Vault-13

ISHARES TR IWN

RUS 2000 VAL ETF · ETP · CUSIP 464287630

936 institutional holders +93 vs Q3 2022
61,942,91661.9m shares reported held*
$8.6bnreported value*
98 new 314 added 282 reduced 50 sold out net bought ≈ $15.5m (+112.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($31.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $138.94. Options: 6 managers hold calls ($16.5m notional), 12 hold puts ($84.4m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 843Q4 22: 936936Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022843
Q4 2022936

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $19.6mQ3 22 puts: $205.6mQ3 22P/C 10.47Q4 22 calls: $16.5mQ4 22 puts: $84.4mQ4 22P/C 5.10
Numbers
QuarterCallsPutsP/C
Q3 2022$19.6m$205.6m10.47
Q4 2022$16.5m$84.4m5.10

Biggest buyers

BAILARD, INC. Added +376,915+376.9k
Starboard Value LP Added +300,000+300.0k
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC Added +279,222+279.2k
WELLS FARGO & COMPANY/MN Added +185,373+185.4k
Jasper Ridge Partners, L.P. Added +179,574+179.6k
TOWLE & CO New +179,180+179.2k
BANK OF MONTREAL /CAN/ Added +173,494+173.5k
PNC Financial Services Group, Inc. Added +166,486+166.5k
ENVESTNET ASSET MANAGEMENT INC Added +157,566+157.6k
CASTLEARK MANAGEMENT LLC Added +141,250+141.2k

Biggest sellers

Alaska Permanent Fund Corp Reduced -1,798,987-1.8m
Facet Wealth, Inc. Reduced -571,315-571.3k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -423,718-423.7k
JPMORGAN CHASE & CO Reduced -356,189-356.2k
GOLDMAN SACHS GROUP INC Reduced -210,051-210.1k
MORGAN STANLEY Reduced -208,503-208.5k
Betterment LLC Reduced -151,789-151.8k
MUFG Americas Holdings Corp Sold out -106,106-106.1k
Strategic Equity Management Sold out -75,343-75.3k
UBS Group AG Reduced -72,413-72.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.4m82.0k shares
CITADEL ADVISORS LLC Reduced $3.1m22.7k shares
WOLVERINE TRADING, LLC New $1.9m13.6k shares
Parallax Volatility Advisers, L.P. Reduced $69.3k500 shares
Cutler Group LLC / CA Reduced $47.0k12.0k shares
Lido Advisors, LLC New $27.7k200 shares

Biggest puts

MILLENNIUM MANAGEMENT LLC Unchanged $27.7m200.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $19.8m142.8k shares
BANK OF AMERICA CORP /DE/ Unchanged $13.9m100.0k shares
CITADEL ADVISORS LLC Added $7.4m53.7k shares
Parallax Volatility Advisers, L.P. Reduced $6.9m50.1k shares
Lido Advisors, LLC New $3.6m26.1k shares
PRELUDE CAPITAL MANAGEMENT, LLC New $2.3m16.8k shares
Hilltop Holdings Inc. New $1.7m12.0k shares
WOLVERINE TRADING, LLC New $347.0k2.5k shares
Walleye Trading LLC Reduced $332.8k2.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.11% of their portfolio NEW YORK, NY 6,905,9056.9m $957.6m $957.6m 0.11% Reduced -208.5k -208,503
2 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 6,212,8496.2m $861.5m $861.5m 0.11% Reduced -10.7k -10,714
3 TIAA, FSB 1.50% of their portfolio ST. LOUIS, MO 2,754,9482.8m $382.0m $382.0m 1.50% Reduced -41.7k -41,656
4 JONES FINANCIAL COMPANIES LLLP 0.48% of their portfolio DES PERES, MO 1,980,6162.0m $274.7m $274.7m 0.48% Added +36.7k +36,677
5 ENVESTNET ASSET MANAGEMENT INC 0.14% of their portfolio Berwyn, PA 1,955,1212.0m $271.1m $271.1m 0.14% Added +157.6k +157,566
6 PNC Financial Services Group, Inc. 0.19% of their portfolio Pittsburgh, PA 1,407,8031.4m $195.2m $195.2m 0.19% Added +166.5k +166,486
7 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,384,9791.4m $192.1m $192.1m 0.06% Added +185.4k +185,373
8 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,240,9051.2m $172.1m $172.1m 0.08% Reduced -72.4k -72,413
9 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 1,178,9331.2m $163.5m $163.5m 0.05% Reduced -210.1k -210,051
10 COMMONWEALTH EQUITY SERVICES, LLC 0.38% of their portfolio WALTHAM, MA 1,141,8431.1m $158.3m $158.3m 0.38% Added +34.9k +34,928
11 Betterment LLC 0.53% of their portfolio NEW YORK, NY 1,108,2361.1m $153.7m $153.7m 0.53% Reduced -151.8k -151,789
12 Jasper Ridge Partners, L.P. 7.87% of their portfolio MENLO PARK, CA 953,880953.9k $132.3m $132.3m 7.87% Added +179.6k +179,574
13 D.A. DAVIDSON & CO. 1.54% of their portfolio GREAT FALLS, MT 944,160944.2k $130.9m $130.9m 1.54% Added +24.6k +24,584
14 Starboard Value LP 2.39% of their portfolio New York, NY 900,000900.0k $124.8m $124.8m 2.39% Added +300.0k +300,000
15 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 878,366878.4k $121.8m $121.8m 0.03% Added +34.6k +34,598
16 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 863,984864.0k $119.8m $119.8m 0.02% Reduced -356.2k -356,189
17 Alaska Permanent Fund Corp 1.75% of their portfolio JUNEAU, AK 772,060772.1k $107.1m $107.1m 1.75% Reduced -1.8m -1,798,987
18 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.94% of their portfolio OMAHA, NE 677,514677.5k $94.0m $94.0m 0.94% Reduced -32.4k -32,354
19 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 672,372672.4k $93.2m $93.2m 0.08% Added +8.9k +8,941
20 US BANCORP \DE\ 0.16% of their portfolio MINNEAPOLIS, MN 656,142656.1k $91.0m $91.0m 0.16% Added +117.8k +117,756
21 M&T Bank Corp 0.35% of their portfolio BUFFALO, NY 627,300627.3k $87.0m $87.0m 0.35% Reduced -2.7k -2,742
22 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 621,956622.0k $86.2m $86.2m 0.02% Reduced -24.2k -24,238
23 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 567,656567.7k $78.7m $78.7m 0.02% Reduced -15.4k -15,418
24 Avantax Planning Partners, Inc. 2.88% of their portfolio DUBUQUE, IA 524,175524.2k $72.7m $72.7m 2.88% Reduced -1.3k -1,255
25 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.21% of their portfolio LOS ANGELES, CA 491,648491.6k $68.2m $68.2m 0.21% Added +279.2k +279,222
26 COMMERCE BANK 0.55% of their portfolio KANSAS CITY, MO 483,789483.8k $67.1m $67.1m 0.55% Reduced -2.8k -2,823
27 Cassaday & Co Wealth Management LLC 3.06% of their portfolio MCLEAN, VA 477,213477.2k $66.2m $66.2m 3.06% First filing
28 GW HENSSLER & ASSOCIATES LTD 4.45% of their portfolio KENNESAW, GA 457,126457.1k $63.4m $63.4m 4.45% Reduced -13.2k -13,189
29 BAILARD, INC. 2.18% of their portfolio Foster City, CA 413,482413.5k $57.3m $57.3m 2.18% Added +376.9k +376,915
30 VICTORY CAPITAL MANAGEMENT INC 0.06% of their portfolio San Antonio, TX 364,060364.1k $50.5m $50.5m 0.06% Added +3.5k +3,510
31 Summit Rock Advisors, LP 32.61% of their portfolio New York, NY 345,250345.2k $47.9m $47.9m 32.61% Added +6.4k +6,388
32 AMG National Trust Bank 1.72% of their portfolio GREENWOOD VILLAGE, CO 342,189342.2k $47.5m $47.5m 1.72% Added +16.6k +16,592
33 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 331,356331.4k $45.9m $45.9m 0.04% Added +6.0k +5,986
34 EP Wealth Advisors, LLC 0.83% of their portfolio TORRANCE, CA 331,203331.2k $45.9m $45.9m 0.83% Reduced -34.0k -33,954
35 SEI INVESTMENTS CO 0.10% of their portfolio OAKS, PA 329,455329.5k $45.7m $45.7m 0.10% Reduced -61.8k -61,843
36 Badgley Phelps Wealth Managers, LLC 1.78% of their portfolio SEATTLE, WA 321,138321.1k $44.5m $44.5m 1.78% Reduced -8.5k -8,506
37 BROWN ADVISORY INC 0.08% of their portfolio BALTIMORE, MD 309,385309.4k $42.9m $42.9m 0.08% Reduced -8.5k -8,473
38 Allspring Global Investments Holdings, LLC 0.07% of their portfolio CHARLOTTE, NC 304,304304.3k $42.2m $42.2m 0.07% Added +350 +350
39 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 301,976302.0k $47.1m $47.1m 0.02% Added +173.5k +173,494
40 HBK Sorce Advisory LLC 1.12% of their portfolio ERIE, PA 301,154301.2k $41.8m $41.8m 1.12% Added +95.7k +95,673
41 BlackRock Inc. 0.00% of their portfolio New York, NY 300,476300.5k $41.7m $41.7m 0.00% Added +70.5k +70,549
42 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 299,774299.8k $41.6m $41.6m 0.01% Added +11.3k +11,335
43 SVB WEALTH LLC 0.55% of their portfolio BOSTON, MA 292,997293.0k $40.6m $40.6m 0.55% Added +72 +72
44 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 288,348288.3k $40.0m $40.0m 0.07% Added +40.3k +40,331
45 WHITTIER TRUST CO 0.75% of their portfolio SOUTH PASADENA, CA 279,100279.1k $38.7m $38.7m 0.75% Reduced -2.2k -2,195
46 Facet Wealth, Inc. 2.65% of their portfolio WEST PALM BEACH, FL 275,890275.9k $41.6m $41.6m 2.65% Reduced -571.3k -571,315
47 STEPHENS INC /AR/ 0.75% of their portfolio LITTLE ROCK, AR 264,045264.0k $36.6m $36.6m 0.75% Reduced -22.0k -22,013
48 MAI Capital Management 0.60% of their portfolio INDEPENDENCE, OH 256,650256.6k $35.6m $35.6m 0.60% Added +19.6k +19,578
49 Comprehensive Financial Management LLC 1.03% of their portfolio Los Gatos, CA 230,481230.5k $32.0m $32.0m 1.03% Unchanged
50 Veritable, L.P. 0.56% of their portfolio Newtown Square, PA 225,672225.7k $31.3m $31.3m 0.56% Reduced -897 -897
51 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 224,447224.4k $31.1m $31.1m 0.07% Reduced -4.7k -4,689
52 J.P. Morgan Private Wealth Advisors LLC 0.07% of their portfolio SAN FRANCISCO, CA 221,262221.3k $30.7m $30.7m 0.07% Reduced -22.0k -22,046
53 Modera Wealth Management, LLC 1.24% of their portfolio WESTWOOD, NJ 219,555219.6k $30.4m $30.4m 1.24% Added +19.7k +19,731
54 Vestcor Inc 1.03% of their portfolio FREDERICTON, A3 203,300203.3k $28.2m $28.2m 1.03% Reduced -16.3k -16,300
55 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.12% of their portfolio LITTLE ROCK, AR 197,573197.6k $27.4m $27.4m 3.12% Added +351 +351
56 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.37% of their portfolio PLYMOUTH, MN 196,341196.3k $29.1m $29.1m 0.37% Reduced -5.0k -5,021
57 Leeward Investments, LLC - MA 1.19% of their portfolio BOSTON, MA 194,363194.4k $27.0m $27.0m 1.19% Added +79.7k +79,687
58 CAPSTONE INVESTMENT ADVISORS, LLC 0.70% of their portfolio NEW YORK, NY 191,575191.6k $26.6m $26.6m 0.70% Added +49.4k +49,360
59 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 185,841185.8k $25.8m $25.8m 0.05% Reduced -7.7k -7,660
60 CHOREO, LLC 1.27% of their portfolio ROCKFORD, IL 185,702185.7k $25.8m $25.8m 1.27% Added +5.6k +5,643
61 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 182,635182.6k $25.3m $25.3m 0.05% Reduced -12.1k -12,084
62 TOWLE & CO 3.32% of their portfolio DENVER, CO 179,180179.2k $24.8m $24.8m 3.32% New
63 WADE G W & INC 0.99% of their portfolio Wellesley, MA 174,338174.3k $24.2m $24.2m 0.99% Added +47.7k +47,690
64 Cetera Advisor Networks LLC 0.20% of their portfolio EL SEGUNDO, CA 174,176174.2k $24.2m $24.2m 0.20% Added +11.3k +11,342
65 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.18% of their portfolio NEW YORK, NY 172,070172.1k $23.9m $23.9m 0.18% Reduced -14.6k -14,604
66 SG Americas Securities, LLC 0.35% of their portfolio NEW YORK, NY 169,654169.7k $23.5m $23.5m 0.35% Added +13.0k +12,982
67 Mariner, LLC 0.07% of their portfolio Overland Park, KS 164,356164.4k $22.8m $22.8m 0.07% Added +11.4k +11,395
68 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 164,315164.3k $22.8m $22.8m 0.01% Added +74.2k +74,174
69 Flaharty Asset Management, LLC 4.13% of their portfolio CLEARWATER, FL 159,131159.1k $22.1m $22.1m 4.13% Added +11.6k +11,622
70 Waldron Private Wealth LLC 1.27% of their portfolio BRIDGEVILLE, PA 158,058158.1k $20.4m $20.4m 1.27% Unchanged
71 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 151,801151.8k $21.1m $21.1m 0.02% Added +70.1k +70,117
72 Cerity Partners LLC 0.14% of their portfolio NEW YORK, NY 151,585151.6k $21.6m $21.6m 0.14% Added +139.2k +139,244
73 WHITTIER TRUST CO OF NEVADA INC 0.83% of their portfolio RENO, NV 150,849150.8k $20.9m $20.9m 0.83% Reduced -17.9k -17,870
74 CASTLEARK MANAGEMENT LLC 1.08% of their portfolio CHICAGO, IL 149,530149.5k $20.7m $20.7m 1.08% Added +141.2k +141,250
75 COURIER CAPITAL LLC 2.31% of their portfolio BUFFALO, NY 144,607144.6k $20.1m $20.1m 2.31% Added +3.5k +3,451
76 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 141,763141.8k $19.7m $19.7m 0.02% Added +61.7k +61,708
77 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.24% of their portfolio CHICAGO, IL 140,840140.8k $19.5m $19.5m 0.24% Added +1.1k +1,050
78 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 138,212138.2k $19.2m $19.2m 0.03% Added +13.9k +13,922
79 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 135,255135.3k $18.8m $18.8m 0.09% Reduced -23.0k -22,957
80 Zhang Financial LLC 2.32% of their portfolio PORTAGE, MI 131,341131.3k $18.2m $18.2m 2.32% Reduced -3.3k -3,327
81 JOHNSON INVESTMENT COUNSEL INC 0.24% of their portfolio Cincinnati, OH 127,994128.0k $17.7m $17.7m 0.24% Reduced -1.7k -1,731
82 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 126,254126.3k $17.5m $17.5m 0.02% Added +113.9k +113,918
83 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 124,056124.1k $17.2m $17.2m 0.04% Added +15.7k +15,669
84 WoodTrust Financial Corp 3.52% of their portfolio WISCONSIN RAPIDS, WI 122,755122.8k $17.0m $17.0m 3.52% Reduced -9.1k -9,140
85 Fiduciary Trust Co 0.33% of their portfolio Boston, MA 122,083122.1k $16.9m $16.9m 0.33% Reduced -2.8k -2,786
86 CARDINAL CAPITAL MANAGEMENT LLC /CT 0.53% of their portfolio GREENWICH, CT 118,148118.1k $16.4m $16.4m 0.53% New
87 COLONY GROUP LLC 0.22% of their portfolio Boston, MA 110,984111.0k $15.4m $15.4m 0.22% Added +1.2k +1,244
88 McKinley Carter Wealth Services, Inc. 1.25% of their portfolio WHEELING, WV 106,384106.4k $14.8m $14.8m 1.25% Reduced -3.3k -3,334
89 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 102,999103.0k $14.3m $14.3m 0.04% Added +3.7k +3,652
90 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 101,585101.6k $14.1m $14.1m 0.02% Added +11.4k +11,446
91 SYNOVUS FINANCIAL CORP 0.16% of their portfolio Columbus, GA 101,115101.1k $14.0m $14.0m 0.16% Added +1.4k +1,365
92 Covenant Partners, LLC 5.63% of their portfolio Nashville, TN 100,886100.9k $14.0m $14.0m 5.63% Added +8.3k +8,299
93 ASPIRIANT, LLC 0.69% of their portfolio San Francisco, CA 97,51297.5k $13.5m $13.5m 0.69% Reduced -3.6k -3,579
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 97,30997.3k $13.5m $13.5m 0.02% Added +19.2k +19,188
95 FSA WEALTH PARTNERS, INC. 8.41% of their portfolio Rockville, MD 93,95194.0k $13.0m $13.0m 8.41% New
96 CONCENTRIC WEALTH MANAGEMENT, LLC 4.36% of their portfolio LAFAYETTE, CA 92,02992.0k $12.8m $12.8m 4.36% Added +446 +446
97 Aristotle Capital Boston, LLC 0.40% of their portfolio BOSTON, MA 90,95691.0k $12.6m $12.6m 0.40% Reduced -56.6k -56,625
98 TFO Wealth Partners, LLC 4.38% of their portfolio MAUMEE, OH 90,16390.2k $19.0m $19.0m 4.38% Added +89.6k +89,610
99 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 89,95390.0k $12.5m $12.5m 0.03% Reduced -2.5k -2,503
100 Waverly Advisors, LLC 0.69% of their portfolio BIRMINGHAM, AL 89,28789.3k $12.4m $12.4m 0.69% Added +38.7k +38,698