Vault-13

IRIS ACQUISITION CORP

CLASS A COM · CUSIP 89601Y101

20 institutional holders -41 vs Q3 2022
6,483,8096.5m shares reported held*
$65.2mreported value*
4 new 4 added 6 reduced 44 sold out net sold ≈ $175.1m (-17.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.06.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 61Q4 22: 2020Q3 22Q4 22
Numbers
QuarterHolders
Q3 202261
Q4 202220

Biggest buyers

Westchester Capital Management, LLC Added +333,548+333.5k
JANUS HENDERSON GROUP PLC New +150,175+150.2k
Bulldog Investors, LLP New +61,438+61.4k
Exos TFP Holdings LLC New +43,989+44.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,001+21.0k
BERKLEY W R CORP Added +9,245+9.2k
UBS Group AG Added +1,224+1.2k
CLEAR STREET LLC New +5+5

Biggest sellers

CITADEL ADVISORS LLC Sold out -2,298,591-2.3m
Magnetar Financial LLC Sold out -1,204,908-1.2m
Periscope Capital Inc. Reduced -1,067,187-1.1m
Alpha Wave Global, LP Sold out -1,000,000-1.0m
HGC Investment Management Inc. Sold out -985,000-985.0k
ARISTEIA CAPITAL, L.L.C. Sold out -950,000-950.0k
Sculptor Capital LP Sold out -884,149-884.1k
CANTOR FITZGERALD, L. P. Sold out -832,706-832.7k
Castle Creek Arbitrage, LLC Sold out -775,184-775.2k
Radcliffe Capital Management, L.P. Sold out -712,969-713.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Polar Asset Management Partners Inc. 0.21% of their portfolio TORONTO, A6 1,450,0001.4m $14.6m $14.6m 0.21% Unchanged
2 MMCAP International Inc. SPC 1.05% of their portfolio GRAND CAYMAN, E9 1,030,0001.0m $10.4m $10.4m 1.05% Unchanged
3 Saba Capital Management, L.P. 0.15% of their portfolio NEW YORK, NY 853,395853.4k $8.6m $8.6m 0.15% Reduced -181.2k -181,210
4 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 600,000600.0k $6.0m $6.0m 0.01% Unchanged
5 NOMURA HOLDINGS INC 0.06% of their portfolio TOKYO, M0 564,399564.4k $5.7m $5.7m 0.06% Unchanged
6 Westchester Capital Management, LLC 0.16% of their portfolio VALHALLA, NY 554,911554.9k $5.6m $5.6m 0.16% Added +333.5k +333,548
7 Spartan Fund Management Inc. 1.25% of their portfolio TORONTO, ONTARIO, Z4 346,440346.4k $3.5m $3.5m 1.25% Reduced -3.7k -3,700
8 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 267,805267.8k $2.7m $2.7m 0.00% Reduced -195.4k -195,446
9 BERKLEY W R CORP 0.09% of their portfolio Greenwich, CT 157,281157.3k $1.6m $1.6m 0.09% Added +9.2k +9,245
10 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 150,175150.2k $1.5m $1.5m 0.00% New
11 Periscope Capital Inc. 0.06% of their portfolio Toronto, A6 130,000130.0k $1.3m $1.3m 0.06% Reduced -1.1m -1,067,187
12 MOORE CAPITAL MANAGEMENT, LP 0.03% of their portfolio NEW YORK, NY 100,000100.0k $998.0k $998.0k 0.03% Reduced -400.0k -400,000
13 Alberta Investment Management Corp 0.01% of their portfolio EDMONTON, A0 100,000100.0k $998.0k $998.0k 0.01% Unchanged
14 Bulldog Investors, LLP 0.19% of their portfolio SADDLE BROOK, NJ 61,43861.4k $621.8k $621.8k 0.19% New
15 Exos TFP Holdings LLC 0.12% of their portfolio NEW YORK, NY 43,98944.0k $445.2k $445.2k 0.12% New
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,13043.1k $430.4k $430.4k 0.00% Added +21.0k +21,001
17 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 29,11229.1k $290.0k $290.0k 0.00% Reduced -7.0k -6,980
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7291.7k $17.5k $17.5k 0.00% Added +1.2k +1,224
19 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 55 $0 $0 0.00% New
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged