Vault-13

ISHARES TR IWR

RUS MID CAP ETF · ETP · CUSIP 464287499

1,142 institutional holders +76 vs Q3 2022
323,803,825323.8m shares reported held*
$21.8bnreported value*
81 new 390 added 355 reduced 50 sold out net bought ≈ $315.4m (+5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $67.47. Options: 3 managers hold calls ($5.0m notional), 4 hold puts ($3.0m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,066Q4 22: 1,1421,142Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,066
Q4 20221,142

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $9.2mQ3 22 puts: $2.1mQ3 22P/C 0.23Q4 22 calls: $5.0mQ4 22 puts: $3.0mQ4 22P/C 0.60
Numbers
QuarterCallsPutsP/C
Q3 2022$9.2m$2.1m0.23
Q4 2022$5.0m$3.0m0.60

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,323,722+1.3m
FACTORY MUTUAL INSURANCE CO Added +675,700+675.7k
CIBC Private Wealth Group LLC Added +532,434+532.4k
Cerity Partners LLC Added +454,688+454.7k
ENVESTNET ASSET MANAGEMENT INC Added +415,807+415.8k
NORTHERN TRUST CORP Added +307,582+307.6k
BW Gestao de Investimentos Ltda. New +251,220+251.2k
Koss-Olinger Consulting, LLC New +231,418+231.4k
Copeland Capital Management, LLC New +213,875+213.9k
Millburn Ridgefield LLC /DE/ Added +202,972+203.0k

Biggest sellers

CITIGROUP INC Reduced -534,864-534.9k
PNC Financial Services Group, Inc. Reduced -284,314-284.3k
MUFG Americas Holdings Corp Sold out -264,506-264.5k
Proficio Capital Partners LLC Sold out -216,910-216.9k
AMERIPRISE FINANCIAL INC Reduced -211,933-211.9k
WEXFORD CAPITAL LP Sold out -211,207-211.2k
FMR LLC Reduced -174,168-174.2k
VOYA INVESTMENT MANAGEMENT LLC Reduced -168,867-168.9k
OLD NATIONAL BANCORP /IN/ Reduced -159,655-159.7k
GOLDMAN SACHS GROUP INC Reduced -140,534-140.5k

Biggest calls

CITADEL ADVISORS LLC Added $2.9m43.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m31.3k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m23.3k shares
CITADEL ADVISORS LLC Added $984.8k14.6k shares
BANK OF AMERICA CORP /DE/ New $485.6k7.2k shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.51% of their portfolio CHARLOTTE, NC 59,984,27460.0m $4.0bn $4.0bn 0.51% Added +72.9k +72,912
2 WELLS FARGO & COMPANY/MN 0.84% of their portfolio SAN FRANCISCO, CA 39,151,47939.2m $2.6bn $2.6bn 0.84% Added +1.3m +1,323,722
3 US BANCORP \DE\ 2.27% of their portfolio MINNEAPOLIS, MN 19,019,40419.0m $1.3bn $1.3bn 2.27% Added +18.5k +18,451
4 JONES FINANCIAL COMPANIES LLLP 2.16% of their portfolio DES PERES, MO 18,389,05318.4m $1.2bn $1.2bn 2.16% Added +14.4k +14,380
5 PNC Financial Services Group, Inc. 1.03% of their portfolio Pittsburgh, PA 15,857,99315.9m $1.1bn $1.1bn 1.03% Reduced -284.3k -284,314
6 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 9,291,2119.3m $626.7m $626.7m 0.13% Added +307.6k +307,582
7 ENVESTNET ASSET MANAGEMENT INC 0.30% of their portfolio Berwyn, PA 8,466,7778.5m $571.1m $571.1m 0.30% Added +415.8k +415,807
8 Bank of New York Mellon Corp 0.13% of their portfolio NEW YORK, NY 8,257,3458.3m $557.0m $557.0m 0.13% Added +121.5k +121,450
9 Baird Financial Group, Inc. 1.27% of their portfolio MILWAUKEE, WI 7,135,9047.1m $481.3m $481.3m 1.27% Added +17.1k +17,114
10 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 7,083,7877.1m $477.8m $477.8m 0.05% Added +47.0k +46,963
11 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 6,753,2496.8m $455.5m $455.5m 0.06% Added +136.6k +136,555
12 TIAA, FSB 1.58% of their portfolio ST. LOUIS, MO 5,968,9056.0m $402.6m $402.6m 1.58% Reduced -97.2k -97,201
13 UBS Group AG 0.18% of their portfolio ZURICH, V8 5,419,4295.4m $365.5m $365.5m 0.18% Added +129.1k +129,146
14 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 4,113,6534.1m $282.2m $282.2m 0.10% Reduced -211.9k -211,933
15 AMG National Trust Bank 10.00% of their portfolio GREENWOOD VILLAGE, CO 4,092,5534.1m $276.0m $276.0m 10.00% Reduced -98.0k -98,025
16 TRUIST FINANCIAL CORP 0.42% of their portfolio CHARLOTTE, NC 3,529,2923.5m $238.1m $238.1m 0.42% Reduced -16.5k -16,505
17 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,327,0653.3m $224.4m $224.4m 0.06% Reduced -140.5k -140,534
18 FMR LLC 0.02% of their portfolio BOSTON, MA 3,047,6283.0m $205.6m $205.6m 0.02% Reduced -174.2k -174,168
19 FIFTH THIRD BANCORP 0.98% of their portfolio CINCINNATI, OH 3,033,4543.0m $204.6m $204.6m 0.98% Reduced -16.1k -16,128
20 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 2,567,8972.6m $173.2m $173.2m 0.15% Added +43.1k +43,054
21 FACTORY MUTUAL INSURANCE CO 2.44% of their portfolio WALTHAM, MA 2,394,9112.4m $161.5m $161.5m 2.44% Added +675.7k +675,700
22 Veritable, L.P. 2.80% of their portfolio Newtown Square, PA 2,321,7702.3m $156.6m $156.6m 2.80% Added +4.4k +4,392
23 CIBC Private Wealth Group LLC 0.42% of their portfolio ATLANTA, GA 2,318,6902.3m $126.2m $126.2m 0.42% Added +532.4k +532,434
24 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,075,3172.1m $140.0m $140.0m 0.04% Added +45.9k +45,912
25 KEYBANK NATIONAL ASSOCIATION/OH 0.65% of their portfolio BROOKLYN, OH 1,965,6552.0m $132.6m $132.6m 0.65% Added +26.6k +26,643
26 COMMERCE BANK 1.02% of their portfolio KANSAS CITY, MO 1,869,0321.9m $126.1m $126.1m 1.02% Reduced -132 -132
27 JOHNSON INVESTMENT COUNSEL INC 1.63% of their portfolio Cincinnati, OH 1,766,3661.8m $119.1m $119.1m 1.63% Reduced -49.1k -49,111
28 Millburn Ridgefield LLC /DE/ 4.22% of their portfolio New York, NY 1,636,6961.6m $110.4m $110.4m 4.22% Added +203.0k +202,972
29 Catalyst Capital Advisors LLC 3.59% of their portfolio San Juan, PR 1,636,6961.6m $110.4m $110.4m 3.59% Added +203.0k +202,972
30 OAKWORTH CAPITAL, INC. 9.74% of their portfolio BIRMINGHAM, AL 1,504,7101.5m $101.5m $101.5m 9.74% Added +18.0k +17,996
31 Raymond James Financial Services Advisors, Inc. 0.19% of their portfolio ST. PETERSBURG, FL 1,432,1241.4m $96.6m $96.6m 0.19% Reduced -32.1k -32,098
32 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 1,400,5141.4m $94.5m $94.5m 0.09% Added +87.6k +87,573
33 SYNOVUS FINANCIAL CORP 0.98% of their portfolio Columbus, GA 1,268,1501.3m $85.5m $85.5m 0.98% Added +10.9k +10,889
34 AVANTAX ADVISORY SERVICES, INC. 1.09% of their portfolio DALLAS, TX 1,214,5091.2m $81.9m $81.9m 1.09% Reduced -61.7k -61,743
35 First Western Trust Bank 4.45% of their portfolio Denver, CO 1,148,3911.1m $77.5m $77.5m 4.45% Added +34.1k +34,084
36 J.P. Morgan Private Wealth Advisors LLC 0.16% of their portfolio SAN FRANCISCO, CA 1,091,5941.1m $73.6m $73.6m 0.16% Reduced -80.8k -80,801
37 COUNTRY TRUST BANK 2.18% of their portfolio Bloomington, IL 1,090,1251.1m $73.5m $73.5m 2.18% Reduced -17.7k -17,712
38 WASHINGTON TRUST Co 3.22% of their portfolio WESTERLY, RI 1,026,0491.0m $69.2m $69.2m 3.22% Reduced -34.3k -34,297
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 1,015,3591.0m $68.5m $68.5m 0.10% Added +25.7k +25,675
40 Janney Montgomery Scott LLC 0.25% of their portfolio PHILADELPHIA, PA 967,588967.6k $65.3m $65.3m 0.25% Added +43.7k +43,664
41 JMG Financial Group, Ltd. 3.58% of their portfolio DOWNERS GROVE, IL 966,195966.2k $65.2m $65.2m 3.58% Reduced -45.4k -45,355
42 Atlantic Union Bankshares Corp 6.84% of their portfolio GLEN ALLEN, VA 948,280948.3k $64.0m $64.0m 6.84% Reduced -8.3k -8,298
43 Texas Capital Bank Wealth Management Services Inc 7.71% of their portfolio Dallas, TX 938,161938.2k $63.3m $63.3m 7.71% Reduced -103.6k -103,649
44 ALBION FINANCIAL GROUP /UT 5.97% of their portfolio SALT LAKE CITY, UT 916,789916.8k $61.8m $61.8m 5.97% Added +6.8k +6,756
45 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 906,128906.1k $61.1m $61.1m 0.15% Added +32.1k +32,122
46 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 887,793887.8k $59.9m $59.9m 0.03% Reduced -7.4k -7,377
47 Gilbert & Cook, Inc. 10.42% of their portfolio WEST DES MOINES, IA 848,850848.9k $57.3m $57.3m 10.42% Added +127.5k +127,549
48 Mariner, LLC 0.17% of their portfolio Overland Park, KS 790,121790.1k $53.3m $53.3m 0.17% Added +69.6k +69,620
49 Glenview Trust Co 1.74% of their portfolio Louisville, KY 780,116780.1k $52.6m $52.6m 1.74% Added +79.1k +79,140
50 M&T Bank Corp 0.21% of their portfolio BUFFALO, NY 773,828773.8k $52.2m $52.2m 0.21% Reduced -27.3k -27,338
51 Pegasus Partners Ltd. 8.51% of their portfolio MEQUON, WI 766,783766.8k $51.7m $51.7m 8.51% Added +165.4k +165,399
52 GERMAN AMERICAN BANCORP, INC. 8.02% of their portfolio JASPER, IN 751,622751.6k $50.7m $50.7m 8.02% Reduced -33.5k -33,463
53 Citizens Business Bank 11.08% of their portfolio ONTARIO, CA 717,845717.8k $48.4m $48.4m 11.08% Reduced -9.3k -9,332
54 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.83% of their portfolio NORFOLK, VA 717,129717.1k $48.4m $48.4m 1.83% Added +8.1k +8,109
55 Mariner Managed Account Solutions, LLC 4.33% of their portfolio Boston, MA 701,327701.3k $47.3m $47.3m 4.33% Added +13.8k +13,755
56 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 661,487661.5k $44.6m $44.6m 0.09% Added +30.0k +29,960
57 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 640,841640.8k $43.2m $43.2m 0.10% Reduced -22.5k -22,492
58 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 629,179629.2k $43.6m $43.6m 0.02% Added +41.5k +41,520
59 MML INVESTORS SERVICES, LLC 0.26% of their portfolio SPRINGFIELD, MA 597,827597.8k $40.3m $40.3m 0.26% Added +28.9k +28,880
60 HUNTINGTON NATIONAL BANK 0.41% of their portfolio COLUMBUS, OH 590,263590.3k $39.8m $39.8m 0.41% Added +1.6k +1,566
61 Cerity Partners LLC 0.25% of their portfolio NEW YORK, NY 569,901569.9k $38.4m $38.4m 0.25% Added +454.7k +454,688
62 AE Wealth Management LLC 0.26% of their portfolio TOPEKA, KS 540,240540.2k $36.4m $36.4m 0.26% Added +1.4k +1,416
63 Cetera Advisor Networks LLC 0.29% of their portfolio EL SEGUNDO, CA 530,331530.3k $35.8m $35.8m 0.29% Added +44.3k +44,256
64 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 528,887528.9k $35.8m $35.8m 0.09% Reduced -120.4k -120,438
65 UMB Bank, n.a. 0.56% of their portfolio Kansas City, MO 527,465527.5k $35.6m $35.6m 0.56% Added +45.1k +45,135
66 BlackRock Inc. 0.00% of their portfolio New York, NY 497,368497.4k $33.5m $33.5m 0.00% Added +117.5k +117,469
67 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 472,057472.1k $31.8m $31.8m 0.05% Added +99.5k +99,493
68 FIRST CITIZENS BANK & TRUST CO 0.93% of their portfolio RALEIGH, NC 454,683454.7k $30.7m $30.7m 0.93% Added +13.5k +13,506
69 International City Management Association Retirement Corp 30.82% of their portfolio WASHINGTON, DC 451,862451.9k $30.5m $30.5m 30.82% First filing
70 Badgley Phelps Wealth Managers, LLC 1.21% of their portfolio SEATTLE, WA 448,059448.1k $30.2m $30.2m 1.21% Added +20.6k +20,608
71 Steward Partners Investment Advisory, LLC 0.51% of their portfolio STAMFORD, CT 444,678444.7k $30.0m $30.0m 0.51% Added +2.3k +2,341
72 STOCK YARDS BANK & TRUST CO 1.17% of their portfolio LOUISVILLE, KY 441,981442.0k $29.8m $29.8m 1.17% Added +5.0k +5,047
73 Composition Wealth, LLC 0.95% of their portfolio LOS ANGELES, CA 408,689408.7k $27.6m $27.6m 0.95% Added +18.0k +18,048
74 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 404,530404.5k $27.3m $27.3m 0.14% Reduced -823 -823
75 STEPHENS INC /AR/ 0.52% of their portfolio LITTLE ROCK, AR 378,116378.1k $25.5m $25.5m 0.52% Added +1.5k +1,522
76 Stillwater Investment Management, LLC 7.19% of their portfolio Stillwater, MN 376,513376.5k $25.4m $25.4m 7.19% Added +11.2k +11,250
77 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 367,747367.7k $24.8m $24.8m 0.03% Reduced -534.9k -534,864
78 Stegner Investment Associates Inc. 22.69% of their portfolio LOUISVILLE, KY 366,710366.7k $24.7m $24.7m 22.69% Reduced -8.2k -8,154
79 COLDSTREAM CAPITAL MANAGEMENT INC 0.87% of their portfolio BELLEVUE, WA 351,984352.0k $23.7m $23.7m 0.87% First filing
80 FIRST FOUNDATION ADVISORS 1.13% of their portfolio Irvine, CA 348,938348.9k $23.5m $23.5m 1.13% Added +105.8k +105,821
81 DT Investment Partners, LLC 3.09% of their portfolio CHADDS FORD, PA 348,887348.9k $23.5m $23.5m 3.09% Added +43.8k +43,795
82 Kestra Advisory Services, LLC 0.20% of their portfolio AUSTIN, TX 335,737335.7k $22.6m $22.6m 0.20% Reduced -12.3k -12,260
83 MAI Capital Management 0.36% of their portfolio INDEPENDENCE, OH 317,452317.5k $21.4m $21.4m 0.36% Added +6.6k +6,556
84 AMARILLO NATIONAL BANK 4.89% of their portfolio AMARILLO, TX 312,994313.0k $21.1m $21.1m 4.89% Reduced -3.0k -2,979
85 EASTERN BANK 1.10% of their portfolio BOSTON, MA 306,911306.9k $20.7m $20.7m 1.10% Reduced -23.3k -23,334
86 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.06% of their portfolio LOS ANGELES, CA 296,321296.3k $20.0m $20.0m 0.06% Reduced -32.3k -32,275
87 XML Financial, LLC 2.50% of their portfolio BETHESDA, MD 294,585294.6k $19.9m $19.9m 2.50% Added +2.4k +2,439
88 D.A. DAVIDSON & CO. 0.23% of their portfolio GREAT FALLS, MT 293,047293.0k $19.8m $19.8m 0.23% Added +8.9k +8,913
89 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 292,388292.4k $19.7m $19.7m 0.10% Reduced -8.6k -8,579
90 SIGMA INVESTMENT COUNSELORS INC 1.60% of their portfolio NORTHVILLE, MI 288,183288.2k $19.4m $19.4m 1.60% Reduced -855 -855
91 Consolidated Investment Group LLC 4.14% of their portfolio ENGLEWOOD, CO 287,160287.2k $19.4m $19.4m 4.14% Unchanged
92 Strategic Equity Management 7.40% of their portfolio TUCSON, AZ 286,176286.2k $19.3m $19.3m 7.40% Added +14.6k +14,628
93 NewEdge Advisors, LLC 0.49% of their portfolio NEW ORLEANS, LA 285,773285.8k $18.8m $18.8m 0.49% Added +76.9k +76,854
94 GIRARD ADVISORY SERVICES, LLC 2.14% of their portfolio KING OF PRUSSIA, PA 279,786279.8k $18.9m $18.9m 2.14% Reduced -12.2k -12,165
95 COMERICA BANK 0.15% of their portfolio DALLAS, TX 277,630277.6k $19.8m $19.8m 0.15% Added +21.8k +21,837
96 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 275,528275.5k $18.6m $18.6m 0.03% Added +34.9k +34,857
97 River Wealth Advisors LLC 3.57% of their portfolio CAMP HILL, PA 274,725274.7k $18.5m $18.5m 3.57% Added +24.7k +24,718
98 StoneX Group Inc. 2.20% of their portfolio NEW YORK, NY 274,599274.6k $18.5m $18.5m 2.20% Added +181.8k +181,837
99 ALERUS FINANCIAL NA 1.69% of their portfolio GRAND FORKS, ND 274,162274.2k $18.5m $18.5m 1.69% Reduced -16.1k -16,113
100 HANTZ FINANCIAL SERVICES, INC. 0.54% of their portfolio SOUTHFIELD, MI 267,044267.0k $18.0m $18.0m 0.54% Added +10.6k +10,602