Vault-13

PROSHARES TR SH

SHORT S&P 500 NE · ETP · CUSIP 74347B425

254 institutional holders +1 vs Q3 2022
83,542,39683.5m shares reported held*
$1.3bnreported value*
54 new 75 added 81 reduced 59 sold out net sold ≈ $509.0m (-31.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.03. Options: 5 managers hold calls ($7.8m notional), 4 hold puts ($2.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 253Q4 22: 254254Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022253
Q4 2022254

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $26.9mQ3 22 puts: $3.0mQ3 22P/C 0.11Q4 22 calls: $7.8mQ4 22 puts: $2.8mQ4 22P/C 0.36
Numbers
QuarterCallsPutsP/C
Q3 2022$26.9m$3.0m0.11
Q4 2022$7.8m$2.8m0.36

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV New +1,750,080+1.8m
UBS Group AG Added +1,605,531+1.6m
WESTWOOD HOLDINGS GROUP INC New +1,009,702+1.0m
Prostatis Group LLC New +604,905+604.9k
Baird Financial Group, Inc. Added +575,544+575.5k
Elite Wealth Management, Inc. New +575,103+575.1k
MORGAN STANLEY Added +530,757+530.8k
Foundations Investment Advisors, LLC New +526,743+526.7k
SCHOLTZ & COMPANY, LLC New +486,731+486.7k
JANE STREET GROUP, LLC Added +468,700+468.7k

Biggest sellers

Forward Management, LLC Sold out -13,354,343-13.4m
L & S Advisors Inc Sold out -3,876,143-3.9m
Integrated Advisors Network LLC Reduced -3,372,608-3.4m
RETIREMENT CAPITAL STRATEGIES Reduced -2,377,256-2.4m
Paragon Wealth Strategies, LLC Sold out -2,096,868-2.1m
Main Street Research LLC Sold out -1,912,464-1.9m
Financial Management Professionals, Inc. Reduced -1,286,052-1.3m
STABLEFORD CAPITAL II LLC Reduced -1,061,139-1.1m
HRT FINANCIAL LP Reduced -914,218-914.2k
Heck Capital Advisors, LLC Sold out -866,901-866.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.9m307.2k shares
CITADEL ADVISORS LLC Reduced $2.5m153.7k shares
Walleye Trading LLC New $224.4k14.0k shares
Cutler Group LLC / CA Added $146.0k719.7k shares
HAP Trading, LLC Reduced $77.0k87.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m129.2k shares
CITADEL ADVISORS LLC Added $716.5k44.7k shares
Walleye Trading LLC New $24.0k1.5k shares
Cutler Group LLC / CA Reduced $3.0k5.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 12,730,77412.7m $204.1m $204.1m 0.02% Added +530.8k +530,757
2 Stack Financial Management, Inc 17.42% of their portfolio WHITEFISH, MT 10,804,43110.8m $173.2m $173.2m 17.42% Added +130.0k +130,031
3 Baird Financial Group, Inc. 0.30% of their portfolio MILWAUKEE, WI 7,100,8687.1m $113.8m $113.8m 0.30% Added +575.5k +575,544
4 UBS Group AG 0.04% of their portfolio ZURICH, V8 5,674,7675.7m $91.0m $91.0m 0.04% Added +1.6m +1,605,531
5 Kaydan Wealth Management, Inc. 19.43% of their portfolio FENTON, MI 3,030,5943.0m $48.6m $48.6m 19.43% Added +261.7k +261,746
6 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 2,603,2342.6m $41.7m $41.7m 0.10% Reduced -720.5k -720,536
7 Oxbow Advisors, LLC 5.53% of their portfolio Austin, TX 1,829,1571.8m $29.3m $29.3m 5.53% Added +37.8k +37,825
8 Mirador Capital Partners LP 6.64% of their portfolio PLEASANTON, CA 1,752,4601.8m $28.1m $28.1m 6.64% Added +188.3k +188,348
9 MERCER GLOBAL ADVISORS INC /ADV 0.14% of their portfolio DENVER, CO 1,750,0801.8m $28.1m $28.1m 0.14% New
10 B. Riley Wealth Advisors, Inc. 0.78% of their portfolio MEMPHIS, TN 1,729,9741.7m $27.7m $27.7m 0.78% Reduced -24.0k -24,026
11 WESTWOOD HOLDINGS GROUP INC 0.14% of their portfolio DALLAS, TX 1,009,7021.0m $16.2m $16.2m 0.14% New
12 TELEMUS CAPITAL, LLC 1.43% of their portfolio Southfield, MI 991,123991.1k $15.6m $15.6m 1.43% Added +61.2k +61,223
13 NEIRG Wealth Management, LLC 2.96% of their portfolio NORTH ANDOVER, MA 982,126982.1k $15.7m $15.7m 2.96% Added +303.4k +303,436
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 972,996973.0k $15.6m $15.6m 0.01% Added +47.1k +47,146
15 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 944,384944.4k $15.1m $15.1m 0.11% Added +55.3k +55,320
16 InterOcean Capital Group, LLC 0.55% of their portfolio NASHVILLE, TN 934,049934.0k $15.0m $15.0m 0.55% Added +36.5k +36,505
17 Advisory Services Network, LLC 0.42% of their portfolio ATLANTA, GA 859,937859.9k $13.8m $13.8m 0.42% Reduced -144.2k -144,162
18 GREENHAVEN ASSOCIATES INC 0.20% of their portfolio Purchase, NY 695,000695.0k $11.1m $11.1m 0.20% Unchanged
19 CPR Investments Inc. 10.88% of their portfolio Rochester, MI 683,229683.2k $11.0m $11.0m 10.88% Reduced -48.4k -48,404
20 HCR Wealth Advisors 2.29% of their portfolio LOS ANGELES, CA 681,062681.1k $10.9m $10.9m 2.29% Added +151.4k +151,382
21 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 625,766625.8k $10.0m $10.0m 0.02% Added +468.7k +468,700
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 621,382621.4k $10.0m $10.0m 0.01% Reduced -358.3k -358,347
23 SlateStone Wealth, LLC 2.37% of their portfolio JUPITER, FL 611,682611.7k $9.8m $9.8m 2.37% Added +135.6k +135,562
24 Prostatis Group LLC 5.94% of their portfolio HANOVER, MD 604,905604.9k $9.7m $9.7m 5.94% New
25 Lattice Capital Management, LLC 13.94% of their portfolio KIRKLAND, WA 584,900584.9k $9.4m $9.4m 13.94% Added +395.4k +395,400
26 Elite Wealth Management, Inc. 4.66% of their portfolio KIRKLAND, WA 575,103575.1k $9.2m $9.2m 4.66% New
27 RIA Advisory Group LLC 4.83% of their portfolio Des Moines, IA 526,778526.8k $8.3m $8.3m 4.83% First filing
28 Foundations Investment Advisors, LLC 0.34% of their portfolio PHOENIX, AZ 526,743526.7k $8.4m $8.4m 0.34% New
29 Naman Capital Ltda 7.42% of their portfolio Sao Paulo, D5 520,000520.0k $8.3m $8.3m 7.42% Unchanged
30 SCHOLTZ & COMPANY, LLC 5.52% of their portfolio STAMFORD, CT 486,731486.7k $7.8m $7.8m 5.52% New
31 Silverleafe Capital Partners, LLC 5.13% of their portfolio GERMANTOWN, TN 484,840484.8k $7.8m $7.8m 5.13% Added +343.9k +343,948
32 IronBridge Private Wealth, LLC 6.28% of their portfolio Austin, TX 475,828475.8k $7.6m $7.6m 6.28% Added +103.3k +103,346
33 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 455,442455.4k $4.3m $4.3m 0.13% Reduced -622.4k -622,439
34 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 447,874447.9k $7.2m $7.2m 0.02% Added +410.8k +410,839
35 Brookstone Capital Management 0.13% of their portfolio WHEATON, IL 412,202412.2k $6.5m $6.5m 0.13% Added +34.5k +34,468
36 DOLIVER ADVISORS, LP 2.12% of their portfolio HOUSTON, TX 402,413402.4k $6.5m $6.5m 2.12% Added +12.6k +12,631
37 Compass Financial Group, Inc. 4.14% of their portfolio DEERFIELD BEACH, FL 396,426396.4k $6.4m $6.4m 4.14% Reduced -4.4k -4,374
38 Lionsbridge Wealth Management LLC 6.18% of their portfolio JACKSONVILLE BEACH, FL 395,676395.7k $6.3m $6.3m 6.18% Reduced -245.3k -245,271
39 VISTA FINANCE, LLC 8.83% of their portfolio Clayton, MO 391,705391.7k $6.3m $6.3m 8.83% Reduced -48.2k -48,205
40 GUARDIAN WEALTH ADVISORS, LLC / NC 1.15% of their portfolio RALEIGH, NC 372,483372.5k $6.0m $6.0m 1.15% Reduced -4.2k -4,225
41 Spectrum Asset Management, Inc. (NB/CA) 2.86% of their portfolio NEWPORT BEACH, CA 368,488368.5k $5.9m $5.9m 2.86% Reduced -607.3k -607,280
42 AXXCESS WEALTH MANAGEMENT, LLC 0.48% of their portfolio CARLSBAD, CA 361,257361.3k $5.8m $5.8m 0.48% Reduced -188.9k -188,925
43 FIRST NATIONAL CORP /MA/ /ADV 1.40% of their portfolio ROCKLAND, MA 353,950353.9k $5.7m $5.7m 1.40% Reduced -287.4k -287,393
44 FOURPATH CAPITAL MANAGEMENT, LLC 4.09% of their portfolio OKLAHOMA CITY, OK 350,709350.7k $5.6m $5.6m 4.09% Added +15.3k +15,310
45 Jump Financial, LLC 0.29% of their portfolio Chicago, IL 339,331339.3k $5.4m $5.4m 0.29% New
46 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 330,789330.8k $5.3m $5.3m 0.01% Added +304.1k +304,063
47 Truadvice, LLC 2.65% of their portfolio SARASOTA, FL 325,430325.4k $5.0m $5.0m 2.65% Reduced -644.0k -643,951
48 Mutual Advisors, LLC 0.23% of their portfolio OMAHA, NE 325,209325.2k $5.2m $5.2m 0.23% Added +185.0k +184,972
49 TAP Consulting, LLC 1.32% of their portfolio KIRKWOOD, MO 315,096315.1k $5.1m $5.1m 1.32% Reduced -66.9k -66,931
50 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 310,434310.4k $4.9m $4.9m 0.13% Reduced -738.7k -738,747
51 Trek Financial, LLC 0.49% of their portfolio Scottsdale, AZ 308,774308.8k $4.9m $4.9m 0.49% New
52 Claraphi Advisory Network, LLC 1.96% of their portfolio ALISO VIEJO, X1 307,270307.3k $4.9m $4.9m 1.96% Added +180.7k +180,713
53 Squarepoint Ops LLC 0.05% of their portfolio NEW YORK, NY 302,527302.5k $8.4m $8.4m 0.05% New
54 Solstein Capital, LLC 4.03% of their portfolio Menlo Park, CA 300,455300.5k $4.8m $4.8m 4.03% Reduced -21.4k -21,435
55 Ethos Financial Group, LLC 1.56% of their portfolio KING OF PRUSSIA, PA 286,108286.1k $4.6m $4.6m 1.56% First filing
56 Western Wealth Management, LLC 0.46% of their portfolio GOLDEN, CO 282,741282.7k $4.5m $4.5m 0.46% Reduced -38.8k -38,800
57 Lowe Wealth Advisors, LLC 2.31% of their portfolio COLUMBIA, MD 261,382261.4k $4.2m $4.2m 2.31% Added +36.3k +36,320
58 FOCUS Wealth Advisors, LLC 2.89% of their portfolio HOUSTON, TX 261,103261.1k $4.2m $4.2m 2.89% Reduced -758 -758
59 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 260,400260.4k $4.2m $4.2m 0.01% Reduced -469.0k -469,000
60 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 257,281257.3k $4.1m $4.1m 0.02% Reduced -137.9k -137,935
61 Spectrum Planning & Advisory Services Inc. 5.58% of their portfolio SAN DIEGO, CA 255,221255.2k $4.1m $4.1m 5.58% Added +3.6k +3,572
62 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 249,826249.8k $4.0m $4.0m 0.00% Added +212.3k +212,301
63 Clear Creek Financial Management, LLC 0.87% of their portfolio SILVERDALE, WA 247,010247.0k $4.0m $4.0m 0.87% Reduced -9.9k -9,887
64 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 246,481246.5k $4.0m $4.0m 0.09% Reduced -247.4k -247,381
65 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 233,995234.0k $3.8m $3.8m 0.02% Added +132.5k +132,473
66 CWM, LLC 0.03% of their portfolio OMAHA, NE 219,502219.5k $3.5m $3.5m 0.03% Reduced -30.7k -30,659
67 Owen LaRue, LLC 3.49% of their portfolio ELIZABETHTOWN, KY 201,908201.9k $3.2m $3.2m 3.49% First filing
68 Rothschild Capital Partners, LLC 1.32% of their portfolio NEW YORK, NY 195,855195.9k $3.1m $3.1m 1.32% Reduced -291.4k -291,361
69 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 184,288184.3k $3.0m $3.0m 0.00% Reduced -26.1k -26,086
70 Hilltop Holdings Inc. 0.38% of their portfolio DALLAS, TX 183,667183.7k $2.9m $2.9m 0.38% Reduced -40.8k -40,781
71 CreativeOne Wealth, LLC 0.16% of their portfolio OVERLAND PARK, KS 181,763181.8k $2.9m $2.9m 0.16% Added +54.4k +54,382
72 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 180,000180.0k $2.9m $2.9m 0.00% Unchanged
73 COLONY GROUP LLC 0.04% of their portfolio Boston, MA 163,368163.4k $2.6m $2.6m 0.04% Added +24.0k +24,035
74 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 154,609154.6k $2.5m $2.5m 0.04% Reduced -914.2k -914,218
75 Weil Company, Inc. 1.10% of their portfolio SAN DIEGO, CA 150,148150.1k $2.4m $2.4m 1.10% New
76 United Asset Strategies, Inc. 0.32% of their portfolio GARDEN CITY, NY 142,797142.8k $2.3m $2.3m 0.32% Added +2.1k +2,067
77 OmniStar Financial Group, Inc. 2.59% of their portfolio Wilmington, NC 141,972142.0k $2.3m $2.3m 2.59% Added +24.6k +24,617
78 Orion Portfolio Solutions, LLC 0.08% of their portfolio Omaha, NE 141,833141.8k $2.3m $2.3m 0.08% Reduced -7.2k -7,246
79 Lake Hills Wealth Management, LLC 2.22% of their portfolio AUSTIN, TX 138,705138.7k $2.2m $2.2m 2.22% New
80 STERLING INVESTMENT MANAGEMENT, LLC 1.77% of their portfolio TUCSON, AZ 137,499137.5k $2.2m $2.2m 1.77% Added +97.1k +97,119
81 Capital Wealth Planning, LLC 0.03% of their portfolio NAPLES, FL 136,343136.3k $2.2m $2.2m 0.03% Reduced -652 -652
82 Lesa Sroufe & Co 2.32% of their portfolio SEATTLE, WA 130,707130.7k $2.1m $2.1m 2.32% Reduced -154 -154
83 New Harbor Financial Group, LLC 0.97% of their portfolio WORCESTER, MA 130,210130.2k $2.1m $2.1m 0.97% Reduced -16.7k -16,715
84 Meridian Wealth Management, LLC 0.20% of their portfolio LEXINGTON, KY 130,181130.2k $2.1m $2.1m 0.20% Unchanged
85 Tower Research Capital LLC (TRC) 0.09% of their portfolio NEW YORK, NY 129,503129.5k $2.1m $2.1m 0.09% Reduced -225.0k -225,025
86 First Heartland Consultants, Inc. 0.31% of their portfolio LAKE ST. LOUIS, MO 124,673124.7k $2.0m $2.0m 0.31% Reduced -8.5k -8,492
87 Verity Asset Management, Inc. 1.64% of their portfolio DURHAM, NC 119,800119.8k $1.9m $1.9m 1.64% Added +25.8k +25,785
88 Avidian Wealth Enterprises, LLC 0.12% of their portfolio Houston, TX 116,044116.0k $1.9m $1.9m 0.12% Added +1.8k +1,844
89 Laidlaw Wealth Management LLC 0.37% of their portfolio NEW YORK CITY, NY 109,018109.0k $1.7m $1.7m 0.37% Added +1.4k +1,395
90 Xcel Wealth Management, LLC 0.69% of their portfolio Holly Hill, FL 109,000109.0k $1.7m $1.7m 0.69% New
91 EWG Elevate Inc. 0.87% of their portfolio ROSEVILLE, CA 107,804107.8k $1.7m $1.7m 0.87% Reduced -613.5k -613,468
92 Lanham O'Dell & Company, Inc. 3.60% of their portfolio HURRICANE, WV 103,035103.0k $1.7m $1.7m 3.60% Added +70.0k +70,000
93 MORGENS WATERFALL VINTIADIS & CO INC 1.39% of their portfolio NEW YORK, NY 100,000100.0k $1.6m $1.6m 1.39% New
94 Harvest Investment Services, LLC 1.65% of their portfolio Oakbrook Terrace, IL 96,55396.6k $1.5m $1.5m 1.65% Added +17.1k +17,121
95 Integrated Advisors Network LLC 0.10% of their portfolio DALLAS, TX 96,03996.0k $1.5m $1.5m 0.10% Reduced -3.4m -3,372,608
96 HBW ADVISORY SERVICES LLC 0.38% of their portfolio SIMI VALLEY, CA 89,10089.1k $1.4m $1.4m 0.38% Reduced -44.9k -44,901
97 SeaCrest Wealth Management, LLC 0.20% of their portfolio PURCHASE, NY 85,21685.2k $1.4m $1.4m 0.20% Added +6.6k +6,624
98 Global Retirement Partners, LLC 0.09% of their portfolio San Rafael, CA 84,19984.2k $1.3m $1.3m 0.09% Reduced -10.1k -10,063
99 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 84,07584.1k $1.3m $1.3m 0.03% Added +100 +100
100 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 81,49981.5k $1.3m $1.3m 0.00% Reduced -17.8k -17,821