Vault-13

KORU MEDICAL SYSTEMS INC KRMD

COM · Common Stock · CUSIP 759910102

42 institutional holders +2 vs Q3 2022
16,656,60516.7m shares reported held*
36.8% of all shares outstanding*
$59.5mreported value*
3 new 13 added 6 reduced 3 sold out net bought ≈ $927.7k (+261.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 45.3m as of 2022-11-09, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.57. Options: 2 managers hold calls ($12.1k notional), 3 hold puts ($357).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 4242Q3 22Q4 22
Numbers
QuarterHolders
Q3 202240
Q4 202242

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ3 22 calls: $0Q3 22 puts: $2.0kQ3 22P/C —Q4 22 calls: $12.1kQ4 22 puts: $357Q4 22P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2022$0$2.0k—
Q4 2022$12.1k$3570.03

Biggest buyers

Meros Investment Management, LP Added +138,407+138.4k
272 Capital LP Added +130,100+130.1k
BOOTHBAY FUND MANAGEMENT, LLC Added +105,037+105.0k
First Light Asset Management, LLC Added +64,309+64.3k
Parkman Healthcare Partners LLC Added +39,590+39.6k
Schonfeld Strategic Advisors LLC New +22,800+22.8k
CITADEL ADVISORS LLC New +19,770+19.8k
NewEdge Advisors, LLC New +13,928+13.9k
MORGAN STANLEY Added +10,642+10.6k
OSAIC HOLDINGS, INC. Added +10,576+10.6k

Biggest sellers

Altium Capital Management LLC Reduced -140,500-140.5k
ADIRONDACK RETIREMENT SPECIALISTS, INC. Reduced -76,415-76.4k
ALBION FINANCIAL GROUP /UT Reduced -55,548-55.5k
Virtu Financial LLC Sold out -18,921-18.9k
Almanack Investment Partners, LLC. Sold out -3,272-3.3k
WELLS FARGO & COMPANY/MN Reduced -1,992-2.0k
ROYAL BANK OF CANADA Reduced -1,720-1.7k
GROUP ONE TRADING LLC Sold out -100-100
SIMPLEX TRADING, LLC Reduced -73-73

Biggest calls

CITADEL ADVISORS LLC New $12.1k3.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $357100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Horton Capital Partners, LLC 13D · may seek influence -1.4 pts · filed 2026-02-13
Stated purposeThe Reporting Persons acquired the shares of Common Stock for investment purposes. The purpose of this Amendment No. 12 is to disclose changes in the beneficial ownership of the shares of Common Stock held by the Reporting Persons including: (i) the issuance of shares of Common Stock to HCPF in consideration for Mr. Manko's service as a director of the Issuer (the "Director Shares"); (ii) that HCPF transferred shares of Common Stock to certain of its limited partners; and (iii) that HCP transferred shares of Common Stock to certain of its members, including Mr. Manko. On January 10, 2024, Horton Freedom, L.P., ("Horton Freedom") in accordance with its terms, transferred 453,231 shares of Common Stock to certain of its limited partners, representing the remaining pro-rata in-kind distribut… Full filing
12.6% -1.4 pts 5.8m≈ $24.5m 2026-02-13
Topline Capital Management, LLC 13G · institution filed 2026-02-13 8.5% 3.9m≈ $16.6m 2026-02-13
First Light Asset Management, LLC 13G · institution -2.2 pts · filed 2026-02-17 8.3% -2.2 pts 3.8m≈ $16.1m 2026-02-17
BlackRock, Inc. 13G · institution +0.7 pts · filed 2026-07-29 5.6% +0.7 pts 2.6m≈ $10.8m 2026-07-29

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 2 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20222$105.6k0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Light Asset Management, LLC 2.10% of their portfolio Edina, MN 6,338,0826.3m $22.6m $22.6m 2.10% Added +64.3k +64,309
2 Archon Capital Management LLC 4.08% of their portfolio Seattle, WA 2,969,7323.0m $10.6m $10.6m 4.08% Unchanged
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,346,5821.3m $4.8m $4.8m 0.00% Added +678 +678
4 272 Capital LP 1.45% of their portfolio DALLAS, TX 904,025904.0k $3.2m $3.2m 1.45% Added +130.1k +130,100
5 ALBION FINANCIAL GROUP /UT 0.30% of their portfolio SALT LAKE CITY, UT 876,452876.5k $3.1m $3.1m 0.30% Reduced -55.5k -55,548
6 Altium Capital Management LLC 1.56% of their portfolio NEW YORK, NY 855,000855.0k $3.1m $3.1m 1.56% Reduced -140.5k -140,500
7 Parkman Healthcare Partners LLC 0.69% of their portfolio STAMFORD, CT 723,056723.1k $2.6m $2.6m 0.69% Added +39.6k +39,590
8 Meros Investment Management, LP 0.91% of their portfolio DALLAS, TX 432,846432.8k $1.5m $1.5m 0.91% Added +138.4k +138,407
9 BlackRock Inc. 0.00% of their portfolio New York, NY 345,286345.3k $1.2m $1.2m 0.00% Added +835 +835
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 339,015339.0k $1.2m $1.2m 0.00% Added +3.4k +3,378
11 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 302,437302.4k $1.1m $1.1m 0.03% Added +105.0k +105,037
12 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 216,224216.2k $771.9k $771.9k 0.00% Unchanged
13 HighMark Wealth Management LLC 0.33% of their portfolio ST. PAUL, MN 120,935120.9k $431.7k $431.7k 0.33% Unchanged
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 114,690114.7k $409.4k $409.4k 0.00% Unchanged
15 WASHINGTON TRUST Co 0.02% of their portfolio WESTERLY, RI 100,000100.0k $357.0k $357.0k 0.02% Unchanged
16 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 97,00097.0k $346.3k $346.3k 0.00% Unchanged
17 ADIRONDACK RETIREMENT SPECIALISTS, INC. 0.28% of their portfolio QUEENSBURY, NY 69,07969.1k $246.6k $246.6k 0.28% Reduced -76.4k -76,415
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 63,73163.7k $227.5k $227.5k 0.00% Unchanged
19 Lakewood Asset Management LLC 0.17% of their portfolio NAPERVILLE, IL 59,92559.9k $214.0k $214.0k 0.17% First filing
20 Alpha Paradigm Partners, LLC 0.07% of their portfolio CHICAGO, IL 45,77945.8k $163.0k $163.0k 0.07% Unchanged
21 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 44,68544.7k $160.0k $160.0k 0.00% Added +24 +24
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,40038.4k $137.0k $137.0k 0.00% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,57634.6k $123.0k $123.0k 0.00% Added +10.6k +10,576
24 EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio ST PETERSBURG, FL 31,79731.8k $112.0k $112.0k 0.00% Unchanged
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 27,79627.8k $99.2k $99.2k 0.00% Added +10.6k +10,642
26 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 22,80022.8k $81.4k $81.4k 0.00% New
27 BARD ASSOCIATES INC 0.03% of their portfolio CHICAGO, IL 22,08622.1k $78.8k $78.8k 0.03% Unchanged
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 21,37721.4k $76.3k $76.3k 0.00% Unchanged
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,77019.8k $70.6k $70.6k 0.00% New
30 Souders Financial Advisors 0.01% of their portfolio CINCINNATI, OH 15,07515.1k $53.8k $53.8k 0.01% Unchanged
31 Carlson Capital Management 0.00% of their portfolio NORTHFIELD, MN 15,00015.0k $53.5k $53.5k 0.00% Unchanged
32 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,66714.7k $52.4k $52.4k 0.00% Unchanged
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 13,92813.9k $43.4k $43.4k 0.00% New
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,35610.4k $37.0k $37.0k 0.00% Unchanged
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,0143.0k $11.0k $11.0k 0.00% Reduced -1.7k -1,720
36 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 820820 $2.9k $2.9k 0.00% Unchanged
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 265265 $946 $946 0.00% Reduced -2.0k -1,992
38 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 110110 $0 $0 0.00% Reduced -73 -73
39 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 8989 $0 $0 0.00% Added +5 +5
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6868 $242 $242 0.00% Added +67 +67
41 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 5050 $178 $178 0.00% First filing
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged