Portfolio Strategies, Inc. 8.38% of their portfolio MONTVALE, NJ 417,871417.9k $37.6m $37.6m 8.38% Added +417.9k +417,871
23 ForthRight Wealth Management, LLC 17.10% of their portfolio ALPHARETTA, GA 371,579371.6k $33.4m $33.4m 17.10% Added +10.8k +10,780
24 Cerity Partners LLC 0.21% of their portfolio NEW YORK, NY 360,234360.2k $32.4m $32.4m 0.21% Added +345.8k +345,756
25 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 349,161349.2k $31.4m $31.4m 0.08% Added +4.7k +4,706
26 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 328,736328.7k $29.6m $29.6m 0.04% Added +27.8k +27,798
27 IFG Advisory, LLC 2.94% of their portfolio ATLANTA, GA 327,735327.7k $29.5m $29.5m 2.94% Added +42.6k +42,586
28 HANTZ FINANCIAL SERVICES, INC. 0.89% of their portfolio SOUTHFIELD, MI 326,136326.1k $29.3m $29.3m 0.89% Reduced -8.0k -7,998
29 Strategic Wealth Investment Group, LLC 6.67% of their portfolio LOUISVILLE, KY 315,987316.0k $28.8m $28.8m 6.67% Added +38.8k +38,752
30 NATIONAL BANK OF CANADA /FI/ 0.08% of their portfolio MONTREAL, A8 311,163311.2k $28.0m $28.0m 0.08% Reduced -28.8k -28,831
31 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 287,770287.8k $25.9m $25.9m 0.05% Added +42.3k +42,310
32 Paragon Capital Management Ltd 6.53% of their portfolio DENVER, CO 272,250272.2k $24.5m $24.5m 6.53% Added +1.6k +1,626
33 AVANTAX ADVISORY SERVICES, INC. 0.33% of their portfolio DALLAS, TX 271,941271.9k $24.5m $24.5m 0.33% Added +19.5k +19,518
34 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 265,714265.7k $23.9m $23.9m 0.19% Added +14.3k +14,301
35 Prism Advisors, Inc. 8.76% of their portfolio STUDIO CITY, CA 265,572265.6k $23.9m $23.9m 8.76% Added +36.9k +36,941
36 Brookstone Capital Management 0.49% of their portfolio WHEATON, IL 262,068262.1k $24.1m $24.1m 0.49% Reduced -1.2k -1,204
37 MONEY CONCEPTS CAPITAL CORP 1.03% of their portfolio PALM BEACH GARDENS, FL 256,315256.3k $23.1m $23.1m 1.03% Added +16.2k +16,169
38 QUEST INVESTMENT MANAGEMENT LLC 2.76% of their portfolio LAKE OSWEGO, OR 251,768251.8k $22.7m $22.7m 2.76% Reduced -12.1k -12,057
39 Financial Partners Group, Inc 4.99% of their portfolio Overland Park, KS 243,411243.4k $22.7m $22.7m 4.99% Added +47.7k +47,719
40 Summit Financial Wealth Advisors, LLC 4.80% of their portfolio Lafayette, LA 221,037221.0k $19.9m $19.9m 4.80% Reduced -1.5k -1,503
41 Landmark Wealth Management, LLC 13.15% of their portfolio MELVILLE, NY 202,114202.1k $18.2m $18.2m 13.15% Added +50.3k +50,341
42 Prime Capital Investment Advisors, LLC 0.66% of their portfolio OVERLAND PARK, KS 193,282193.3k $17.4m $17.4m 0.66% New
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 185,256185.3k $16.7m $16.7m 0.03% Added +14.7k +14,699
44 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 175,091175.1k $15.8m $15.8m 0.10% Added +13.9k +13,884
45 Avidian Wealth Enterprises, LLC 1.03% of their portfolio Houston, TX 175,080175.1k $15.8m $15.8m 1.03% New
46 TOTH FINANCIAL ADVISORY CORP 2.51% of their portfolio LEESBURG, VA 171,912171.9k $15.5m $15.5m 2.51% Added +7.5k +7,465
47 Glen Eagle Advisors, LLC 4.21% of their portfolio KINGSTON, NJ 171,510171.5k $15.4m $15.4m 4.21% Added +19.7k +19,717
48 Essex Financial Services, Inc. 1.45% of their portfolio ESSEX, CT 152,229152.2k $13.7m $13.7m 1.45% Added +11.9k +11,906
49 TD Waterhouse Canada Inc. 0.20% of their portfolio TORONTO, A6 148,924148.9k $17.9m $17.9m 0.20% Reduced -14.9k -14,858
50 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 148,061148.1k $1.1m $1.1m 0.03% Added +1.6k +1,561
51 DONALDSON CAPITAL MANAGEMENT, LLC 0.63% of their portfolio EVANSVILLE, IN 144,645144.6k $13.0m $13.0m 0.63% Reduced -4.9k -4,884
52 Benchmark Financial Wealth Advisors, LLC 7.02% of their portfolio BOCA RATON, FL 143,364143.4k $12.9m $12.9m 7.02% Added +12.1k +12,080
53 SMITH, MOORE & CO. 1.77% of their portfolio CLAYTON, MO 142,052142.1k $12.8m $12.8m 1.77% Added +28.0k +27,957
54 Veracity Capital LLC 6.01% of their portfolio Atlanta, GA 139,259139.3k $12.5m $12.5m 6.01% Added +2.6k +2,648
55 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 135,766135.8k $12.2m $12.2m 0.11% Added +6.0k +6,046
56 Centennial Bank/AR/ 6.77% of their portfolio CONWAY, AR 131,450131.4k $11.8m $11.8m 6.77% First filing
57 Koshinski Asset Management, Inc. 1.14% of their portfolio DECATUR, IL 130,909130.9k $11.8m $11.8m 1.14% Added +6.0k +6,050
58 D.A. DAVIDSON & CO. 0.14% of their portfolio GREAT FALLS, MT 130,906130.9k $11.8m $11.8m 0.14% Added +9.1k +9,057
59 SMITH SHELLNUT WILSON LLC /ADV 7.10% of their portfolio Ridgeland, MS 127,709127.7k $11.5m $11.5m 7.10% Reduced -1.6k -1,638
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 123,006123.0k $11.1m $11.1m 0.00% Added +77.8k +77,819
61 Equitable Holdings, Inc. 0.19% of their portfolio NEW YORK, NY 122,128122.1k $11.0m $11.0m 0.19% Added +5.9k +5,938
62 CFS Investment Advisory Services, LLC 2.40% of their portfolio TOTOWA, NJ 117,577117.6k $10.6m $10.6m 2.40% Reduced -9.2m -9,215,816
63 Apexium Financial, LP 1.10% of their portfolio Dallas, TX 117,429117.4k $10.6m $10.6m 1.10% Reduced -450 -450
64 Proquility Private Wealth Partners, LLC 4.23% of their portfolio LAS VEGAS, NV 114,330114.3k $10.3m $10.3m 4.23% New
65 Legacy Private Trust Co. 0.92% of their portfolio NEENAH, WI 113,043113.0k $10.2m $10.2m 0.92% Reduced -18.2k -18,233
66 Kraft, Davis & Associates, LLC 3.98% of their portfolio St. Louis, MO 108,704108.7k $10.0m $10.0m 3.98% First filing
67 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 107,630107.6k $9.7m $9.7m 0.09% Reduced -13.7k -13,661
68 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 107,564107.6k $9.7m $9.7m 0.04% First filing
69 OPPENHEIMER & CO INC 0.22% of their portfolio NEW YORK, NY 106,392106.4k $9.6m $9.6m 0.22% Added +12.4k +12,431
70 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 104,033104.0k $9.4m $9.4m 0.00% Reduced -15.4k -15,359
71 MYCIO WEALTH PARTNERS, LLC 3.00% of their portfolio PHILADELPHIA, PA 101,658101.7k $9.2m $9.2m 3.00% Reduced -17.2k -17,167
72 InterOcean Capital Group, LLC 0.33% of their portfolio NASHVILLE, TN 101,319101.3k $9.1m $9.1m 0.33% Added +16.3k +16,301
73 First Personal Financial Services 2.43% of their portfolio CHARLOTTE, NC 99,47099.5k $9.0m $9.0m 2.43% Reduced -1.0k -1,005
74 Coston, McIsaac & Partners 3.28% of their portfolio BAR HARBOR, ME 93,63293.6k $8.4m $8.4m 3.28% Added +18.0k +17,952
75 Ted Buchan & Co 7.78% of their portfolio San Diego, CA 93,53093.5k $8.4m $8.4m 7.78% First filing
76 Sanchez Wealth Management Group 4.04% of their portfolio JACKSONVILLE, FL 91,65691.7k $8.2m $8.2m 4.04% Added +1.4k +1,423
77 Ratio Wealth Group 2.29% of their portfolio DENVER, CO 89,76789.8k $8.1m $8.1m 2.29% Reduced -7.4k -7,381
78 Mariner, LLC 0.03% of their portfolio Overland Park, KS 87,98088.0k $7.9m $7.9m 0.03% Added +83.6k +83,614
79 Pacific Wealth Strategies Group, Inc. 10.53% of their portfolio SANTA BARBARA, CA 87,37387.4k $7.9m $7.9m 10.53% Added +7.3k +7,349
80 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 82,91182.9k $7.5m $7.5m 0.01% Added +9.8k +9,771
81 Bard Financial Services, Inc. 0.62% of their portfolio BRANFORD, CT 81,75081.8k $7.4m $7.4m 0.62% Unchanged
82 NEW ENGLAND GUILD WEALTH ADVISORS, INC. 3.88% of their portfolio AVON, CT 81,72981.7k $7.4m $7.4m 3.88% Added +12.4k +12,435
83 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 81,71281.7k $7.4m $7.4m 0.12% Added +6.8k +6,817
84 Fulton Bank, N.A. 0.40% of their portfolio Lancaster, PA 79,86979.9k $7.2m $7.2m 0.40% Added +169 +169
85 Newman Dignan & Sheerar, Inc. 2.36% of their portfolio PROVIDENCE, RI 79,27379.3k $7.1m $7.1m 2.36% Added +1.2k +1,246
86 Cresta Advisors, Ltd. 6.13% of their portfolio LAREDO, TX 78,03678.0k $7.0m $7.0m 6.13% Reduced -3.8k -3,786
87 Grayhawk Investment Strategies Inc. 4.95% of their portfolio Calgary, A0 73,86173.9k $6.6m $6.6m 4.95% Reduced -1.5k -1,500
88 Jacobi Capital Management LLC 0.83% of their portfolio PITTSTON, PA 73,36073.4k $6.6m $6.6m 0.83% Added +1.6k +1,643
89 Financial & Tax Architects, LLC 2.27% of their portfolio ST LOUIS, MO 72,74472.7k $6.6m $6.6m 2.27% Added +5.0k +5,018
90 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 72,14272.1k $6.5m $6.5m 0.01% Reduced -1.2k -1,172
91 TCWP LLC 1.30% of their portfolio Beachwood, OH 71,19471.2k $6.4m $6.4m 1.30% Reduced -5.8k -5,835
92 Sigma Planning Corp 0.23% of their portfolio ANN ARBOR, MI 70,58770.6k $6.4m $6.4m 0.23% Added +16.8k +16,781
93 LMG Wealth Partners, LLC 2.17% of their portfolio SHREVEPORT, LA 70,52170.5k $6.6m $6.6m 2.17% First filing
94 Arkadios Wealth Advisors 0.84% of their portfolio ATLANTA, GA 70,18670.2k $6.3m $6.3m 0.84% Added +10.1k +10,069
95 Valley Financial Management, Inc. 3.48% of their portfolio NEW YORK, NY 69,42169.4k $6.2m $6.2m 3.48% Reduced -43.5k -43,506
96 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 69,23869.2k $6.2m $6.2m 0.01% New
97 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 68,12268.1k $6.1m $6.1m 0.11% Added +4.5k +4,475
98 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 2.01% of their portfolio COLUMBIA, SC 67,61567.6k $6.1m $6.1m 2.01% Reduced -321 -321
99 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 67,47567.5k $6.1m $6.1m 0.01% Added +553 +553
100 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 65,47565.5k $5.9m $5.9m 0.02% Added +4.6k +4,570