Vault-13

ISHARES TR IBB

ISHARES BIOTECH · ETP · CUSIP 464287556 · ISIN US4642875565

905 institutional holders +75 vs Q3 2022
43,468,26443.5m shares reported held*
$5.7bnreported value*
85 new 256 added 289 reduced 45 sold out net bought ≈ $620.5m (+4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $131.08. Options: 17 managers hold calls ($325.4m notional), 18 hold puts ($511.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 830Q4 22: 905905Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022830
Q4 2022905

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $264.5mQ3 22 puts: $720.7mQ3 22P/C 2.72Q4 22 calls: $325.4mQ4 22 puts: $511.1mQ4 22P/C 1.57
Numbers
QuarterCallsPutsP/C
Q3 2022$264.5m$720.7m2.72
Q4 2022$325.4m$511.1m1.57

Biggest buyers

CAXTON ASSOCIATES LP New +1,156,519+1.2m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +1,058,000+1.1m
Ergoteles LLC Added +664,092+664.1k
GOLDMAN SACHS GROUP INC Added +559,584+559.6k
BANK OF NOVA SCOTIA Added +400,000+400.0k
Johns Hopkins University Added +350,389+350.4k
JPMORGAN CHASE & CO Added +283,756+283.8k
Composition Wealth, LLC Added +257,089+257.1k
TWO SIGMA INVESTMENTS, LP Added +182,200+182.2k
Jefferies Financial Group Inc. New +135,513+135.5k

Biggest sellers

MORGAN STANLEY Reduced -598,056-598.1k
BNP PARIBAS FINANCIAL MARKETS Reduced -454,756-454.8k
BANK OF AMERICA CORP /DE/ Reduced -382,425-382.4k
Main Management ETF Advisors, LLC Sold out -177,480-177.5k
Squarepoint Ops LLC Sold out -139,913-139.9k
Tower Research Capital LLC (TRC) Reduced -78,476-78.5k
PRUDENTIAL PLC Reduced -72,957-73.0k
UBS Group AG Reduced -68,282-68.3k
Main Management LLC Reduced -63,740-63.7k
WELLINGTON MANAGEMENT GROUP LLP Reduced -56,556-56.6k

Biggest calls

CITADEL ADVISORS LLC Added $98.0m746.6k shares
Parallax Volatility Advisers, L.P. Added $75.9m577.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $40.4m307.7k shares
UBS Group AG Added $39.9m303.6k shares
Jefferies Financial Group Inc. New $36.6m279.0k shares
MILLENNIUM MANAGEMENT LLC Reduced $9.3m70.6k shares
BANK OF MONTREAL /CAN/ Added $8.2m61.8k shares
BARCLAYS PLC First filing $6.1m46.5k shares
Paloma Partners Management Co Reduced $4.6m35.2k shares
PEAK6 Investments LLC Added $3.2m24.6k shares

