Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

730 institutional holders +29 vs Q3 2022
44,656,37744.7m shares reported held*
$4.1bnreported value*
61 new 233 added 249 reduced 56 sold out net bought ≈ $125.1m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($28.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.07. Options: 3 managers hold calls ($1.4m notional), 1 hold puts ($191.8k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 701Q4 22: 730730Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022701
Q4 2022730

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $3.0mQ3 22 puts: $272.0kQ3 22P/C 0.09Q4 22 calls: $1.4mQ4 22 puts: $191.8kQ4 22P/C 0.14
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$272.0k0.09
Q4 2022$1.4m$191.8k0.14

Biggest buyers

Waverly Advisors, LLC Added +279,272+279.3k
Savant Capital, LLC Added +266,952+267.0k
Thrivent Financial for Lutherans Added +238,014+238.0k
World Investment Advisors Added +237,350+237.3k
Arax Advisory Partners New +236,971+237.0k
AMERIPRISE FINANCIAL INC Added +158,329+158.3k
BANK OF MONTREAL /CAN/ Added +148,148+148.1k
REGIONS FINANCIAL CORP Added +142,142+142.1k
BANK OF AMERICA CORP /DE/ Added +138,036+138.0k
WELLS FARGO & COMPANY/MN Added +106,020+106.0k

Biggest sellers

MORGAN STANLEY Reduced -157,282-157.3k
Relative Value Partners Group, LLC Reduced -149,377-149.4k
Cerity Partners LLC Reduced -111,340-111.3k
Blue Trust, Inc. Reduced -74,832-74.8k
NorthCrest Asset Manangement, LLC Sold out -65,691-65.7k
STIFEL FINANCIAL CORP Reduced -58,770-58.8k
RAYMOND JAMES & ASSOCIATES Reduced -57,111-57.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -51,863-51.9k
Cambridge Investment Research Advisors, Inc. Reduced -44,024-44.0k
MUFG Americas Holdings Corp Sold out -43,363-43.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.0m11.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $328.7k3.6k shares
Cutler Group LLC / CA Reduced $0500 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $191.8k2.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,068,3334.1m $371.5m $371.5m 0.04% Reduced -157.3k -157,282
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,775,0713.8m $344.7m $344.7m 0.04% Added +138.0k +138,036
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,010,1822.0m $183.5m $183.5m 0.06% Added +106.0k +106,020
4 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 1,493,1051.5m $136.3m $136.3m 0.07% Reduced -51.9k -51,863
5 REGIONS FINANCIAL CORP 1.16% of their portfolio BIRMINGHAM, AL 1,387,2001.4m $126.7m $126.7m 1.16% Added +142.1k +142,142
6 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,303,7551.3m $119.0m $119.0m 0.06% Added +57.0k +57,019
7 M&T Bank Corp 0.48% of their portfolio BUFFALO, NY 1,302,7041.3m $119.0m $119.0m 0.48% Reduced -35.7k -35,684
8 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,105,7671.1m $101.0m $101.0m 0.03% Added +158.3k +158,329
9 Corient Private Wealth LP 0.36% of their portfolio MIAMI, FL 1,089,1621.1m $99.5m $99.5m 0.36% First filing
10 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,055,8241.1m $96.4m $96.4m 0.08% Added +96.0k +96,036
11 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,013,1351.0m $92.5m $92.5m 0.09% Reduced -38.8k -38,809
12 FMR LLC 0.01% of their portfolio BOSTON, MA 946,911946.9k $86.5m $86.5m 0.01% Reduced -24.5k -24,464
13 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 856,151856.2k $78.2m $78.2m 0.14% Added +8.5k +8,482
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.38% of their portfolio IRVING, TX 744,256744.3k $68.0m $68.0m 0.38% Reduced -39.2k -39,155
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 664,611664.6k $60.7m $60.7m 0.09% Added +38.1k +38,092
16 Parsec Financial Management, Inc. 2.45% of their portfolio ASHEVILLE, NC 604,108604.1k $55.2m $55.2m 2.45% Added +39.7k +39,719
17 BESSEMER GROUP INC 0.12% of their portfolio WOODBRIDGE, NJ 518,000518.0k $47.3m $47.3m 0.12% Unchanged
18 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 495,085495.1k $45.2m $45.2m 0.11% Reduced -29.4k -29,420
19 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 432,012432.0k $39.5m $39.5m 0.02% Added +148.1k +148,148
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 426,330426.3k $38.9m $38.9m 0.01% Reduced -39.3k -39,348
21 Mariner, LLC 0.11% of their portfolio Overland Park, KS 367,226367.2k $33.5m $33.5m 0.11% Added +44.9k +44,853
22 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 359,442359.4k $32.8m $32.8m 0.03% Reduced -57.1k -57,111
23 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 352,282352.3k $32.2m $32.2m 0.07% Added +11.6k +11,599
24 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 350,966351.0k $32.0m $32.0m 0.08% Reduced -260 -260
25 EXENCIAL WEALTH ADVISORS, LLC 1.61% of their portfolio OKLAHOMA CITY, OK 323,462323.5k $29.5m $29.5m 1.61% Reduced -11.8k -11,756
26 BAILARD, INC. 1.09% of their portfolio Foster City, CA 312,195312.2k $28.5m $28.5m 1.09% Added +3.1k +3,089
27 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 306,184306.2k $28.0m $28.0m 0.01% Added +20.5k +20,511
28 One Capital Management, LLC 1.48% of their portfolio WESTLAKE VILLAGE, CA 304,931304.9k $27.8m $27.8m 1.48% Added +15.1k +15,129
29 Palisades Hudson Asset Management, L.P. 15.26% of their portfolio FORT LAUDERDALE, FL 303,077303.1k $27.7m $27.7m 15.26% Reduced -2.3k -2,314
30 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 296,541296.5k $27.1m $27.1m 0.07% Added +238.0k +238,014
31 Probity Advisors, Inc. 6.11% of their portfolio DALLAS, TX 295,447295.4k $27.0m $27.0m 6.11% Added +1.2k +1,201
32 Waverly Advisors, LLC 1.49% of their portfolio BIRMINGHAM, AL 293,295293.3k $26.8m $26.8m 1.49% Added +279.3k +279,272
33 Savant Capital, LLC 0.06% of their portfolio ROCKFORD, IL 292,124292.1k $2.6m $2.6m 0.06% Added +267.0k +266,952
34 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 276,409276.4k $25.2m $25.2m 0.04% Reduced -58.8k -58,770
35 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 273,958274.0k $25.0m $25.0m 0.04% Reduced -13.6k -13,577
36 World Investment Advisors 5.06% of their portfolio LINCROFT, NJ 241,730241.7k $22.1m $22.1m 5.06% Added +237.3k +237,350
37 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 237,003237.0k $21.6m $21.6m 0.04% Added +16.3k +16,327
38 Arax Advisory Partners 2.99% of their portfolio NEW YORK, NY 236,971237.0k $21.6m $21.6m 2.99% New
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.30% of their portfolio PLYMOUTH, MN 231,570231.6k $23.0m $23.0m 0.30% Added +18.3k +18,337
40 GHP Investment Advisors, Inc. 1.39% of their portfolio Denver, CO 225,057225.1k $20.5m $20.5m 1.39% Reduced -4.6k -4,617
41 SPC Financial, Inc. 2.36% of their portfolio ROCKVILLE, MD 218,998219.0k $20.0m $20.0m 2.36% Reduced -728 -728
