Vault-13

SPDR INDEX SHS FDS SPEM

PORTFOLIO EMG MK · ETP · CUSIP 78463X509

614 institutional holders +46 vs Q3 2022
142,114,438142.1m shares reported held*
$4.6bnreported value*
71 new 256 added 207 reduced 49 sold out net bought ≈ $566.3m (+17.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.50. Options: 3 managers hold calls ($8.5m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 568Q4 22: 614614Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022568
Q4 2022614

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $5.8mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $8.5mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$5.8m$00.00
Q4 2022$8.5m$00.00

Biggest buyers

Financial Engines Advisors L.L.C. Added +3,537,273+3.5m
Allworth Financial LP Added +2,257,452+2.3m
Hamilton Capital, LLC New +1,828,490+1.8m
3EDGE Asset Management, LP New +1,715,864+1.7m
Capital Analysts, LLC Added +943,676+943.7k
Creative Planning Added +908,280+908.3k
HERITAGE WEALTH MANAGEMENT, LLC Added +822,910+822.9k
LPL Financial LLC Added +787,970+788.0k
GREAT LAKES ADVISORS, LLC Added +767,924+767.9k
TIAA, FSB Added +725,123+725.1k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -775,487-775.5k
Venturi Wealth Management, LLC Reduced -685,892-685.9k
MEEDER ASSET MANAGEMENT INC Reduced -424,016-424.0k
Global Strategic Investment Solutions, LLC Reduced -340,995-341.0k
Clarius Group, LLC Sold out -308,544-308.5k
BANK OF AMERICA CORP /DE/ Reduced -303,350-303.4k
Allen Capital Group, LLC Sold out -228,088-228.1k
Banco Santander, S.A. Reduced -218,507-218.5k
Schorn Wealth LLC Sold out -196,375-196.4k
HighTower Advisors, LLC Reduced -175,703-175.7k

Biggest calls

SIMPLEX TRADING, LLC Added $6.3m165.2k shares
Paladin Advisory Group, LLC Reduced $2.1m64.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.15% of their portfolio OVERLAND PARK, KS 23,173,13823.2m $763.8m $763.8m 1.15% Added +908.3k +908,280
2 Financial Engines Advisors L.L.C. 1.23% of their portfolio SANTA CLARA, CA 13,045,66913.0m $430.0m $430.0m 1.23% Added +3.5m +3,537,273
3 Allworth Financial LP 2.51% of their portfolio FOLSOM, CA 6,882,6996.9m $226.9m $226.9m 2.51% Added +2.3m +2,257,452
4 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 6,055,2786.1m $199.6m $199.6m 0.17% Added +788.0k +787,970
5 TIAA, FSB 0.51% of their portfolio ST. LOUIS, MO 3,967,6854.0m $130.8m $130.8m 0.51% Added +725.1k +725,123
6 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 2,923,1092.9m $96.3m $96.3m 0.05% Added +351.8k +351,784
7 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,795,0712.8m $92.1m $92.1m 0.03% Added +256.8k +256,849
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,056,6172.1m $67.8m $67.8m 0.00% Added +36.8k +36,796
9 Hamilton Capital, LLC 3.90% of their portfolio COLUMBUS, OH 1,828,4901.8m $60.3m $60.3m 3.90% New
10 PATHSTONE FAMILY OFFICE, LLC 0.50% of their portfolio ENGLEWOOD, NJ 1,803,3681.8m $59.7m $59.7m 0.50% Added +199.5k +199,484
11 TOWNSQUARE CAPITAL LLC 1.46% of their portfolio Lehi, UT 1,786,4711.8m $58.9m $58.9m 1.46% Added +392.8k +392,762
12 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,769,1011.8m $58.3m $58.3m 0.01% Reduced -303.4k -303,350
13 Horizon Investments, LLC 1.65% of their portfolio Charlotte, NC 1,739,8051.7m $57.3m $57.3m 1.65% Added +412.2k +412,208
14 3EDGE Asset Management, LP 4.40% of their portfolio Naples, FL 1,715,8641.7m $56.6m $56.6m 4.40% New
15 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,687,5431.7m $55.6m $55.6m 0.03% Added +128.2k +128,225
16 McNamara Financial Services, Inc. 14.42% of their portfolio MARSHFIELD, MA 1,649,6481.6m $54.4m $54.4m 14.42% Added +18.3k +18,295
17 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 1,624,0211.6m $746.4k $746.4k 0.02% Added +88.8k +88,786
18 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,610,3261.6m $53.1m $53.1m 0.01% Added +197.9k +197,903
19 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,580,0841.6m $52.1m $52.1m 0.02% Reduced -22.8k -22,795
20 HERITAGE WEALTH MANAGEMENT, LLC 6.65% of their portfolio PHOENIX, AZ 1,412,8021.4m $46.6m $46.6m 6.65% Added +822.9k +822,910
21 Cerity Partners OCIO LLC 1.38% of their portfolio New York, NY 1,300,5651.3m $42.9m $42.9m 1.38% Added +9.6k +9,573
22 Mariner, LLC 0.13% of their portfolio Overland Park, KS 1,271,9961.3m $41.9m $41.9m 0.13% Reduced -5.4k -5,430
23 Trilogy Capital Inc. 2.92% of their portfolio IRVINE, CA 1,248,3341.2m $41.1m $41.1m 2.92% Added +495.8k +495,761
24 ASSETMARK, INC 0.18% of their portfolio CONCORD, CA 1,248,0261.2m $41.1m $41.1m 0.18% Reduced -32.7k -32,743
25 Global Strategic Investment Solutions, LLC 2.54% of their portfolio Scottsdale, AZ 1,161,5731.2m $38.3m $38.3m 2.54% Reduced -341.0k -340,995
26 Advisory Alpha, LLC 2.60% of their portfolio HOLLAND, MI 1,114,3881.1m $36.7m $36.7m 2.60% Reduced -14.1k -14,078
27 GREAT LAKES ADVISORS, LLC 0.25% of their portfolio CHICAGO, IL 1,082,9331.1m $4.4m $4.4m 0.25% Added +767.9k +767,924
28 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,027,5111.0m $33.9m $33.9m 0.07% Added +3.9k +3,880
29 Capital Analysts, LLC 2.00% of their portfolio FORT WASHINGTON, PA 994,764994.8k $32.8m $32.8m 2.00% Added +943.7k +943,676
30 PFS INVESTMENTS INC. 0.60% of their portfolio DULUTH, GA 969,417969.4k $32.0m $32.0m 0.60% Added +276.8k +276,757
31 Stadion Money Management, LLC 2.35% of their portfolio WATKINSVILLE, GA 852,232852.2k $28.1m $28.1m 2.35% Added +7.4k +7,405
32 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.27% of their portfolio OMAHA, NE 816,249816.2k $26.9m $26.9m 0.27% Reduced -99.1k -99,108
33 Aptus Capital Advisors, LLC 0.85% of their portfolio FAIRHOPE, AL 783,467783.5k $25.8m $25.8m 0.85% Added +368.6k +368,570
34 ST GERMAIN D J CO INC 1.57% of their portfolio SPRINGFIELD, MA 773,926773.9k $25.5m $25.5m 1.57% Added +18.6k +18,617
35 Betterment LLC 0.08% of their portfolio NEW YORK, NY 723,659723.7k $23.9m $23.9m 0.08% Added +192.0k +191,983
36 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 713,324713.3k $23.5m $23.5m 0.05% Reduced -175.7k -175,703
37 Koss-Olinger Consulting, LLC 3.37% of their portfolio GAINESVILLE, FL 710,806710.8k $23.4m $23.4m 3.37% Added +49.3k +49,252
38 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 694,366694.4k $22.9m $22.9m 0.15% Added +53.9k +53,871
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.12% of their portfolio IRVING, TX 663,705663.7k $21.9m $21.9m 0.12% Reduced -34.5k -34,511
40 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 660,106660.1k $21.8m $21.8m 0.11% Reduced -143.4k -143,353
41 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.81% of their portfolio NORFOLK, VA 647,718647.7k $21.3m $21.3m 0.81% Reduced -12.5k -12,482
42 CUTLER INVESTMENT COUNSEL LLC 3.21% of their portfolio Jacksonville, OR 638,939638.9k $21.1m $21.1m 3.21% Reduced -484 -484
43 ICONIQ Capital, LLC 0.30% of their portfolio SAN FRANCISCO, CA 622,900622.9k $20.5m $20.5m 0.30% Added +5.3k +5,327
44 KWB Wealth 3.56% of their portfolio REDLANDS, CA 568,118568.1k $18.7m $18.7m 3.56% Reduced -76.6k -76,591
45 Ballentine Partners, LLC 0.54% of their portfolio Waltham, MA 554,494554.5k $18.3m $18.3m 0.54% Added +256.8k +256,786
46 Valmark Advisers, Inc. 0.42% of their portfolio AKRON, OH 550,099550.1k $18.1m $18.1m 0.42% Added +91.9k +91,947
47 SigFig Wealth Management, LLC 1.02% of their portfolio SAN FRANCISCO, CA 549,532549.5k $20.6m $20.6m 1.02% Reduced -11.6k -11,563
48 Moran Wealth Management, LLC 0.67% of their portfolio NAPLES, FL 537,754537.8k $17.7m $17.7m 0.67% First filing
49 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 525,777525.8k $17.3m $17.3m 0.03% Added +334.7k +334,651
50 Beacon Pointe Advisors, LLC 0.33% of their portfolio NEWPORT BEACH, CA 517,673517.7k $17.1m $17.1m 0.33% Added +47.7k +47,684
51 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 483,192483.2k $15.9m $15.9m 0.03% Reduced -72.9k -72,928
52 Financial Strategies Group, Inc. 6.38% of their portfolio OKEMOS, MI 466,111466.1k $15.4m $15.4m 6.38% Added +23.3k +23,334
53 WALLER FINANCIAL PLANNING GROUP, INC 4.45% of their portfolio COLUMBUS, OH 465,312465.3k $15.3m $15.3m 4.45% Reduced -25.1k -25,140
54 Brookstone Capital Management 0.32% of their portfolio WHEATON, IL 457,946457.9k $15.8m $15.8m 0.32% Reduced -35.3k -35,261
55 First Ascent Asset Management, LLC 2.26% of their portfolio DENVER, CO 449,332449.3k $14.8m $14.8m 2.26% Added +20.9k +20,912
56 Banco Santander, S.A. 0.22% of their portfolio Madrid, U3 445,420445.4k $14.7m $14.7m 0.22% Reduced -218.5k -218,507
57 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.52% of their portfolio LOS ANGELES, CA 436,890436.9k $14.4m $14.4m 0.52% Added +30.0k +29,974
58 N.E.W. Advisory Services LLC 2.25% of their portfolio DE PERE, WI 436,190436.2k $14.4m $14.4m 2.25% Added +58.6k +58,597
59 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 431,091431.1k $14.2m $14.2m 0.03% Reduced -60.9k -60,901
60 Meeder Advisory Services, Inc. 1.76% of their portfolio DUBLIN, OH 421,826421.8k $13.9m $13.9m 1.76% First filing
61 WCG Wealth Advisors LLC 1.88% of their portfolio LAS VEGAS, NV 416,391416.4k $13.7m $13.7m 1.88% Added +37.3k +37,301
62 Rodgers & Associates, LTD 2.20% of their portfolio Lancaster, PA 406,333406.3k $13.4m $13.4m 2.20% Reduced -25.1k -25,064
63 FORBES J M & CO LLP 1.83% of their portfolio Boston, MA 385,239385.2k $12.7m $12.7m 1.83% New
64 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 380,035380.0k $12.5m $12.5m 0.05% Added +1.4k +1,350
65 ERn Financial, LLC 2.80% of their portfolio MIDDLETON, WI 373,194373.2k $12.3m $12.3m 2.80% Reduced -70.1k -70,051
66 CGN Advisors LLC 2.14% of their portfolio MANHATTAN, KS 369,391369.4k $12.2m $12.2m 2.14% Added +253.7k +253,721
67 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 357,299357.3k $11.8m $11.8m 0.10% Added +170.2k +170,194
68 Redwood Investment Management, LLC 1.55% of their portfolio SCOTTSDALE, AZ 353,277353.3k $11.7m $11.7m 1.55% Added +72.7k +72,719
69 HighMark Wealth Management LLC 8.58% of their portfolio ST. PAUL, MN 345,517345.5k $11.4m $11.4m 8.58% Added +7.9k +7,919
70 JNBA Financial Advisors 1.58% of their portfolio BLOOMINGTON, MN 344,091344.1k $11.3m $11.3m 1.58% Added +37.2k +37,220
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 332,589332.6k $11.0m $11.0m 0.00% Added +97.8k +97,849
72 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 314,667314.7k $10.4m $10.4m 0.01% Added +293.1k +293,076
73 Luken Investment Analytics, LLC 6.45% of their portfolio BRENTWOOD, TN 306,583306.6k $10.1m $10.1m 6.45% First filing
74 CWM, LLC 0.07% of their portfolio OMAHA, NE 306,347306.3k $10.1m $10.1m 0.07% Added +240.5k +240,536
75 BerganKDV Wealth Management, LLC 1.08% of their portfolio BLOOMINGTON, MN 302,352302.4k $10.0m $10.0m 1.08% Added +20.6k +20,625
76 Sterneck Capital Management, LLC 6.57% of their portfolio KANSAS CITY, MO 300,546300.5k $9.9m $9.9m 6.57% Added +64.8k +64,832
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.14% of their portfolio PLYMOUTH, MN 296,723296.7k $10.5m $10.5m 0.14% Reduced -21.0k -21,019
78 AlphaStar Capital Management, LLC 0.99% of their portfolio CORNELIUS, NC 293,501293.5k $9.7m $9.7m 0.99% Added +69.9k +69,889
79 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 1.82% of their portfolio NEWPORT BEACH, CA 290,990291.0k $9.6m $9.6m 1.82% Added +6.9k +6,866
80 PARK AVENUE SECURITIES LLC 0.16% of their portfolio NEW YORK, NY 281,087281.1k $9.3m $9.3m 0.16% Added +22.2k +22,157
81 ATLAS CAPITAL ADVISORS INC. 1.55% of their portfolio JACKSON, WY 280,166280.2k $9.2m $9.2m 1.55% Reduced -15.6k -15,645
82 CAPITAL WEALTH MANAGEMENT, LLC 6.22% of their portfolio W. WARWICK, RI 279,102279.1k $9.2m $9.2m 6.22% Added +8.9k +8,905
83 Gateway Wealth Partners, LLC 1.51% of their portfolio APPLETON, WI 266,792266.8k $8.8m $8.8m 1.51% First filing
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 266,030266.0k $8.8m $8.8m 0.01% Added +102.4k +102,381
85 MA Private Wealth 2.07% of their portfolio SAN CARLOS, CA 260,406260.4k $8.6m $8.6m 2.07% Added +51.9k +51,895
86 Venturi Wealth Management, LLC 0.75% of their portfolio AUSTIN, TX 256,275256.3k $8.4m $8.4m 0.75% Reduced -685.9k -685,892
87 IFP Advisors, Inc 0.26% of their portfolio TAMPA, FL 250,488250.5k $9.6m $9.6m 0.26% Added +13.4k +13,438
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 246,332246.3k $8.1m $8.1m 0.00% New
89 Brown Financial Advisory 8.32% of their portfolio FAIRHOPE, AL 244,564244.6k $8.1m $8.1m 8.32% Reduced -36.2k -36,201
90 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 239,422239.4k $8.0m $8.0m 0.02% Added +119.1k +119,067
91 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 229,077229.1k $7.6m $7.6m 0.03% Added +167.3k +167,342
92 HARVEST GROUP WEALTH MANAGEMENT, LLC 4.94% of their portfolio WALTHAM, MA 228,343228.3k $7.5m $7.5m 4.94% Reduced -209 -209
93 Walkner Condon Financial Advisors LLC 2.24% of their portfolio MADISON, WI 227,233227.2k $7.5m $7.5m 2.24% Reduced -16.5k -16,496
94 TRUEFG, LLC 3.52% of their portfolio CEDAR PARK, TX 224,367224.4k $7.4m $7.4m 3.52% Added +11.9k +11,890
95 Capital Asset Advisory Services LLC 0.56% of their portfolio Williamston, MI 215,011215.0k $7.1m $7.1m 0.56% Added +130.5k +130,514
96 Composition Wealth, LLC 0.23% of their portfolio LOS ANGELES, CA 207,682207.7k $6.8m $6.8m 0.23% Reduced -46.9k -46,888
97 Marquette Asset Management, LLC 1.89% of their portfolio MINNEAPOLIS, MN 194,258194.3k $6.4m $6.4m 1.89% Reduced -2.8k -2,793
98 Wealthcare Advisory Partners LLC 0.30% of their portfolio WEST CHESTER, PA 192,152192.2k $6.3m $6.3m 0.30% Added +24.0k +24,001
99 LAKE STREET ADVISORS GROUP, LLC 0.42% of their portfolio PORTSMOUTH, NH 191,851191.9k $6.3m $6.3m 0.42% Added +5.4k +5,357
100 Atlas Private Wealth Advisors 3.36% of their portfolio RED BANK, NJ 191,232191.2k $6.3m $6.3m 3.36% Added +56.2k +56,187