Biggest puts

Elliott Investment Management L.P. Unchanged $190.4m1.4m shares
CITADEL ADVISORS LLC Added $106.1m807.8k shares
Jefferies Financial Group Inc. New $79.2m603.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $47.0m358.3k shares
MILLENNIUM MANAGEMENT LLC Reduced $37.8m287.7k shares
UBS Group AG Unchanged $13.1m100.0k shares
BARCLAYS PLC First filing $9.0m68.4k shares
Parallax Volatility Advisers, L.P. Reduced $8.6m65.6k shares
Paloma Partners Management Co Reduced $7.6m57.8k shares
Pentwater Capital Management LP Unchanged $6.6m50.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.16% of their portfolio CHARLOTTE, NC 9,725,3079.7m $1.3bn $1.3bn 0.16% Reduced -382.4k -382,425
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 3,110,7463.1m $408.4m $408.4m 0.05% Reduced -598.1k -598,056
3 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 1,874,1131.9m $246.1m $246.1m 0.07% Added +559.6k +559,584
4 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 1,830,3151.8m $240.3m $240.3m 0.07% Added +124.0k +124,034
5 CITIGROUP INC 0.31% of their portfolio NEW YORK, NY 1,693,6791.7m $222.4m $222.4m 0.31% Added +127.6k +127,581
6 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.03% of their portfolio TORONTO, A6 1,550,0001.6m $203.5m $203.5m 1.03% Added +1.1m +1,058,000
7 UBS Group AG 0.09% of their portfolio ZURICH, V8 1,467,8421.5m $192.7m $192.7m 0.09% Reduced -68.3k -68,282
8 CAXTON ASSOCIATES LP 11.00% of their portfolio NEW YORK, NY 1,156,5191.2m $151.8m $151.8m 11.00% New
9 JANE STREET GROUP, LLC 0.25% of their portfolio NEW YORK, NY 1,002,5541.0m $131.6m $131.6m 0.25% Added +51.0k +50,999
10 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 900,096900.1k $118.2m $118.2m 0.04% Added +89.3k +89,307
11 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 756,659756.7k $99.3m $99.3m 0.01% Added +283.8k +283,756
12 COMMERCE BANK 0.78% of their portfolio KANSAS CITY, MO 735,626735.6k $96.6m $96.6m 0.78% Added +46.6k +46,620
13 Ergoteles LLC 3.26% of their portfolio NEW YORK, NY 676,767676.8k $88.9m $88.9m 3.26% Added +664.1k +664,092
14 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 632,230632.2k $83.0m $83.0m 0.07% Added +88.7k +88,697
15 Johns Hopkins University 3.65% of their portfolio BALTIMORE, MD 475,389475.4k $62.4m $62.4m 3.65% Added +350.4k +350,389
16 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 452,370452.4k $59.4m $59.4m 0.06% Reduced -7.2k -7,181
17 BANK OF NOVA SCOTIA 0.14% of their portfolio TORONTO, A6 402,940402.9k $52.9m $52.9m 0.14% Added +400.0k +400,000
18 Itau Unibanco Holding S.A. 1.82% of their portfolio SAO PAULO, D5 339,976340.0k $44.7m $44.7m 1.82% Added +96.4k +96,371
19 J.P. Morgan Private Wealth Advisors LLC 0.09% of their portfolio SAN FRANCISCO, CA 297,719297.7k $39.1m $39.1m 0.09% Added +65.1k +65,109
20 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 297,055297.1k $39.0m $39.0m 0.08% Added +123.8k +123,753
21 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 296,935296.9k $39.0m $39.0m 0.04% Added +93.2k +93,171
22 Composition Wealth, LLC 1.31% of their portfolio LOS ANGELES, CA 291,186291.2k $38.2m $38.2m 1.31% Added +257.1k +257,089
23 Bank Julius Baer & Co. Ltd, Zurich 0.25% of their portfolio ZURICH, V8 282,378282.4k $37.1m $37.1m 0.25% Added +6.4k +6,368
24 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 275,522275.5k $36.2m $36.2m 0.09% Added +40.6k +40,640
25 Gradient Investments LLC 1.12% of their portfolio ARDEN HILLS, MN 271,460271.5k $35.6m $35.6m 1.12% Reduced -2.8k -2,780
26 BNP PARIBAS FINANCIAL MARKETS 0.09% of their portfolio PARIS, I0 271,206271.2k $35.6m $35.6m 0.09% Reduced -454.8k -454,756
27 Bronte Capital Management Pty Ltd. 4.27% of their portfolio Bondi Junction, C3 257,615257.6k $33.8m $33.8m 4.27% Reduced -5.5k -5,476
28 MBB PUBLIC MARKETS I LLC 0.93% of their portfolio CHICAGO, IL 253,332253.3k $33.3m $33.3m 0.93% Reduced -24.6k -24,555
29 TWO SIGMA INVESTMENTS, LP 0.10% of their portfolio NEW YORK, NY 238,907238.9k $31.4m $31.4m 0.10% Added +182.2k +182,200
30 Hackensack Meridian Health, Inc. 4.21% of their portfolio EDISON, NJ 228,000228.0k $29.9m $29.9m 4.21% Unchanged
31 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 201,003201.0k $26.4m $26.4m 0.07% Added +17.6k +17,600
32 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 197,372197.4k $25.9m $25.9m 0.02% Added +17.9k +17,857
33 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 195,365195.4k $25.6m $25.6m 0.01% Added +35.3k +35,253
34 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 180,218180.2k $23.7m $23.7m 0.05% Added +39.1k +39,148
35 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 177,036177.0k $23.2m $23.2m 0.03% Added +39.6k +39,599
36 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 162,982163.0k $21.4m $21.4m 0.01% Added +4.4k +4,375
37 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 150,920150.9k $19.8m $19.8m 0.03% Added +21.1k +21,053
38 Wealth High Governance Capital Ltda 13.21% of their portfolio SAO PAULO, D5 140,000140.0k $18.4m $18.4m 13.21% First filing
39 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 137,341137.3k $18.0m $18.0m 0.07% Added +15.6k +15,553
40 Jefferies Financial Group Inc. 0.30% of their portfolio NEW YORK, NY 135,513135.5k $17.8m $17.8m 0.30% New
41 CANADA LIFE ASSURANCE Co 0.05% of their portfolio WINNIPEG, A2 130,851130.9k $17.3m $17.3m 0.05% Reduced -5.2k -5,185
42 ALBION FINANCIAL GROUP /UT 1.63% of their portfolio SALT LAKE CITY, UT 128,930128.9k $16.9m $16.9m 1.63% Added +38 +38
43 Williams Jones Wealth Management, LLC. 0.23% of their portfolio NEW YORK, NY 106,450106.5k $14.0m $14.0m 0.23% Reduced -767 -767
44 DAFNA Capital Management LLC 3.79% of their portfolio LOS ANGELES, CA 102,500102.5k $13.5m $13.5m 3.79% Unchanged
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 96,60196.6k $12.7m $12.7m 0.02% Reduced -31.2k -31,242
46 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 95,98296.0k $12.6m $12.6m 0.07% Reduced -1.9k -1,875
47 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 94,16394.2k $12.4m $12.4m 0.08% Added +79.1k +79,088
48 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 93,12893.1k $12.2m $12.2m 0.08% Added +3.8k +3,828
49 Qube Research & Technologies Ltd 0.07% of their portfolio LONDON, X0 93,07193.1k $12.2m $12.2m 0.07% Added +66.9k +66,932
50 INVESTMENT HOUSE LLC 1.14% of their portfolio REDONDO BEACH, CA 92,40992.4k $12.1m $12.1m 1.14% Added +4.5k +4,525
51 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 88,41188.4k $11.6m $11.6m 0.09% Added +18.0k +17,978
52 PEAPACK GLADSTONE FINANCIAL CORP 0.22% of their portfolio BEDMINSTER, NJ 83,54783.5k $11.0m $11.0m 0.22% Reduced -2.0k -2,015
53 BROWN ADVISORY INC 0.02% of their portfolio BALTIMORE, MD 83,24583.2k $10.9m $10.9m 0.02% Added +7.9k +7,876
54 MMBG INVESTMENT ADVISORS CO. 1.44% of their portfolio MIAMI, FL 83,02583.0k $10.9m $10.9m 1.44% Reduced -6.4k -6,440
55 Ocean Park Asset Management, LLC 0.69% of their portfolio SANTA MONICA, CA 82,80082.8k $10.9m $10.9m 0.69% New
56 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 82,76982.8k $10.9m $10.9m 0.02% Added +4.3k +4,342
57 Atom Investors LP 5.36% of their portfolio AUSTIN, TX 81,68881.7k $10.7m $10.7m 5.36% Reduced -12.4k -12,391
58 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 78,58178.6k $10.3m $10.3m 0.03% Added +63.7k +63,745
59 Crescent Grove Advisors, LLC 1.05% of their portfolio LAKE FOREST, IL 76,99477.0k $10.1m $10.1m 1.05% Added +3.8k +3,765
60 King Wealth Management Group 2.36% of their portfolio SARATOGA SPRINGS, NY 75,09575.1k $9.9m $9.9m 2.36% Reduced -33 -33
61 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 74,20774.2k $9.7m $9.7m 0.02% Added +1.0k +1,035
62 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 2.15% of their portfolio NEW YORK, NY 73,51473.5k $9.7m $9.7m 2.15% Reduced -1.7k -1,708
63 ExodusPoint Capital Management, LP 0.15% of their portfolio NEW YORK, NY 72,66072.7k $9.5m $9.5m 0.15% New
64 Beacon Pointe Advisors, LLC 0.18% of their portfolio NEWPORT BEACH, CA 72,60872.6k $9.5m $9.5m 0.18% Added +7.2k +7,214
65 FACTORY MUTUAL INSURANCE CO 0.14% of their portfolio WALTHAM, MA 71,00071.0k $9.3m $9.3m 0.14% Unchanged
66 Pacific Capital Wealth Advisors, Inc. 2.38% of their portfolio CORONA, CA 70,10970.1k $9.2m $9.2m 2.38% Added +4.3k +4,265
67 KFG WEALTH MANAGEMENT, LLC 9.21% of their portfolio GRANGER, IN 68,48068.5k $9.0m $9.0m 9.21% First filing
68 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 1.06% of their portfolio WASHINGTON, DC 66,84066.8k $8.8m $8.8m 1.06% Reduced -116 -116
69 MAI Capital Management 0.15% of their portfolio INDEPENDENCE, OH 66,83066.8k $8.8m $8.8m 0.15% Added +2.8k +2,776
70 McGuire Investment Group, LLC 1.90% of their portfolio WAKEFIELD, RI 66,81566.8k $8.8m $8.8m 1.90% Added +5.8k +5,836
71 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 65,42265.4k $8.6m $8.6m 0.00% Reduced -56.6k -56,556
72 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 64,55164.6k $8.5m $8.5m 0.01% Added +23.8k +23,799
73 Atlantic Union Bankshares Corp 0.90% of their portfolio GLEN ALLEN, VA 63,85263.9k $8.4m $8.4m 0.90% Added +7.8k +7,824
74 BOULDER HILL CAPITAL MANAGEMENT LP 6.88% of their portfolio NEW YORK, NY 63,15063.1k $8.3m $8.3m 6.88% New
75 Clark Capital Management Group, Inc. 0.08% of their portfolio PHILADELPHIA, PA 62,68962.7k $8.2m $8.2m 0.08% Added +26.3k +26,282
76 SP Asset Management LLC 1.08% of their portfolio CUPERTINO, CA 61,52061.5k $8.1m $8.1m 1.08% First filing
77 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 61,17861.2k $8.0m $8.0m 0.03% First filing
78 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 60,47960.5k $7.9m $7.9m 0.07% Added +11.0k +10,990
79 BlackRock Inc. 0.00% of their portfolio New York, NY 59,81459.8k $7.9m $7.9m 0.00% Unchanged
80 VALICENTI ADVISORY SERVICES INC 2.85% of their portfolio ELMIRA, NY 59,57659.6k $7.8m $7.8m 2.85% Reduced -3.4k -3,360
81 Blume Capital Management, Inc. 2.63% of their portfolio BERKELEY, CA 59,08859.1k $7.8m $7.8m 2.63% Reduced -1.7k -1,690
82 FORBES J M & CO LLP 1.11% of their portfolio Boston, MA 58,70558.7k $7.7m $7.7m 1.11% Reduced -209 -209
83 EVERGREEN CAPITAL MANAGEMENT LLC 0.36% of their portfolio Bellevue, WA 58,63358.6k $7.7m $7.7m 0.36% Added +25.6k +25,610
84 NTV Asset Management LLC 1.49% of their portfolio Charleston, WV 57,75357.8k $7.6m $7.6m 1.49% Added +1.5k +1,505
85 HRT FINANCIAL LP 0.11% of their portfolio NEW YORK, NY 57,74757.7k $7.6m $7.6m 0.11% Reduced -55.5k -55,458
86 APPLETON PARTNERS INC/MA 0.72% of their portfolio BOSTON, MA 57,55157.6k $7.6m $7.6m 0.72% Added +627 +627
87 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 56,81656.8k $7.5m $7.5m 0.12% Reduced -4.4k -4,408
88 MOTCO 0.53% of their portfolio SAN ANTONIO, TX 54,06754.1k $7.1m $7.1m 0.53% Added +239 +239
89 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 52,70652.7k $6.9m $6.9m 0.03% Reduced -3.2k -3,161
90 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 51,79951.8k $6.8m $6.8m 0.02% Added +33.4k +33,400
91 NWAM LLC 0.59% of their portfolio MERCER ISLAND, WA 50,83550.8k $6.7m $6.7m 0.59% Added +36.6k +36,606
92 Strategic Wealth Partners, Ltd. 1.24% of their portfolio INDEPENDENCE, OH 50,80550.8k $6.7m $6.7m 1.24% Added +10.9k +10,945
93 Destiny Wealth Partners, LLC 1.43% of their portfolio TAVARES, FL 50,17950.2k $6.6m $6.6m 1.43% Reduced -9.3k -9,323
94 Colonial Trust Advisors 0.77% of their portfolio SPARTANBURG, SC 48,06648.1k $6.3m $6.3m 0.77% Added +486 +486
95 NEVILLE RODIE & SHAW INC 0.59% of their portfolio NEW YORK, NY 47,99648.0k $6.3m $6.3m 0.59% Reduced -100 -100
96 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 47,22547.2k $666.9k $666.9k 0.02% Added +6.9k +6,895
97 Howard Capital Management Group, LLC 0.72% of their portfolio Los Angeles, CA 45,50645.5k $6.0m $6.0m 0.72% Reduced -335 -335
98 First Interstate Bank 0.43% of their portfolio Billings, MT 44,49244.5k $5.8m $5.8m 0.43% Added +129 +129
99 Tradition Wealth Management, LLC 0.81% of their portfolio EDINA, MN 43,94743.9k $5.8m $5.8m 0.81% Added +684 +684
100 Michelson Medical Research Foundation, Inc. 3.69% of their portfolio Los Angeles, CA 43,39543.4k $5.7m $5.7m 3.69% First filing