42 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 215,992216.0k $19.7m $19.7m 0.04% Reduced -31.2k -31,178
43 MERCER GLOBAL ADVISORS INC /ADV 0.10% of their portfolio DENVER, CO 213,382213.4k $19.5m $19.5m 0.10% Added +16.7k +16,695
44 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.98% of their portfolio FORT WAYNE, IN 213,043213.0k $19.5m $19.5m 1.98% Reduced -4.3k -4,334
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 211,859211.9k $19.3m $19.3m 0.00% Reduced -64 -64
46 Coastline Trust Co 2.77% of their portfolio PROVIDENCE, RI 203,760203.8k $18.6m $18.6m 2.77% Not comparable
47 Heartwood Wealth Advisors LLC 2.73% of their portfolio RICHMOND, VA 190,726190.7k $17.4m $17.4m 2.73% Added +2.2k +2,232
48 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 151,642151.6k $13.8m $13.8m 0.07% Reduced -44.0k -44,024
49 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 150,618150.6k $13.8m $13.8m 0.02% Reduced -5.3k -5,327
50 Smith Anglin Financial, LLC 2.59% of their portfolio DALLAS, TX 150,376150.4k $13.7m $13.7m 2.59% Added +8.0k +8,028
51 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 143,217143.2k $13.1m $13.1m 0.03% Added +4.0k +4,015
52 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 142,714142.7k $13.0m $13.0m 0.12% Added +27.7k +27,669
53 Ellis Investment Partners, LLC 3.37% of their portfolio Berwyn, PA 135,624135.6k $12.4m $12.4m 3.37% Added +460 +460
54 MAI Capital Management 0.21% of their portfolio INDEPENDENCE, OH 134,158134.2k $12.2m $12.2m 0.21% Added +2.1k +2,131
55 ETFIDEA, LLC 5.38% of their portfolio SYRACUSE, NY 127,349127.3k $11.6m $11.6m 5.38% Added +1.1k +1,131
56 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 122,790122.8k $11.2m $11.2m 0.06% Added +17.7k +17,724
57 Wilmington Savings Fund Society, FSB 0.50% of their portfolio WILMINGTON, DE 119,857119.9k $10.9m $10.9m 0.50% Reduced -7.6k -7,592
58 GLENMEDE TRUST CO NA 0.06% of their portfolio PHILADELPHIA, PA 115,870115.9k $10.6m $10.6m 0.06% Added +22.8k +22,764
59 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 112,820112.8k $10.3m $10.3m 0.02% Added +42.6k +42,569
60 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 110,025110.0k $10.0m $10.0m 0.05% Added +9.8k +9,830
61 Wealth Architects, LLC 1.89% of their portfolio MOUNTAIN VIEW, CA 109,425109.4k $10.0m $10.0m 1.89% Reduced -6.1k -6,137
62 FIFTH THIRD BANCORP 0.05% of their portfolio CINCINNATI, OH 107,832107.8k $9.8m $9.8m 0.05% Added +624 +624
63 Asset Dedication, LLC 0.94% of their portfolio SAN FRANCISCO, CA 100,934100.9k $9.2m $9.2m 0.94% Reduced -1.1k -1,066
64 BOKF, NA 0.17% of their portfolio TULSA, OK 100,516100.5k $9.2m $9.2m 0.17% Added +2.8k +2,811
65 SAX WEALTH ADVISORS, LLC 2.12% of their portfolio PARSIPPANY, NJ 100,324100.3k $9.2m $9.2m 2.12% Reduced -200 -200
66 Modera Wealth Management, LLC 0.36% of their portfolio WESTWOOD, NJ 97,35897.4k $8.9m $8.9m 0.36% Added +2.9k +2,917
67 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 97,24697.2k $8.9m $8.9m 0.03% Added +4.7k +4,683
68 Financial Advisors Network, Inc. 2.31% of their portfolio TUSTIN, CA 95,64895.6k $8.7m $8.7m 2.31% Added +1.1k +1,114
69 Sepio Capital, LP 0.75% of their portfolio Salt Lake City, UT 95,20095.2k $8.7m $8.7m 0.75% Added +24.5k +24,481
70 Sterling Financial Planning, Inc. 5.09% of their portfolio SPARTA, NJ 93,44893.4k $8.5m $8.5m 5.09% Added +1.0k +1,037
