Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

317 institutional holders +27 vs Q3 2022
53,518,69553.5m shares reported held*
$1.7bnreported value*
62 new 88 added 95 reduced 39 sold out net sold ≈ $9.1m (-266.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($145.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.15. Options: 19 managers hold calls ($240.5m notional), 20 hold puts ($212.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 290Q4 22: 317317Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022290
Q4 2022317

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $224.1mQ3 22 puts: $252.6mQ3 22P/C 1.13Q4 22 calls: $240.5mQ4 22 puts: $212.7mQ4 22P/C 0.88
Numbers
QuarterCallsPutsP/C
Q3 2022$224.1m$252.6m1.13
Q4 2022$240.5m$212.7m0.88

Biggest buyers

LAZARD ASSET MANAGEMENT LLC Added +1,595,988+1.6m
JANE STREET GROUP, LLC Added +821,418+821.4k
OLD MISSION CAPITAL LLC New +511,171+511.2k
JPMORGAN CHASE & CO Added +444,172+444.2k
BANK OF MONTREAL /CAN/ Added +442,997+443.0k
BANK OF AMERICA CORP /DE/ Added +434,762+434.8k
CANTOR FITZGERALD, L. P. New +214,532+214.5k
CREDIT SUISSE AG/ Added +211,043+211.0k
WELLS FARGO & COMPANY/MN Added +184,462+184.5k
Balyasny Asset Management L.P. New +159,501+159.5k

Biggest sellers

Twin Tree Management, LP Reduced -1,129,992-1.1m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -1,078,620-1.1m
Clark Capital Management Group, Inc. Sold out -981,938-981.9k
Qube Research & Technologies Ltd Sold out -635,860-635.9k
CITADEL ADVISORS LLC Reduced -387,948-387.9k
NORGES BANK Reduced -251,000-251.0k
Parallax Volatility Advisers, L.P. Reduced -244,228-244.2k
PEAK6 Investments LLC Sold out -198,708-198.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -182,378-182.4k
FMR LLC Reduced -174,661-174.7k

Biggest calls

CITADEL ADVISORS LLC Added $63.7m2.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $43.9m1.4m shares
Optiver Holding B.V. Added $39.1m1.3m shares
Walleye Trading LLC Added $25.6m822.7k shares
GROUP ONE TRADING LLC Added $16.8m538.9k shares
SIMPLEX TRADING, LLC Added $14.6m468.0k shares
JANE STREET GROUP, LLC Added $13.8m444.1k shares
Twin Tree Management, LP Reduced $9.7m312.7k shares
PEAK6 Investments LLC Added $6.4m205.2k shares
ROYAL BANK OF CANADA New $3.3m106.8k shares

Biggest puts

Optiver Holding B.V. Reduced $35.9m1.2m shares
CITADEL ADVISORS LLC Reduced $33.5m1.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $32.7m1.1m shares
Walleye Trading LLC Reduced $25.5m819.0k shares
Twin Tree Management, LP Reduced $23.7m760.7k shares
GROUP ONE TRADING LLC Added $17.2m550.5k shares
PEAK6 Investments LLC Added $14.6m469.4k shares
SIMPLEX TRADING, LLC Reduced $13.0m417.9k shares
Parallax Volatility Advisers, L.P. Reduced $5.3m170.7k shares
ROYAL BANK OF CANADA New $3.3m106.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DIMENSIONAL FUND ADVISORS LP 0.11% of their portfolio AUSTIN, TX 10,185,61810.2m $317.4m $317.4m 0.11% Added +81.7k +81,701
2 JANE STREET GROUP, LLC 0.38% of their portfolio NEW YORK, NY 6,423,3386.4m $200.2m $200.2m 0.38% Added +821.4k +821,418
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,318,2855.3m $165.7m $165.7m 0.02% Added +109.0k +109,003
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 3,773,1553.8m $117.6m $117.6m 0.03% Added +133.8k +133,775
5 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 2,191,5652.2m $68.3m $68.3m 0.09% Reduced -182.4k -182,378
6 NORGES BANK 0.02% of their portfolio OSLO, Q8 2,105,0002.1m $65.6m $65.6m 0.02% Reduced -251.0k -251,000
7 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,714,0521.7m $53.4m $53.4m 0.01% Reduced -24.4k -24,360
8 BlackRock Inc. 0.00% of their portfolio New York, NY 1,702,4051.7m $53.0m $53.0m 0.00% Added +95.2k +95,196
9 LAZARD ASSET MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 1,615,9531.6m $50.4m $50.4m 0.07% Added +1.6m +1,595,988
10 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,542,8791.5m $48.1m $48.1m 0.01% Added +444.2k +444,172
11 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 1,466,1291.5m $45.7m $45.7m 0.06% Reduced -19.3k -19,261
12 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 1,287,3001.3m $40.1m $40.1m 0.05% Reduced -387.9k -387,948
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,174,0411.2m $36.6m $36.6m 0.00% Added +434.8k +434,762
14 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 958,846958.8k $29.9m $29.9m 0.01% Reduced -46.0k -45,961
15 FIL Ltd 0.03% of their portfolio HAMILTON, D0 831,684831.7k $25.9m $25.9m 0.03% Reduced -98.4k -98,396
16 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio JUPITER, FL 719,311719.3k $22.4m $22.4m 0.12% Added +83.5k +83,512
17 FMR LLC 0.00% of their portfolio BOSTON, MA 587,458587.5k $18.3m $18.3m 0.00% Reduced -174.7k -174,661
18 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 520,688520.7k $16.2m $16.2m 0.01% Added +443.0k +442,997
19 OLD MISSION CAPITAL LLC 0.70% of their portfolio CHICAGO, IL 511,171511.2k $15.9m $15.9m 0.70% New
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 432,805432.8k $13.5m $13.5m 0.01% Reduced -36.6k -36,629
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 404,753404.8k $12.6m $12.6m 0.00% Reduced -23.4k -23,380
22 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 398,117398.1k $12.4m $12.4m 0.01% Added +80.4k +80,438
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 395,610395.6k $12.3m $12.3m 0.00% Added +184.5k +184,462
24 Optiver Holding B.V. 0.72% of their portfolio AMSTERDAM, P7 380,957381.0k $11.9m $11.9m 0.72% Reduced -115.4k -115,365
25 MERITAGE PORTFOLIO MANAGEMENT 0.61% of their portfolio OVERLAND PARK, KS 251,736251.7k $7.8m $7.8m 0.61% Reduced -9.0k -8,993
26 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 250,350250.3k $7.8m $7.8m 0.01% Added +211.0k +211,043
27 Crossmark Global Holdings, Inc. 0.19% of their portfolio HOUSTON, TX 249,970250.0k $7.8m $7.8m 0.19% Reduced -22.8k -22,764
28 CANTOR FITZGERALD, L. P. 0.14% of their portfolio NEW YORK, NY 214,532214.5k $6.7m $6.7m 0.14% New
29 RENAISSANCE GROUP LLC 0.31% of their portfolio Covington, KY 200,565200.6k $6.2m $6.2m 0.31% Reduced -13.2k -13,206
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 178,896178.9k $5.6m $5.6m 0.01% Added +30.1k +30,065
31 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 175,404175.4k $5.5m $5.5m 0.02% Added +51.9k +51,884
32 American Assets Investment Management, LLC 0.60% of their portfolio SAN DIEGO, CA 166,918166.9k $5.2m $5.2m 0.60% Unchanged
33 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 159,501159.5k $5.0m $5.0m 0.02% New
34 Grantham, Mayo, Van Otterloo & Co. LLC 0.02% of their portfolio Boston, MA 144,200144.2k $4.5m $4.5m 0.02% Added +73.9k +73,900
35 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.08% of their portfolio BALA CYNWYD, PA 139,998140.0k $4.4m $4.4m 0.08% Added +83.6k +83,637
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 125,865125.9k $3.9m $3.9m 0.00% Added +48.4k +48,386
37 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 110,901110.9k $3.5m $3.5m 0.01% Added +9.1k +9,072
38 Manatuck Hill Partners, LLC 1.58% of their portfolio WESTPORT, CT 107,448107.4k $3.3m $3.3m 1.58% Unchanged
39 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 100,714100.7k $3.1m $3.1m 0.02% Added +4.0k +3,994
40 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 92,11392.1k $2.9m $2.9m 0.00% Added +5.8k +5,804
41 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 87,04287.0k $2.7m $2.7m 0.00% Added +32.0k +32,028
42 PATHSTONE FAMILY OFFICE, LLC 0.02% of their portfolio ENGLEWOOD, NJ 84,26284.3k $2.1m $2.1m 0.02% Reduced -2.0k -1,957
43 Summit Global Investments 0.22% of their portfolio BOUNTIFUL, UT 83,46483.5k $2.6m $2.6m 0.22% Added +435 +435
44 REGIONS FINANCIAL CORP 0.02% of their portfolio BIRMINGHAM, AL 77,36577.4k $2.4m $2.4m 0.02% Added +48.7k +48,737
45 UBS Group AG 0.00% of their portfolio ZURICH, V8 76,27376.3k $2.4m $2.4m 0.00% Reduced -99.2k -99,161
46 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 74,36474.4k $2.3m $2.3m 0.00% Added +976 +976
47 Mariner, LLC 0.01% of their portfolio Overland Park, KS 74,25474.3k $2.3m $2.3m 0.01% Reduced -16.8k -16,751
48 Composition Wealth, LLC 0.08% of their portfolio LOS ANGELES, CA 73,39173.4k $2.3m $2.3m 0.08% New
49 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.04% of their portfolio Stamford, CT 72,17672.2k $2.2m $2.2m 0.04% Reduced -3.6k -3,587
50 Old Port Advisors 0.85% of their portfolio PORTLAND, ME 72,06072.1k $2.2m $2.2m 0.85% Added +1.4k +1,406
51 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 70,99471.0k $2.2m $2.2m 0.04% Added +56.6k +56,597
52 COMERICA BANK 0.02% of their portfolio DALLAS, TX 69,89169.9k $2.5m $2.5m 0.02% Added +658 +658
53 Ergoteles LLC 0.08% of their portfolio NEW YORK, NY 67,82367.8k $2.1m $2.1m 0.08% New
54 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 66,93366.9k $2.1m $2.1m 0.03% Unchanged
55 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 64,81464.8k $2.0m $2.0m 0.05% Reduced -702 -702
56 ADVISOR PARTNERS II, LLC 0.12% of their portfolio WALNUT CREEK, CA 61,11361.1k $1.9m $1.9m 0.12% Added +5.0k +4,969
57 THOMAS WHITE INTERNATIONAL LTD 0.41% of their portfolio CHICAGO, IL 59,51959.5k $1.9m $1.9m 0.41% Not comparable
58 West Family Investments, Inc. 0.60% of their portfolio CARLSBAD, CA 56,69256.7k $1.8m $1.8m 0.60% Added +2.4k +2,408
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 53,32953.3k $1.7m $1.7m 0.00% Reduced -51.7k -51,737
60 First Trust Direct Indexing L.P. 0.22% of their portfolio Boston, MA 52,22952.2k $1.6m $1.6m 0.22% Reduced -1.6k -1,643
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 51,51151.5k $1.6m $1.6m 0.00% Added +8.5k +8,529
62 Laird Norton Wetherby Wealth Management, LLC 0.10% of their portfolio Seattle, WA 50,71850.7k $1.6m $1.6m 0.10% Added +1.2k +1,176
63 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 48,87548.9k $1.5m $1.5m 0.01% Added +9.5k +9,539
64 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 48,61148.6k $1.5m $1.5m 0.00% Reduced -52.0k -51,954
65 Qtron Investments LLC 0.31% of their portfolio Boston, MA 47,74247.7k $1.5m $1.5m 0.31% Unchanged
66 Parallax Volatility Advisers, L.P. 0.04% of their portfolio San Francisco, CA 46,97547.0k $1.5m $1.5m 0.04% Reduced -244.2k -244,228
67 Koss-Olinger Consulting, LLC 0.21% of their portfolio GAINESVILLE, FL 45,93045.9k $1.4m $1.4m 0.21% Added +34.3k +34,276
68 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 45,60545.6k $1.4m $1.4m 0.01% Added +6.2k +6,173
69 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 45,39745.4k $1.4m $1.4m 0.01% Added +14.0k +14,002
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 44,71644.7k $1.4m $1.4m 0.00% Added +2.4k +2,380
71 Naviter Wealth, LLC 0.43% of their portfolio LITTLE ROCK, AR 43,01943.0k $1.6m $1.6m 0.43% Added +4.6k +4,612
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 42,61942.6k $1.3m $1.3m 0.00% Reduced -5.7k -5,681
73 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 42,35242.4k $1.3m $1.3m 0.00% First filing
74 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 40,98141.0k $1.3m $1.3m 0.05% Reduced -3.6k -3,627
75 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 38,42638.4k $1.2m $1.2m 0.02% New
76 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 37,75637.8k $1.2m $1.2m 0.00% Reduced -756 -756
77 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 37,01737.0k $1.2m $1.2m 0.03% Added +443 +443
78 RITHOLTZ WEALTH MANAGEMENT 0.06% of their portfolio NEW YORK, NY 34,29534.3k $1.1m $1.1m 0.06% Added +2.4k +2,422
79 Ethic Inc. 0.06% of their portfolio NEW YORK, NY 34,29034.3k $1.1m $1.1m 0.06% Reduced -3.8k -3,817
80 Campbell & CO Investment Adviser LLC 0.24% of their portfolio BALTIMORE, MD 32,68032.7k $1.0m $1.0m 0.24% New
81 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 32,55032.5k $1.0m $1.0m 0.00% New
82 CAPITAL FUND MANAGEMENT S.A. 0.02% of their portfolio PARIS, I0 31,30231.3k $975.4k $975.4k 0.02% New
83 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 31,30031.3k $975.0k $975.0k 0.01% Reduced -292 -292
84 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 31,23431.2k $973.5k $973.5k 0.00% First filing
85 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 29,98330.0k $934.3k $934.3k 0.00% New
86 LEVEL FOUR ADVISORY SERVICES, LLC 0.07% of their portfolio DALLAS, TX 29,77329.8k $927.7k $927.7k 0.07% Reduced -6.3k -6,260
87 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 29,73229.7k $926.4k $926.4k 0.00% New
88 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,49329.5k $919.0k $919.0k 0.00% Added +299 +299
89 EAGLE ASSET MANAGEMENT INC 0.01% of their portfolio ST PETERSBURG, FL 29,32129.3k $927.0k $927.0k 0.01% New
90 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,11229.1k $907.1k $907.1k 0.00% Reduced -36.6k -36,645
91 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 28,95929.0k $902.4k $902.4k 0.00% Added +4.4k +4,375
92 SIGNATUREFD, LLC 0.03% of their portfolio ATLANTA, GA 28,88128.9k $899.9k $899.9k 0.03% Added +1.1k +1,058
93 Ashton Thomas Private Wealth, LLC 0.09% of their portfolio SCOTTSDALE, AZ 28,52728.5k $888.9k $888.9k 0.09% New
94 Quantinno Capital Management LP 0.06% of their portfolio NEW YORK, NY 27,41427.4k $854.0k $854.0k 0.06% New
95 KARPAS STRATEGIES, LLC 0.30% of their portfolio LITCHFIELD, CT 27,20027.2k $847.6k $847.6k 0.30% Unchanged
96 Forum Financial Management, LP 0.03% of their portfolio LOMBARD, IL 27,07027.1k $843.5k $843.5k 0.03% Added +3 +3
97 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 26,82726.8k $835.9k $835.9k 0.01% New
98 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,24826.2k $260.3k $260.3k 0.01% Added +8.2k +8,242
99 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 25,76525.8k $802.8k $802.8k 0.01% Unchanged
100 TWO SIGMA SECURITIES, LLC 0.11% of their portfolio NEW YORK, NY 25,05325.1k $780.7k $780.7k 0.11% Reduced -46.6k -46,565