Vault-13

ISHARES TR IMCB

MRGSTR MD CP ETF · ETP · CUSIP 464288208

152 institutional holders +9 vs Q3 2022
6,334,5406.3m shares reported held*
$376.1mreported value*
13 new 39 added 48 reduced 9 sold out net sold ≈ $391.4k (-6.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.38. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 143Q4 22: 152152Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022143
Q4 2022152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $91.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$91.6m$00.00
Q4 2022$0$0—

Biggest buyers

UBS Group AG Added +90,402+90.4k
MORGAN STANLEY Added +54,429+54.4k
Composition Wealth, LLC New +43,267+43.3k
MEANS INVESTMENT CO., INC. Added +24,324+24.3k
RFG Advisory, LLC New +10,574+10.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,381+8.4k
WELLS FARGO & COMPANY/MN Added +8,080+8.1k
Sunburst Financial Group, LLC Added +7,257+7.3k
Divergent Wealth Advisors New +6,206+6.2k
AVANTAX ADVISORY SERVICES, INC. Added +5,483+5.5k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -53,677-53.7k
Karp Capital Management Corp Sold out -43,246-43.2k
ROYAL BANK OF CANADA Reduced -32,978-33.0k
CITADEL ADVISORS LLC Sold out -25,326-25.3k
FLOW TRADERS U.S. LLC Sold out -24,249-24.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -21,983-22.0k
LPL Financial LLC Reduced -20,360-20.4k
RAYMOND JAMES & ASSOCIATES Reduced -15,406-15.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -8,436-8.4k
Gladstone Institutional Advisory LLC Reduced -7,187-7.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,165,5941.2m $68.4m $68.4m 0.03% Added +90.4k +90,402
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 945,845945.8k $55.5m $55.5m 0.01% Added +54.4k +54,429
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 393,354393.4k $23.1m $23.1m 0.02% Reduced -20.4k -20,360
4 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 335,842335.8k $19.7m $19.7m 0.02% Reduced -15.4k -15,406
5 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 303,829303.8k $17.8m $17.8m 0.04% Reduced -8.4k -8,436
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 250,763250.8k $14.7m $14.7m 0.00% Added +8.1k +8,080
7 AVANTAX ADVISORY SERVICES, INC. 0.17% of their portfolio DALLAS, TX 213,091213.1k $12.5m $12.5m 0.17% Added +5.5k +5,483
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 181,485181.5k $10.6m $10.6m 0.00% Added +2.7k +2,711
9 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 167,557167.6k $9.8m $9.8m 0.02% Reduced -5.2k -5,177
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 163,405163.4k $9.6m $9.6m 0.00% Reduced -869 -869
11 Matrix Trust Co 2.21% of their portfolio DENVER, CO 148,922148.9k $8.7m $8.7m 2.21% Added +340 +340
12 PACIFIC FINANCIAL GROUP INC 4.22% of their portfolio NASHVILLE, TN 95,99096.0k $5.6m $5.6m 4.22% Reduced -3.7k -3,700
13 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 1.98% of their portfolio BERMUDA RUN, NC 95,29895.3k $5.6m $5.6m 1.98% Reduced -1.9k -1,924
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 89,91989.9k $5.3m $5.3m 0.01% Reduced -53.7k -53,677
15 Gladstone Institutional Advisory LLC 0.35% of their portfolio Bedminster, NJ 85,07985.1k $5.0m $5.0m 0.35% Reduced -7.2k -7,187
16 Benchmark Wealth Management, LLC 3.57% of their portfolio OLD LYME, CT 84,46884.5k $5.0m $5.0m 3.57% Reduced -891 -891
17 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 75,85575.9k $4.5m $4.5m 0.04% Reduced -5.2k -5,157
18 YARGER WEALTH STRATEGIES, LLC 5.26% of their portfolio WESTERVILLE, OH 72,35772.4k $4.2m $4.2m 5.26% Added +349 +349
19 Sunburst Financial Group, LLC 1.46% of their portfolio VESTAVIA HILLS, AL 62,33162.3k $3.7m $3.7m 1.46% Added +7.3k +7,257
20 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 53,70553.7k $3.2m $3.2m 0.05% Added +234 +234
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,67253.7k $3.1m $3.1m 0.00% Reduced -22.0k -21,983
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,11547.1k $2.8m $2.8m 0.00% Reduced -33.0k -32,978
23 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 45,89945.9k $2.7m $2.7m 0.02% Reduced -6.9k -6,888
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,38043.4k $2.5m $2.5m 0.00% Unchanged
25 Composition Wealth, LLC 0.09% of their portfolio LOS ANGELES, CA 43,26743.3k $2.5m $2.5m 0.09% New
26 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 41,09141.1k $6.7m $6.7m 0.02% First filing
27 Goldstein Advisors, LLC 0.57% of their portfolio Madison, WI 39,93339.9k $2.3m $2.3m 0.57% First filing
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 39,61639.6k $2.3m $2.3m 0.01% Added +3.1k +3,122
29 Brand Asset Management Group, Inc. 1.14% of their portfolio CHESTERFIELD, MO 38,37038.4k $2.3m $2.3m 1.14% Reduced -206 -206
30 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 37,90137.9k $2.2m $2.2m 0.01% Reduced -2.0k -2,048
31 MEANS INVESTMENT CO., INC. 0.44% of their portfolio BANGOR, ME 37,35737.4k $2.2m $2.2m 0.44% Added +24.3k +24,324
32 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 36,50036.5k $2.1m $2.1m 0.00% Reduced -2.0k -1,976
33 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 32,99833.0k $1.9m $1.9m 0.02% Added +4.6k +4,569
34 Marshall Financial Group, LLC 0.72% of their portfolio Hunt Valley, MD 31,78631.8k $1.9m $1.9m 0.72% Added +3.3k +3,274
35 FLAGSTAR SECURITIES, INC 0.58% of their portfolio New York, NY 28,16228.2k $1.7m $1.7m 0.58% Reduced -1.3k -1,255
36 Ten Capital Wealth Advisors, LLC 0.62% of their portfolio SPOKANE, WA 26,26826.3k $1.5m $1.5m 0.62% Reduced -141 -141
37 Global Retirement Partners, LLC 0.11% of their portfolio San Rafael, CA 26,19226.2k $1.5m $1.5m 0.11% Reduced -3.2k -3,172
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,56525.6k $1.5m $1.5m 0.00% Added +8.4k +8,381
39 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 23,95724.0k $1.4m $1.4m 0.02% Added +500 +500
40 OmniStar Financial Group, Inc. 1.53% of their portfolio Wilmington, NC 22,94922.9k $1.3m $1.3m 1.53% Reduced -2.7k -2,653
41 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 22,41822.4k $1.3m $1.3m 0.05% Added +274 +274
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,28222.3k $1.3m $1.3m 0.00% Reduced -583 -583
43 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 21,93721.9k $1.3m $1.3m 0.00% Added +4.0k +3,968
44 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 21,28521.3k $1.2m $1.2m 0.01% Added +119 +119
45 Apollon Wealth Management, LLC 0.08% of their portfolio MOUNT PLEASANT, SC 20,38820.4k $1.2m $1.2m 0.08% Unchanged
46 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 20,12920.1k $1.2m $1.2m 0.02% Added +272 +272
47 PARSONS CAPITAL MANAGEMENT INC/RI 0.10% of their portfolio PROVIDENCE, RI 19,66819.7k $1.2m $1.2m 0.10% Unchanged
48 Pitti Group Wealth Management, LLC 1.24% of their portfolio VICTOR, NY 17,70317.7k $1.0m $1.0m 1.24% Added +4.7k +4,738
49 World Investment Advisors 0.24% of their portfolio LINCROFT, NJ 17,70117.7k $1.0m $1.0m 0.24% Added +221 +221
50 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 15,10815.1k $886.4k $886.4k 0.07% Reduced -296 -296
51 CWM, LLC 0.01% of their portfolio OMAHA, NE 13,79813.8k $810.0k $810.0k 0.01% Reduced -100 -100
52 NWAM LLC 0.07% of their portfolio MERCER ISLAND, WA 13,63413.6k $799.9k $799.9k 0.07% Added +1.5k +1,541
53 Patriot Financial Group Insurance Agency, LLC 0.17% of their portfolio Westborough, MA 13,20613.2k $774.8k $774.8k 0.17% Added +1.5k +1,511
54 Empirical Asset Management, LLC 0.81% of their portfolio WELLESLEY, MA 13,09513.1k $768.3k $768.3k 0.81% Reduced -1.1k -1,110
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,63312.6k $741.2k $741.2k 0.00% Reduced -37 -37
56 S.A. Mason LLC 0.55% of their portfolio HOLLAND, MI 12,56112.6k $737.0k $737.0k 0.55% Reduced -1.3k -1,257
57 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 12,40012.4k $727.5k $727.5k 0.00% Unchanged
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 12,34612.3k $724.3k $724.3k 0.06% Reduced -34 -34
59 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 11,95612.0k $701.0k $701.0k 0.02% Unchanged
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,89311.9k $698.0k $698.0k 0.00% Reduced -1.4k -1,355
61 Apella Capital, LLC 0.06% of their portfolio WEST HARTFORD, CT 11,53211.5k $676.6k $676.6k 0.06% Unchanged
62 Summit Asset Management, LLC 0.19% of their portfolio MEMPHIS, TN 11,40711.4k $669.2k $669.2k 0.19% Reduced -33 -33
63 PPS&V ASSET MANAGEMENT CONSULTANTS, INC. 0.63% of their portfolio PORTAGE, MI 11,24311.2k $659.6k $659.6k 0.63% First filing
64 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 10,57410.6k $682.1k $682.1k 0.03% New
65 TRUEFG, LLC 0.29% of their portfolio CEDAR PARK, TX 10,32110.3k $605.5k $605.5k 0.29% Reduced -42 -42
66 Liberty Capital Management, Inc. 0.21% of their portfolio BIRMINGHAM, MI 10,20010.2k $598.4k $598.4k 0.21% Unchanged
67 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 9,9099.9k $581.4k $581.4k 0.00% Added +43 +43
68 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 9,8399.8k $577.3k $577.3k 0.02% Reduced -19 -19
69 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 9,2029.2k $540.0k $540.0k 0.00% Added +4.9k +4,934
70 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 8,5618.6k $502.3k $502.3k 0.05% Reduced -4.6k -4,630
71 DB Wealth Management Group, LLC 0.32% of their portfolio SAN DIEGO, CA 8,5088.5k $499.2k $499.2k 0.32% Added +165 +165
72 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,4688.5k $497.0k $497.0k 0.01% Reduced -305 -305
73 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 7,4507.5k $437.1k $437.1k 0.02% Added +3.4k +3,364
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,0647.1k $414.0k $414.0k 0.00% Reduced -1.2k -1,228
75 Kaydan Wealth Management, Inc. 0.16% of their portfolio FENTON, MI 6,6206.6k $388.4k $388.4k 0.16% Unchanged
76 Financial Futures Ltd Liability Co. 0.35% of their portfolio BRIELLE, NJ 6,6066.6k $387.6k $387.6k 0.35% Reduced -131 -131
77 Haverford Trust Co 0.00% of their portfolio Radnor, PA 6,5176.5k $382.4k $382.4k 0.00% Unchanged
78 Good Life Advisors, LLC 0.05% of their portfolio READING, PA 6,2726.3k $368.0k $368.0k 0.05% Reduced -168 -168
79 Divergent Wealth Advisors 0.09% of their portfolio SOUTH JORDAN, UT 6,2066.2k $364.1k $364.1k 0.09% New
80 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 5,9005.9k $346.2k $346.2k 0.04% Reduced -500 -500
81 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,4145.4k $317.6k $317.6k 0.01% Unchanged
82 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 5,3175.3k $312.0k $312.0k 0.01% Reduced -5.7k -5,706
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,2455.2k $325.0k $325.0k 0.00% Reduced -2.4k -2,368
84 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 5,1555.2k $302.5k $302.5k 0.01% Added +433 +433
85 Procyon Advisors, LLC 0.05% of their portfolio SHELTON, CT 4,9114.9k $288.1k $288.1k 0.05% Added +52 +52
86 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 4,6004.6k $269.9k $269.9k 0.02% Reduced -4 -4
87 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 4,2944.3k $251.9k $251.9k 0.01% Added +110 +110
88 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 4,2474.2k $249.2k $249.2k 0.01% New
89 Wealth Management Associates, Inc. 0.16% of their portfolio Cherry Hill, NJ 4,2224.2k $247.7k $247.7k 0.16% Unchanged
90 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,2004.2k $246.4k $246.4k 0.00% Added +140 +140
91 Clearwater Capital Advisors, LLC 0.03% of their portfolio HOFFMAN ESTATES, IL 3,8963.9k $228.6k $228.6k 0.03% Unchanged
92 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 3,8283.8k $224.6k $224.6k 0.03% Unchanged
93 Ipsen Advisor Group LLC 0.25% of their portfolio LITTLE ROCK, AR 3,6963.7k $216.8k $216.8k 0.25% First filing
94 Windsor Wealth Management, Inc. 0.05% of their portfolio INDIANAPOLIS, IN 3,6323.6k $218.0k $218.0k 0.05% Unchanged
95 Robertson Stephens Wealth Management, LLC 0.02% of their portfolio San Francisco, CA 3,5603.6k $208.9k $208.9k 0.02% New
96 COUNTRY TRUST BANK 0.01% of their portfolio Bloomington, IL 3,1123.1k $182.6k $182.6k 0.01% Unchanged
97 FinTrust Capital Advisors, LLC 0.04% of their portfolio Greenville, SC 3,1043.1k $182.1k $182.1k 0.04% Unchanged
98 BARRETT & COMPANY, INC. 0.12% of their portfolio PROVIDENCE, RI 3,0953.1k $181.5k $181.5k 0.12% Unchanged
99 FARMERS & MERCHANTS INVESTMENTS INC 0.01% of their portfolio LINCOLN, NE 3,0123.0k $176.7k $176.7k 0.01% Unchanged
100 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 3,0003.0k $176.0k $176.0k 0.00% Unchanged