71 Asset Management Group, Inc. 2.00% of their portfolio STAMFORD, CT 93,00793.0k $8.5m $8.5m 2.00% Added +768 +768
72 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 92,00392.0k $8.4m $8.4m 0.06% Added +10.9k +10,923
73 JFS WEALTH ADVISORS, LLC 0.82% of their portfolio HERMITAGE, PA 91,71891.7k $8.4m $8.4m 0.82% Reduced -9.6k -9,570
74 OPPENHEIMER ASSET MANAGEMENT INC. 0.13% of their portfolio NEW YORK, NY 90,79290.8k $8.3m $8.3m 0.13% New
75 Stone Asset Management Inc. 5.11% of their portfolio AUSTIN, TX 90,10490.1k $8.2m $8.2m 5.11% Added +3.0k +2,969
76 Evanson Asset Management, LLC 0.86% of their portfolio CARMEL, CA 87,38987.4k $8.0m $8.0m 0.86% Reduced -165 -165
77 COMERICA BANK 0.07% of their portfolio DALLAS, TX 86,63686.6k $8.5m $8.5m 0.07% Added +24.8k +24,753
78 Cassaday & Co Wealth Management LLC 0.36% of their portfolio MCLEAN, VA 85,57185.6k $7.8m $7.8m 0.36% First filing
79 BUCKINGHAM STRATEGIC WEALTH, LLC 0.14% of their portfolio CLAYTON, MO 85,22585.2k $7.8m $7.8m 0.14% Added +5.1k +5,100
80 VICUS CAPITAL 0.88% of their portfolio STATE COLLEGE, PA 85,12385.1k $7.8m $7.8m 0.88% Added +13.6k +13,624
81 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 85,00785.0k $7.8m $7.8m 0.13% Added +3.9k +3,854
82 HOME FEDERAL BANK OF TENNESSEE 2.92% of their portfolio KNOXVILLE, TN 84,10584.1k $7.7m $7.7m 2.92% Reduced -1.1k -1,094
83 Capital Advisors, Ltd. LLC 1.32% of their portfolio SHAKER HEIGHTS, OH 83,13483.1k $7.6m $7.6m 1.32% Added +1.4k +1,387
84 Sigma Planning Corp 0.26% of their portfolio ANN ARBOR, MI 80,15780.2k $7.3m $7.3m 0.26% Reduced -2.6k -2,646
85 Blue Edge Capital, LLC 1.65% of their portfolio RICHMOND, VA 79,07879.1k $7.2m $7.2m 1.65% Added +3.0k +2,959
86 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 78,40478.4k $7.2m $7.2m 0.10% Added +4.7k +4,706
87 Northeast Financial Consultants Inc 0.48% of their portfolio WESTPORT, CT 78,30378.3k $7.1m $7.1m 0.48% Reduced -20.6k -20,600
88 RTD Financial Advisors, Inc. 1.17% of their portfolio Philadelphia, PA 78,26778.3k $7.1m $7.1m 1.17% Added +3.1k +3,121
89 One Day In July LLC 1.46% of their portfolio BURLINGTON, VT 77,59577.6k $7.1m $7.1m 1.46% Added +9.5k +9,454
90 BURNS J W & CO INC/NY 1.29% of their portfolio DEWITT, NY 77,27177.3k $7.1m $7.1m 1.29% Reduced -1.3k -1,292
91 Salomon & Ludwin, LLC 0.89% of their portfolio RICHMOND, VA 76,85876.9k $7.0m $7.0m 0.89% Reduced -590 -590
92 BFSG, LLC 1.38% of their portfolio IRVINE, CA 75,60975.6k $6.9m $6.9m 1.38% Reduced -10.0k -10,027
93 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 74,27074.3k $7.6m $7.6m 0.21% Reduced -4.2k -4,214
94 Chicago Partners Investment Group LLC 0.47% of their portfolio CHICAGO, IL 73,87873.9k $7.7m $7.7m 0.47% Added +121 +121
95 Financial Advocates Investment Management 0.23% of their portfolio OLYMPIA, WA 72,88172.9k $3.0m $3.0m 0.23% Added +59.7k +59,713
96 Family Firm, Inc. 1.88% of their portfolio BETHESDA, MD 70,25670.3k $6.4m $6.4m 1.88% Added +1.6k +1,598
97 Paragon Advisors, LLC 2.83% of their portfolio COLLEGE STATION, TX 70,04970.0k $6.4m $6.4m 2.83% Added +55.2k +55,245
98 Arkadios Wealth Advisors 0.84% of their portfolio ATLANTA, GA 69,80869.8k $6.4m $6.4m 0.84% Added +18.1k +18,082
99 Ifrah Financial Services, Inc. 2.06% of their portfolio Little Rock, AR 68,60568.6k $6.3m $6.3m 2.06% Added +275 +275
100 Lido Advisors, LLC 0.11% of their portfolio Los Angeles, CA 68,57568.6k $6.3m $6.3m 0.11% Reduced -25.3k -25,325