Vault-13

VANGUARD SCOTTSDALE FDS VMBS

MTG-BKD SECS ETF · ETP · CUSIP 92206C771

527 institutional holders +24 vs Q3 2022
294,775,910294.8m shares reported held*
$13.4bnreported value*
56 new 180 added 200 reduced 48 sold out net bought ≈ $752.2m (+17.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.61. Options: 1 managers hold calls ($1.9m notional), 3 hold puts ($3.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 503Q4 22: 527527Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022503
Q4 2022527

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.0mQ3 22 puts: $5.8mQ3 22P/C 1.97Q4 22 calls: $1.9mQ4 22 puts: $3.9mQ4 22P/C 2.09
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$5.8m1.97
Q4 2022$1.9m$3.9m2.09

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +14,144,564+14.1m
RWA WEALTH PARTNERS, LLC Added +3,395,153+3.4m
AMERIPRISE FINANCIAL INC Added +1,690,453+1.7m
EVERGREEN CAPITAL MANAGEMENT LLC Added +1,170,313+1.2m
Executive Wealth Management, LLC Added +847,123+847.1k
UBS Group AG Added +583,647+583.6k
Connectus Wealth, LLC New +535,789+535.8k
CW Advisors, LLC Added +496,523+496.5k
Evergreen Advisors, LLC New +445,055+445.1k
Charles Schwab Investment Advisory, Inc. Added +354,737+354.7k

Biggest sellers

ASSETMARK, INC Reduced -2,814,296-2.8m
JANE STREET GROUP, LLC Sold out -1,815,149-1.8m
MISSION WEALTH MANAGEMENT, LP Reduced -1,016,773-1.0m
RAYMOND JAMES & ASSOCIATES Reduced -767,089-767.1k
RATIONAL ADVISORS, INC. Reduced -487,200-487.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -465,573-465.6k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -439,789-439.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -436,211-436.2k
Valmark Advisers, Inc. Reduced -372,789-372.8k
Quantum Financial Advisors, LLC Reduced -355,424-355.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.9m40.8k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.4m53.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m32.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 8.48% of their portfolio SAN FRANCISCO, CA 110,566,090110.6m $5.0bn $5.0bn 8.48% Added +354.7k +354,737
2 BANK OF AMERICA CORP /DE/ 0.31% of their portfolio CHARLOTTE, NC 53,914,52853.9m $2.5bn $2.5bn 0.31% Added +14.1m +14,144,564
3 ENVESTNET ASSET MANAGEMENT INC 0.44% of their portfolio Berwyn, PA 18,468,41818.5m $840.7m $840.7m 0.44% Reduced -465.6k -465,573
4 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 9,396,6929.4m $427.7m $427.7m 0.06% Added +102.9k +102,861
5 MATHER GROUP, LLC. 5.93% of their portfolio CHICAGO, IL 6,762,3516.8m $307.8m $307.8m 5.93% Added +253.3k +253,297
6 Bank of New York Mellon Corp 0.06% of their portfolio NEW YORK, NY 6,245,1436.2m $284.3m $284.3m 0.06% Added +61.7k +61,660
7 ASSETMARK, INC 1.20% of their portfolio CONCORD, CA 6,065,7516.1m $276.1m $276.1m 1.20% Reduced -2.8m -2,814,296
8 STIFEL FINANCIAL CORP 0.30% of their portfolio ST. LOUIS, MO 4,393,7514.4m $200.0m $200.0m 0.30% Reduced -199.4k -199,445
9 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 3,716,9603.7m $169.2m $169.2m 0.15% Added +42.1k +42,060
10 RWA WEALTH PARTNERS, LLC 3.97% of their portfolio BOSTON, MA 3,415,2573.4m $159.7m $159.7m 3.97% Added +3.4m +3,395,153
11 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,142,1563.1m $143.0m $143.0m 0.05% Added +1.7m +1,690,453
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 3,028,7373.0m $137.9m $137.9m 0.04% Added +59.9k +59,933
13 LINCOLN NATIONAL CORP 2.77% of their portfolio RADNOR, PA 2,689,8642.7m $122.4m $122.4m 2.77% Added +42.5k +42,473
14 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,487,3272.5m $113.2m $113.2m 0.10% Reduced -767.1k -767,089
15 KEYBANK NATIONAL ASSOCIATION/OH 0.51% of their portfolio BROOKLYN, OH 2,282,8582.3m $103.9m $103.9m 0.51% Reduced -153.2k -153,166
16 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,199,7832.2m $100.1m $100.1m 0.01% Added +145.6k +145,617
17 AE Wealth Management LLC 0.67% of their portfolio TOPEKA, KS 2,036,5922.0m $92.7m $92.7m 0.67% Reduced -137.2k -137,170
18 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 2,015,1722.0m $91.8m $91.8m 0.19% Reduced -225.6k -225,601
19 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.80% of their portfolio OMAHA, NE 1,744,7921.7m $79.4m $79.4m 0.80% Reduced -133.4k -133,401
20 Cambridge Investment Research Advisors, Inc. 0.30% of their portfolio FAIRFIELD, IA 1,251,7281.3m $57.0m $57.0m 0.30% Reduced -41.5k -41,451
21 EVERGREEN CAPITAL MANAGEMENT LLC 2.65% of their portfolio Bellevue, WA 1,239,4171.2m $56.4m $56.4m 2.65% Added +1.2m +1,170,313
22 Acropolis Investment Management, LLC 5.02% of their portfolio ST. LOUIS, MO 1,229,9381.2m $56.0m $56.0m 5.02% Added +74.1k +74,119
23 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,208,7641.2m $55.0m $55.0m 0.02% Added +20.2k +20,162
24 CANTOR FITZGERALD, L. P. 1.16% of their portfolio NEW YORK, NY 1,187,7901.2m $54.1m $54.1m 1.16% Reduced -13.9k -13,873
25 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,156,8001.2m $52.7m $52.7m 0.03% Added +583.6k +583,647
26 Ally Invest Advisors Inc. 5.80% of their portfolio CHARLOTTE, NC 1,015,2831.0m $46.2m $46.2m 5.80% Reduced -5.0k -5,043
27 Valmark Advisers, Inc. 1.07% of their portfolio AKRON, OH 1,015,2821.0m $46.2m $46.2m 1.07% Reduced -372.8k -372,789
28 Financial Engines Advisors L.L.C. 0.13% of their portfolio SANTA CLARA, CA 999,182999.2k $45.5m $45.5m 0.13% Added +42.6k +42,566
