Vault-13

ISHARES TR SCZ

EAFE SML CP ETF · ETP · CUSIP 464288273

685 institutional holders +52 vs Q3 2022
139,986,230140.0m shares reported held*
$7.9bnreported value*
72 new 197 added 261 reduced 50 sold out net bought ≈ $350.4m (+6.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.44. Options: 3 managers hold calls ($2.9m notional), 3 hold puts ($77.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 633Q4 22: 685685Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022633
Q4 2022685

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $2.0mQ3 22 puts: $4.1mQ3 22P/C 2.05Q4 22 calls: $2.9mQ4 22 puts: $77.1mQ4 22P/C 26.25
Numbers
QuarterCallsPutsP/C
Q3 2022$2.0m$4.1m2.05
Q4 2022$2.9m$77.1m26.25

Biggest buyers

JONES FINANCIAL COMPANIES LLLP Added +4,887,938+4.9m
MORGAN STANLEY Added +1,898,342+1.9m
NATIXIS ADVISORS, LLC Added +1,673,833+1.7m
GOLDMAN SACHS GROUP INC Added +1,356,164+1.4m
Kabouter Management, LLC Added +750,294+750.3k
Washington Trust Bank Added +648,711+648.7k
Creative Planning Added +347,744+347.7k
FMR LLC Added +342,763+342.8k
LAKE STREET ADVISORS GROUP, LLC Added +293,114+293.1k
Raymond James Financial Services Advisors, Inc. Added +255,326+255.3k

Biggest sellers

BlackRock Inc. Reduced -2,306,923-2.3m
Bank of New York Mellon Corp Reduced -1,234,660-1.2m
Nuveen Asset Management, LLC Reduced -729,633-729.6k
AE Wealth Management LLC Reduced -582,942-582.9k
TRUIST FINANCIAL CORP Reduced -392,231-392.2k
STATE STREET CORP Reduced -379,378-379.4k
TIAA, FSB Reduced -335,699-335.7k
ALLIANCEBERNSTEIN L.P. Reduced -313,408-313.4k
UBS Group AG Reduced -255,989-256.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -249,422-249.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.5m44.1k shares
CITADEL ADVISORS LLC Added $446.2k7.9k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

