HighMark Wealth Management LLC

ST. PAUL, MN · CIK 1802451 · 13F filing filed 2023-02-02

SEC-registered investment adviser since 2012 · limited liability company

Assets managed$611.7m
Staff5 · 4 in investment roles
Main clients (by assets)High net worth individuals 90%, Individuals 10%
Form ADV · 2026-04-28SEC adviser record

$132.6m reported value +13.2% vs Q3 2022

543positions

72.7%in top 10

28 new 167 added 77 reduced 37 sold out vs Q3 2022

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	114,447	$43.9m33.15%	33.15%	Reduced -5.7k	-5,716 -4.8%
2	ISHARES TR EAFE VALUE ETF EFV	EFV	321,203	$14.7m11.11%	11.11%	Reduced -23.4k	-23,353 -6.8%
3	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	345,517	$11.4m8.58%	8.58%	Added +7.9k	+7,919 2.4%
4	ISHARES TR CORE S&P SCP ETF IJR	IJR	81,411	$7.7m5.81%	5.81%	Reduced -1.2k	-1,224 -1.5%
5	ISHARES TR CORE S&P US VLU IUSV	IUSV	86,244	$6.1m4.59%	4.59%	Reduced -2.2k	-2,227 -2.5%
6	ISHARES TR CORE S&P MCP ETF IJH	IJH	12,001	$2.9m2.19%	2.19%	Reduced -526	-526 -4.2%
7	WELLS FARGO CO NEW COM WFC	WFC	61,092	$2.5m1.90%	1.90%	Added +6.2k	+6,225 11.3%
8	ISHARES TR EAFE SML CP ETF SCZ	SCZ	43,875	$2.5m1.87%	1.87%	New
9	HALOZYME THERAPEUTICS INC COM HALO	HALO	41,790	$2.4m1.79%	1.79%	Reduced -6.7k	-6,700 -13.8%
10	SEASPINE HLDGS CORP COM SPNE	SPNE	277,962	$2.3m1.75%	1.75%	Reduced -21.7k	-21,700 -7.2%
11	AMAZON COM INC COM AMZN	AMZN	22,569	$1.9m1.43%	1.43%	Added +19.6k	+19,623 666.1%
12	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	5,272	$1.9m1.40%	1.40%	Added +5.2k	+5,211 8542.6%
13	ISHARES TR 1 3 YR TREAS BD SHY	SHY	19,450	$1.6m1.19%	1.19%	Reduced -2.1k	-2,090 -9.7%
14	SONENDO INC COM COM		529,457	$1.5m1.14%	1.14%	Added +314.1k	+314,097 145.8%
15	MODEL N INC COM MODN	MODN	36,134	$1.5m1.11%	1.11%	Reduced -625	-625 -1.7%
16	KRYSTAL BIOTECH INC COM KRYS	KRYS	17,185	$1.4m1.03%	1.03%	Unchanged
17	ISHARES TR S&P 500 VAL ETF IVE	IVE	8,627	$1.3m0.95%	0.95%	Reduced -347	-347 -3.9%
18	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	12,225	$1.2m0.93%	0.93%	Reduced -103	-103 -0.8%
19	ISHARES TR SP SMCP600VL ETF IJS	IJS	13,008	$1.2m0.90%	0.90%	Added +116	+116 0.9%
20	TANDEM DIABETES CARE INC COM NEW TNDM	TNDM	23,375	$1.1m0.79%	0.79%	Unchanged
21	3M CO COM MMM	MMM	7,116	$853.3k0.64%	0.64%	Added +28	+28 0.4%
22	US BANCORP DEL COM NEW USB	USB	17,869	$779.3k0.59%	0.59%	Reduced -21	-21 -0.1%
23	APPLE INC COM AAPL	AAPL	5,870	$762.7k0.58%	0.58%	Added +46	+46 0.8%
24	ELI LILLY & CO COM LLY	LLY	2,020	$738.9k0.56%	0.56%	Added +2	+2 0.1%
25	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,428	$546.0k0.41%	0.41%	Reduced -167	-167 -10.5%
26	TRAVELERS COMPANIES INC COM TRV	TRV	2,869	$538.0k0.41%	0.41%	Added +13	+13 0.5%
27	PROCTER AND GAMBLE CO COM PG	PG	3,422	$518.7k0.39%	0.39%	Added +15	+15 0.4%
28	XCEL ENERGY INC COM XEL	XEL	7,136	$500.3k0.38%	0.38%	Added +2	+2 0.0%
29	MICROSOFT CORP COM MSFT	MSFT	1,963	$470.6k0.35%	0.35%	Added +31	+31 1.6%
30	ABBOTT LABS COM ABT	ABT	4,257	$467.4k0.35%	0.35%	Reduced -3	-3 -0.1%
31	PROTHENA CORP PLC SHS PRTA	PRTA	7,527	$453.5k0.34%	0.34%	Added +6.4k	+6,352 540.6%
32	KORU MEDICAL SYSTEMS INC COM KRMD	KRMD	120,935	$431.7k0.33%	0.33%	Unchanged
33	REATA PHARMACEUTICALS INC CL A RETA	RETA	9,681	$367.8k0.28%	0.28%	New
34	QUIDELORTHO CORP COM QDEL	QDEL	4,290	$367.5k0.28%	0.28%	Unchanged
35	DEXCOM INC COM DXCM	DXCM	2,979	$337.3k0.25%	0.25%	Reduced -56	-56 -1.9%
36	EXXON MOBIL CORP COM XOM	XOM	2,965	$327.0k0.25%	0.25%	Added +23	+23 0.8%
37	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	1,689	$322.9k0.24%	0.24%	Added +83	+83 5.2%
38	ECOLAB INC COM ECL	ECL	1,998	$290.8k0.22%	0.22%	Added +7	+7 0.3%
39	CAREDX INC COM CDNA	CDNA	25,475	$290.7k0.22%	0.22%	Reduced -1.1k	-1,100 -4.1%
40	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	1,668	$290.5k0.22%	0.22%	Unchanged
41	ISHARES TR S&P 100 ETF OEF	OEF	1,664	$283.8k0.21%	0.21%	Unchanged
42	HSBC HLDGS PLC SPON ADR NEW HSBC	HSBC	9,008	$280.7k0.21%	0.21%	Unchanged
43	PEPSICO INC COM PEP	PEP	1,322	$238.8k0.18%	0.18%	Unchanged
44	ISHARES TR MSCI EAFE ETF EFA	EFA	3,563	$233.9k0.18%	0.18%	Unchanged
45	SPDR SER TR S&P REGL BKG KRE	KRE	3,840	$225.5k0.17%	0.17%	Added +27	+27 0.7%
46	POLYMET MNG CORP COM NEW COM NEW		84,285	$223.4k0.17%	0.17%	Added +33.0k	+33,000 64.3%
47	GLOBALSTAR INC COM COM		156,000	$207.5k0.16%	0.16%	Added +10.0k	+10,000 6.8%
48	JOHNSON & JOHNSON COM JNJ	JNJ	1,174	$207.4k0.16%	0.16%	Reduced -35	-35 -2.9%
49	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	792	$189.2k0.14%	0.14%	Unchanged
50	SPDR SER TR S&P BIOTECH XBI	XBI	2,245	$186.3k0.14%	0.14%	Unchanged
51	ISHARES TR CORE MSCI EAFE IEFA	IEFA	2,985	$184.0k0.14%	0.14%	Reduced -128	-128 -4.1%
52	ISHARES TR RUS MID CAP ETF IWR	IWR	2,722	$183.6k0.14%	0.14%	Unchanged
53	COSTCO WHSL CORP NEW COM COST	COST	401	$183.0k0.14%	0.14%	Reduced -20	-20 -4.8%
54	CHEVRON CORP NEW COM CVX	CVX	987	$177.2k0.13%	0.13%	Reduced -1	-1 -0.1%
55	ISHARES TR MSCI EMG MKT ETF EEM	EEM	4,460	$169.0k0.13%	0.13%	Added +2.7k	+2,660 147.8%
56	BEST BUY INC COM BBY	BBY	2,090	$167.7k0.13%	0.13%	Added +28	+28 1.4%
57	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	629	$167.4k0.13%	0.13%	Reduced -181	-181 -22.4%
58	AURINIA PHARMACEUTICALS INC COM AUPH	AUPH	37,499	$162.0k0.12%	0.12%	Unchanged
59	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	514	$158.8k0.12%	0.12%	Unchanged
60	NVIDIA CORPORATION COM NVDA	NVDA	1,048	$153.1k0.12%	0.12%	Reduced -1	-1 -0.1%
61	SLEEP NUMBER CORP COM SNBRQ	SNBRQ	5,331	$138.5k0.10%	0.10%	Unchanged
62	ABRDN NATL MUN INCOME FD SH BEN INT SH BEN INT		12,880	$133.6k0.10%	0.10%	Unchanged
63	PROTO LABS INC COM PRLB	PRLB	5,145	$131.4k0.10%	0.10%	Unchanged
64	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	1,663	$129.2k0.10%	0.10%	Unchanged
65	ALPHABET INC CAP STK CL C GOOG	GOOG	1,430	$126.9k0.10%	0.10%	Unchanged
66	VIEWRAY INC COM VRAYQ	VRAYQ	28,000	$125.4k0.09%	0.09%	Unchanged
67	BICYCLE THERAPEUTICS PLC SPONSORED ADS BCYC	BCYC	4,235	$125.4k0.09%	0.09%	Unchanged
68	WEBSTER FINL CORP COM WBS	WBS	2,611	$123.6k0.09%	0.09%	Added +19	+19 0.7%
69	SOCIETAL CDMO INC COM REPH	REPH	81,988	$122.2k0.09%	0.09%	New
70	SPDR SER TR S&P BK ETF KBE	KBE	2,589	$116.9k0.09%	0.09%	Added +24	+24 0.9%
71	MEDTRONIC PLC SHS MDT	MDT	1,483	$115.2k0.09%	0.09%	Added +12	+12 0.8%
72	ASPEN AEROGELS INC COM ASPN	ASPN	9,750	$115.0k0.09%	0.09%	Unchanged
73	VERTEX ENERGY INC COM VTNR	VTNR	18,345	$113.7k0.09%	0.09%	Reduced -22.0k	-22,000 -54.5%
74	DISNEY WALT CO COM DIS	DIS	1,222	$106.1k0.08%	0.08%	Added +13	+13 1.1%
75	UBER TECHNOLOGIES INC COM UBER	UBER	4,091	$101.2k0.08%	0.08%	Added +8	+8 0.2%
76	VISA INC COM CL A V	V	463	$96.1k0.07%	0.07%	Added +4	+4 0.9%
77	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	681	$96.0k0.07%	0.07%	Reduced -135	-135 -16.5%
78	ADOBE INC COM ADBE	ADBE	285	$95.9k0.07%	0.07%	Added +18	+18 6.7%
79	PAYCOR HCM INC COM COM		3,865	$94.6k0.07%	0.07%	Unchanged
80	INSMED INC COM PAR $.01 INSM	INSM	4,575	$91.4k0.07%	0.07%	Unchanged
81	CATERPILLAR INC COM CAT	CAT	380	$91.1k0.07%	0.07%	Added +2	+2 0.5%
82	PFIZER INC COM PFE	PFE	1,753	$89.8k0.07%	0.07%	Added +12	+12 0.7%
83	CVS HEALTH CORP COM CVS	CVS	905	$84.4k0.06%	0.06%	Added +5	+5 0.6%
84	TESLA INC COM TSLA	TSLA	677	$83.4k0.06%	0.06%	Added +25	+25 3.8%
85	WORKDAY INC CL A WDAY	WDAY	459	$76.8k0.06%	0.06%	Unchanged
86	HUNTINGTON BANCSHARES INC COM HBAN	HBAN	5,441	$76.7k0.06%	0.06%	Added +63	+63 1.2%
87	ISHARES TR MRGSTR MD CP ETF IMCB	IMCB	1,297	$76.1k0.06%	0.06%	Unchanged
88	HOME DEPOT INC COM HD	HD	231	$73.0k0.06%	0.06%	Added +3	+3 1.3%
89	MASTERCARD INCORPORATED CL A MA	MA	210	$73.0k0.06%	0.06%	Unchanged
90	ISHARES TR ISHARES BIOTECH IBB	IBB	547	$71.9k0.05%	0.05%	Unchanged
91	GENERAL MLS INC COM GIS	GIS	822	$68.9k0.05%	0.05%	Added +5	+5 0.6%
92	SELECT SECTOR SPDR TR ENERGY XLE	XLE	774	$67.7k0.05%	0.05%	Added +1	+1 0.1%
93	MDU RES GROUP INC COM MDU	MDU	1,979	$60.0k0.05%	0.05%	Unchanged
94	TACTILE SYS TECHNOLOGY INC COM TCMD	TCMD	5,000	$57.4k0.04%	0.04%	Unchanged
95	COCA COLA CO COM KO	KO	877	$55.8k0.04%	0.04%	Added +11	+11 1.3%
96	META PLATFORMS INC CL A META	META	442	$53.2k0.04%	0.04%	Unchanged
97	TARGET CORP COM TGT	TGT	357	$53.1k0.04%	0.04%	Added +3	+3 0.8%
98	PROSHARES TR SHORT S&P 500 NE SH	SH	3,310	$53.1k0.04%	0.04%	Added +710	+710 27.3%
99	COMCAST CORP NEW CL A CMCSA	CMCSA	1,489	$52.1k0.04%	0.04%	Added +7	+7 0.5%
100	SOUTHERN CO COM SO	SO	718	$51.3k0.04%	0.04%	Unchanged

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
CYBEROPTICS CORP		1,750	$94.0k1.8k shares
TWITTER INC TWTR	TWTR	1,350	$59.0k1.4k shares
CAMECO CORP CCJ	CCJ	850	$23.0k850 shares
QUALIGEN THERAPEUTICS INC		80,094	$21.0k80.1k shares
LYRA THERAPEUTICS INC LYRA	LYRA	4,000	$20.0k4.0k shares
SAGE THERAPEUTICS INC SAGE	SAGE	500	$20.0k500 shares
SANDRIDGE ENERGY INC SD	SD	1,150	$19.0k1.1k shares
CRISPR THERAPEUTICS AG CRSP	CRSP	275	$18.0k275 shares
GLOBAL BUSINESS TRAVEL GROUP		3,000	$17.0k3.0k shares
CHINOOK THERAPEUTICS INC ADRO	ADRO	666	$13.0k666 shares
EXCHANGE TRADED CONCEPTS TR		350	$10.0k350 shares
FIDELITY NATL INFORMATION SV FIS	FIS	89	$7.0k89 shares
ISHARES TR HDV	HDV	68	$6.0k68 shares
C H ROBINSON WORLDWIDE INC CHRW	CHRW	50	$5.0k50 shares
HTG MOLECULAR DIAGNOSTICS IN		6,966	$4.0k7.0k shares
TWO HBRS INVT CORP		1,299	$4.0k1.3k shares
STATE STR CORP STT	STT	64	$4.0k64 shares
TEVA PHARMACEUTICAL INDS LTD		400	$3.0k400 shares
ROYALTY PHARMA PLC RPRX	RPRX	64	$3.0k64 shares
STREAMLINE HEALTH SOLUTIONS		2,200	$3.0k2.2k shares
FERGUSON PLC NEW FERG1GBX	FERG1GBX	19	$2.0k19 shares
TAIWAN SEMICONDUCTOR MFG LTD TSM	TSM	22	$2.0k22 shares
ZYMEWORKS INC ZYME	ZYME	280	$2.0k280 shares
ROKU INC ROKU	ROKU	10	$1.0k10 shares
GENERAC HLDGS INC GNRC	GNRC	4	$1.0k4 shares