Vault-13

ISHARES TR MUB

NATIONAL MUN ETF · ETP · CUSIP 464288414

1,213 institutional holders +76 vs Q3 2022
248,552,430248.6m shares reported held*
$26.3bnreported value*
130 new 476 added 414 reduced 121 sold out net bought ≈ $3.2bn (+31.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($130.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $105.79. Options: 4 managers hold calls ($8.7m notional), 3 hold puts ($11.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,137Q4 22: 1,2131,213Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,137
Q4 20221,213

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $6.2mQ3 22 puts: $30.1mQ3 22P/C 4.82Q4 22 calls: $8.7mQ4 22 puts: $11.7mQ4 22P/C 1.35
Numbers
QuarterCallsPutsP/C
Q3 2022$6.2m$30.1m4.82
Q4 2022$8.7m$11.7m1.35

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +5,849,700+5.8m
Bank of New York Mellon Corp Added +3,786,751+3.8m
US BANCORP \DE\ Added +3,569,530+3.6m
Betterment LLC Added +2,650,115+2.7m
FMR LLC Added +2,596,881+2.6m
ENVESTNET ASSET MANAGEMENT INC Added +1,411,367+1.4m
Fisher Asset Management, LLC Added +1,235,805+1.2m
BlackRock Inc. Added +1,088,953+1.1m
OXFORD FINANCIAL GROUP, LTD. LLC Added +932,923+932.9k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +908,858+908.9k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -4,332,875-4.3m
JPMORGAN CHASE & CO Reduced -2,719,464-2.7m
SEI INVESTMENTS CO Reduced -1,264,127-1.3m
ALLSTATE CORP Reduced -998,439-998.4k
LAZARD ASSET MANAGEMENT LLC Reduced -696,754-696.8k
PATHSTONE FAMILY OFFICE, LLC Reduced -693,206-693.2k
BAILARD, INC. Reduced -445,055-445.1k
MEEDER ASSET MANAGEMENT INC Reduced -440,085-440.1k
FRANKLIN RESOURCES INC Reduced -347,115-347.1k
Sequoia Financial Advisors, LLC Reduced -338,341-338.3k

Biggest calls

CITADEL ADVISORS LLC Added $5.4m50.9k shares
Paladin Advisory Group, LLC Added $2.2m20.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m10.7k shares
Cutler Group LLC / CA New $5.0k9.8k shares

Biggest puts

BANK OF AMERICA CORP /DE/ New $9.4m88.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m14.4k shares
CITADEL ADVISORS LLC Added $854.7k8.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2025-11-05 6.0% new 22.2m≈ $2.4bn 2025-11-05

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.31% of their portfolio BOSTON, MA 29,503,75229.5m $3.1bn $3.1bn 0.31% Added +2.6m +2,596,881
2 BANK OF AMERICA CORP /DE/ 0.31% of their portfolio CHARLOTTE, NC 23,678,45523.7m $2.5bn $2.5bn 0.31% Added +5.8m +5,849,700
3 ENVESTNET ASSET MANAGEMENT INC 0.76% of their portfolio Berwyn, PA 13,927,05913.9m $1.5bn $1.5bn 0.76% Added +1.4m +1,411,367
4 Bank of New York Mellon Corp 0.26% of their portfolio NEW YORK, NY 10,679,13110.7m $1.1bn $1.1bn 0.26% Added +3.8m +3,786,751
5 Creative Planning 1.59% of their portfolio OVERLAND PARK, KS 9,987,75310.0m $1.1bn $1.1bn 1.59% Reduced -175.6k -175,617
6 Betterment LLC 3.50% of their portfolio NEW YORK, NY 9,668,2219.7m $1.0bn $1.0bn 3.50% Added +2.7m +2,650,115
7 JPMORGAN CHASE & CO 0.12% of their portfolio NEW YORK, NY 8,280,1018.3m $873.7m $873.7m 0.12% Reduced -2.7m -2,719,464
8 WELLS FARGO & COMPANY/MN 0.21% of their portfolio SAN FRANCISCO, CA 6,413,8996.4m $676.8m $676.8m 0.21% Added +623.3k +623,269
9 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 6,323,5066.3m $667.3m $667.3m 0.08% Added +739.3k +739,269
10 PNC Financial Services Group, Inc. 0.60% of their portfolio Pittsburgh, PA 5,880,5155.9m $620.5m $620.5m 0.60% Added +37.2k +37,199
11 US BANCORP \DE\ 1.07% of their portfolio MINNEAPOLIS, MN 5,726,1115.7m $604.2m $604.2m 1.07% Added +3.6m +3,569,530
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.86% of their portfolio MILWAUKEE, WI 5,353,0325.4m $564.9m $564.9m 0.86% Added +805.9k +805,876
13 Charles Schwab Investment Advisory, Inc. 0.92% of their portfolio SAN FRANCISCO, CA 5,198,5495.2m $548.6m $548.6m 0.92% Reduced -4.3m -4,332,875
14 LPL Financial LLC 0.35% of their portfolio FORT MILL, SC 3,816,4823.8m $402.7m $402.7m 0.35% Added +504.9k +504,894
15 SEI INVESTMENTS CO 0.85% of their portfolio OAKS, PA 3,606,8973.6m $380.6m $380.6m 0.85% Reduced -1.3m -1,264,127
16 UBS Group AG 0.18% of their portfolio ZURICH, V8 3,528,1773.5m $372.3m $372.3m 0.18% Added +800.7k +800,709
17 Fisher Asset Management, LLC 0.23% of their portfolio PLANO, TX 3,217,7443.2m $339.5m $339.5m 0.23% Added +1.2m +1,235,805
18 TIAA, FSB 1.07% of their portfolio ST. LOUIS, MO 2,589,1652.6m $273.2m $273.2m 1.07% Reduced -252.7k -252,652
19 MERCER GLOBAL ADVISORS INC /ADV 1.23% of their portfolio DENVER, CO 2,322,2032.3m $245.0m $245.0m 1.23% Added +357.3k +357,298
20 COMMONWEALTH EQUITY SERVICES, LLC 0.53% of their portfolio WALTHAM, MA 2,103,2142.1m $221.9m $221.9m 0.53% Added +115.7k +115,749
21 ASSETMARK, INC 0.90% of their portfolio CONCORD, CA 1,977,3572.0m $208.7m $208.7m 0.90% Added +18.9k +18,917
22 BlackRock Inc. 0.01% of their portfolio New York, NY 1,852,6021.9m $195.5m $195.5m 0.01% Added +1.1m +1,088,953
23 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 1,542,3501.5m $162.7m $162.7m 0.05% Added +327.1k +327,106
24 OSAIC HOLDINGS, INC. 0.32% of their portfolio SCOTTSDALE, AZ 1,482,9961.5m $156.5m $156.5m 0.32% Added +98.8k +98,778
25 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 1,390,6301.4m $146.7m $146.7m 0.04% Added +121.8k +121,783
26 SIGNATUREFD, LLC 3.92% of their portfolio ATLANTA, GA 1,271,3451.3m $134.2m $134.2m 3.92% Added +780.3k +780,256
27 Mariner, LLC 0.42% of their portfolio Overland Park, KS 1,251,8321.3m $132.1m $132.1m 0.42% Added +332.3k +332,311
28 MML INVESTORS SERVICES, LLC 0.86% of their portfolio SPRINGFIELD, MA 1,243,0321.2m $131.2m $131.2m 0.86% Added +91.1k +91,087
29 NATIXIS ADVISORS, LLC 0.45% of their portfolio Boston, MA 1,135,7661.1m $119.8m $119.8m 0.45% Added +569.5k +569,527
30 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,042,2881.0m $110.2m $110.2m 0.04% Added +36.2k +36,229
31 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.60% of their portfolio IRVING, TX 1,017,0031.0m $107.3m $107.3m 0.60% Reduced -76.9k -76,949
32 OXFORD FINANCIAL GROUP, LTD. LLC 12.10% of their portfolio INDIANAPOLIS, IN 984,173984.2k $103.8m $103.8m 12.10% Added +932.9k +932,923
33 TRUIST FINANCIAL CORP 0.18% of their portfolio CHARLOTTE, NC 954,727954.7k $100.7m $100.7m 0.18% Added +292.9k +292,928
34 JONES FINANCIAL COMPANIES LLLP 0.17% of their portfolio DES PERES, MO 951,506951.5k $100.4m $100.4m 0.17% Added +303.6k +303,563
35 STATE OF WISCONSIN INVESTMENT BOARD 0.32% of their portfolio MADISON, WI 950,000950.0k $100.2m $100.2m 0.32% Unchanged
36 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.57% of their portfolio MINNEAPOLIS, MN 908,858908.9k $95.9m $95.9m 3.57% New
37 Facet Wealth, Inc. 6.16% of their portfolio WEST PALM BEACH, FL 905,121905.1k $97.0m $97.0m 6.16% Added +93.7k +93,736
38 Ackerman Capital Advisors, LLC 24.69% of their portfolio DALLAS, TX 870,963871.0k $91.9m $91.9m 24.69% New
39 Corient Private Wealth LP 0.33% of their portfolio MIAMI, FL 856,191856.2k $90.3m $90.3m 0.33% First filing
40 Cetera Investment Advisers 0.82% of their portfolio SCHAUMBURG, IL 839,986840.0k $88.6m $88.6m 0.82% Added +353.8k +353,775
41 CITIGROUP INC 0.12% of their portfolio NEW YORK, NY 829,023829.0k $87.5m $87.5m 0.12% Reduced -237.6k -237,582
42 HighTower Advisors, LLC 0.20% of their portfolio CHICAGO, IL 821,818821.8k $86.7m $86.7m 0.20% Added +326.7k +326,722
43 Foster Group, Inc. 6.45% of their portfolio WEST DES MOINES, IA 817,840817.8k $86.3m $86.3m 6.45% Reduced -72.2k -72,172
44 Sequoia Financial Advisors, LLC 1.99% of their portfolio Akron, OH 768,061768.1k $81.0m $81.0m 1.99% Reduced -338.3k -338,341
45 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 766,318766.3k $80.9m $80.9m 0.16% Added +192.7k +192,712
46 Ellevest, Inc. 6.61% of their portfolio NEW YORK, NY 744,800744.8k $78.6m $78.6m 6.61% Added +16.6k +16,639
47 PARK AVENUE SECURITIES LLC 1.32% of their portfolio NEW YORK, NY 704,824704.8k $74.4m $74.4m 1.32% Added +55.7k +55,662
48 EP Wealth Advisors, LLC 1.31% of their portfolio TORRANCE, CA 690,603690.6k $72.9m $72.9m 1.31% Added +354.8k +354,781
49 BESSEMER GROUP INC 0.17% of their portfolio WOODBRIDGE, NJ 670,851670.9k $70.8m $70.8m 0.17% Added +512.2k +512,232
50 CITIZENS FINANCIAL GROUP INC/RI 2.71% of their portfolio PROVIDENCE, RI 659,266659.3k $69.6m $69.6m 2.71% Added +626.8k +626,832
51 Wealthfront Advisers LLC 0.33% of their portfolio Palo Alto, CA 647,846647.8k $68.4m $68.4m 0.33% Added +585.0k +584,967
52 Plante Moran Financial Advisors, LLC 9.46% of their portfolio SOUTHFIELD, MI 618,002618.0k $65.2m $65.2m 9.46% Added +16.8k +16,778
53 CAPTRUST FINANCIAL ADVISORS 0.32% of their portfolio RALEIGH, NC 610,899610.9k $64.5m $64.5m 0.32% Added +131.7k +131,745
54 Cetera Advisor Networks LLC 0.52% of their portfolio EL SEGUNDO, CA 610,375610.4k $64.4m $64.4m 0.52% Added +260.0k +259,999
55 ALLSTATE CORP 1.94% of their portfolio NORTHBROOK, IL 603,763603.8k $63.7m $63.7m 1.94% Reduced -998.4k -998,439
56 COLDSTREAM CAPITAL MANAGEMENT INC 2.25% of their portfolio BELLEVUE, WA 583,165583.2k $61.5m $61.5m 2.25% First filing
57 AVANTAX ADVISORY SERVICES, INC. 0.81% of their portfolio DALLAS, TX 577,226577.2k $60.9m $60.9m 0.81% Added +501.5k +501,511
58 Beacon Pointe Advisors, LLC 1.17% of their portfolio NEWPORT BEACH, CA 571,747571.7k $60.3m $60.3m 1.17% Added +262.3k +262,275
59 RWA WEALTH PARTNERS, LLC 1.49% of their portfolio BOSTON, MA 556,929556.9k $59.8m $59.8m 1.49% Added +166.4k +166,421
60 Wealthspire Advisors, LLC 1.01% of their portfolio NEW YORK, NY 524,606524.6k $55.4m $55.4m 1.01% Added +38.9k +38,883
61 AJ WEALTH STRATEGIES, LLC 2.67% of their portfolio NEW YORK, NY 481,775481.8k $50.8m $50.8m 2.67% Added +405.8k +405,841
62 AE Wealth Management LLC 0.37% of their portfolio TOPEKA, KS 480,498480.5k $50.7m $50.7m 0.37% Added +138 +138
63 COLONY GROUP LLC 0.69% of their portfolio Boston, MA 464,946464.9k $49.1m $49.1m 0.69% Added +150.0k +149,965
64 Financial Engines Advisors L.L.C. 0.14% of their portfolio SANTA CLARA, CA 452,899452.9k $47.8m $47.8m 0.14% Added +77.2k +77,226
65 Meeder Advisory Services, Inc. 6.02% of their portfolio DUBLIN, OH 451,924451.9k $47.7m $47.7m 6.02% First filing
66 Column Capital Advisors, LLC 7.86% of their portfolio INDIANAPOLIS, IN 448,966449.0k $47.4m $47.4m 7.86% Reduced -66.3k -66,266
67 Manning & Napier Group, LLC 0.57% of their portfolio Fairport, NY 440,846440.8k $46.5m $46.5m 0.57% Added +4.0k +4,031
68 Zions Bancorporation, N.A. 3.62% of their portfolio SALT LAKE CITY, UT 434,311434.3k $45.8m $45.8m 3.62% Added +407.9k +407,933
69 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 432,975433.0k $45.7m $45.7m 0.02% Added +214.6k +214,585
70 Alaska Wealth Advisors, LLC 8.19% of their portfolio ANCHORAGE, AK 432,749432.7k $45.7m $45.7m 8.19% Added +12.8k +12,770
71 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 430,990431.0k $45.5m $45.5m 0.01% Added +3.7k +3,667
72 JFS WEALTH ADVISORS, LLC 4.34% of their portfolio HERMITAGE, PA 420,337420.3k $44.4m $44.4m 4.34% Added +1.5k +1,458
73 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 412,716412.7k $43.5m $43.5m 0.04% Added +190.1k +190,100
74 FIRST CITIZENS BANK & TRUST CO 1.28% of their portfolio RALEIGH, NC 401,195401.2k $42.3m $42.3m 1.28% Added +36.1k +36,121
75 Waldron Private Wealth LLC 2.56% of their portfolio BRIDGEVILLE, PA 401,022401.0k $41.1m $41.1m 2.56% Unchanged
76 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 399,245399.2k $42.1m $42.1m 0.06% Reduced -302.7k -302,724
77 Forum Financial Management, LP 1.35% of their portfolio LOMBARD, IL 389,441389.4k $41.1m $41.1m 1.35% Added +195.5k +195,528
78 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 386,075386.1k $40.7m $40.7m 0.02% Added +130.8k +130,801
79 OneDigital Investment Advisors LLC 1.17% of their portfolio OVERLAND PARK, KS 380,639380.6k $40.2m $40.2m 1.17% Added +220.5k +220,499
80 Wealthcare Advisory Partners LLC 1.88% of their portfolio WEST CHESTER, PA 373,007373.0k $39.4m $39.4m 1.88% Reduced -90.6k -90,640
81 Integrated Wealth Concepts LLC 1.02% of their portfolio WALTHAM, MA 355,526355.5k $37.5m $37.5m 1.02% Added +311.8k +311,826
82 SOFI WEALTH, LLC 5.64% of their portfolio SAN FRANCISCO, CA 355,027355.0k $37.5m $37.5m 5.64% Added +12.7k +12,691
83 Symmetry Partners, LLC 2.18% of their portfolio GLASTONBURY, CT 348,459348.5k $36.8m $36.8m 2.18% Added +32.3k +32,302
84 LAKE STREET ADVISORS GROUP, LLC 2.41% of their portfolio PORTSMOUTH, NH 347,341347.3k $36.7m $36.7m 2.41% Added +25.5k +25,479
85 Orgel Wealth Management, LLC 1.33% of their portfolio ALTOONA, WI 328,463328.5k $34.7m $34.7m 1.33% Added +276.2k +276,200
86 Crestwood Advisors Group, LLC 1.17% of their portfolio BOSTON, MA 326,572326.6k $34.5m $34.5m 1.17% Added +12.7k +12,692
87 One Capital Management, LLC 1.81% of their portfolio WESTLAKE VILLAGE, CA 322,034322.0k $34.0m $34.0m 1.81% Added +15.5k +15,466
88 Allworth Financial LP 0.38% of their portfolio FOLSOM, CA 321,341321.3k $33.9m $33.9m 0.38% Added +23.0k +22,966
89 PFS INVESTMENTS INC. 0.63% of their portfolio DULUTH, GA 320,540320.5k $33.8m $33.8m 0.63% Added +45.9k +45,862
90 CWM, LLC 0.25% of their portfolio OMAHA, NE 315,553315.6k $33.3m $33.3m 0.25% Added +4.6k +4,593
91 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 305,850305.9k $32.3m $32.3m 0.08% Reduced -39.8k -39,761
92 Full Sail Capital, LLC 3.06% of their portfolio OKLAHOMA CITY, OK 305,693305.7k $32.3m $32.3m 3.06% Added +106.6k +106,633
93 Cerity Partners LLC 0.21% of their portfolio NEW YORK, NY 301,524301.5k $31.8m $31.8m 0.21% Added +70.8k +70,793
94 COMMERCE BANK 0.26% of their portfolio KANSAS CITY, MO 300,075300.1k $31.7m $31.7m 0.26% Added +106.5k +106,450
95 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 298,016298.0k $31.5m $31.5m 0.08% Reduced -15.3k -15,314
96 Arkos Global Advisors 8.00% of their portfolio HOUSTON, TX 297,572297.6k $31.4m $31.4m 8.00% Added +156.3k +156,336
97 Laird Norton Wetherby Trust Company, LLC 4.46% of their portfolio Seattle, WA 297,404297.4k $31.4m $31.4m 4.46% Added +63.1k +63,087
98 Meridian Wealth Partners, LLC 7.19% of their portfolio EXTON, PA 294,626294.6k $31.1m $31.1m 7.19% Added +122 +122
99 Allspring Global Investments Holdings, LLC 0.05% of their portfolio CHARLOTTE, NC 293,124293.1k $30.9m $30.9m 0.05% Added +291.9k +291,924
100 Austin Private Wealth, LLC 5.30% of their portfolio Austin, TX 286,393286.4k $30.2m $30.2m 5.30% Added +143.5k +143,514