LONESTAR CAPITAL MANAGEMENT LLC New $73.6m10.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.5m44.1k shares
CITADEL ADVISORS LLC Reduced $982.8k17.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JONES FINANCIAL COMPANIES LLLP 3.28% of their portfolio DES PERES, MO 33,417,04433.4m $1.9bn $1.9bn 3.28% Added +4.9m +4,887,938
2 TIAA, FSB 1.96% of their portfolio ST. LOUIS, MO 8,828,1458.8m $498.6m $498.6m 1.96% Reduced -335.7k -335,699
3 Bank of New York Mellon Corp 0.09% of their portfolio NEW YORK, NY 6,681,2106.7m $377.4m $377.4m 0.09% Reduced -1.2m -1,234,660
4 Creative Planning 0.46% of their portfolio OVERLAND PARK, KS 5,354,8005.4m $302.4m $302.4m 0.46% Added +347.7k +347,744
5 State of New Jersey Common Pension Fund D 1.12% of their portfolio TRENTON, NJ 5,265,2365.3m $297.4m $297.4m 1.12% Unchanged
6 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,762,9514.8m $269.0m $269.0m 0.03% Added +1.9m +1,898,342
7 Matson Money. Inc. 8.42% of their portfolio MASON, OH 3,920,4203.9m $221.4m $221.4m 8.42% Added +105.4k +105,432
8 NATIXIS ADVISORS, LLC 0.83% of their portfolio Boston, MA 3,891,1843.9m $219.8m $219.8m 0.83% Added +1.7m +1,673,833
9 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 3,140,7143.1m $177.4m $177.4m 0.05% Added +1.4m +1,356,164
10 BlackRock Inc. 0.01% of their portfolio New York, NY 2,820,0442.8m $159.3m $159.3m 0.01% Reduced -2.3m -2,306,923
11 FMR LLC 0.02% of their portfolio BOSTON, MA 2,736,6372.7m $154.6m $154.6m 0.02% Added +342.8k +342,763
12 PNC Financial Services Group, Inc. 0.14% of their portfolio Pittsburgh, PA 2,639,3832.6m $149.1m $149.1m 0.14% Reduced -133.7k -133,724
13 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 2,368,5452.4m $133.8m $133.8m 0.07% Reduced -74.2k -74,193
14 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,300,6952.3m $129.9m $129.9m 0.02% Added +134.0k +134,037
15 VOYA INVESTMENT MANAGEMENT LLC 0.15% of their portfolio ATLANTA, GA 2,249,0982.2m $127.0m $127.0m 0.15% Reduced -3.0k -2,960
16 Kabouter Management, LLC 43.48% of their portfolio Chicago, IL 2,175,0362.2m $123.8m $123.8m 43.48% Added +750.3k +750,294
17 Forvis Mazars Wealth Advisors, LLC 3.14% of their portfolio Springfield, MO 1,588,5351.6m $89.7m $89.7m 3.14% Reduced -34.2k -34,155
18 Washington Trust Bank 9.66% of their portfolio Spokane, WA 1,507,7241.5m $85.2m $85.2m 9.66% Added +648.7k +648,711
19 Modera Wealth Management, LLC 3.10% of their portfolio WESTWOOD, NJ 1,350,8211.4m $76.3m $76.3m 3.10% Added +167.3k +167,339
20 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,285,3901.3m $72.6m $72.6m 0.03% Reduced -256.0k -255,989
21 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,218,0231.2m $68.8m $68.8m 0.01% Reduced -170.6k -170,633
22 Mill Creek Capital Advisors, LLC 2.08% of their portfolio Conshohocken, PA 886,363886.4k $50.1m $50.1m 2.08% First filing
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 845,439845.4k $47.8m $47.8m 0.07% Added +74.1k +74,138
24 Ballentine Partners, LLC 1.24% of their portfolio Waltham, MA 738,164738.2k $41.7m $41.7m 1.24% Reduced -51.5k -51,534
25 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 736,312736.3k $41.7m $41.7m 0.02% Added +84.2k +84,232
26 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.42% of their portfolio OMAHA, NE 732,717732.7k $41.4m $41.4m 0.42% Reduced -43.1k -43,075
27 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 720,790720.8k $40.7m $40.7m 0.08% Added +970 +970
28 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 693,221693.2k $39.1m $39.1m 0.09% Added +8.7k +8,650
29 Wilmington Savings Fund Society, FSB 1.76% of their portfolio WILMINGTON, DE 687,883687.9k $38.9m $38.9m 1.76% Reduced -31.0k -30,992
30 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 675,715675.7k $38.2m $38.2m 0.01% Reduced -249.4k -249,422
31 Corient Private Wealth LP 0.14% of their portfolio MIAMI, FL 674,891674.9k $38.1m $38.1m 0.14% First filing
32 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 632,937632.9k $35.7m $35.7m 0.01% Added +105.0k +105,050
33 HALBERT HARGROVE GLOBAL ADVISORS, LLC 2.42% of their portfolio LONG BEACH, CA 593,640593.6k $33.5m $33.5m 2.42% Reduced -1.7k -1,691
34 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 584,182584.2k $33.0m $33.0m 0.06% Reduced -392.2k -392,231
35 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 546,470546.5k $30.9m $30.9m 0.02% Reduced -23.3k -23,285
36 One Capital Management, LLC 1.61% of their portfolio WESTLAKE VILLAGE, CA 533,309533.3k $30.1m $30.1m 1.61% Added +41.3k +41,260
37 BUCKINGHAM STRATEGIC WEALTH, LLC 0.51% of their portfolio CLAYTON, MO 501,067501.1k $28.3m $28.3m 0.51% Reduced -2.1k -2,130
38 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 499,667499.7k $28.2m $28.2m 0.02% Added +4.3k +4,345
39 Equitable Holdings, Inc. 0.47% of their portfolio NEW YORK, NY 481,144481.1k $27.2m $27.2m 0.47% Added +19.0k +18,953
40 AVANTAX ADVISORY SERVICES, INC. 0.35% of their portfolio DALLAS, TX 462,472462.5k $26.1m $26.1m 0.35% Added +44.7k +44,653
41 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 460,974461.0k $26.0m $26.0m 0.01% Reduced -66.5k -66,464
42 LAKE STREET ADVISORS GROUP, LLC 1.71% of their portfolio PORTSMOUTH, NH 460,207460.2k $26.0m $26.0m 1.71% Added +293.1k +293,114
43 State of Tennessee, Department of Treasury 0.12% of their portfolio NASHVILLE, TN 459,286459.3k $25.9m $25.9m 0.12% Added +19.6k +19,612
44 American Financial Advisors, LLC 4.30% of their portfolio Marietta, GA 449,620449.6k $25.4m $25.4m 4.30% Reduced -12.3k -12,302
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.34% of their portfolio PLYMOUTH, MN 437,987438.0k $26.6m $26.6m 0.34% Added +51.0k +50,975
46 Cassaday & Co Wealth Management LLC 1.13% of their portfolio MCLEAN, VA 431,429431.4k $24.4m $24.4m 1.13% First filing
47 Plancorp, LLC 1.43% of their portfolio SAINT LOUIS, MO 428,103428.1k $24.2m $24.2m 1.43% Added +22.6k +22,629
48 PATHSTONE FAMILY OFFICE, LLC 0.19% of their portfolio ENGLEWOOD, NJ 402,416402.4k $22.7m $22.7m 0.19% Added +61.8k +61,780
49 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 384,900384.9k $21.7m $21.7m 0.02% First filing
50 CHOREO, LLC 0.98% of their portfolio ROCKFORD, IL 351,582351.6k $19.9m $19.9m 0.98% Added +37.8k +37,789
51 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 350,996351.0k $19.8m $19.8m 0.04% Added +255.3k +255,326
52 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 329,721329.7k $18.6m $18.6m 0.09% Reduced -78.6k -78,572
53 Baker Avenue Asset Management, LP 1.11% of their portfolio SAN FRANCISCO, CA 327,053327.1k $18.5m $18.5m 1.11% Reduced -8.9k -8,896
54 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 323,690323.7k $18.3m $18.3m 0.07% Reduced -19.0k -18,993
55 Wealthcare Advisory Partners LLC 0.86% of their portfolio WEST CHESTER, PA 319,569319.6k $18.0m $18.0m 0.86% Added +75.1k +75,087
56 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 310,686310.7k $17.6m $17.6m 0.04% Added +6.4k +6,406
57 COLONY GROUP LLC 0.25% of their portfolio Boston, MA 309,572309.6k $17.5m $17.5m 0.25% Added +13.9k +13,881
58 MONETA GROUP INVESTMENT ADVISORS LLC 0.51% of their portfolio ST LOUIS, MO 303,833303.8k $18.6m $18.6m 0.51% Reduced -28.4k -28,414
59 Checchi Capital Advisers, LLC 1.76% of their portfolio BEVERLY HILLS, CA 300,171300.2k $17.0m $17.0m 1.76% Added +129.4k +129,441
60 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 297,270297.3k $15.6m $15.6m 0.01% Added +143.5k +143,490
61 Shakespeare Wealth Management, LLC 6.08% of their portfolio Pewaukee, WI 293,497293.5k $16.6m $16.6m 6.08% Added +10.2k +10,223
62 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 267,762267.8k $15.1m $15.1m 0.02% Added +32.3k +32,304
63 Brand Asset Management Group, Inc. 7.61% of their portfolio CHESTERFIELD, MO 266,607266.6k $15.1m $15.1m 7.61% Added +11.0k +11,013
64 GREAT LAKES ADVISORS, LLC 0.09% of their portfolio CHICAGO, IL 265,556265.6k $1.5m $1.5m 0.09% Added +50.5k +50,456
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 262,268262.3k $14.8m $14.8m 0.00% Added +106.5k +106,517
66 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 255,798255.8k $14.4m $14.4m 0.03% Reduced -17.8k -17,780
67 COLDSTREAM CAPITAL MANAGEMENT INC 0.52% of their portfolio BELLEVUE, WA 253,165253.2k $14.3m $14.3m 0.52% First filing
68 Full Sail Capital, LLC 1.35% of their portfolio OKLAHOMA CITY, OK 252,288252.3k $14.2m $14.2m 1.35% Added +38.8k +38,825
69 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 242,632242.6k $13.7m $13.7m 0.01% Reduced -729.6k -729,633
70 Shore Point Advisors, LLC 10.54% of their portfolio BRIELLE, NJ 226,931226.9k $12.8m $12.8m 10.54% Reduced -13.5k -13,536
71 QUADRANT CAPITAL GROUP LLC 1.45% of their portfolio CINCINNATI, OH 226,864226.9k $12.8m $12.8m 1.45% Reduced -39.0k -38,952
72 Falcon Wealth Planning 3.67% of their portfolio Ontario, CA 226,836226.8k $12.8m $12.8m 3.67% Added +16.9k +16,950
73 EXENCIAL WEALTH ADVISORS, LLC 0.69% of their portfolio OKLAHOMA CITY, OK 223,315223.3k $12.6m $12.6m 0.69% Reduced -22.3k -22,255
74 Parcion Private Wealth LLC 1.32% of their portfolio BELLEVUE, WA 216,240216.2k $12.2m $12.2m 1.32% Added +209.2k +209,202
75 Wealth Architects, LLC 2.23% of their portfolio MOUNTAIN VIEW, CA 208,455208.5k $11.8m $11.8m 2.23% Added +51.4k +51,395
76 MAI Capital Management 0.20% of their portfolio INDEPENDENCE, OH 207,395207.4k $11.7m $11.7m 0.20% Reduced -14.5k -14,505
77 Austin Private Wealth, LLC 2.04% of their portfolio Austin, TX 206,429206.4k $11.7m $11.7m 2.04% Reduced -5.5k -5,530
78 MISSION WEALTH MANAGEMENT, LP 0.54% of their portfolio Santa Barbara, CA 197,122197.1k $11.1m $11.1m 0.54% Reduced -30.2k -30,224
79 Alesco Advisors, LLC, An ESL Co 0.43% of their portfolio Pittsford, NY 195,667195.7k $11.1m $11.1m 0.43% Added +28.6k +28,608
80 Pure Financial Advisors, LLC 0.55% of their portfolio SAN DIEGO, CA 189,458189.5k $10.7m $10.7m 0.55% Reduced -7.6k -7,566
81 Klingman & Associates, LLC 0.90% of their portfolio New York, NY 181,443181.4k $10.2m $10.2m 0.90% Added +747 +747
82 OPPENHEIMER ASSET MANAGEMENT INC. 0.16% of their portfolio NEW YORK, NY 179,582179.6k $10.1m $10.1m 0.16% Reduced -13.9k -13,948
83 Waverly Advisors, LLC 0.54% of their portfolio BIRMINGHAM, AL 171,041171.0k $9.7m $9.7m 0.54% Added +8.2k +8,185
84 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 165,440165.4k $9.3m $9.3m 0.04% Added +7.5k +7,475
85 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 164,517164.5k $9.3m $9.3m 0.00% Reduced -379.4k -379,378
86 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 161,819161.8k $9.1m $9.1m 0.06% Added +3.7k +3,661
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 160,686160.7k $9.1m $9.1m 0.02% Added +103.6k +103,578
88 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 160,252160.3k $9.1m $9.1m 0.02% Added +7.7k +7,706
89 Mariner, LLC 0.03% of their portfolio Overland Park, KS 157,508157.5k $8.9m $8.9m 0.03% Reduced -27.8k -27,808
90 Fairhaven Wealth Management, LLC 3.74% of their portfolio Oak Brook, IL 156,055156.1k $8.8m $8.8m 3.74% Added +1.9k +1,887
91 TWIN FOCUS CAPITAL PARTNERS, LLC 1.73% of their portfolio Boston, MA 146,553146.6k $8.3m $8.3m 1.73% Reduced -34.3k -34,260
92 Savant Capital, LLC 0.20% of their portfolio ROCKFORD, IL 145,950145.9k $8.0m $8.0m 0.20% Added +31.9k +31,918
93 WESCAP Management Group, Inc. 2.80% of their portfolio Glendale, CA 140,957141.0k $8.0m $8.0m 2.80% Added +30.3k +30,316
94 ALPS ADVISORS INC 0.07% of their portfolio Denver, CO 138,422138.4k $7.8m $7.8m 0.07% Added +700 +700
95 FIRST CITIZENS BANK & TRUST CO 0.24% of their portfolio RALEIGH, NC 137,391137.4k $7.8m $7.8m 0.24% Added +5.2k +5,210
96 RTD Financial Advisors, Inc. 1.24% of their portfolio Philadelphia, PA 135,160135.2k $7.6m $7.6m 1.24% Reduced -2.7k -2,737
97 Integrated Investment Consultants, LLC 2.49% of their portfolio BLOOMFIELD HILLS, MI 130,569130.6k $7.4m $7.4m 2.49% Added +68.9k +68,856
98 Mariner Managed Account Solutions, LLC 0.67% of their portfolio Boston, MA 129,960130.0k $7.3m $7.3m 0.67% Added +114.0k +114,006
99 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 129,000129.0k $7.3m $7.3m 0.02% Unchanged
100 Covenant Partners, LLC 2.91% of their portfolio Nashville, TN 128,229128.2k $7.2m $7.2m 2.91% Added +12.0k +11,994