Vault-13

ISHARES TR OEF

S&P 100 ETF · ETP · CUSIP 464287101

504 institutional holders +29 vs Q3 2022
26,194,17326.2m shares reported held*
$4.4bnreported value*
53 new 115 added 162 reduced 42 sold out net sold ≈ $223.9m (-34.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $166.51. Options: 10 managers hold calls ($176.2m notional), 5 hold puts ($14.5m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 475Q4 22: 504504Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022475
Q4 2022504

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $54.9mQ3 22 puts: $7.8mQ3 22P/C 0.14Q4 22 calls: $176.2mQ4 22 puts: $14.5mQ4 22P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$54.9m$7.8m0.14
Q4 2022$176.2m$14.5m0.08

Biggest buyers

JPMORGAN CHASE & CO Added +438,061+438.1k
BlackRock Inc. Added +238,874+238.9k
ENVESTNET ASSET MANAGEMENT INC Added +197,254+197.3k
FIFTH THIRD BANCORP Added +137,272+137.3k
ATTICUS WEALTH MANAGEMENT, LLC New +37,209+37.2k
OneDigital Investment Advisors LLC Added +30,670+30.7k
PARK AVENUE SECURITIES LLC Added +28,169+28.2k
ROYAL BANK OF CANADA Added +24,785+24.8k
McKinley Carter Wealth Services, Inc. New +21,439+21.4k
HRT FINANCIAL LP New +21,174+21.2k

Biggest sellers

CM WEALTH ADVISORS LLC Reduced -32,732,175-32.7m
JONES FINANCIAL COMPANIES LLLP Reduced -1,690,424-1.7m
Portfolio Strategies, Inc. Sold out -125,332-125.3k
Curtis Advisory Group, LLC Sold out -113,137-113.1k
MORGAN STANLEY Reduced -86,257-86.3k
GOLDMAN SACHS GROUP INC Reduced -69,886-69.9k
Legacy Advisors, LLC Reduced -66,143-66.1k
Lineweaver Wealth Advisors, LLC Sold out -44,386-44.4k
Berkshire Money Management, Inc. Sold out -39,908-39.9k
UBS Group AG Reduced -39,502-39.5k

Biggest calls

Capital Markets Trading UK LLP Added $146.6m1.7m shares
SUMMIT SECURITIES GROUP LLC New $20.0m11.7k shares
CITADEL ADVISORS LLC Reduced $5.8m33.9k shares
JANE STREET GROUP, LLC Added $1.9m13.8k shares
WOLVERINE TRADING, LLC New $614.0k3.6k shares
Belvedere Trading LLC New $511.7k3.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $443.5k2.6k shares
GROUP ONE TRADING LLC New $290.0k1.7k shares
Paladin Advisory Group, LLC Unchanged $6.1k36 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUMMIT SECURITIES GROUP LLC New $13.8m8.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $511.7k3.0k shares
CITADEL ADVISORS LLC New $119.4k700 shares
Belvedere Trading LLC New $34.1k200 shares
Cutler Group LLC / CA Unchanged $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 5,100,0295.1m $869.9m $869.9m 0.11% Reduced -12.0k -12,025
2 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 2,225,2892.2m $379.6m $379.6m 0.05% Added +438.1k +438,061
3 JONES FINANCIAL COMPANIES LLLP 0.63% of their portfolio DES PERES, MO 2,125,9312.1m $362.6m $362.6m 0.63% Reduced -1.7m -1,690,424
4 FIFTH THIRD BANCORP 1.58% of their portfolio CINCINNATI, OH 1,931,0441.9m $329.4m $329.4m 1.58% Added +137.3k +137,272
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,046,0111.0m $178.4m $178.4m 0.02% Reduced -86.3k -86,257
6 IEQ CAPITAL, LLC 4.60% of their portfolio Foster City, CA 963,408963.4k $164.3m $164.3m 4.60% Added +4.1k +4,117
7 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 883,767883.8k $150.7m $150.7m 0.04% Reduced -69.9k -69,886
8 Cresset Asset Management, LLC 0.10% of their portfolio Chicago, IL 650,840650.8k $7.8m $7.8m 0.10% Reduced -1.5k -1,502
9 UBS Group AG 0.05% of their portfolio ZURICH, V8 635,631635.6k $108.4m $108.4m 0.05% Reduced -39.5k -39,502
10 BlackRock Inc. 0.00% of their portfolio New York, NY 544,351544.4k $92.8m $92.8m 0.00% Added +238.9k +238,874
11 EVOKE WEALTH, LLC 2.97% of their portfolio Los Angeles, CA 481,634481.6k $82.2m $82.2m 2.97% Reduced -4.6k -4,599
12 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 466,768466.8k $79.6m $79.6m 0.03% Reduced -3.6k -3,574
13 Relative Value Partners Group, LLC 5.33% of their portfolio NORTHBROOK, IL 443,596443.6k $75.7m $75.7m 5.33% Reduced -5.8k -5,786
14 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 408,302408.3k $69.6m $69.6m 0.07% Reduced -8.5k -8,451
15 OAKWORTH CAPITAL, INC. 5.96% of their portfolio BIRMINGHAM, AL 364,261364.3k $62.1m $62.1m 5.96% Added +2.2k +2,156
16 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 349,683349.7k $59.6m $59.6m 0.03% Added +197.3k +197,254
17 Legacy Advisors, LLC 10.30% of their portfolio PLYMOUTH MEETING, PA 330,082330.1k $56.3m $56.3m 10.30% Reduced -66.1k -66,143
18 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 262,905262.9k $44.8m $44.8m 0.04% Reduced -2.9k -2,877
19 CM WEALTH ADVISORS LLC 20.63% of their portfolio BEACHWOOD, OH 236,913236.9k $40.4m $40.4m 20.63% Reduced -32.7m -32,732,175
20 First Pacific Financial 18.07% of their portfolio VANCOUVER, WA 214,732214.7k $36.6m $36.6m 18.07% Added +3.3k +3,258
21 AGF MANAGEMENT LTD 0.25% of their portfolio TORONTO, A6 200,480200.5k $34.2m $34.2m 0.25% First filing
22 SIGNATUREFD, LLC 0.97% of their portfolio ATLANTA, GA 195,158195.2k $33.3m $33.3m 0.97% Reduced -16.2k -16,179
23 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 176,727176.7k $30.2m $30.2m 0.01% Reduced -13.1k -13,068
24 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 173,987174.0k $29.7m $29.7m 0.06% Added +16.1k +16,141
25 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 167,431167.4k $28.6m $28.6m 0.06% Reduced -2.8k -2,815
26 FMR LLC 0.00% of their portfolio BOSTON, MA 163,727163.7k $27.9m $27.9m 0.00% Reduced -3.3k -3,306
27 Fisher Asset Management, LLC 0.02% of their portfolio PLANO, TX 158,156158.2k $27.0m $27.0m 0.02% Reduced -7.2k -7,209
28 Mariner, LLC 0.08% of their portfolio Overland Park, KS 151,575151.6k $25.9m $25.9m 0.08% Reduced -266 -266
29 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 131,155131.2k $22.4m $22.4m 0.05% Added +5.7k +5,736
30 Bluespring Wealth Management, LLC 3.00% of their portfolio AUSTIN, TX 129,493129.5k $22.1m $22.1m 3.00% Added +8.0k +8,025
31 Dakota Wealth Management 1.51% of their portfolio PALM BEACH GARDENS, FL 124,650124.7k $21.3m $21.3m 1.51% Added +9.2k +9,241
32 M&T Bank Corp 0.08% of their portfolio BUFFALO, NY 120,769120.8k $20.6m $20.6m 0.08% Added +1.6k +1,627
33 Abbrea Capital, LLC 3.69% of their portfolio Greenbrae, CA 119,886119.9k $20.4m $20.4m 3.69% Added +6.9k +6,883
34 Steward Partners Investment Advisory, LLC 0.33% of their portfolio STAMFORD, CT 112,329112.3k $19.2m $19.2m 0.33% Reduced -601 -601
35 Altus Wealth Management, LLC 14.36% of their portfolio FT MITCHELL, KY 95,54795.5k $16.3m $16.3m 14.36% Reduced -1.7k -1,713
36 Amplius Wealth Advisors, LLC 2.55% of their portfolio BLUE BELL, PA 93,60793.6k $16.0m $16.0m 2.55% Reduced -2.3k -2,343
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,81492.8k $15.8m $15.8m 0.00% Added +24.8k +24,785
38 Dorsey & Whitney Trust CO LLC 1.49% of their portfolio SIOUX FALLS, SD 89,39689.4k $15.2m $15.2m 1.49% Added +10.0k +9,976
39 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 81,98082.0k $14.0m $14.0m 0.01% Added +4.1k +4,104
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 80,43580.4k $13.7m $13.7m 0.08% Reduced -3.4k -3,375
41 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 75,20175.2k $12.8m $12.8m 0.06% Added +49 +49
42 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 74,54774.5k $12.7m $12.7m 0.06% Reduced -3.8k -3,789
43 IFP Advisors, Inc 0.24% of their portfolio TAMPA, FL 73,53573.5k $8.9m $8.9m 0.24% Reduced -3.5k -3,453
44 PATHSTONE FAMILY OFFICE, LLC 0.10% of their portfolio ENGLEWOOD, NJ 69,74069.7k $11.9m $11.9m 0.10% Added +354 +354
45 Veritable, L.P. 0.21% of their portfolio Newtown Square, PA 67,48867.5k $11.5m $11.5m 0.21% Unchanged
46 Spire Wealth Management 0.64% of their portfolio MCLEAN, VA 66,94966.9k $11.4m $11.4m 0.64% Reduced -2.8k -2,824
47 COUNTRY CLUB BANK 0.99% of their portfolio KANSAS CITY, MO 66,42166.4k $11.3m $11.3m 0.99% Reduced -1.9k -1,935
48 BROWN BROTHERS HARRIMAN & CO 0.09% of their portfolio NEW YORK, NY 60,85760.9k $10.4m $10.4m 0.09% Unchanged
49 Geller Advisors LLC 1.62% of their portfolio New York, NY 55,94155.9k $9.5m $9.5m 1.62% Reduced -30.3k -30,337
50 STOCK YARDS BANK & TRUST CO 0.37% of their portfolio LOUISVILLE, KY 55,26255.3k $9.4m $9.4m 0.37% Reduced -647 -647
51 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 53,86553.9k $9.2m $9.2m 0.00% Reduced -13.0k -12,990
52 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 52,31652.3k $8.9m $8.9m 0.00% Reduced -492 -492
53 Bricktown Capital, LLC 0.99% of their portfolio DETROIT, MI 50,00050.0k $8.5m $8.5m 0.99% First filing
54 Cetera Advisors LLC 0.14% of their portfolio DENVER, CO 44,44844.4k $7.6m $7.6m 0.14% Reduced -2.4k -2,389
55 OneDigital Investment Advisors LLC 0.21% of their portfolio OVERLAND PARK, KS 43,19043.2k $7.4m $7.4m 0.21% Added +30.7k +30,670
56 Integrated Wealth Concepts LLC 0.20% of their portfolio WALTHAM, MA 42,96843.0k $7.3m $7.3m 0.20% Reduced -9.0k -9,034
57 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 42,27742.3k $7.2m $7.2m 0.01% Reduced -1.5k -1,527
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 41,47441.5k $7.1m $7.1m 0.01% Added +12.3k +12,269
59 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 41,32441.3k $7.0m $7.0m 0.02% Reduced -8.1k -8,103
60 QUEST INVESTMENT MANAGEMENT LLC 0.84% of their portfolio LAKE OSWEGO, OR 40,68440.7k $6.9m $6.9m 0.84% Added +101 +101
61 Roble, Belko & Company, Inc 1.43% of their portfolio SEWICKLEY, PA 39,53839.5k $6.7m $6.7m 1.43% Added +646 +646
62 Segment Wealth Management, LLC 0.77% of their portfolio HOUSTON, TX 39,07239.1k $6.7m $6.7m 0.77% Reduced -926 -926
63 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 38,41238.4k $6.6m $6.6m 0.04% Added +2.7k +2,732
64 Waypoint Capital Advisors, LLC 2.25% of their portfolio Minneapolis, MN 38,06838.1k $6.5m $6.5m 2.25% Added +304 +304
