Vault-13

INVESCO EXCHANGE TRADED FD T XSVM

S&P SMCP VLU MNT · ETP · CUSIP 46137V480

126 institutional holders +7 vs Q3 2022
8,589,9248.6m shares reported held*
$392.3mreported value*
19 new 54 added 30 reduced 13 sold out net bought ≈ $34.9m (+762.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.67. Options: 1 managers hold calls ($50.3k notional), 1 hold puts ($54.9k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 126126Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022119
Q4 2022126

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $206.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $50.3kQ4 22 puts: $54.9kQ4 22P/C 1.09
Numbers
QuarterCallsPutsP/C
Q3 2022$206.0k$00.00
Q4 2022$50.3k$54.9k1.09

Biggest buyers

LPL Financial LLC Added +207,733+207.7k
Cambridge Investment Research Advisors, Inc. Added +179,262+179.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +131,853+131.9k
CIBC WORLD MARKET INC. Added +101,854+101.9k
CWM, LLC Added +76,366+76.4k
STIFEL FINANCIAL CORP Added +62,087+62.1k
ENVESTNET ASSET MANAGEMENT INC Added +60,353+60.4k
Cetera Advisor Networks LLC Added +50,334+50.3k
MML INVESTORS SERVICES, LLC Added +46,136+46.1k
MONECO ADVISORS, LLC Added +39,611+39.6k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -192,244-192.2k
CAPTRUST FINANCIAL ADVISORS Sold out -59,878-59.9k
RAYMOND JAMES & ASSOCIATES Reduced -49,844-49.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -32,344-32.3k
Tower Research Capital LLC (TRC) Sold out -21,976-22.0k
CITADEL ADVISORS LLC Reduced -21,381-21.4k
Kovack Advisors, Inc. Sold out -19,215-19.2k
Del-Sette Capital Management, LLC Reduced -19,120-19.1k
Atria Wealth Solutions, Inc. Reduced -17,204-17.2k
Focus Partners Advisor Solutions, LLC Sold out -14,881-14.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $50.3k1.1k shares

Biggest puts

CITADEL ADVISORS LLC New $54.9k1.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,288,3401.3m $58.9m $58.9m 0.05% Added +207.7k +207,733
2 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 716,541716.5k $32.8m $32.8m 0.08% Added +131.9k +131,853
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 639,887639.9k $29.3m $29.3m 0.00% Added +37.6k +37,638
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 594,975595.0k $27.2m $27.2m 0.00% Reduced -8.1k -8,118
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 527,569527.6k $24.2m $24.2m 0.01% Reduced -834 -834
6 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 349,561349.6k $16.0m $16.0m 0.03% Added +30.7k +30,660
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 321,781321.8k $14.7m $14.7m 0.00% Reduced -192.2k -192,244
8 CWM, LLC 0.11% of their portfolio OMAHA, NE 318,252318.3k $14.6m $14.6m 0.11% Added +76.4k +76,366
9 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 220,343220.3k $10.1m $10.1m 0.05% Added +179.3k +179,262
10 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 208,211208.2k $9.5m $9.5m 0.04% Added +101.9k +101,854
11 360 Financial, Inc. 5.09% of their portfolio WAYZATA, MN 190,135190.1k $7.8m $7.8m 5.09% Unchanged
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 165,041165.0k $7.5m $7.5m 0.01% Reduced -49.8k -49,844
13 Principle Wealth Partners LLC 0.74% of their portfolio MADISON, CT 142,761142.8k $6.5m $6.5m 0.74% Added +7.6k +7,563
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 139,068139.1k $6.4m $6.4m 0.01% Reduced -13.7k -13,652
15 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 136,564136.6k $6.2m $6.2m 0.06% Added +14.2k +14,172
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 120,628120.6k $5.5m $5.5m 0.01% Reduced -32.3k -32,344
17 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 3.17% of their portfolio New Cumberland, PA 120,252120.3k $5.5m $5.5m 3.17% Added +15.4k +15,438
18 MONECO ADVISORS, LLC 1.85% of their portfolio FAIRFIELD, CT 111,925111.9k $5.1m $5.1m 1.85% Added +39.6k +39,611
19 Del-Sette Capital Management, LLC 5.24% of their portfolio SCHENECTADY, NY 111,453111.5k $5.1m $5.1m 5.24% Reduced -19.1k -19,120
20 Insight Wealth Strategies, LLC 0.95% of their portfolio SAN RAMON, CA 107,868107.9k $4.9m $4.9m 0.95% Reduced -4.5k -4,531
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 101,357101.4k $4.6m $4.6m 0.00% Added +60.4k +60,353
22 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 86,39186.4k $4.0m $4.0m 0.03% Added +50.3k +50,334
23 Aspire Wealth Management Corp 3.44% of their portfolio WALTHAM, MA 86,26686.3k $3.9m $3.9m 3.44% Added +4.5k +4,485
24 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 80,24980.2k $3.7m $3.7m 0.02% Added +46.1k +46,136
25 Marshall Financial Group, LLC 1.33% of their portfolio Hunt Valley, MD 74,88074.9k $3.4m $3.4m 1.33% Added +3.2k +3,192
26 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 73,92173.9k $3.4m $3.4m 0.10% Added +6.3k +6,319
27 Focus Financial Network, Inc. 0.26% of their portfolio MINNEAPOLIS, MN 69,21769.2k $3.2m $3.2m 0.26% Added +1.6k +1,575
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 68,31968.3k $3.1m $3.1m 0.00% Added +62.1k +62,087
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 66,34366.3k $3.0m $3.0m 0.00% Reduced -6 -6
30 Cooper Financial Group 0.81% of their portfolio IRVINE, CA 57,71557.7k $2.6m $2.6m 0.81% Added +973 +973
31 Meridian Wealth Management, LLC 0.25% of their portfolio LEXINGTON, KY 55,68855.7k $2.5m $2.5m 0.25% Added +17.5k +17,462
32 Fortress Wealth Management, Inc. 2.11% of their portfolio Culver City, CA 55,60755.6k $2.5m $2.5m 2.11% Reduced -2.5k -2,533
33 IHT Wealth Management, LLC 0.15% of their portfolio Chicago, IL 51,65151.7k $2.4m $2.4m 0.15% Added +92 +92
34 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 48,87548.9k $2.2m $2.2m 0.06% Added +3.3k +3,315
35 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 47,67647.7k $2.2m $2.2m 0.03% Added +11.2k +11,248
36 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 47,31547.3k $2.2m $2.2m 0.04% Added +1.5k +1,506
37 Asset Allocation Strategies LLC 1.19% of their portfolio FARMINGTON, MI 38,24238.2k $1.7m $1.7m 1.19% First filing
38 SMITH, MOORE & CO. 0.24% of their portfolio CLAYTON, MO 37,68937.7k $1.7m $1.7m 0.24% Added +1.1k +1,113
39 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 33,91733.9k $1.6m $1.6m 0.01% New
40 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 33,41033.4k $1.7m $1.7m 0.09% Reduced -8.9k -8,856
41 Jackson Wealth Management, LLC 0.56% of their portfolio LAKE MARY, FL 33,40433.4k $1.5m $1.5m 0.56% New
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 33,05333.1k $1.5m $1.5m 0.00% Added +610 +610
43 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio OMAHA, NE 32,02732.0k $1.5m $1.5m 0.01% Reduced -3.5k -3,472
44 Tolleson Wealth Management, Inc. 0.37% of their portfolio DALLAS, TX 30,00030.0k $1.4m $1.4m 0.37% Unchanged
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 29,91129.9k $1.4m $1.4m 0.06% Added +27.5k +27,481
46 Fermata Advisors, LLC 0.38% of their portfolio SONOMA, CA 28,19428.2k $1.3m $1.3m 0.38% Added +429 +429
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,89427.9k $1.3m $1.3m 0.00% Reduced -8.7k -8,732
48 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 27,39527.4k $1.3m $1.3m 0.04% Reduced -2.1k -2,078
49 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 27,01427.0k $1.2m $1.2m 0.00% Added +5.0k +5,014
