Vault-13

SPDR SER TR MDYV

S&P 400 MDCP VAL · ETP · CUSIP 78464A839

315 institutional holders +50 vs Q3 2022
31,684,56931.7m shares reported held*
$2.1bnreported value*
53 new 134 added 65 reduced 14 sold out net bought ≈ $882.4m (+13.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.71. Options: 1 managers hold calls ($25.9k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 265Q4 22: 315315Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022265
Q4 2022315

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $25.9kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$25.9k$00.00

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +4,300,435+4.3m
OSAIC HOLDINGS, INC. Added +2,206,865+2.2m
Clark Capital Management Group, Inc. Added +1,612,147+1.6m
STIFEL FINANCIAL CORP Added +1,188,750+1.2m
BENJAMIN F. EDWARDS & COMPANY, INC. Added +860,803+860.8k
Orion Portfolio Solutions, LLC Added +564,567+564.6k
LPL Financial LLC Added +495,942+495.9k
CONFLUENCE INVESTMENT MANAGEMENT LLC Added +480,648+480.6k
IHT Wealth Management, LLC Added +453,325+453.3k
Merriman Wealth Management, LLC New +168,787+168.8k

Biggest sellers

FAS Wealth Partners, Inc. Reduced -227,119-227.1k
Parcion Private Wealth LLC Sold out -117,907-117.9k
NorthRock Partners, LLC Reduced -88,150-88.2k
Tradewinds Capital Management, LLC Reduced -87,515-87.5k
CITADEL ADVISORS LLC Reduced -64,248-64.2k
Foresight Wealth Management, LLC Reduced -48,661-48.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -47,227-47.2k
WELLS FARGO & COMPANY/MN Reduced -31,318-31.3k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -30,451-30.5k
Tower Research Capital LLC (TRC) Reduced -15,138-15.1k