65 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 37,84837.8k $6.5m $6.5m 0.01% Added +394 +394
66 ATTICUS WEALTH MANAGEMENT, LLC 2.61% of their portfolio Palm Beach Gardens, FL 37,20937.2k $6.3m $6.3m 2.61% New
67 SCS Capital Management LLC 0.18% of their portfolio BOSTON, MA 36,07836.1k $6.2m $6.2m 0.18% Added +74 +74
68 B. Riley Wealth Advisors, Inc. 0.17% of their portfolio MEMPHIS, TN 35,32635.3k $6.0m $6.0m 0.17% Reduced -3.4k -3,376
69 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 34,82234.8k $5.9m $5.9m 0.01% Added +4.0k +4,012
70 CARRET ASSET MANAGEMENT, LLC 0.81% of their portfolio NEW YORK, NY 34,36334.4k $5.9m $5.9m 0.81% Reduced -1.2k -1,153
71 Investors Research Corp 1.59% of their portfolio ATLANTA, GA 34,34934.3k $5.9m $5.9m 1.59% Added +2.4k +2,440
72 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 3.17% of their portfolio New Cumberland, PA 32,23632.2k $5.5m $5.5m 3.17% Reduced -16.0k -16,010
73 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 31,49331.5k $5.4m $5.4m 0.10% Added +28.2k +28,169
74 Wharton Business Group, LLC 0.31% of their portfolio MALVERN, PA 31,41431.4k $5.4m $5.4m 0.31% Reduced -1.7k -1,665
75 FULTON BREAKEFIELD BROENNIMAN LLC 0.47% of their portfolio Bethesda, MD 30,99031.0k $5.3m $5.3m 0.47% Reduced -1.7k -1,682
76 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 30,01230.0k $5.1m $5.1m 0.01% Added +12 +12
77 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 29,66829.7k $5.1m $5.1m 0.03% Added +10.6k +10,615
78 Canal Capital Management, LLC 1.22% of their portfolio Richmond, VA 29,58029.6k $5.0m $5.0m 1.22% Reduced -511 -511
79 Carnegie Investment Counsel 0.21% of their portfolio PEPPER PIKE, OH 28,62028.6k $4.9m $4.9m 0.21% Reduced -589 -589
80 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 28,50028.5k $4.9m $4.9m 0.03% Reduced -3.8k -3,793
81 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 27,93627.9k $4.8m $4.8m 0.00% Reduced -70 -70
82 Federation des caisses Desjardins du Quebec 0.06% of their portfolio LEVIS, A8 27,67127.7k $4.7m $4.7m 0.06% Added +244 +244
83 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 27,46327.5k $4.7m $4.7m 0.00% Reduced -2.8k -2,763
84 Polianta Ltd 3.43% of their portfolio ST HELIER, Y9 27,00027.0k $4.6m $4.6m 3.43% Added +600 +600
85 GenWealth Group, Inc. 1.46% of their portfolio Maplewood, NJ 26,18026.2k $4.5m $4.5m 1.46% Reduced -264 -264
86 W ADVISORS, LLC 3.60% of their portfolio Germantown, TN 25,32725.3k $4.3m $4.3m 3.60% Added +208 +208
87 TCWP LLC 0.87% of their portfolio Beachwood, OH 25,06525.1k $4.3m $4.3m 0.87% Added +4.0k +4,018
88 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 24,76324.8k $4.2m $4.2m 0.05% Reduced -241 -241
89 Objective Capital Management, LLC 4.17% of their portfolio Fairlawn, OH 24,59024.6k $4.2m $4.2m 4.17% Reduced -997 -997
90 BAILARD, INC. 0.16% of their portfolio Foster City, CA 24,37924.4k $4.2m $4.2m 0.16% Added +1.5k +1,488
91 NTV Asset Management LLC 0.81% of their portfolio Charleston, WV 24,29124.3k $4.1m $4.1m 0.81% Reduced -1.0k -1,000
92 HB Wealth Management, LLC 0.08% of their portfolio Atlanta, GA 24,16224.2k $4.1m $4.1m 0.08% Reduced -1.0k -1,020
93 Capital Advisors, Ltd. LLC 0.72% of their portfolio SHAKER HEIGHTS, OH 24,14324.1k $4.1m $4.1m 0.72% Reduced -85 -85
94 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 23,99624.0k $627.9k $627.9k 0.02% Added +5.2k +5,230
95 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 23,70023.7k $4.0m $4.0m 0.01% Reduced -17.2k -17,200
96 Ratio Wealth Group 1.13% of their portfolio DENVER, CO 23,26523.3k $4.0m $4.0m 1.13% Reduced -112 -112
97 JOHNSON INVESTMENT COUNSEL INC 0.05% of their portfolio Cincinnati, OH 22,62722.6k $3.9m $3.9m 0.05% Reduced -35 -35
98 Manchester Capital Management LLC 0.55% of their portfolio MANCHESTER, VT 21,85421.9k $3.7m $3.7m 0.55% Unchanged
99 McKinley Carter Wealth Services, Inc. 0.31% of their portfolio WHEELING, WV 21,43921.4k $3.7m $3.7m 0.31% New
100 CULBERTSON A N & CO INC 0.76% of their portfolio Charlottesville, VA 21,25921.3k $3.6m $3.6m 0.76% Added +792 +792