29 Mitsubishi UFJ Asset Management Co., Ltd. 0.11% of their portfolio TOKYO, M0 900,400900.4k $41.0m $41.0m 0.11% Added +69.5k +69,500
30 Executive Wealth Management, LLC 4.96% of their portfolio BRIGHTON, MI 887,483887.5k $40.4m $40.4m 4.96% Added +847.1k +847,123
31 Morningstar Investment Services LLC 0.54% of their portfolio CHICAGO, IL 858,002858.0k $39.5m $39.5m 0.54% Added +302.6k +302,579
32 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 782,933782.9k $35.6m $35.6m 0.04% Added +83.0k +83,049
33 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 762,766762.8k $34.7m $34.7m 0.01% Added +124.3k +124,276
34 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 761,851761.9k $34.7m $34.7m 0.06% Unchanged
35 Money Design Co.,Ltd. 1.15% of their portfolio TOKYO, M0 737,052737.1k $33.5m $33.5m 1.15% Added +40.9k +40,904
36 Bartlett & Co. LLC 0.67% of their portfolio CINCINNATI, OH 727,138727.1k $33.1m $33.1m 0.67% Reduced -82.9k -82,922
37 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.67% of their portfolio CINCINNATI, OH 727,138727.1k $33.1m $33.1m 0.67% Reduced -82.9k -82,922
38 CREDIT SUISSE AG/ 0.04% of their portfolio ZURICH, V8 725,106725.1k $33.0m $33.0m 0.04% Added +9.9k +9,928
39 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 716,492716.5k $32.6m $32.6m 0.07% Reduced -35.7k -35,723
40 Bell Investment Advisors, Inc 7.79% of their portfolio ORINDA, CA 687,179687.2k $31.3m $31.3m 7.79% Added +140.9k +140,865
41 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 628,531628.5k $28.6m $28.6m 0.07% Added +87.1k +87,145
42 Janney Montgomery Scott LLC 0.11% of their portfolio PHILADELPHIA, PA 610,326610.3k $27.8m $27.8m 0.11% Reduced -25.7k -25,727
43 MERCER GLOBAL ADVISORS INC /ADV 0.13% of their portfolio DENVER, CO 571,659571.7k $26.0m $26.0m 0.13% Added +5.0k +4,952
44 True Link Financial Advisors, LLC 3.48% of their portfolio SAN FRANCISCO, CA 564,218564.2k $25.7m $25.7m 3.48% Added +39.1k +39,095
45 Advisory Alpha, LLC 1.78% of their portfolio HOLLAND, MI 552,274552.3k $25.1m $25.1m 1.78% Reduced -28.5k -28,490
46 Connectus Wealth, LLC 0.58% of their portfolio CINCINNATI, OH 535,789535.8k $24.4m $24.4m 0.58% New
47 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 535,538535.5k $24.4m $24.4m 0.04% Added +104.4k +104,441
48 Atria Investments, Inc 0.50% of their portfolio Charlotte, NC 535,330535.3k $24.4m $24.4m 0.50% Added +272.5k +272,456
49 CW Advisors, LLC 0.60% of their portfolio BOSTON, MA 509,892509.9k $23.2m $23.2m 0.60% Added +496.5k +496,523
50 Allworth Financial LP 0.25% of their portfolio FOLSOM, CA 497,226497.2k $22.6m $22.6m 0.25% Reduced -7.3k -7,342
51 Orion Portfolio Solutions, LLC 0.79% of their portfolio Omaha, NE 492,602492.6k $22.4m $22.4m 0.79% Reduced -15.4k -15,354
52 Manning & Napier Group, LLC 0.27% of their portfolio Fairport, NY 490,452490.5k $22.3m $22.3m 0.27% Reduced -5.3k -5,259
53 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 472,271472.3k $21.5m $21.5m 0.20% Added +316.6k +316,597
54 Zurich Insurance Group Ltd/FI 0.30% of their portfolio ZURICH, V8 467,648467.6k $21.3m $21.3m 0.30% Unchanged
55 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 466,921466.9k $21.3m $21.3m 0.04% Added +133.1k +133,060
56 TIEDEMANN ADVISORS, LLC 0.98% of their portfolio NEW YORK, NY 448,857448.9k $20.4m $20.4m 0.98% Reduced -256.1k -256,118
57 Evergreen Advisors, LLC 8.04% of their portfolio CHATTANOOGA, TN 445,055445.1k $20.3m $20.3m 8.04% New
58 Atria Wealth Solutions, Inc. 0.30% of their portfolio NEW YORK, NY 416,125416.1k $18.9m $18.9m 0.30% Reduced -8.3k -8,257
59 Parkside Advisors LLC 6.56% of their portfolio BERKELEY, CA 411,648411.6k $18.7m $18.7m 6.56% Reduced -24.8k -24,773
60 Windward Private Wealth Management Inc. 8.15% of their portfolio OVERLAND PARK, KS 403,959404.0k $18.4m $18.4m 8.15% Added +8.4k +8,421
61 Vectors Research Management, LLC 4.64% of their portfolio New York, NY 393,700393.7k $17.9m $17.9m 4.64% Added +192.1k +192,124
62 Whitcomb & Hess, Inc. 7.01% of their portfolio ASHLAND, OH 385,843385.8k $17.6m $17.6m 7.01% Reduced -31.3k -31,330
63 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 380,000380.0k $17.3m $17.3m 0.01% Unchanged
64 HNP Capital LLC 4.75% of their portfolio ROCHESTER, NY 373,613373.6k $17.0m $17.0m 4.75% Added +173.5k +173,515