Biggest calls

CITADEL ADVISORS LLC New $25.9k400 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.15% of their portfolio Berwyn, PA 4,436,5944.4m $287.1m $287.1m 0.15% Added +4.3m +4,300,435
2 OSAIC HOLDINGS, INC. 0.36% of their portfolio SCOTTSDALE, AZ 2,734,5042.7m $177.0m $177.0m 0.36% Added +2.2m +2,206,865
3 Clark Capital Management Group, Inc. 1.03% of their portfolio PHILADELPHIA, PA 1,727,1111.7m $111.8m $111.8m 1.03% Added +1.6m +1,612,147
4 STIFEL FINANCIAL CORP 0.16% of their portfolio ST. LOUIS, MO 1,615,9361.6m $104.6m $104.6m 0.16% Added +1.2m +1,188,750
5 Financial Engines Advisors L.L.C. 0.28% of their portfolio SANTA CLARA, CA 1,488,8261.5m $96.4m $96.4m 0.28% Added +9.6k +9,563
6 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,439,4411.4m $93.2m $93.2m 0.08% Added +495.9k +495,942
7 BENJAMIN F. EDWARDS & COMPANY, INC. 3.14% of their portfolio ST. LOUIS, MO 1,081,6051.1m $70.0m $70.0m 3.14% Added +860.8k +860,803
8 Alesco Advisors, LLC, An ESL Co 1.69% of their portfolio Pittsford, NY 673,917673.9k $43.6m $43.6m 1.69% Added +736 +736
9 NorthRock Partners, LLC 4.86% of their portfolio MINNEAPOLIS, MN 660,152660.2k $42.7m $42.7m 4.86% Reduced -88.2k -88,150
10 TOWNSQUARE CAPITAL LLC 1.00% of their portfolio Lehi, UT 623,093623.1k $40.3m $40.3m 1.00% Added +7.8k +7,782
11 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.60% of their portfolio ST. LOUIS, MO 621,493621.5k $40.2m $40.2m 0.60% Added +480.6k +480,648
12 Orion Portfolio Solutions, LLC 1.29% of their portfolio Omaha, NE 568,182568.2k $36.8m $36.8m 1.29% Added +564.6k +564,567
13 Lutz Financial Services LLC 4.40% of their portfolio OMAHA, NE 553,196553.2k $35.8m $35.8m 4.40% Added +28.2k +28,243
14 FAS Wealth Partners, Inc. 3.84% of their portfolio LEAWOOD, KS 523,204523.2k $33.9m $33.9m 3.84% Reduced -227.1k -227,119
15 IHT Wealth Management, LLC 1.92% of their portfolio Chicago, IL 473,341473.3k $30.6m $30.6m 1.92% Added +453.3k +453,325
16 TIAA, FSB 0.12% of their portfolio ST. LOUIS, MO 467,769467.8k $30.3m $30.3m 0.12% Added +58.4k +58,359
17 First National Trust Co 1.29% of their portfolio Johnstown, PA 377,304377.3k $24.4m $24.4m 1.29% Added +62.6k +62,635
18 Klingman & Associates, LLC 2.07% of their portfolio New York, NY 364,056364.1k $23.6m $23.6m 2.07% Added +2.3k +2,320
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 348,962349.0k $22.6m $22.6m 0.00% Added +58.4k +58,352
20 First Pacific Financial 10.43% of their portfolio VANCOUVER, WA 326,649326.6k $21.1m $21.1m 10.43% Added +18.9k +18,862
21 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 314,021314.0k $20.3m $20.3m 0.01% Reduced -31.3k -31,318
22 McAdam, LLC 2.17% of their portfolio Philadelphia, PA 308,872308.9k $22.0m $22.0m 2.17% Added +29.0k +28,958
23 KWB Wealth 3.63% of their portfolio REDLANDS, CA 295,155295.2k $19.1m $19.1m 3.63% Reduced -2.0k -1,990
24 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 275,837275.8k $17.8m $17.8m 0.04% Added +39.3k +39,262
25 Asset Dedication, LLC 1.68% of their portfolio SAN FRANCISCO, CA 255,741255.7k $16.6m $16.6m 1.68% Added +1.7k +1,719
26 JNBA Financial Advisors 2.23% of their portfolio BLOOMINGTON, MN 248,434248.4k $16.1m $16.1m 2.23% Added +3.2k +3,224
27 GHP Investment Advisors, Inc. 1.05% of their portfolio Denver, CO 240,938240.9k $15.6m $15.6m 1.05% Added +1.6k +1,552
28 Convergence Financial, LLC 12.82% of their portfolio COLUMBIA, MO 223,092223.1k $14.4m $14.4m 12.82% Added +12.0k +12,004
29 EP Wealth Advisors, LLC 0.25% of their portfolio TORRANCE, CA 212,106212.1k $13.7m $13.7m 0.25% Added +19.2k +19,216
30 ERn Financial, LLC 2.82% of their portfolio MIDDLETON, WI 190,965191.0k $12.4m $12.4m 2.82% Added +1.8k +1,805
31 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 189,219189.2k $12.2m $12.2m 0.09% Added +86.7k +86,661
32 SIGNET FINANCIAL MANAGEMENT, LLC 2.17% of their portfolio PARSIPPANY, NJ 187,643187.6k $12.1m $12.1m 2.17% Reduced -11.7k -11,721
33 Rockbridge Investment Management, LCC 2.39% of their portfolio Syracuse, NY 182,336182.3k $11.8m $11.8m 2.39% Reduced -3.7k -3,653
34 Rodgers & Associates, LTD 1.86% of their portfolio Lancaster, PA 175,430175.4k $11.4m $11.4m 1.86% Added +3.8k +3,845
35 Merriman Wealth Management, LLC 0.56% of their portfolio SEATTLE, WA 168,787168.8k $10.9m $10.9m 0.56% New
36 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio OMAHA, NE 168,698168.7k $10.9m $10.9m 0.11% Reduced -30.5k -30,451
37 Tradewinds Capital Management, LLC 4.77% of their portfolio BELLINGHAM, WA 158,336158.3k $10.2m $10.2m 4.77% Reduced -87.5k -87,515
38 WCG Wealth Advisors LLC 1.38% of their portfolio LAS VEGAS, NV 155,554155.6k $10.1m $10.1m 1.38% Added +13.9k +13,938
39 FinTrust Capital Advisors, LLC 2.18% of their portfolio Greenville, SC 139,133139.1k $9.0m $9.0m 2.18% Added +2.0k +2,020
40 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 135,552135.6k $514.4k $514.4k 0.02% Added +45.3k +45,303
41 Retirement Group, LLC 4.23% of their portfolio SAN DIEGO, CA 134,881134.9k $8.7m $8.7m 4.23% Added +26.3k +26,344
42 Freedom Investment Management, Inc. 0.96% of their portfolio SOUTH WINDSOR, CT 131,673131.7k $8.5m $8.5m 0.96% Reduced -2.1k -2,105
43 Avior Wealth Management, LLC 0.64% of their portfolio OMAHA, NE 130,328130.3k $8.4m $8.4m 0.64% Added +5.3k +5,343
44 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 122,985123.0k $8.0m $8.0m 0.07% Added +102.8k +102,799
45 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 117,512117.5k $7.6m $7.6m 0.01% Added +98.7k +98,733
46 Mariner, LLC 0.02% of their portfolio Overland Park, KS 116,418116.4k $7.5m $7.5m 0.02% Added +29.7k +29,744
47 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 115,628115.6k $7.5m $7.5m 0.01% Added +18.1k +18,128
48 Total Wealth Planning, LLC 1.81% of their portfolio CINCINNATI, OH 113,155113.2k $7.3m $7.3m 1.81% Added +12.9k +12,930
49 Diligent Investors, LLC 2.35% of their portfolio REDLANDS, CA 111,386111.4k $7.2m $7.2m 2.35% Reduced -45 -45
50 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 106,411106.4k $6.9m $6.9m 0.00% Added +43.4k +43,435
51 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 102,657102.7k $6.6m $6.6m 0.06% Added +90.4k +90,384
52 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 100,960101.0k $6.5m $6.5m 0.02% Added +3.5k +3,529
53 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 94,65194.7k $6.1m $6.1m 0.00% Added +4.9k +4,866
54 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 94,48094.5k $6.1m $6.1m 0.11% Added +7.2k +7,168
55 CWM, LLC 0.04% of their portfolio OMAHA, NE 93,65593.7k $6.1m $6.1m 0.04% Added +4.8k +4,763
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,42992.4k $6.0m $6.0m 0.00% Added +38.2k +38,168
57 Kingsview Wealth Management, LLC 0.26% of their portfolio GRANTS PASS, OR 91,72291.7k $5.9m $5.9m 0.26% Added +103 +103
58 Gladstone Institutional Advisory LLC 0.40% of their portfolio Bedminster, NJ 87,88787.9k $5.7m $5.7m 0.40% Added +22.1k +22,113
59 Keystone Financial Group 1.12% of their portfolio LEXINGTON, KY 87,51387.5k $5.7m $5.7m 1.12% Added +79.8k +79,756
60 Ford Financial Group, LLC 2.10% of their portfolio Fresno, CA 82,22882.2k $5.3m $5.3m 2.10% Added +541 +541
61 WALLER FINANCIAL PLANNING GROUP, INC 1.53% of their portfolio COLUMBUS, OH 81,74181.7k $5.3m $5.3m 1.53% Reduced -832 -832
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 80,73680.7k $5.2m $5.2m 0.01% Added +46.8k +46,794
63 Clarus Wealth Advisors 3.55% of their portfolio PEORIA, AZ 79,93479.9k $5.4m $5.4m 3.55% Reduced -2.7k -2,657
64 WealthShield Partners, LLC 0.98% of their portfolio CARY, NC 79,06679.1k $5.1m $5.1m 0.98% Reduced -750 -750
65 Marotta Asset Management 1.23% of their portfolio CHARLOTTESVILLE, VA 78,93478.9k $5.1m $5.1m 1.23% Reduced -2.8k -2,803
66 SAGE FINANCIAL GROUP INC 0.62% of their portfolio W. CONSHOHOCKEN, PA 78,85478.9k $5.1m $5.1m 0.62% Added +3.4k +3,362
67 Prestige Wealth Management Group LLC 1.32% of their portfolio FLEMINGTON, NJ 78,19178.2k $5.1m $5.1m 1.32% Added +593 +593
68 Koss-Olinger Consulting, LLC 0.72% of their portfolio GAINESVILLE, FL 76,90076.9k $5.0m $5.0m 0.72% Reduced -1.6k -1,550
69 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 75,34675.3k $4.9m $4.9m 0.01% Added +54.2k +54,241
70 RTD Financial Advisors, Inc. 0.79% of their portfolio Philadelphia, PA 74,93274.9k $4.8m $4.8m 0.79% Reduced -438 -438
71 Veritable, L.P. 0.09% of their portfolio Newtown Square, PA 74,86574.9k $4.8m $4.8m 0.09% Reduced -1.2k -1,180
72 FLOW TRADERS U.S. LLC 0.23% of their portfolio NEW YORK, NY 69,17969.2k $4.5m $4.5m 0.23% New
73 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 66,15866.2k $4.3m $4.3m 0.03% Added +53.1k +53,081
74 Garden State Investment Advisory Services LLC 2.53% of their portfolio Red Bank, NJ 65,70165.7k $4.3m $4.3m 2.53% First filing
75 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.15% of their portfolio LOS ANGELES, CA 64,10764.1k $4.1m $4.1m 0.15% Added +438 +438
76 Koshinski Asset Management, Inc. 0.39% of their portfolio DECATUR, IL 62,26362.3k $4.0m $4.0m 0.39% Reduced -1.2k -1,192
77 ARQ WEALTH ADVISORS, LLC 2.57% of their portfolio SCOTTSDALE, AZ 60,85060.9k $3.9m $3.9m 2.57% Added +1.1k +1,050
78 Colonial River Investments, LLC 2.51% of their portfolio MIDLOTHIAN, VA 60,79760.8k $3.9m $3.9m 2.51% New
79 GREENUP STREET WEALTH MANAGEMENT LLC 1.65% of their portfolio OVERLAND PARK, KS 60,71360.7k $3.9m $3.9m 1.65% New
80 IAG Wealth Partners, LLC 1.12% of their portfolio WAUKESHA, WI 58,47958.5k $3.8m $3.8m 1.12% Added +1.4k +1,417
81 BENJAMIN EDWARDS INC 0.99% of their portfolio Clayton, MO 58,38658.4k $3.8m $3.8m 0.99% Added +41.0k +41,007
82 SigFig Wealth Management, LLC 0.09% of their portfolio SAN FRANCISCO, CA 58,25658.3k $1.8m $1.8m 0.09% New
83 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 58,05558.1k $3.8m $3.8m 0.02% Added +16.5k +16,511
84 Farther Finance Advisors, LLC 1.42% of their portfolio SAN FRANCISCO, CA 56,45156.5k $3.7m $3.7m 1.42% First filing
85 Smith Anglin Financial, LLC 0.67% of their portfolio DALLAS, TX 54,61354.6k $3.5m $3.5m 0.67% Reduced -2.6k -2,637
86 Annapolis Financial Services, LLC 1.10% of their portfolio ANNAPOLIS, MD 52,43752.4k $3.4m $3.4m 1.10% Added +64 +64
87 Windsor Wealth Management, Inc. 0.70% of their portfolio INDIANAPOLIS, IN 50,52350.5k $3.4m $3.4m 0.70% Reduced -1.3k -1,315
88 Centennial Wealth Advisory LLC 1.81% of their portfolio Traverse City, MI 50,16450.2k $3.2m $3.2m 1.81% Added +46.6k +46,584
89 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 50,08850.1k $3.2m $3.2m 0.09% New
90 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 49,35949.4k $3.2m $3.2m 0.01% Added +13.3k +13,321
91 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.60% of their portfolio ALAMO, CA 48,62848.6k $3.1m $3.1m 0.60% First filing
92 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,65847.7k $3.1m $3.1m 0.00% Reduced -8.7k -8,657
93 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 47,00847.0k $3.0m $3.0m 0.00% Added +9.7k +9,734
94 BAILARD, INC. 0.12% of their portfolio Foster City, CA 46,82046.8k $3.0m $3.0m 0.12% Added +1.2k +1,217
95 Cooper Financial Group 0.92% of their portfolio IRVINE, CA 46,53146.5k $3.0m $3.0m 0.92% Added +843 +843
96 Financial Guidance Group, Inc. 2.43% of their portfolio Palm Harbor, FL 46,12846.1k $3.0m $3.0m 2.43% Added +1.6k +1,603
97 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 45,45845.5k $3.5m $3.5m 0.09% Added +5.7k +5,700
98 D. SCOTT NEAL, INC. 1.42% of their portfolio LEXINGTON, KY 45,25045.2k $2.9m $2.9m 1.42% Added +144 +144
99 CENTAURUS FINANCIAL, INC. 0.27% of their portfolio ANAHEIM, CA 44,71244.7k $2.9m $2.9m 0.27% Reduced -576 -576
100 Visionary Wealth Advisors 0.26% of their portfolio O'FALLON, IL 42,88842.9k $2.8m $2.8m 0.26% Added +33.2k +33,185