Vault-13

ISHARES TR IWO

RUS 2000 GRW ETF · ETP · CUSIP 464287648

837 institutional holders +46 vs Q3 2022
34,771,22634.8m shares reported held*
$7.5bnreported value*
77 new 271 added 237 reduced 67 sold out net bought ≈ $175.1m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $214.75. Options: 5 managers hold calls ($32.6m notional), 10 hold puts ($291.2m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 791Q4 22: 837837Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022791
Q4 2022837

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $27.5mQ3 22 puts: $399.2mQ3 22P/C 14.50Q4 22 calls: $32.6mQ4 22 puts: $291.2mQ4 22P/C 8.93
Numbers
QuarterCallsPutsP/C
Q3 2022$27.5m$399.2m14.50
Q4 2022$32.6m$291.2m8.93

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +281,039+281.0k
Fiera Capital Corp Added +183,211+183.2k
CAPTRUST FINANCIAL ADVISORS Added +171,350+171.3k
ENVESTNET ASSET MANAGEMENT INC Added +139,101+139.1k
Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) New +135,000+135.0k
WELLINGTON MANAGEMENT GROUP LLP Added +113,573+113.6k
BROWN ADVISORY INC Added +110,092+110.1k
Kabouter Management, LLC New +102,338+102.3k
CITIGROUP INC Added +98,527+98.5k
ROYAL BANK OF CANADA Added +82,141+82.1k

Biggest sellers

CFS Investment Advisory Services, LLC Sold out -2,596,010-2.6m
Alaska Permanent Fund Corp Reduced -460,935-460.9k
GOLDMAN SACHS GROUP INC Reduced -325,215-325.2k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -299,000-299.0k
JPMORGAN CHASE & CO Reduced -199,591-199.6k
Lombard Odier Asset Management (Switzerland) SA Sold out -163,200-163.2k
BNP PARIBAS FINANCIAL MARKETS Reduced -154,959-155.0k
TORONTO DOMINION BANK Reduced -150,000-150.0k
LBJ Family Wealth Advisors, Ltd. Reduced -107,534-107.5k
Weiss Asset Management LP Reduced -81,129-81.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $20.3m94.5k shares
CITADEL ADVISORS LLC Added $11.6m54.0k shares
WOLVERINE TRADING, LLC Reduced $450.0k2.1k shares
Paladin Advisory Group, LLC Reduced $270.1k1.3k shares
Cutler Group LLC / CA Reduced $18.0k25.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $150.3m700.8k shares
Parallax Volatility Advisers, L.P. Added $43.1m201.0k shares
GOLDMAN SACHS GROUP INC Unchanged $42.9m200.0k shares
CITADEL ADVISORS LLC Reduced $38.7m180.3k shares
Otter Creek Advisors, LLC New $6.4m30.0k shares
Arbiter Partners Capital Management LLC Reduced $6.2m29.1k shares
WOLVERINE TRADING, LLC Reduced $2.0m9.4k shares
Belvedere Trading LLC New $1.1m4.9k shares
Lido Advisors, LLC Unchanged $236.0k1.1k shares
Cutler Group LLC / CA Reduced $149.0k191.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 3,343,0553.3m $717.2m $717.2m 0.09% Added +281.0k +281,039
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 2,951,2693.0m $633.1m $633.1m 0.07% Reduced -68.9k -68,878
3 Alaska Permanent Fund Corp 7.23% of their portfolio JUNEAU, AK 2,067,1902.1m $443.5m $443.5m 7.23% Reduced -460.9k -460,935
4 TIAA, FSB 1.30% of their portfolio ST. LOUIS, MO 1,542,6901.5m $330.9m $330.9m 1.30% Reduced -11.4k -11,414
5 BARINGS LLC 10.57% of their portfolio CHARLOTTE, NC 1,390,1501.4m $298.2m $298.2m 10.57% Added +31.6k +31,600
6 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 1,200,1591.2m $257.5m $257.5m 0.13% Added +139.1k +139,101
7 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 890,614890.6k $191.1m $191.1m 0.06% Added +7.6k +7,599
8 PNC Financial Services Group, Inc. 0.17% of their portfolio Pittsburgh, PA 841,638841.6k $180.5m $180.5m 0.17% Reduced -38.6k -38,619
9 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 802,776802.8k $172.2m $172.2m 0.05% Reduced -325.2k -325,215
10 Cassaday & Co Wealth Management LLC 7.39% of their portfolio MCLEAN, VA 746,180746.2k $160.1m $160.1m 7.39% First filing
11 COMMONWEALTH EQUITY SERVICES, LLC 0.32% of their portfolio WALTHAM, MA 620,283620.3k $133.1m $133.1m 0.32% Added +19.2k +19,236
12 TORONTO DOMINION BANK 0.19% of their portfolio TORONTO, ONTARIO, A6 600,000600.0k $128.6m $128.6m 0.19% Reduced -150.0k -150,000
13 Cohen Klingenstein LLC 6.32% of their portfolio NEW YORK, NY 585,165585.2k $125.5m $125.5m 6.32% Unchanged
14 M&T Bank Corp 0.47% of their portfolio BUFFALO, NY 544,072544.1k $116.7m $116.7m 0.47% Added +2.0k +1,963
15 UBS Group AG 0.05% of their portfolio ZURICH, V8 490,097490.1k $105.1m $105.1m 0.05% Reduced -12.1k -12,125
16 US BANCORP \DE\ 0.18% of their portfolio MINNEAPOLIS, MN 473,609473.6k $101.6m $101.6m 0.18% Added +73.8k +73,833
17 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 450,648450.6k $96.7m $96.7m 0.04% Added +31.6k +31,613
18 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 448,493448.5k $96.2m $96.2m 0.02% Added +11.7k +11,695
19 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.93% of their portfolio OMAHA, NE 433,282433.3k $92.9m $92.9m 0.93% Reduced -21.1k -21,089
20 D.A. DAVIDSON & CO. 1.06% of their portfolio GREAT FALLS, MT 417,610417.6k $89.6m $89.6m 1.06% Added +27.4k +27,448
21 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.44% of their portfolio TORONTO, A6 407,000407.0k $87.3m $87.3m 0.44% Reduced -299.0k -299,000
22 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 350,538350.5k $75.2m $75.2m 0.02% Added +113.6k +113,573
23 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 344,055344.1k $73.8m $73.8m 0.06% Reduced -1.6k -1,629
24 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 341,599341.6k $73.3m $73.3m 0.02% Added +82.1k +82,141
25 Financial Engines Advisors L.L.C. 0.21% of their portfolio SANTA CLARA, CA 336,047336.0k $72.1m $72.1m 0.21% Reduced -3.3k -3,332
26 FMR LLC 0.01% of their portfolio BOSTON, MA 329,114329.1k $70.6m $70.6m 0.01% Reduced -9.1k -9,072
27 CITIGROUP INC 0.10% of their portfolio NEW YORK, NY 317,254317.3k $68.1m $68.1m 0.10% Added +98.5k +98,527
28 COMMERCE BANK 0.54% of their portfolio KANSAS CITY, MO 310,160310.2k $66.5m $66.5m 0.54% Added +62.0k +61,973
29 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 285,488285.5k $61.2m $61.2m 0.01% Reduced -33.5k -33,526
30 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 254,328254.3k $54.6m $54.6m 0.10% Added +48.8k +48,840
31 BROWN ADVISORY INC 0.10% of their portfolio BALTIMORE, MD 252,033252.0k $54.1m $54.1m 0.10% Added +110.1k +110,092
32 CAPTRUST FINANCIAL ADVISORS 0.26% of their portfolio RALEIGH, NC 244,827244.8k $52.5m $52.5m 0.26% Added +171.3k +171,350
33 SEI INVESTMENTS CO 0.12% of their portfolio OAKS, PA 242,451242.5k $52.0m $52.0m 0.12% Added +54.2k +54,173
34 Fiera Capital Corp 0.16% of their portfolio MONTREAL, A8 237,972238.0k $51.0m $51.0m 0.16% Added +183.2k +183,211
35 J.P. Morgan Private Wealth Advisors LLC 0.11% of their portfolio SAN FRANCISCO, CA 227,520227.5k $48.8m $48.8m 0.11% Added +12.4k +12,443
36 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 209,687209.7k $45.0m $45.0m 0.07% Added +65.5k +65,455
37 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 200,064200.1k $42.9m $42.9m 0.01% Reduced -199.6k -199,591
38 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 181,705181.7k $39.0m $39.0m 0.08% Added +5.9k +5,857
39 Badgley Phelps Wealth Managers, LLC 1.47% of their portfolio SEATTLE, WA 171,478171.5k $36.8m $36.8m 1.47% Reduced -8.0k -8,025
40 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 170,550170.6k $36.6m $36.6m 0.03% Added +16.2k +16,188
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 166,053166.1k $35.6m $35.6m 0.05% Added +40.6k +40,563
42 KEYBANK NATIONAL ASSOCIATION/OH 0.17% of their portfolio BROOKLYN, OH 160,956161.0k $34.5m $34.5m 0.17% Reduced -3.6k -3,601
43 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.23% of their portfolio NEW YORK, NY 138,830138.8k $29.8m $29.8m 0.23% Added +35.8k +35,809
44 Orion Porfolio Solutions, LLC 0.58% of their portfolio OMAHA, NE 135,089135.1k $29.0m $29.0m 0.58% Reduced -37 -37
45 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 1.51% of their portfolio Tel Aviv, L3 135,000135.0k $29.0m $29.0m 1.51% New
46 Corient Private Wealth LP 0.13% of their portfolio MIAMI, FL 128,018128.0k $35.0m $35.0m 0.13% First filing
47 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 127,253127.3k $27.3m $27.3m 0.05% Reduced -4.0k -4,011
48 Avantax Planning Partners, Inc. 1.06% of their portfolio DUBUQUE, IA 124,919124.9k $26.8m $26.8m 1.06% Added +19.0k +19,045
49 CHOREO, LLC 1.26% of their portfolio ROCKFORD, IL 119,008119.0k $25.5m $25.5m 1.26% Added +5.6k +5,602
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.33% of their portfolio PLYMOUTH, MN 112,182112.2k $25.8m $25.8m 0.33% Reduced -4.4k -4,444
51 Shepherd Financial Partners LLC 4.13% of their portfolio WINCHESTER, MA 106,330106.3k $22.8m $22.8m 4.13% Added +12.5k +12,480
52 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 106,236106.2k $22.8m $22.8m 0.01% Reduced -21.0k -21,010
53 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.17% of their portfolio Cincinnati, OH 105,255105.3k $22.6m $22.6m 0.17% Unchanged
54 Kabouter Management, LLC 7.72% of their portfolio Chicago, IL 102,338102.3k $22.0m $22.0m 7.72% New
55 Cresset Asset Management, LLC 0.26% of their portfolio Chicago, IL 101,285101.3k $20.3m $20.3m 0.26% Added +8.1k +8,139
56 Waldron Private Wealth LLC 1.26% of their portfolio BRIDGEVILLE, PA 97,86497.9k $20.2m $20.2m 1.26% Unchanged
57 MAI Capital Management 0.35% of their portfolio INDEPENDENCE, OH 96,61796.6k $20.7m $20.7m 0.35% Added +15.5k +15,472
58 STEPHENS INC /AR/ 0.42% of their portfolio LITTLE ROCK, AR 95,09595.1k $20.4m $20.4m 0.42% Added +9.3k +9,309
59 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 95,02995.0k $20.4m $20.4m 0.05% Reduced -14.1k -14,062
60 Veritable, L.P. 0.34% of their portfolio Newtown Square, PA 89,47889.5k $19.2m $19.2m 0.34% Reduced -1.8k -1,783
61 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 83,98784.0k $18.0m $18.0m 0.04% Added +9.2k +9,204
62 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 80,91180.9k $17.4m $17.4m 0.16% Added +65.3k +65,347
63 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 79,27579.3k $17.0m $17.0m 0.01% Added +2.6k +2,607
64 BlackRock Inc. 0.00% of their portfolio New York, NY 76,94376.9k $16.5m $16.5m 0.00% Added +49.2k +49,158
65 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 76,69576.7k $16.5m $16.5m 0.04% Reduced -155.0k -154,959
66 Stone Asset Management Inc. 10.21% of their portfolio AUSTIN, TX 76,61876.6k $16.4m $16.4m 10.21% Added +5.0k +5,036
67 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.05% of their portfolio LOS ANGELES, CA 75,51075.5k $16.2m $16.2m 0.05% Added +49.6k +49,620
68 Crestone Asset Management LLC 3.34% of their portfolio BOULDER, CO 74,30574.3k $15.9m $15.9m 3.34% Added +11.7k +11,713
69 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 71,32671.3k $15.3m $15.3m 0.02% Added +15.6k +15,603
70 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 71,16171.2k $15.3m $15.3m 0.10% Added +5.5k +5,512
71 MONETA GROUP INVESTMENT ADVISORS LLC 0.46% of their portfolio ST LOUIS, MO 70,77770.8k $16.7m $16.7m 0.46% Reduced -6.6k -6,594
72 CANADA PENSION PLAN INVESTMENT BOARD 0.03% of their portfolio TORONTO ONTARIO, A6 68,00068.0k $14.6m $14.6m 0.03% Unchanged
73 WoodTrust Financial Corp 3.01% of their portfolio WISCONSIN RAPIDS, WI 67,83967.8k $14.6m $14.6m 3.01% Reduced -2.9k -2,870
74 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 67,43967.4k $14.5m $14.5m 0.13% Added +6.7k +6,701
75 VAUGHAN & Co SECURITIES, INC. 11.13% of their portfolio Ridgewood, NJ 65,12565.1k $14.0m $14.0m 11.13% Reduced -3.6k -3,639
76 FRED ALGER MANAGEMENT, LLC 0.07% of their portfolio NEW YORK, NY 60,66960.7k $13.0m $13.0m 0.07% Added +54.1k +54,077
77 Covenant Partners, LLC 5.23% of their portfolio Nashville, TN 60,56860.6k $13.0m $13.0m 5.23% Added +6.6k +6,551
78 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 59,99960.0k $12.9m $12.9m 0.06% Added +87 +87
79 AMG National Trust Bank 0.46% of their portfolio GREENWOOD VILLAGE, CO 59,38459.4k $12.7m $12.7m 0.46% Reduced -474 -474
80 Mariner, LLC 0.04% of their portfolio Overland Park, KS 58,66858.7k $12.6m $12.6m 0.04% Added +418 +418
81 SIMON QUICK ADVISORS, LLC 1.46% of their portfolio MORRISTOWN, NJ 57,24957.2k $12.3m $12.3m 1.46% Added +43.4k +43,390
82 Flaharty Asset Management, LLC 2.28% of their portfolio CLEARWATER, FL 56,77956.8k $12.2m $12.2m 2.28% Added +3.7k +3,744
83 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 55,89255.9k $12.0m $12.0m 0.08% Added +52.3k +52,263
84 Cetera Advisors LLC 0.20% of their portfolio DENVER, CO 52,55752.6k $11.3m $11.3m 0.20% Reduced -857 -857
85 GENEVA CAPITAL MANAGEMENT LLC 0.25% of their portfolio MILWAUKEE, WI 52,41352.4k $11.2m $11.2m 0.25% Added +37.3k +37,314
86 Zions Bancorporation, N.A. 0.88% of their portfolio SALT LAKE CITY, UT 51,91251.9k $11.1m $11.1m 0.88% Added +40.8k +40,841
87 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 51,48151.5k $11.0m $11.0m 0.01% Added +49.2k +49,212
88 SYNOVUS FINANCIAL CORP 0.12% of their portfolio Columbus, GA 50,91050.9k $10.9m $10.9m 0.12% Added +920 +920
89 WADE G W & INC 0.44% of their portfolio Wellesley, MA 50,19550.2k $10.8m $10.8m 0.44% Reduced -3.9k -3,876
90 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 50,12650.1k $10.8m $10.8m 0.02% Reduced -2.7k -2,690
91 RTD Financial Advisors, Inc. 1.67% of their portfolio Philadelphia, PA 47,78047.8k $10.2m $10.2m 1.67% Added +149 +149
92 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 47,40647.4k $10.2m $10.2m 0.03% Added +25.2k +25,227
93 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.12% of their portfolio CHICAGO, IL 46,87046.9k $10.1m $10.1m 0.12% Unchanged
94 First Horizon Advisors, Inc. 0.36% of their portfolio MEMPHIS, TN 46,15046.1k $9.9m $9.9m 0.36% Added +5.2k +5,198
95 CONGRESS ASSET MANAGEMENT CO 0.10% of their portfolio BOSTON, MA 45,43945.4k $9.7m $9.7m 0.10% Added +43.8k +43,844
96 Powell Investment Advisors, LLC 5.61% of their portfolio MIAMI, FL 45,02445.0k $9.7m $9.7m 5.61% Reduced -863 -863
97 COURIER CAPITAL LLC 1.09% of their portfolio BUFFALO, NY 44,18044.2k $9.5m $9.5m 1.09% Added +3.4k +3,372
98 CW Advisors, LLC 0.24% of their portfolio BOSTON, MA 44,02444.0k $9.4m $9.4m 0.24% Added +42.4k +42,383
99 LMG Wealth Partners, LLC 3.32% of their portfolio SHREVEPORT, LA 43,60343.6k $10.1m $10.1m 3.32% First filing
100 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 41,86541.9k $9.0m $9.0m 0.05% Added +905 +905