65 Heartwood Wealth Advisors LLC 2.51% of their portfolio RICHMOND, VA 352,466352.5k $16.0m $16.0m 2.51% New
66 RKL Wealth Management LLC 2.12% of their portfolio LANCASTER, PA 347,881347.9k $15.8m $15.8m 2.12% Reduced -86.6k -86,565
67 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 342,413342.4k $15.6m $15.6m 0.14% Added +128.1k +128,097
68 American Trust 1.40% of their portfolio LEXINGTON, KY 331,696331.7k $15.1m $15.1m 1.40% Added +48.9k +48,860
69 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 328,321328.3k $14.9m $14.9m 0.02% Added +198.4k +198,365
70 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 324,374324.4k $14.8m $14.8m 0.10% Reduced -3.2k -3,223
71 Sequoia Financial Advisors, LLC 0.35% of their portfolio Akron, OH 316,602316.6k $14.4m $14.4m 0.35% Added +11.9k +11,898
72 MA Private Wealth 3.45% of their portfolio SAN CARLOS, CA 314,429314.4k $14.3m $14.3m 3.45% Added +205.6k +205,583
73 NOMURA ASSET MANAGEMENT CO LTD 0.08% of their portfolio TOKYO, M0 298,400298.4k $13.6m $13.6m 0.08% New
74 Checchi Capital Advisers, LLC 1.40% of their portfolio BEVERLY HILLS, CA 295,797295.8k $13.5m $13.5m 1.40% Reduced -40.8k -40,846
75 RATIONAL ADVISORS, INC. 1.09% of their portfolio San Juan, PR 289,782289.8k $13.2m $13.2m 1.09% Reduced -487.2k -487,200
76 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 284,464284.5k $12.9m $12.9m 0.00% Added +71.8k +71,844
77 Advanced Asset Management Advisors Inc 3.22% of their portfolio DUBLIN, OH 283,000283.0k $12.9m $12.9m 3.22% Unchanged
78 Composition Wealth, LLC 0.44% of their portfolio LOS ANGELES, CA 282,513282.5k $12.9m $12.9m 0.44% Added +272.3k +272,344
79 PARK AVENUE SECURITIES LLC 0.23% of their portfolio NEW YORK, NY 278,385278.4k $12.7m $12.7m 0.23% Reduced -17.4k -17,360
80 Brookstone Capital Management 0.23% of their portfolio WHEATON, IL 244,136244.1k $11.4m $11.4m 0.23% Reduced -23.7k -23,745
81 CreativeOne Wealth, LLC 0.61% of their portfolio OVERLAND PARK, KS 243,170243.2k $11.1m $11.1m 0.61% Added +11.6k +11,634
82 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 236,461236.5k $10.8m $10.8m 0.02% Added +17.1k +17,142
83 Family CFO Inc 9.31% of their portfolio LOS ALTOS, CA 227,663227.7k $10.4m $10.4m 9.31% Added +31.0k +30,958
84 Annapolis Financial Services, LLC 3.32% of their portfolio ANNAPOLIS, MD 224,734224.7k $10.2m $10.2m 3.32% Reduced -45.6k -45,624
85 PROFFITT & GOODSON INC 2.12% of their portfolio KNOXVILLE, TN 218,855218.9k $10.0m $10.0m 2.12% Reduced -54.3k -54,340
86 Connecticut Wealth Management, LLC 0.83% of their portfolio FARMINGTON, CT 214,513214.5k $9.8m $9.8m 0.83% Added +86.2k +86,246
87 United Asset Strategies, Inc. 1.31% of their portfolio GARDEN CITY, NY 206,395206.4k $9.4m $9.4m 1.31% Added +6.4k +6,369
88 Betterment LLC 0.03% of their portfolio NEW YORK, NY 205,816205.8k $9.4m $9.4m 0.03% Added +19.7k +19,732
89 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 200,257200.3k $9.1m $9.1m 0.07% Added +111.4k +111,409
90 AJ WEALTH STRATEGIES, LLC 0.46% of their portfolio NEW YORK, NY 192,336192.3k $8.8m $8.8m 0.46% Added +176.3k +176,269
91 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 183,441183.4k $8.3m $8.3m 0.02% Reduced -18.7k -18,683
92 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 178,864178.9k $4.7m $4.7m 0.14% Reduced -22.5k -22,505
93 LEUTHOLD GROUP, LLC 1.09% of their portfolio MINNEAPOLIS, MN 177,568177.6k $8.1m $8.1m 1.09% Unchanged
94 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 176,051176.1k $8.0m $8.0m 0.01% Added +8.8k +8,772
95 OneAscent Wealth Management LLC 3.76% of their portfolio BIRMINGHAM, AL 175,787175.8k $8.0m $8.0m 3.76% New
96 Abacus Wealth Partners, LLC 2.83% of their portfolio SANTA MONICA, CA 174,547174.5k $7.9m $7.9m 2.83% Added +149.0k +149,017
97 Polaris Wealth Advisory Group, LLC 0.60% of their portfolio SAN RAFAEL, CA 172,988173.0k $8.1m $8.1m 0.60% Reduced -4.9k -4,873
98 OneAscent Financial Services LLC 3.29% of their portfolio BIRMINGHAM, AL 170,045170.0k $7.7m $7.7m 3.29% Added +159.1k +159,090
99 Bay Harbor Wealth Management, LLC 3.40% of their portfolio Hunt Valley, MD 166,714166.7k $7.6m $7.6m 3.40% Reduced -1.4k -1,377
100 Sovereign Investment Advisors, LLC 3.07% of their portfolio PHOENIX, AZ 160,814160.8k $7.3m $7.3m 3.07% Added +1.4k +1,445