Vault-13

NORTHERN STAR INVEST CORP IV

COM CL A · CUSIP 66575B101

91 institutional holders +7 vs Q3 2022
39,788,68839.8m shares reported held*
$399.6mreported value*
27 new 22 added 6 reduced 22 sold out net bought ≈ $15.1m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.04.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 84Q4 22: 9191Q3 22Q4 22
Numbers
QuarterHolders
Q3 202284
Q4 202291

Biggest buyers

JPMORGAN CHASE & CO New +2,475,747+2.5m
Westchester Capital Management, LLC New +1,465,449+1.5m
Balyasny Asset Management L.P. Added +985,361+985.4k
Meteora Capital, LLC Added +794,711+794.7k
BOOTHBAY FUND MANAGEMENT, LLC New +553,208+553.2k
First Pacific Advisors, LP New +513,317+513.3k
JANE STREET GROUP, LLC Added +474,331+474.3k
DARK FOREST CAPITAL MANAGEMENT LP Added +461,715+461.7k
Polar Asset Management Partners Inc. New +438,142+438.1k
COWEN AND COMPANY, LLC New +425,000+425.0k

Biggest sellers

GLAZER CAPITAL, LLC Sold out -3,249,114-3.2m
Saba Capital Management, L.P. Sold out -1,670,027-1.7m
CANTOR FITZGERALD, L. P. Sold out -1,585,000-1.6m
CADIAN CAPITAL MANAGEMENT, LP Sold out -1,500,000-1.5m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Sold out -1,392,608-1.4m
Verition Fund Management LLC Sold out -500,000-500.0k
LMR Partners LLP Sold out -250,000-250.0k
BERKLEY W R CORP Sold out -194,143-194.1k
Weiss Asset Management LP Reduced -156,200-156.2k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Sold out -142,709-142.7k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Magnetar Financial LLC 0.58% of their portfolio EVANSTON, IL 3,369,8163.4m $33.9m $33.9m 0.58% Added +28 +28
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,475,7472.5m $24.9m $24.9m 0.00% New
3 ARISTEIA CAPITAL, L.L.C. 0.41% of their portfolio GREENWICH, CT 2,008,0832.0m $20.2m $20.2m 0.41% Added +76.6k +76,575
4 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,862,2261.9m $18.8m $18.8m 0.02% Added +60.0k +60,000
5 MARSHALL WACE, LLP 0.05% of their portfolio LONDON, X0 1,834,6341.8m $18.4m $18.4m 0.05% Unchanged
6 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.04% of their portfolio Boston, MA 1,750,0001.8m $17.6m $17.6m 0.04% Unchanged
7 NOMURA HOLDINGS INC 0.16% of their portfolio TOKYO, M0 1,561,3501.6m $15.7m $15.7m 0.16% Unchanged
8 Westchester Capital Management, LLC 0.42% of their portfolio VALHALLA, NY 1,465,4491.5m $14.7m $14.7m 0.42% New
9 Periscope Capital Inc. 0.63% of their portfolio Toronto, A6 1,458,8041.5m $14.7m $14.7m 0.63% Added +12.7k +12,725
10 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 1,298,7651.3m $13.0m $13.0m 0.02% Reduced -5.6k -5,584
11 Radcliffe Capital Management, L.P. 0.40% of their portfolio BALA CYNWYD, PA 1,194,1341.2m $12.0m $12.0m 0.40% Added +288.3k +288,301
12 Cubist Systematic Strategies, LLC 0.09% of their portfolio STAMFORD, CT 1,020,0461.0m $10.3m $10.3m 0.09% Added +57.4k +57,390
13 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 1,000,0001.0m $10.1m $10.1m 0.04% Added +985.4k +985,361
14 Meteora Capital, LLC 2.19% of their portfolio Boca Raton, FL 1,000,0001.0m $10.1m $10.1m 2.19% Added +794.7k +794,711
15 CSS LLC/IL 0.57% of their portfolio CHICAGO, IL 875,532875.5k $8.8m $8.8m 0.57% Added +208.8k +208,828
16 Alberta Investment Management Corp 0.08% of their portfolio EDMONTON, A0 843,574843.6k $8.5m $8.5m 0.08% Unchanged
17 Mint Tower Capital Management B.V. 0.91% of their portfolio AMSTERDAM, P7 805,855805.9k $8.1m $8.1m 0.91% Added +5.0k +4,955
18 Quarry LP 8.76% of their portfolio NEW YORK, NY 793,346793.3k $8.0m $8.0m 8.76% First filing
19 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 782,381782.4k $7.9m $7.9m 0.01% Added +80.8k +80,773
20 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 738,944738.9k $7.4m $7.4m 0.01% Added +474.3k +474,331
