Vault-13

EXCHANGE TRADED CONCEPTS TR

CAPITAL LINK GBL · CUSIP 301505764

21 institutional holders -2 vs Q3 2022
49,83449.8k shares reported held*
$1.3mreported value*
3 new 4 added 2 reduced 6 sold out net sold ≈ $150.9k (-5.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.02.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 2121Q3 22Q4 22
Numbers
QuarterHolders
Q3 202223
Q4 202221

Biggest buyers

OSAIC HOLDINGS, INC. Added +4,219+4.2k
JANE STREET GROUP, LLC Added +3,605+3.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,302+3.3k
UBS Group AG Added +638+638
MONEY CONCEPTS CAPITAL CORP New +110+110
Belpointe Asset Management LLC New +62+62
WELLS FARGO & COMPANY/MN New +3+3

Biggest sellers

CITADEL ADVISORS LLC Sold out -8,813-8.8k
Kestra Advisory Services, LLC Sold out -7,593-7.6k
HighMark Wealth Management LLC Sold out -350-350
ROYAL BANK OF CANADA Reduced -312-312
IFP Advisors, Inc Reduced -240-240
TOTH FINANCIAL ADVISORY CORP Sold out -200-200
Spire Wealth Management Sold out -193-193
Professional Financial Advisors, LLC Sold out -50-50

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,29220.3k $549.3k $549.3k 0.00% Added +3.6k +3,605
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,02911.0k $298.5k $298.5k 0.00% Added +3.3k +3,302
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,3576.4k $172.0k $172.0k 0.00% Added +4.2k +4,219
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,0583.1k $83.0k $83.0k 0.00% Reduced -312 -312
5 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,1022.1k $54.0k $54.0k 0.00% Reduced -240 -240
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,0142.0k $54.5k $54.5k 0.00% Added +638 +638
7 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,0002.0k $54.1k $54.1k 0.00% Unchanged
8 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 2,0002.0k $54.1k $54.1k 0.01% Unchanged
9 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 224224 $6.0k $6.0k 0.00% Unchanged
10 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 176176 $4.8k $4.8k 0.00% First filing
11 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 110110 $3.0k $3.0k 0.00% New
12 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 8080 $2.0k $2.0k 0.00% Unchanged
13 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 7575 $2.0k $2.0k 0.00% Unchanged
14 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 7575 $2.0k $2.0k 0.00% First filing
15 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7070 $1.9k $1.9k 0.00% Unchanged
16 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 6262 $1.7k $1.7k 0.00% New
17 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 6060 $2.2k $2.2k 0.00% Unchanged
18 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2727 $719 $719 0.00% Unchanged
19 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 2020 $541 $541 0.00% Not comparable
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 33 $81 $81 0.00% New
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged