Vault-13

SCHWAB STRATEGIC TR SCHX

US LRG CAP ETF · ETP · CUSIP 808524201

1,036 institutional holders +74 vs Q3 2022
443,567,474443.6m shares reported held*
$20.2bnreported value*
83 new 408 added 350 reduced 46 sold out net bought ≈ $763.2m (+15.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($38.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.43. Options: 3 managers hold calls ($3.1m notional), 3 hold puts ($641.1k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 962Q4 22: 1,0361,036Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022962
Q4 20221,036

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.2mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $3.1mQ4 22 puts: $641.1kQ4 22P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2022$4.2m$00.00
Q4 2022$3.1m$641.1k0.20

Biggest buyers

HBK Sorce Advisory LLC Added +9,259,499+9.3m
Creative Planning Added +6,159,172+6.2m
Charles Schwab Investment Advisory, Inc. Added +2,041,167+2.0m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,930,402+1.9m
Cresset Asset Management, LLC Added +1,255,608+1.3m
Legacy Wealth Management, LLC Added +871,861+871.9k
Leverty Financial Group, LLC New +830,306+830.3k
Integrated Wealth Concepts LLC Added +611,359+611.4k
PINKERTON WEALTH, LLC Added +571,973+572.0k
Charles Schwab Trust Co Added +558,033+558.0k

Biggest sellers

JANUS HENDERSON GROUP PLC Reduced -3,772,909-3.8m
SEI INVESTMENTS CO Reduced -1,480,559-1.5m
Johnson Financial Group, LLC Reduced -1,336,570-1.3m
McAdam, LLC Reduced -1,260,671-1.3m
AJ WEALTH STRATEGIES, LLC Reduced -1,134,965-1.1m
JFG Wealth Management, LLC Sold out -1,017,278-1.0m
Adams Wealth Management Reduced -877,352-877.4k
MERCER GLOBAL ADVISORS INC /ADV Reduced -393,354-393.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -380,970-381.0k
AMERIPRISE FINANCIAL INC Reduced -368,901-368.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m35.0k shares
CITADEL ADVISORS LLC Reduced $1.6m34.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $388.3k8.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $252.8k5.6k shares
Cutler Group LLC / CA New $01.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 7.30% of their portfolio SAN FRANCISCO, CA 95,969,54296.0m $4.3bn $4.3bn 7.30% Added +2.0m +2,041,167
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.61% of their portfolio SAN FRANCISCO, CA 41,622,06841.6m $1.9bn $1.9bn 0.61% Added +1.9m +1,930,402
3 Creative Planning 2.08% of their portfolio OVERLAND PARK, KS 30,641,50330.6m $1.4bn $1.4bn 2.08% Added +6.2m +6,159,172
4 SEI INVESTMENTS CO 2.94% of their portfolio OAKS, PA 29,314,94829.3m $1.3bn $1.3bn 2.94% Reduced -1.5m -1,480,559
5 ENVESTNET ASSET MANAGEMENT INC 0.41% of their portfolio Berwyn, PA 17,691,42517.7m $798.8m $798.8m 0.41% Reduced -381.0k -380,970
6 HBK Sorce Advisory LLC 21.24% of their portfolio ERIE, PA 17,483,09617.5m $789.4m $789.4m 21.24% Added +9.3m +9,259,499
7 MERCER GLOBAL ADVISORS INC /ADV 3.57% of their portfolio DENVER, CO 15,806,32815.8m $713.7m $713.7m 3.57% Reduced -393.4k -393,354
8 SAGE FINANCIAL GROUP INC 44.66% of their portfolio W. CONSHOHOCKEN, PA 8,116,4318.1m $366.5m $366.5m 44.66% Added +165.0k +165,027
9 UBS Group AG 0.17% of their portfolio ZURICH, V8 7,871,5127.9m $355.4m $355.4m 0.17% Reduced -294.3k -294,251
10 MONETA GROUP INVESTMENT ADVISORS LLC 7.07% of their portfolio ST LOUIS, MO 5,361,3815.4m $258.0m $258.0m 7.07% Added +49.8k +49,811
11 Campbell Wealth Management 27.58% of their portfolio ALEXANDRIA, VA 4,389,3124.4m $198.2m $198.2m 27.58% Added +23.4k +23,390
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.29% of their portfolio MILWAUKEE, WI 4,280,4474.3m $193.3m $193.3m 0.29% Added +37.0k +36,981
13 Mariner, LLC 0.60% of their portfolio Overland Park, KS 4,123,4634.1m $186.2m $186.2m 0.60% Added +119.9k +119,865
14 JANUS HENDERSON GROUP PLC 0.12% of their portfolio LONDON, X0 3,874,6313.9m $174.9m $174.9m 0.12% Reduced -3.8m -3,772,909
15 AJ WEALTH STRATEGIES, LLC 8.86% of their portfolio NEW YORK, NY 3,734,9223.7m $168.6m $168.6m 8.86% Reduced -1.1m -1,134,965
16 WEALTHSOURCE PARTNERS, LLC 11.31% of their portfolio SAN LUIS OBISPO, CA 3,536,8533.5m $159.7m $159.7m 11.31% Added +47.2k +47,180
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.11% of their portfolio PLYMOUTH, MN 3,466,6493.5m $164.3m $164.3m 2.11% Reduced -92.7k -92,749
18 HighTower Advisors, LLC 0.35% of their portfolio CHICAGO, IL 3,424,6453.4m $154.6m $154.6m 0.35% Added +5.9k +5,867
19 Prime Capital Investment Advisors, LLC 5.84% of their portfolio OVERLAND PARK, KS 3,407,7213.4m $153.9m $153.9m 5.84% Added +180.9k +180,909
20 Koss-Olinger Consulting, LLC 18.47% of their portfolio GAINESVILLE, FL 2,843,5852.8m $128.4m $128.4m 18.47% Reduced -250.1k -250,059
21 JMG Financial Group, Ltd. 7.04% of their portfolio DOWNERS GROVE, IL 2,839,7282.8m $128.2m $128.2m 7.04% Added +278.3k +278,308
22 Cresset Asset Management, LLC 1.34% of their portfolio Chicago, IL 2,357,1882.4m $106.4m $106.4m 1.34% Added +1.3m +1,255,608
23 Beacon Pointe Advisors, LLC 2.06% of their portfolio NEWPORT BEACH, CA 2,348,4692.3m $106.0m $106.0m 2.06% Added +23.9k +23,928
24 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,119,9622.1m $95.7m $95.7m 0.08% Added +5.6k +5,646
25 EVERMAY WEALTH MANAGEMENT LLC 18.09% of their portfolio ARLINGTON, VA 1,968,0702.0m $88.9m $88.9m 18.09% Added +2.1k +2,109
26 BlueSky Wealth Advisors, LLC 19.06% of their portfolio New Bern, NC 1,909,1831.9m $86.2m $86.2m 19.06% Reduced -80.1k -80,143
27 Adams Wealth Management 29.83% of their portfolio LOGAN, UT 1,869,8191.9m $84.4m $84.4m 29.83% Reduced -877.4k -877,352
28 Marcum Wealth, LLC 10.67% of their portfolio CLEVELAND, OH 1,781,4771.8m $80.4m $80.4m 10.67% Added +348.4k +348,382
29 Orgel Wealth Management, LLC 3.04% of their portfolio ALTOONA, WI 1,752,2091.8m $79.1m $79.1m 3.04% Added +22.5k +22,523
30 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 1,702,6091.7m $76.9m $76.9m 0.16% Reduced -16.9k -16,898
31 Apriem Advisors 12.88% of their portfolio IRVINE, CA 1,645,6221.6m $74.3m $74.3m 12.88% Added +301.1k +301,129
32 RKL Wealth Management LLC 8.89% of their portfolio LANCASTER, PA 1,473,2571.5m $66.5m $66.5m 8.89% Added +105.0k +105,014
33 Northwest Quadrant Wealth Management, LLC 19.98% of their portfolio BEND, OR 1,451,6831.5m $65.5m $65.5m 19.98% Added +11.0k +10,986
34 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.37% of their portfolio IRVING, TX 1,444,2861.4m $65.2m $65.2m 0.37% Reduced -60.6k -60,596
35 Bangor Savings Bank 7.64% of their portfolio BANGOR, ME 1,418,3981.4m $64.0m $64.0m 7.64% Reduced -19.3k -19,295
36 Scarborough Advisors, LLC 17.11% of their portfolio ANNAPOLIS, MD 1,414,3621.4m $63.9m $63.9m 17.11% Added +190.9k +190,899
37 CAPTRUST FINANCIAL ADVISORS 0.32% of their portfolio RALEIGH, NC 1,398,5651.4m $63.2m $63.2m 0.32% Reduced -281.5k -281,485
38 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,306,9971.3m $59.0m $59.0m 0.01% Added +123.6k +123,576
39 American Trust 5.12% of their portfolio LEXINGTON, KY 1,221,4761.2m $55.1m $55.1m 5.12% Reduced -118.7k -118,671
40 Integrated Wealth Concepts LLC 1.47% of their portfolio WALTHAM, MA 1,201,4831.2m $54.2m $54.2m 1.47% Added +611.4k +611,359
41 Corient Private Wealth LP 0.19% of their portfolio MIAMI, FL 1,175,9601.2m $53.1m $53.1m 0.19% First filing
42 McAdam, LLC 13.18% of their portfolio Philadelphia, PA 1,174,3581.2m $133.7m $133.7m 13.18% Reduced -1.3m -1,260,671
43 Sequoia Financial Advisors, LLC 1.30% of their portfolio Akron, OH 1,171,7861.2m $52.9m $52.9m 1.30% Reduced -15.7k -15,678
44 Curi Wealth Management, LLC 7.44% of their portfolio Raleigh, NC 1,171,5651.2m $52.9m $52.9m 7.44% Added +163.5k +163,536
45 ASSETMARK, INC 0.22% of their portfolio CONCORD, CA 1,144,0391.1m $51.7m $51.7m 0.22% Reduced -343.2k -343,242
46 Foster Victor Wealth Advisors, LLC 6.39% of their portfolio GREENVILLE, SC 1,097,2181.1m $50.2m $50.2m 6.39% Added +13.5k +13,496
47 HB Wealth Management, LLC 0.90% of their portfolio Atlanta, GA 1,096,7131.1m $49.5m $49.5m 0.90% Added +30.4k +30,384
48 AE Wealth Management LLC 0.35% of their portfolio TOPEKA, KS 1,082,1221.1m $48.9m $48.9m 0.35% Reduced -61.0k -61,030
49 Wealthspire Advisors, LLC 0.89% of their portfolio NEW YORK, NY 1,081,0441.1m $48.8m $48.8m 0.89% Added +62.4k +62,400
50 Meridian Wealth Partners, LLC 11.25% of their portfolio EXTON, PA 1,076,7481.1m $48.6m $48.6m 11.25% Added +22.3k +22,329
51 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,038,1471.0m $46.9m $46.9m 0.02% Reduced -368.9k -368,901
52 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 1,032,3761.0m $46.6m $46.6m 0.24% Reduced -2.2k -2,246
53 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 975,808975.8k $44.1m $44.1m 0.01% Reduced -152.5k -152,539
54 Legacy Wealth Management, LLC 4.00% of their portfolio MEMPHIS, TN 927,248927.2k $41.9m $41.9m 4.00% Added +871.9k +871,861
55 PINKERTON WEALTH, LLC 8.62% of their portfolio COEUR D ALENE, ID 881,915881.9k $39.8m $39.8m 8.62% Added +572.0k +571,973
56 JOHNSON INVESTMENT COUNSEL INC 0.54% of their portfolio Cincinnati, OH 870,259870.3k $39.3m $39.3m 0.54% Reduced -14.3k -14,270
57 Jaffetilchin Investment Partners, LLC 4.79% of their portfolio TAMPA, FL 868,866868.9k $39.2m $39.2m 4.79% Added +110.3k +110,341
58 Charles Schwab Trust Co 5.11% of their portfolio HENDERSON, NV 858,888858.9k $38.8m $38.8m 5.11% Added +558.0k +558,033
59 Alliance Wealth Management Group 14.01% of their portfolio FLEMINGTON, NJ 848,221848.2k $38.3m $38.3m 14.01% Added +7.0k +6,988
60 Towercrest Capital Management 8.48% of their portfolio NEWTOWN, PA 848,221848.2k $38.3m $38.3m 8.48% Added +7.0k +6,988
61 Leverty Financial Group, LLC 32.07% of their portfolio HUDSON, WI 830,306830.3k $37.5m $37.5m 32.07% New
62 Destination Wealth Management 1.42% of their portfolio Walnut Creek, CA 787,893787.9k $35.6m $35.6m 1.42% Added +466.9k +466,899
63 VALLEY NATIONAL ADVISERS INC 6.60% of their portfolio BETHLEHEM, PA 787,031787.0k $36.8m $36.8m 6.60% Added +50.0k +50,004
64 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 782,237782.2k $35.3m $35.3m 0.06% Reduced -51.0k -50,963
65 CANTOR FITZGERALD, L. P. 0.74% of their portfolio NEW YORK, NY 761,438761.4k $34.4m $34.4m 0.74% Added +152.5k +152,464
66 Standpoint Asset Management, LLC 15.55% of their portfolio SCOTTSDALE, AZ 757,600757.6k $34.2m $34.2m 15.55% First filing
67 Allworth Financial LP 0.38% of their portfolio FOLSOM, CA 749,578749.6k $33.8m $33.8m 0.38% Reduced -12.7k -12,728
68 Berger Financial Group, Inc 4.45% of their portfolio PLYMOUTH, MN 746,551746.6k $33.7m $33.7m 4.45% Added +1.3k +1,332
69 RIVERSEDGE ADVISORS, LLC 10.85% of their portfolio Wilmington, DE 742,338742.3k $33.5m $33.5m 10.85% Reduced -5.6k -5,597
70 Courage Miller Partners, LLC 15.08% of their portfolio NORFOLK, VA 725,038725.0k $32.7m $32.7m 15.08% Added +729 +729
71 Buffington Mohr McNeal 7.37% of their portfolio BOISE, ID 701,899701.9k $31.7m $31.7m 7.37% Added +171 +171
72 FINANCIAL CONSULATE, INC 10.98% of their portfolio HUNT VALLEY, MD 696,679696.7k $31.5m $31.5m 10.98% Reduced -6.8k -6,757
73 IMA Advisory Services, Inc. 7.95% of their portfolio DENVER, CO 665,440665.4k $30.0m $30.0m 7.95% Added +157 +157
74 Ashford Advisors, LLC 10.27% of their portfolio PITTSFORD, NY 663,667663.7k $30.0m $30.0m 10.27% Added +80.0k +79,961
75 APPLETON PARTNERS INC/MA 2.82% of their portfolio BOSTON, MA 658,480658.5k $29.7m $29.7m 2.82% Added +7.9k +7,864
76 Parsec Financial Management, Inc. 1.27% of their portfolio ASHEVILLE, NC 634,418634.4k $28.6m $28.6m 1.27% Added +12.6k +12,576
77 ACCESS FINANCIAL SERVICES, INC. 17.26% of their portfolio MINNEAPOLIS, MN 626,348626.3k $28.3m $28.3m 17.26% Added +34.4k +34,438
78 MONEYWISE, INC. 20.53% of their portfolio FOREST, VA 608,078608.1k $27.5m $27.5m 20.53% Reduced -33.8k -33,823
79 IFP Advisors, Inc 1.03% of their portfolio TAMPA, FL 589,265589.3k $38.6m $38.6m 1.03% Reduced -20.2k -20,171
80 Savant Capital, LLC 0.65% of their portfolio ROCKFORD, IL 586,697586.7k $26.5m $26.5m 0.65% Reduced -300.4k -300,372
81 Kohmann Bosshard Financial Services, LLC 5.25% of their portfolio FAIRLAWN, OH 583,781583.8k $26.4m $26.4m 5.25% Reduced -58.1k -58,058
82 CW Advisors, LLC 0.68% of their portfolio BOSTON, MA 582,902582.9k $26.3m $26.3m 0.68% Reduced -23.7k -23,724
83 Financial Management Professionals, Inc. 5.31% of their portfolio AUSTIN, TX 575,012575.0k $26.0m $26.0m 5.31% Reduced -297.2k -297,207
84 Sage Financial Management Group, Inc. 17.98% of their portfolio MCLEAN, VA 569,880569.9k $25.7m $25.7m 17.98% Added +66.6k +66,556
85 Advanced Asset Management Advisors Inc 6.37% of their portfolio DUBLIN, OH 563,400563.4k $25.4m $25.4m 6.37% Unchanged
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 552,280552.3k $24.9m $24.9m 0.00% Added +546.6k +546,643
87 NewSquare Capital LLC 3.11% of their portfolio NEWTOWN SQUARE, PA 551,247551.2k $24.9m $24.9m 3.11% Added +23.6k +23,554
88 RATIONAL ADVISORS, INC. 2.03% of their portfolio San Juan, PR 543,058543.1k $24.5m $24.5m 2.03% Reduced -71.1k -71,132
89 Matrix Trust Co 6.17% of their portfolio DENVER, CO 540,316540.3k $24.4m $24.4m 6.17% Reduced -3.4k -3,414
90 Revolve Wealth Partners, LLC 6.95% of their portfolio Hackensack, NJ 537,561537.6k $24.3m $24.3m 6.95% Reduced -16.0k -16,032
91 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 535,649535.6k $24.2m $24.2m 0.01% Added +169.0k +168,999
92 BALLAST ADVISORS LLC 10.05% of their portfolio WOODBURY, MN 508,650508.6k $23.0m $23.0m 10.05% Reduced -2.6k -2,609
93 Diversified, LLC 8.97% of their portfolio Wilmington, DE 505,777505.8k $22.8m $22.8m 8.97% Added +41.6k +41,571
94 Orion Porfolio Solutions, LLC 0.45% of their portfolio OMAHA, NE 500,064500.1k $22.6m $22.6m 0.45% Reduced -10.0k -9,952
95 HARBOUR INVESTMENTS, INC. 1.38% of their portfolio MADISON, WI 499,222499.2k $22.5m $22.5m 1.38% Added +175.4k +175,356
96 VALICENTI ADVISORY SERVICES INC 8.14% of their portfolio ELMIRA, NY 494,830494.8k $22.3m $22.3m 8.14% Added +5.4k +5,429
97 MARSHALL FINANCIAL GROUP INC /ADV 9.43% of their portfolio DOYLESTOWN, PA 486,005486.0k $21.9m $21.9m 9.43% Added +6.2k +6,168
98 MANCHESTER FINANCIAL INC 5.89% of their portfolio Westlake Village, CA 482,114482.1k $21.8m $21.8m 5.89% Reduced -410 -410
99 Focus Financial Network, Inc. 1.76% of their portfolio MINNEAPOLIS, MN 479,020479.0k $21.6m $21.6m 1.76% Reduced -2.7k -2,732
100 DRAVO BAY LLC 17.66% of their portfolio REHOBOTH BEACH, DE 478,928478.9k $21.6m $21.6m 17.66% Added +14.4k +14,434