50 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 26,97327.0k $1.2m $1.2m 0.07% Unchanged
51 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 25,33525.3k $1.2m $1.2m 0.05% Added +1.9k +1,949
52 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 22,02622.0k $1.0m $1.0m 0.06% Added +21.8k +21,838
53 Arete Wealth Advisors, LLC 0.09% of their portfolio CHICAGO, IL 21,47821.5k $982.4k $982.4k 0.09% Added +12.9k +12,884
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 21,30521.3k $974.5k $974.5k 0.00% Reduced -2.5k -2,469
55 MONEY CONCEPTS CAPITAL CORP 0.04% of their portfolio PALM BEACH GARDENS, FL 20,84320.8k $953.4k $953.4k 0.04% Added +1.7k +1,747
56 Bridge Advisory, LLC 0.38% of their portfolio PASADENA, CA 19,97920.0k $913.8k $913.8k 0.38% Reduced -3.8k -3,828
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,54219.5k $893.9k $893.9k 0.00% Reduced -21.4k -21,381
58 Archford Capital Strategies, LLC 0.20% of their portfolio SWANSEA, IL 18,69218.7k $855.0k $855.0k 0.20% Unchanged
59 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 18,09818.1k $827.8k $827.8k 0.02% Added +6.6k +6,633
60 THOROUGHBRED FINANCIAL SERVICES, LLC 0.13% of their portfolio BRENTWOOD, TN 17,63417.6k $806.0k $806.0k 0.13% Added +11.3k +11,293
61 Berkeley, Inc 0.55% of their portfolio Boise, ID 15,91515.9k $727.9k $727.9k 0.55% Added +1.3k +1,269
62 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 15,68315.7k $717.3k $717.3k 0.05% Reduced -14.8k -14,763
63 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,43915.4k $706.2k $706.2k 0.01% Reduced -17.2k -17,204
64 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 15,33515.3k $701.4k $701.4k 0.00% Added +442 +442
65 WESCAP Management Group, Inc. 0.23% of their portfolio Glendale, CA 14,21214.2k $650.0k $650.0k 0.23% Reduced -2.0k -1,957
66 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 11,60011.6k $531.0k $531.0k 0.00% Added +1.2k +1,200
67 Comprehensive Wealth Management, LLC 0.47% of their portfolio LYNNWOOD, WA 11,15111.2k $510.0k $510.0k 0.47% Added +635 +635
68 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 11,13711.1k $509.4k $509.4k 0.02% Reduced -191 -191
69 World Investment Advisors 0.11% of their portfolio LINCROFT, NJ 10,11010.1k $462.4k $462.4k 0.11% Added +477 +477
70 TITLEIST ASSET MANAGEMENT, LTD. 0.11% of their portfolio San Antonio, TX 9,8659.9k $451.2k $451.2k 0.11% Added +1.5k +1,495
71 QP WEALTH MANAGEMENT, LLC 0.70% of their portfolio BOCA RATON, FL 9,7709.8k $446.9k $446.9k 0.70% New
72 Institute for Wealth Management, LLC. 0.10% of their portfolio DENVER, CO 9,7409.7k $445.5k $445.5k 0.10% Unchanged
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,5999.6k $439.1k $439.1k 0.00% Reduced -12 -12
74 TruWealth Advisors, LLC 0.04% of their portfolio Metairie, LA 9,5439.5k $436.5k $436.5k 0.04% Added +2.2k +2,158
75 SILVERLAKE WEALTH MANAGEMENT LLC 0.26% of their portfolio WILLISTON, VT 9,2309.2k $422.2k $422.2k 0.26% Added +6 +6
76 Armbruster Capital Management, Inc. 0.11% of their portfolio PITTSFORD, NY 9,0949.1k $416.0k $416.0k 0.11% Unchanged
77 AVAII WEALTH MANAGEMENT, LLC 0.37% of their portfolio APPLETON, WI 9,0479.0k $413.8k $413.8k 0.37% Added +2.7k +2,662
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,7238.7k $398.0k $398.0k 0.00% Added +1.3k +1,282
79 Bison Wealth, LLC 0.13% of their portfolio Atlanta, GA 8,5418.5k $417.3k $417.3k 0.13% New
80 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 8,2358.2k $376.7k $376.7k 0.02% Added +1.1k +1,125
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,9207.9k $362.3k $362.3k 0.00% New
82 Southland Equity Partners LLC 0.13% of their portfolio WILDWOOD, MO 7,6087.6k $348.0k $348.0k 0.13% New
83 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 7,3717.4k $337.1k $337.1k 0.01% Unchanged
84 OneAscent Financial Services LLC 0.14% of their portfolio BIRMINGHAM, AL 7,1547.2k $327.0k $327.0k 0.14% Added +3 +3
85 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 7,1087.1k $325.1k $325.1k 0.00% Unchanged
86 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 6,8296.8k $312.3k $312.3k 0.02% Reduced -560 -560
87 Keel Point, LLC 0.05% of their portfolio HUNTSVILLE, AL 6,8156.8k $311.7k $311.7k 0.05% Added +601 +601
88 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 5,7525.8k $263.0k $263.0k 0.01% Added +47 +47
89 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 5,6285.6k $257.4k $257.4k 0.02% Added +217 +217
90 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,4125.4k $247.5k $247.5k 0.01% New
91 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 5,0585.1k $231.3k $231.3k 0.00% New
92 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 4,8684.9k $222.7k $222.7k 0.02% New
93 CAROLINAS WEALTH CONSULTING LLC 0.05% of their portfolio CHARLOTTE, NC 4,8214.8k $220.5k $220.5k 0.05% Reduced -783 -783
94 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 4,4554.5k $203.8k $203.8k 0.02% New
95 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 4,2164.2k $192.9k $192.9k 0.01% Reduced -9.0k -9,004
96 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,1154.1k $134.0k $134.0k 0.00% Added +507 +507
97 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 3,0643.1k $140.2k $140.2k 0.02% Reduced -4.4k -4,358
98 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,9412.9k $134.5k $134.5k 0.00% Unchanged
99 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,3042.3k $105.4k $105.4k 0.00% New
100 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,1452.1k $98.1k $98.1k 0.00% New