21 RP Investment Advisors LP 4.94% of their portfolio TORONTO, A6 700,000700.0k $7.0m $7.0m 4.94% Unchanged
22 BOOTHBAY FUND MANAGEMENT, LLC 0.17% of their portfolio NEW YORK, NY 553,208553.2k $5.6m $5.6m 0.17% New
23 First Pacific Advisors, LP 0.08% of their portfolio EL SEGUNDO, CA 513,317513.3k $5.2m $5.2m 0.08% New
24 MOORE CAPITAL MANAGEMENT, LP 0.14% of their portfolio NEW YORK, NY 500,000500.0k $5.0m $5.0m 0.14% Unchanged
25 DARK FOREST CAPITAL MANAGEMENT LP 1.20% of their portfolio NEW YORK, NY 485,935485.9k $4.9m $4.9m 1.20% Added +461.7k +461,715
26 Polar Asset Management Partners Inc. 0.06% of their portfolio TORONTO, A6 438,142438.1k $4.4m $4.4m 0.06% New
27 COWEN AND COMPANY, LLC 0.45% of their portfolio NEW YORK, NY 425,000425.0k $4.3m $4.3m 0.45% New
28 Exos TFP Holdings LLC 1.16% of their portfolio NEW YORK, NY 417,800417.8k $4.2m $4.2m 1.16% New
29 Davidson Kempner Capital Management LP 0.09% of their portfolio New York, NY 400,000400.0k $4.0m $4.0m 0.09% Unchanged
30 Silver Rock Financial LP 1.27% of their portfolio Los Angeles, CA 399,135399.1k $4.0m $4.0m 1.27% New
31 AQR Arbitrage LLC 0.10% of their portfolio Greenwich, CT 393,012393.0k $3.9m $3.9m 0.10% Added +84.0k +84,000
32 Ghisallo Capital Management LLC 0.67% of their portfolio BOSTON, MA 375,000375.0k $3.8m $3.8m 0.67% Unchanged
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 364,775364.8k $3.7m $3.7m 0.00% Added +13.8k +13,837
34 Sage Rock Capital Management LP 1.12% of their portfolio NEW YORK, NY 357,264357.3k $3.6m $3.6m 1.12% Unchanged
35 P SCHOENFELD ASSET MANAGEMENT LP 0.41% of their portfolio NEW YORK, NY 347,003347.0k $3.5m $3.5m 0.41% New
36 PRELUDE CAPITAL MANAGEMENT, LLC 0.21% of their portfolio NEW YORK, NY 341,366341.4k $3.4m $3.4m 0.21% New
37 Taconic Capital Advisors LP 0.12% of their portfolio NEW YORK, NY 330,425330.4k $3.3m $3.3m 0.12% Added +80.8k +80,775
38 Hudson Bay Capital Management LP 0.04% of their portfolio STAMFORD, CT 300,000300.0k $3.0m $3.0m 0.04% Unchanged
39 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 263,731263.7k $2.6m $2.6m 0.00% New
40 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 250,000250.0k $2.5m $2.5m 0.00% New
41 Elequin Capital, LP 0.64% of their portfolio NEW YORK, NY 226,000226.0k $2.3m $2.3m 0.64% Added +225.0k +225,000
42 Sea Otter Advisors LLC 3.06% of their portfolio Miami, FL 204,814204.8k $2.1m $2.1m 3.06% New
43 SOROS FUND MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 200,000200.0k $2.0m $2.0m 0.03% Unchanged
44 PICTON MAHONEY ASSET MANAGEMENT 0.10% of their portfolio Toronto, A6 199,998200.0k $2.0m $2.0m 0.10% Unchanged
45 Woodline Partners LP 0.02% of their portfolio San Francisco, CA 150,000150.0k $1.5m $1.5m 0.02% Unchanged
46 Schechter Investment Advisors, LLC 0.12% of their portfolio BIRMINGHAM, MI 129,590129.6k $1.3m $1.3m 0.12% New
47 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 2.27% of their portfolio WASHINGTON, DC 126,400126.4k $1.3m $1.3m 2.27% New
48 RPO LLC 0.44% of their portfolio Stamford, CT 111,339111.3k $1.1m $1.1m 0.44% New
49 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio WEST PALM BEACH, FL 110,366110.4k $1.1m $1.1m 0.05% New
50 Atlas Merchant Capital LLC 0.18% of their portfolio New York, NY 104,000104.0k $1.0m $1.0m 0.18% First filing
51 Shaolin Capital Management LLC 0.03% of their portfolio Miami, FL 100,100100.1k $1.0m $1.0m 0.03% Unchanged
52 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio SAN FRANCISCO, CA 100,000100.0k $1.0m $1.0m 0.01% Unchanged
53 TENOR CAPITAL MANAGEMENT Co., L.P. 0.02% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 0.02% Unchanged
54 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 100,000100.0k $1.0m $1.0m 0.00% New
55 Covalis Capital LLP 0.24% of their portfolio LONDON, X0 100,000100.0k $1.0m $1.0m 0.24% Unchanged
56 KIM, LLC 0.06% of their portfolio WICHITA, KS 100,000100.0k $1.0m $1.0m 0.06% Unchanged
57 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 99,996100.0k $1.0m $1.0m 0.00% Unchanged
58 DUPONT CAPITAL MANAGEMENT CORP 0.05% of their portfolio Wilmington, DE 99,996100.0k $1.0m $1.0m 0.05% Unchanged
59 First Trust Capital Management L.P. 0.05% of their portfolio CHICAGO, IL 94,45094.5k $953.9k $953.9k 0.05% Added +76.9k +76,942
60 WHITEBOX ADVISORS LLC 0.03% of their portfolio MINNEAPOLIS, MN 92,00092.0k $924.6k $924.6k 0.03% Unchanged
61 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 85,84385.8k $862.0k $862.0k 0.01% Added +34.5k +34,537
62 GABELLI & Co INVESTMENT ADVISERS, INC. 0.16% of their portfolio Rye, NY 73,40073.4k $737.7k $737.7k 0.16% Added +24.5k +24,500
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 70,51670.5k $709.4k $709.4k 0.00% New
64 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 51,10051.1k $513.6k $513.6k 0.00% Unchanged
65 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 50,21350.2k $504.6k $504.6k 0.07% Added +13.9k +13,886
66 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.00% of their portfolio HARRISBURG, PA 49,99850.0k $502.0k $502.0k 0.00% Unchanged
67 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 49,70049.7k $499.5k $499.5k 0.01% New
68 Blackstone Inc. 0.00% of their portfolio NEW YORK, NY 49,17649.2k $494.2k $494.2k 0.00% Unchanged
69 ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio GROSSE POINTE FARMS, MI 40,57640.6k $408.2k $408.2k 0.21% Unchanged
70 Altshuler Shaham Ltd 0.00% of their portfolio Tel Aviv, L3 37,49937.5k $874 $874 0.00% New
71 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 33,20033.2k $333.7k $333.7k 0.00% Unchanged
72 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 29,57629.6k $299.0k $299.0k 0.01% Unchanged
73 Weiss Asset Management LP 0.01% of their portfolio BOSTON, MA 28,80028.8k $289.4k $289.4k 0.01% Reduced -156.2k -156,200
74 Sculptor Capital LP 0.01% of their portfolio New York, NY 28,18128.2k $283.2k $283.2k 0.01% Unchanged
75 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 28,00028.0k $281.4k $281.4k 0.01% New
76 Ergoteles LLC 0.01% of their portfolio NEW YORK, NY 26,44026.4k $265.7k $265.7k 0.01% Unchanged
77 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 25,77525.8k $260.3k $260.3k 0.01% Reduced -225 -225
78 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 24,99725.0k $251.2k $251.2k 0.00% Unchanged
79 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 24,12924.1k $242.5k $242.5k 0.00% Reduced -14.4k -14,401
80 K2 PRINCIPAL FUND, L.P. 0.06% of their portfolio TORONTO, A6 23,05823.1k $231.7k $231.7k 0.06% New
81 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 21,10121.1k $212.0k $212.0k 0.01% New
82 Centiva Capital, LP 0.02% of their portfolio New York, NY 19,45819.5k $195.6k $195.6k 0.02% Unchanged
83 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 17,60017.6k $176.9k $176.9k 0.00% Reduced -7.0k -7,021
84 CLEAR STREET LLC 0.01% of their portfolio NEW YORK, NY 15,20015.2k $153.0k $153.0k 0.01% New
85 Bulldog Investors, LLP 0.04% of their portfolio SADDLE BROOK, NJ 13,50013.5k $135.7k $135.7k 0.04% New
86 CAPSTONE INVESTMENT ADVISORS, LLC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $100.5k $100.5k 0.00% Unchanged
87 Atalaya Capital Management LP 0.02% of their portfolio NEW YORK, NY 10,00010.0k $100.1k $100.1k 0.02% Unchanged
88 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,7046.7k $67.4k $67.4k 0.00% Added +5.3k +5,329
89 Kepos Capital LP 0.00% of their portfolio NEW YORK, NY 1,1001.1k $11.0k $11.0k 0.00% New
90 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,0001.0k $10.0k $10.0k 0.00% Reduced -16.2k -16,211
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged