Vault-13

ISHARES TR HDV

CORE HIGH DV ETF · ETP · CUSIP 46429B663

752 institutional holders +41 vs Q3 2022
67,883,80967.9m shares reported held*
$7.0bnreported value*
76 new 275 added 236 reduced 72 sold out net sold ≈ $223.0m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $103.74. Options: 4 managers hold calls ($15.3m notional), 2 hold puts ($1.2m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 711Q4 22: 752752Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022711
Q4 2022752

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $41.7mQ3 22 puts: $10.0mQ3 22P/C 0.24Q4 22 calls: $15.3mQ4 22 puts: $1.2mQ4 22P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$41.7m$10.0m0.24
Q4 2022$15.3m$1.2m0.08

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,351,161+1.4m
BANK OF AMERICA CORP /DE/ Added +1,291,687+1.3m
Clark Capital Management Group, Inc. New +941,834+941.8k
OSAIC HOLDINGS, INC. Added +683,878+683.9k
TRUIST FINANCIAL CORP Added +584,870+584.9k
ROYAL BANK OF CANADA Added +580,541+580.5k
FEDERATED HERMES, INC. Added +502,398+502.4k
UBS Group AG Added +387,265+387.3k
Orion Portfolio Solutions, LLC Added +320,370+320.4k
M&T Bank Corp Added +247,510+247.5k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -3,468,133-3.5m
ENVESTNET ASSET MANAGEMENT INC Reduced -3,339,099-3.3m
CWM, LLC Reduced -1,150,265-1.2m
LPL Financial LLC Reduced -875,054-875.1k
MORGAN STANLEY Reduced -632,564-632.6k
Angeles Investment Advisors, LLC Reduced -630,660-630.7k
PARK AVENUE SECURITIES LLC Reduced -580,783-580.8k
AMERIPRISE FINANCIAL INC Reduced -519,746-519.7k
Janney Montgomery Scott LLC Reduced -294,208-294.2k
MML INVESTORS SERVICES, LLC Reduced -293,014-293.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.2m98.0k shares
CITADEL ADVISORS LLC Reduced $4.9m47.4k shares
Paladin Advisory Group, LLC Reduced $126.4k1.2k shares
Cutler Group LLC / CA Reduced $0500 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $750.5k7.2k shares
CITADEL ADVISORS LLC Reduced $437.8k4.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 6,566,1536.6m $684.5m $684.5m 0.09% Added +1.3m +1,291,687
2 TRUIST FINANCIAL CORP 0.82% of their portfolio CHARLOTTE, NC 4,436,2834.4m $462.4m $462.4m 0.82% Added +584.9k +584,870
3 ENVESTNET ASSET MANAGEMENT INC 0.23% of their portfolio Berwyn, PA 4,328,1114.3m $451.2m $451.2m 0.23% Reduced -3.3m -3,339,099
4 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,371,8293.4m $351.5m $351.5m 0.04% Reduced -632.6k -632,564
5 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 3,163,0733.2m $329.7m $329.7m 0.10% Added +1.4m +1,351,161
6 UBS Group AG 0.13% of their portfolio ZURICH, V8 2,610,9142.6m $272.2m $272.2m 0.13% Added +387.3k +387,265
7 BlackRock Inc. 0.01% of their portfolio New York, NY 2,331,9912.3m $243.1m $243.1m 0.01% Reduced -221.3k -221,272
8 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 1,875,4201.9m $195.5m $195.5m 0.17% Reduced -875.1k -875,054
9 OSAIC HOLDINGS, INC. 0.38% of their portfolio SCOTTSDALE, AZ 1,781,1161.8m $185.7m $185.7m 0.38% Added +683.9k +683,878
10 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 1,510,3051.5m $157.4m $157.4m 0.05% Added +580.5k +580,541
11 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,508,7751.5m $157.2m $157.2m 0.05% Reduced -519.7k -519,746
12 Meiji Yasuda Life Insurance Co 2.74% of their portfolio TOKYO, M0 1,223,6561.2m $127.6m $127.6m 2.74% Unchanged
13 M&T Bank Corp 0.46% of their portfolio BUFFALO, NY 1,092,3441.1m $113.9m $113.9m 0.46% Added +247.5k +247,510
14 SECURIAN ASSET MANAGEMENT, INC 2.90% of their portfolio ST PAUL, MN 994,604994.6k $103.7m $103.7m 2.90% Reduced -29.6k -29,645
15 Clark Capital Management Group, Inc. 0.90% of their portfolio PHILADELPHIA, PA 941,834941.8k $98.2m $98.2m 0.90% New
16 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 926,219926.2k $96.5m $96.5m 0.01% Reduced -13.7k -13,708
17 COMMONWEALTH EQUITY SERVICES, LLC 0.23% of their portfolio WALTHAM, MA 903,748903.7k $94.2m $94.2m 0.23% Added +129.2k +129,216
18 J.P. Morgan Private Wealth Advisors LLC 0.18% of their portfolio SAN FRANCISCO, CA 780,799780.8k $81.4m $81.4m 0.18% Added +27.8k +27,784
19 BARINGS LLC 2.86% of their portfolio CHARLOTTE, NC 774,204774.2k $80.7m $80.7m 2.86% Added +148.1k +148,085
20 CVS HEALTH Corp 56.12% of their portfolio WOONSOCKET, RI 624,536624.5k $65.1m $65.1m 56.12% Unchanged
21 Janney Montgomery Scott LLC 0.25% of their portfolio PHILADELPHIA, PA 607,007607.0k $63.3m $63.3m 0.25% Reduced -294.2k -294,208
22 FEDERATED HERMES, INC. 0.16% of their portfolio PITTSBURGH, PA 557,761557.8k $58.1m $58.1m 0.16% Added +502.4k +502,398
23 Allianz Asset Management GmbH 0.13% of their portfolio MUNICH, 2M 554,540554.5k $57.8m $57.8m 0.13% Reduced -102.3k -102,350
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 541,725541.7k $56.5m $56.5m 0.09% Reduced -124.3k -124,349
25 LBMC INVESTMENT ADVISORS, LLC 5.62% of their portfolio BRENTWOOD, TN 510,704510.7k $53.2m $53.2m 5.62% Added +2.3k +2,326
26 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 504,951505.0k $52.6m $52.6m 0.11% Added +60.6k +60,614
27 Calamos Wealth Management LLC 4.05% of their portfolio NAPERVILLE, IL 497,948497.9k $51.9m $51.9m 4.05% Added +73.7k +73,659
28 Angeles Investment Advisors, LLC 4.39% of their portfolio SANTA MONICA, CA 492,410492.4k $51.3m $51.3m 4.39% Reduced -630.7k -630,660
29 HENGEHOLD CAPITAL MANAGEMENT LLC 6.57% of their portfolio CINCINNATI, OH 453,462453.5k $47.3m $47.3m 6.57% Added +3.8k +3,802
30 Kestra Advisory Services, LLC 0.41% of their portfolio AUSTIN, TX 438,518438.5k $45.7m $45.7m 0.41% Added +110.3k +110,326
31 FMR LLC 0.00% of their portfolio BOSTON, MA 438,306438.3k $45.7m $45.7m 0.00% Added +7.5k +7,482
32 MML INVESTORS SERVICES, LLC 0.28% of their portfolio SPRINGFIELD, MA 410,375410.4k $42.8m $42.8m 0.28% Reduced -293.0k -293,014
33 Orion Portfolio Solutions, LLC 1.29% of their portfolio Omaha, NE 352,815352.8k $36.8m $36.8m 1.29% Added +320.4k +320,370
34 SWISS RE LTD 6.26% of their portfolio ZURICH, V8 327,970328.0k $34.2m $34.2m 6.26% Reduced -236.8k -236,850
35 Steward Partners Investment Advisory, LLC 0.57% of their portfolio STAMFORD, CT 318,975319.0k $33.2m $33.2m 0.57% Added +8.9k +8,922
36 FUKOKU MUTUAL LIFE INSURANCE Co 2.78% of their portfolio TOKYO, M0 316,000316.0k $32.9m $32.9m 2.78% Unchanged
37 Cetera Advisor Networks LLC 0.26% of their portfolio EL SEGUNDO, CA 303,432303.4k $31.6m $31.6m 0.26% Added +23.6k +23,569
38 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 298,755298.8k $31.1m $31.1m 0.08% Reduced -24.5k -24,546
39 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 297,912297.9k $31.1m $31.1m 0.06% Added +241.6k +241,619
40 AE Wealth Management LLC 0.22% of their portfolio TOPEKA, KS 296,079296.1k $30.9m $30.9m 0.22% Added +43.5k +43,502
41 Waverly Advisors, LLC 1.62% of their portfolio BIRMINGHAM, AL 279,129279.1k $29.1m $29.1m 1.62% Added +24.2k +24,217
42 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 267,302267.3k $27.9m $27.9m 0.03% Added +3.5k +3,550
43 Atria Wealth Solutions, Inc. 0.44% of their portfolio NEW YORK, NY 262,447262.4k $27.4m $27.4m 0.44% Reduced -11.1k -11,056
44 Wharton Business Group, LLC 1.55% of their portfolio MALVERN, PA 255,829255.8k $26.7m $26.7m 1.55% Reduced -220 -220
45 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 251,274251.3k $26.2m $26.2m 0.14% Reduced -31.1k -31,077
46 Bluespring Wealth Management, LLC 3.49% of their portfolio AUSTIN, TX 246,470246.5k $25.7m $25.7m 3.49% Added +29.3k +29,273
47 REGIONS FINANCIAL CORP 0.23% of their portfolio BIRMINGHAM, AL 240,410240.4k $25.1m $25.1m 0.23% Added +149.5k +149,483
48 Fiera Capital Corp 0.08% of their portfolio MONTREAL, A8 234,569234.6k $24.5m $24.5m 0.08% Added +2.6k +2,596
49 Simmons Bank 2.07% of their portfolio Pine Bluff, AR 231,384231.4k $24.1m $24.1m 2.07% Added +28.3k +28,345
50 Orion Porfolio Solutions, LLC 0.48% of their portfolio OMAHA, NE 230,681230.7k $24.0m $24.0m 0.48% Added +37.9k +37,875
51 Teamwork Financial Advisors, LLC 4.60% of their portfolio San Antonio, TX 218,011218.0k $22.7m $22.7m 4.60% Added +57.6k +57,592
52 Mariner, LLC 0.07% of their portfolio Overland Park, KS 214,188214.2k $22.3m $22.3m 0.07% Added +51.2k +51,176
53 AVANTAX ADVISORY SERVICES, INC. 0.29% of their portfolio DALLAS, TX 211,436211.4k $22.0m $22.0m 0.29% Reduced -6.3k -6,293
54 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 208,220208.2k $21.7m $21.7m 0.03% Reduced -42.2k -42,246
55 COMERICA BANK 0.17% of their portfolio DALLAS, TX 205,266205.3k $21.8m $21.8m 0.17% Added +21.4k +21,407
56 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 187,362187.4k $19.5m $19.5m 0.18% Added +2.8k +2,761
57 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 170,380170.4k $17.8m $17.8m 0.03% Reduced -41.7k -41,725
58 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 165,452165.5k $17.2m $17.2m 0.06% Reduced -84.9k -84,900
59 REGIMEN WEALTH, LLC 11.47% of their portfolio ATLANTA, GA 164,969165.0k $17.1m $17.1m 11.47% First filing
60 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 3.46% of their portfolio FORT WORTH, TX 164,346164.3k $17.1m $17.1m 3.46% Added +76.5k +76,500
61 Valeo Financial Advisors, LLC 0.10% of their portfolio CARMEL, IN 161,956162.0k $1.8m $1.8m 0.10% Added +696 +696
62 One Capital Management, LLC 0.89% of their portfolio WESTLAKE VILLAGE, CA 159,551159.6k $16.6m $16.6m 0.89% Added +126.1k +126,053
63 GDS Wealth Management 3.13% of their portfolio FLOWER MOUND, TX 157,303157.3k $16.4m $16.4m 3.13% Added +8.2k +8,222
64 HB Wealth Management, LLC 0.28% of their portfolio Atlanta, GA 150,053150.1k $15.6m $15.6m 0.28% Added +11.6k +11,597
65 FINANCIAL COUNSELORS INC 0.35% of their portfolio Overland Park, KS 149,009149.0k $15.5m $15.5m 0.35% Added +145.7k +145,688
66 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 148,070148.1k $15.4m $15.4m 0.00% Reduced -57.2k -57,195
67 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 145,823145.8k $15.2m $15.2m 0.03% Added +15.8k +15,768
68 IFP Advisors, Inc 0.30% of their portfolio TAMPA, FL 132,960133.0k $11.4m $11.4m 0.30% Added +89.9k +89,896
69 VAUGHAN & Co SECURITIES, INC. 10.92% of their portfolio Ridgewood, NJ 131,539131.5k $13.7m $13.7m 10.92% Reduced -7.6k -7,564
70 Rain Capital Management, LLC 10.29% of their portfolio LAKE OSWEGO, OR 131,539131.5k $13.7m $13.7m 10.29% Reduced -2.0k -1,992
71 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 131,428131.4k $3.1m $3.1m 0.09% Added +4.6k +4,577
72 Michelson Medical Research Foundation, Inc. 8.87% of their portfolio Los Angeles, CA 131,320131.3k $13.7m $13.7m 8.87% First filing
73 Kohmann Bosshard Financial Services, LLC 2.64% of their portfolio FAIRLAWN, OH 127,305127.3k $13.3m $13.3m 2.64% Added +91.0k +90,987
74 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.04% of their portfolio LOS ANGELES, CA 126,589126.6k $13.2m $13.2m 0.04% Added +22.5k +22,467
75 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 126,423126.4k $13.2m $13.2m 0.07% Added +3.8k +3,773
76 Cetera Advisors LLC 0.24% of their portfolio DENVER, CO 125,195125.2k $13.1m $13.1m 0.24% Added +46.2k +46,245
77 GLENMEDE TRUST CO NA 0.08% of their portfolio PHILADELPHIA, PA 122,971123.0k $12.8m $12.8m 0.08% Added +17.9k +17,939
78 WC Walker & Associates, Inc. 6.57% of their portfolio FULLERTON, CA 122,191122.2k $12.4m $12.4m 6.57% Added +8.2k +8,176
79 Fermata Advisors, LLC 3.76% of their portfolio SONOMA, CA 121,827121.8k $12.7m $12.7m 3.76% Added +769 +769
80 RFG Advisory, LLC 0.60% of their portfolio BIRMINGHAM, AL 114,590114.6k $12.0m $12.0m 0.60% Added +87.2k +87,188
81 Global Strategic Investment Solutions, LLC 0.77% of their portfolio Scottsdale, AZ 111,393111.4k $11.6m $11.6m 0.77% Added +670 +670
82 KFA Private Wealth Group, LLC 5.78% of their portfolio Tysons, VA 108,710108.7k $11.3m $11.3m 5.78% Added +7.2k +7,174
83 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 106,149106.1k $11.1m $11.1m 0.00% New
84 WJ Wealth Management, LLC 6.42% of their portfolio GLENDALE, AZ 106,049106.0k $11.1m $11.1m 6.42% Added +26.8k +26,761
85 Wealthspire Advisors, LLC 0.20% of their portfolio NEW YORK, NY 105,573105.6k $11.0m $11.0m 0.20% Added +5.8k +5,805
86 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 5.88% of their portfolio BETHLEHEM, PA 105,565105.6k $11.0m $11.0m 5.88% Unchanged
87 Strategic Equity Management 4.20% of their portfolio TUCSON, AZ 104,945104.9k $10.9m $10.9m 4.20% Added +648 +648
88 Patton Albertson Miller Group, LLC 1.99% of their portfolio Chattanooga, TN 103,799103.8k $10.8m $10.8m 1.99% Reduced -38.7k -38,720
89 Graypoint LLC 1.29% of their portfolio Albany, NY 103,334103.3k $10.8m $10.8m 1.29% Added +5.2k +5,164
90 Gallagher Benefit Services, Inc. 2.23% of their portfolio ROLLING MEADOWS, IL 101,918101.9k $10.6m $10.6m 2.23% First filing
91 F3Logic, LLC 2.23% of their portfolio BURNSVILLE, MN 101,918101.9k $10.6m $10.6m 2.23% Added +64.3k +64,335
92 Kapstone Financial Advisors LLC 9.68% of their portfolio LEBANON, OH 101,208101.2k $10.6m $10.6m 9.68% First filing
93 STEEL GROVE CAPITAL ADVISORS, LLC 1.41% of their portfolio MEMPHIS, TN 95,36595.4k $9.9m $9.9m 1.41% New
94 Connecticut Wealth Management, LLC 0.83% of their portfolio FARMINGTON, CT 94,33694.3k $9.8m $9.8m 0.83% Added +660 +660
95 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 93,14393.1k $9.7m $9.7m 0.01% Added +8.5k +8,511
96 Beaumont Financial Advisors, LLC 0.96% of their portfolio NEEDHAM, MA 91,29791.3k $9.5m $9.5m 0.96% First filing
97 Bernardo Wealth Planning LLC 4.35% of their portfolio HARLEYSVILLE, PA 89,19089.2k $9.3m $9.3m 4.35% Added +4.3k +4,292
98 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 86,06086.1k $2.4m $2.4m 0.06% Reduced -84.3k -84,327
99 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 83,87583.9k $8.7m $8.7m 0.01% Reduced -5.4k -5,352
100 NTV Asset Management LLC 1.68% of their portfolio Charleston, WV 82,27482.3k $8.6m $8.6m 1.68% Added +2.5k +2,498