Vault-13

SOCIETAL CDMO INC REPH

COM · Common Stock · CUSIP 75629F109

48 institutional holders +1 vs Q3 2022
47,711,19447.7m shares reported held*
$71.1mreported value*
9 new 13 added 10 reduced 10 sold out net bought ≈ $33.4m (+22.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.49. Options: 3 managers hold calls ($83.3k notional), 2 hold puts ($1.8k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 4848Q3 22Q4 22
Numbers
QuarterHolders
Q3 202247
Q4 202248

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $311.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $83.3kQ4 22 puts: $1.8kQ4 22P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$311.0k$00.00
Q4 2022$83.3k$1.8k0.02

Biggest buyers

First Light Asset Management, LLC New +8,571,870+8.6m
AWM Investment Company, Inc. Added +3,236,363+3.2m
Driehaus Capital Management LLC New +2,864,804+2.9m
ROYCE & ASSOCIATES LP New +1,775,000+1.8m
Alyeska Investment Group, L.P. Added +1,576,857+1.6m
Samjo Capital LLC Added +1,430,000+1.4m
Cowen Prime Advisors LLC Added +1,103,000+1.1m
VANGUARD GROUP INC Added +957,618+957.6k
Walleye Capital LLC New +673,174+673.2k
Clear Harbor Asset Management, LLC Added +366,194+366.2k

Biggest sellers

Russell Investments Group, Ltd. Sold out -300,427-300.4k
Boston Partners Sold out -92,246-92.2k
D. E. Shaw & Co., Inc. Sold out -77,335-77.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -48,115-48.1k
Running Point Capital Advisors, LLC Sold out -20,000-20.0k
BBR PARTNERS, LLC Sold out -18,000-18.0k
MILLENNIUM MANAGEMENT LLC Reduced -14,977-15.0k
TWO SIGMA ADVISERS, LP Sold out -14,100-14.1k
EAGLE ASSET MANAGEMENT INC Reduced -12,103-12.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,162-11.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $74.2k49.8k shares
CITADEL ADVISORS LLC Reduced $9.1k6.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $1.8k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AWM Investment Company, Inc. 1.90% of their portfolio NEW YORK, NY 8,846,0528.8m $13.2m $13.2m 1.90% Added +3.2m +3,236,363
2 First Light Asset Management, LLC 1.19% of their portfolio Edina, MN 8,571,8708.6m $12.8m $12.8m 1.19% New
3 Cowen Prime Advisors LLC 2.64% of their portfolio New York, NY 4,312,4004.3m $6.4m $6.4m 2.64% Added +1.1m +1,103,000
4 Samjo Capital LLC 6.36% of their portfolio NEW YORK, NY 4,050,0004.0m $6.0m $6.0m 6.36% Added +1.4m +1,430,000
5 Driehaus Capital Management LLC 0.06% of their portfolio Chicago, IL 2,864,8042.9m $4.3m $4.3m 0.06% New
6 Alyeska Investment Group, L.P. 0.04% of their portfolio CHICAGO, IL 2,645,2432.6m $3.9m $3.9m 0.04% Added +1.6m +1,576,857
7 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,640,5592.6m $3.9m $3.9m 0.00% Added +957.6k +957,618
8 Athyrium Capital Management, LP 1.38% of their portfolio New York, NY 2,202,4202.2m $3.3m $3.3m 1.38% Unchanged
9 ROYCE & ASSOCIATES LP 0.03% of their portfolio New York, NY 1,775,0001.8m $2.6m $2.6m 0.03% New
10 Caligan Partners LP 1.99% of their portfolio NEW YORK, NY 1,603,2141.6m $2.4m $2.4m 1.99% First filing
11 First Eagle Investment Management, LLC 0.01% of their portfolio NEW YORK, NY 1,328,7921.3m $2.0m $2.0m 0.01% Added +309.7k +309,714
12 Rubric Capital Management LP 0.07% of their portfolio NEW YORK, NY 1,076,5871.1m $1.6m $1.6m 0.07% Unchanged
13 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 1,039,0171.0m $1.5m $1.5m 0.03% Unchanged
14 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 909,817909.8k $1.4m $1.4m 0.00% Reduced -48.1k -48,115
15 KORNITZER CAPITAL MANAGEMENT INC /KS 0.02% of their portfolio SHAWNEE MISSION, KS 690,000690.0k $1.0m $1.0m 0.02% Unchanged
16 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 673,174673.2k $1.0m $1.0m 0.02% New
17 Clear Harbor Asset Management, LLC 0.11% of their portfolio Stamford, CT 607,666607.7k $905.4k $905.4k 0.11% Added +366.2k +366,194
18 BlackRock Inc. 0.00% of their portfolio New York, NY 398,748398.7k $594.1k $594.1k 0.00% Added +3.4k +3,370
19 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 382,339382.3k $569.0k $569.0k 0.00% Added +9.0k +9,035
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 249,600249.6k $371.9k $371.9k 0.01% Unchanged
21 TITLEIST ASSET MANAGEMENT, LTD. 0.06% of their portfolio San Antonio, TX 174,751174.8k $260.4k $260.4k 0.06% Added +7.1k +7,058
22 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 119,158119.2k $177.5k $177.5k 0.00% Added +3.8k +3,782
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 111,337111.3k $165.9k $165.9k 0.00% Reduced -446 -446
24 HighMark Wealth Management LLC 0.09% of their portfolio ST. PAUL, MN 81,98882.0k $122.2k $122.2k 0.09% New
25 HOURGLASS CAPITAL, LLC 0.03% of their portfolio HOUSTON, TX 60,00060.0k $89.4k $89.4k 0.03% Unchanged
26 Amplius Wealth Advisors, LLC 0.01% of their portfolio BLUE BELL, PA 48,80048.8k $72.7k $72.7k 0.01% Unchanged
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,98346.0k $68.5k $68.5k 0.00% New
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 37,04737.0k $55.2k $55.2k 0.00% Unchanged
29 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 29,15029.1k $43.4k $43.4k 0.00% Unchanged
30 EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio ST PETERSBURG, FL 24,25524.3k $33.0k $33.0k 0.00% Reduced -12.1k -12,103
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,00022.0k $32.8k $32.8k 0.00% Added +7.8k +7,840
32 Weaver Consulting Group 0.01% of their portfolio HUNTINGTON BEACH, CA 17,13517.1k $25.5k $25.5k 0.01% Reduced -1.8k -1,750
33 WYNNEFIELD CAPITAL INC 0.01% of their portfolio NEW YORK, NY 13,00013.0k $19.4k $19.4k 0.01% Unchanged
34 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 12,00012.0k $17.9k $17.9k 0.00% Reduced -6.1k -6,081
35 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 10,87610.9k $16.0k $16.0k 0.00% Reduced -15.0k -14,977
36 DIMENSION CAPITAL MANAGEMENT LLC 0.00% of their portfolio Coral Gables, FL 10,59210.6k $15.8k $15.8k 0.00% Reduced -1.5k -1,504
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,52610.5k $15.7k $15.7k 0.00% Unchanged
38 FREEDOM WEALTH ALLIANCE, LLC 0.02% of their portfolio BROOKFIELD, WI 7,9307.9k $11.8k $11.8k 0.02% First filing
39 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6,5756.6k $10.0k $10.0k 0.00% Reduced -2.5k -2,458
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,2545.3k $7.8k $7.8k 0.00% New
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,9482.9k $4.4k $4.4k 0.00% Added +9 +9
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,5002.5k $4.0k $4.0k 0.00% Unchanged
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 866866 $1.3k $1.3k 0.00% Reduced -1 -1
44 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 500500 $745 $745 0.00% New
45 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 317317 $472 $472 0.00% Unchanged
46 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 225225 $335 $335 0.00% New
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 179179 $267 $267 0.00% Reduced -1.2k -1,199
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged