Vault-13

SCHWAB STRATEGIC TR SCHZ

US AGGREGATE B · ETP · CUSIP 808524839

539 institutional holders +34 vs Q3 2022
81,686,74681.7m shares reported held*
$3.8bnreported value*
54 new 186 added 217 reduced 40 sold out net bought ≈ $320.3m (+7.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($32.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.09. Options: 2 managers hold calls ($251.1k notional), 1 hold puts ($246.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 505Q4 22: 539539Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022505
Q4 2022539

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $251.1kQ4 22 puts: $246.5kQ4 22P/C 0.98
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$251.1k$246.5k0.98

Biggest buyers

GOLDMAN SACHS GROUP INC New +2,011,301+2.0m
Destination Wealth Management Added +1,974,824+2.0m
Baker Avenue Asset Management, LP New +1,515,668+1.5m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,123,280+1.1m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +646,145+646.1k
AlphaStar Capital Management, LLC New +513,180+513.2k
Charles Schwab Trust Co Added +503,512+503.5k
BANK OF AMERICA CORP /DE/ Added +394,448+394.4k
FINANCIAL LIFE ADVISORS Added +376,808+376.8k
Larson Financial Group LLC Added +354,522+354.5k

Biggest sellers

OneDigital Investment Advisors LLC Reduced -864,255-864.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -494,695-494.7k
HENGEHOLD CAPITAL MANAGEMENT LLC Reduced -461,043-461.0k
Wealthspire Retirement, LLC Reduced -268,115-268.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -257,665-257.7k
Northeast Financial Group, Inc. Reduced -212,180-212.2k
FLC Capital Advisors Reduced -201,548-201.5k
MERCER GLOBAL ADVISORS INC /ADV Reduced -152,239-152.2k
VALLEY NATIONAL ADVISERS INC Reduced -151,396-151.4k
KilterHowling LLC Reduced -139,061-139.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $228.2k5.0k shares
CITADEL ADVISORS LLC New $22.8k500 shares

Biggest puts

CITADEL ADVISORS LLC New $246.5k5.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.29% of their portfolio SAN FRANCISCO, CA 19,906,79719.9m $908.7m $908.7m 0.29% Added +1.1m +1,123,280
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 3.59% of their portfolio PLYMOUTH, MN 5,931,4535.9m $278.8m $278.8m 3.59% Reduced -494.7k -494,695
3 OneDigital Investment Advisors LLC 3.25% of their portfolio OVERLAND PARK, KS 2,453,8052.5m $112.0m $112.0m 3.25% Reduced -864.3k -864,255
4 Destination Wealth Management 4.42% of their portfolio Walnut Creek, CA 2,433,5752.4m $111.1m $111.1m 4.42% Added +2.0m +1,974,824
5 Financial Engines Advisors L.L.C. 0.31% of their portfolio SANTA CLARA, CA 2,344,8232.3m $107.0m $107.0m 0.31% Reduced -19.5k -19,460
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,152,9022.2m $98.3m $98.3m 0.03% Added +184.1k +184,101
7 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,011,3012.0m $91.8m $91.8m 0.03% New
8 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,865,8651.9m $85.2m $85.2m 0.04% Reduced -257.7k -257,665
9 Avantax Planning Partners, Inc. 3.21% of their portfolio DUBUQUE, IA 1,769,8571.8m $80.8m $80.8m 3.21% Added +34.0k +33,957
10 Rockbridge Investment Management, LCC 15.50% of their portfolio Syracuse, NY 1,675,5791.7m $76.5m $76.5m 15.50% Added +61.0k +61,017
11 Baker Avenue Asset Management, LP 4.14% of their portfolio SAN FRANCISCO, CA 1,515,6681.5m $69.2m $69.2m 4.14% New
12 McAdam, LLC 7.60% of their portfolio Philadelphia, PA 1,430,1481.4m $77.1m $77.1m 7.60% Added +25.1k +25,115
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,006,3491.0m $45.9m $45.9m 0.01% Added +394.4k +394,448
14 HENGEHOLD CAPITAL MANAGEMENT LLC 6.08% of their portfolio CINCINNATI, OH 957,821957.8k $43.7m $43.7m 6.08% Reduced -461.0k -461,043
15 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 905,017905.0k $41.3m $41.3m 0.09% Added +28.5k +28,474
16 BlueSky Wealth Advisors, LLC 8.66% of their portfolio New Bern, NC 858,015858.0k $39.2m $39.2m 8.66% Reduced -7.1k -7,076
17 Charles Schwab Trust Co 5.01% of their portfolio HENDERSON, NV 833,830833.8k $38.1m $38.1m 5.01% Added +503.5k +503,512
18 Krilogy Financial LLC 3.53% of their portfolio ST. LOUIS, MO 812,472812.5k $37.1m $37.1m 3.53% Reduced -98.2k -98,218
19 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 770,011770.0k $35.2m $35.2m 0.07% Added +31.4k +31,386
20 Total Wealth Planning, LLC 8.23% of their portfolio CINCINNATI, OH 727,274727.3k $33.2m $33.2m 8.23% Added +58.8k +58,827
21 Sequoia Financial Advisors, LLC 0.77% of their portfolio Akron, OH 686,044686.0k $31.3m $31.3m 0.77% Reduced -49.4k -49,393
22 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.10% of their portfolio MINNEAPOLIS, MN 646,145646.1k $29.5m $29.5m 1.10% New
23 MERCER GLOBAL ADVISORS INC /ADV 0.14% of their portfolio DENVER, CO 603,228603.2k $27.5m $27.5m 0.14% Reduced -152.2k -152,239
24 Apriem Advisors 4.43% of their portfolio IRVINE, CA 559,667559.7k $25.5m $25.5m 4.43% Reduced -13.1k -13,129
25 American Trust 2.30% of their portfolio LEXINGTON, KY 543,628543.6k $24.8m $24.8m 2.30% Added +55.4k +55,411
26 Kohmann Bosshard Financial Services, LLC 4.87% of their portfolio FAIRLAWN, OH 535,941535.9k $24.5m $24.5m 4.87% Added +57.4k +57,442
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.14% of their portfolio IRVING, TX 531,774531.8k $24.3m $24.3m 0.14% Reduced -106.3k -106,289
28 Horst & Graben Wealth Management LLC 6.27% of their portfolio PORTLAND, OR 525,222525.2k $24.0m $24.0m 6.27% Added +22.2k +22,180
29 AlphaStar Capital Management, LLC 2.39% of their portfolio CORNELIUS, NC 513,180513.2k $23.4m $23.4m 2.39% New
30 THEORY FINANCIAL LLC 15.00% of their portfolio FORT COLLINS, CO 496,080496.1k $22.6m $22.6m 15.00% First filing
31 Towercrest Capital Management 4.95% of their portfolio NEWTOWN, PA 489,651489.7k $22.4m $22.4m 4.95% Reduced -28.7k -28,733
32 Alliance Wealth Management Group 7.93% of their portfolio FLEMINGTON, NJ 475,136475.1k $21.7m $21.7m 7.93% Reduced -43.2k -43,248
33 FINANCIAL LIFE ADVISORS 9.22% of their portfolio SAN ANTONIO, TX 437,705437.7k $20.0m $20.0m 9.22% Added +376.8k +376,808
34 Advisor OS, LLC 4.69% of their portfolio CHICAGO, IL 387,096387.1k $17.7m $17.7m 4.69% Reduced -13.1k -13,074
35 Mokosak Advisory Group, LLC 7.90% of their portfolio URBANDALE, IA 386,446386.4k $17.7m $17.7m 7.90% Added +120.9k +120,933
36 New York Life Investment Management LLC 0.19% of their portfolio New York, NY 368,683368.7k $16.8m $16.8m 0.19% Added +72.4k +72,359
37 Larson Financial Group LLC 1.96% of their portfolio ST LOUIS, MO 358,613358.6k $16.4m $16.4m 1.96% Added +354.5k +354,522
38 Mariner, LLC 0.05% of their portfolio Overland Park, KS 356,907356.9k $16.3m $16.3m 0.05% Reduced -79.8k -79,828
39 Tenret Co LLC 14.27% of their portfolio TAMPA, FL 321,623321.6k $14.7m $14.7m 14.27% Added +187.3k +187,293
40 Austin Private Wealth, LLC 2.55% of their portfolio Austin, TX 318,822318.8k $14.6m $14.6m 2.55% Added +28.6k +28,627
41 Waterford Advisors, LLC 8.33% of their portfolio ORCHARD PARK, NY 313,358313.4k $14.3m $14.3m 8.33% First filing
42 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 306,489306.5k $14.0m $14.0m 0.03% Reduced -21.1k -21,062
43 Souders Financial Advisors 3.17% of their portfolio CINCINNATI, OH 304,017304.0k $13.9m $13.9m 3.17% Added +17.8k +17,793
44 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 300,196300.2k $13.7m $13.7m 0.07% Added +14.6k +14,624
45 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 300,021300.0k $13.7m $13.7m 0.00% Added +192.5k +192,479
46 MorganRosel Wealth Management, LLC 6.16% of their portfolio HIGHLANDS RANCH, CO 292,872292.9k $13.4m $13.4m 6.16% Reduced -50.0k -49,972
47 Pioneer Wealth Management Group 12.48% of their portfolio AUSTIN, TX 290,127290.1k $13.2m $13.2m 12.48% First filing
48 JMG Financial Group, Ltd. 0.72% of their portfolio DOWNERS GROVE, IL 287,008287.0k $13.1m $13.1m 0.72% Added +15.1k +15,134
49 Members Advisory Group LLC 8.82% of their portfolio WILLIAMSVILLE, NY 284,436284.4k $13.0m $13.0m 8.82% New
50 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 283,409283.4k $12.9m $12.9m 0.02% Reduced -135.8k -135,758
51 Financial Architects, Inc 2.03% of their portfolio MARLTON, NJ 267,654267.7k $12.2m $12.2m 2.03% Added +2.2k +2,237
52 FAS Wealth Partners, Inc. 1.32% of their portfolio LEAWOOD, KS 255,448255.4k $11.7m $11.7m 1.32% Added +46.2k +46,193
53 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 255,018255.0k $11.6m $11.6m 0.02% Added +154.7k +154,701
54 Freestone Capital Holdings, LLC 0.52% of their portfolio Seattle, WA 247,773247.8k $11.3m $11.3m 0.52% Added +217.4k +217,408
55 LEAVELL INVESTMENT MANAGEMENT, INC. 0.83% of their portfolio MOBILE, AL 241,446241.4k $11.0m $11.0m 0.83% Reduced -37.8k -37,823
56 One Wealth Advisors, LLC 2.48% of their portfolio SAN FRANCISCO, CA 237,787237.8k $10.9m $10.9m 2.48% Added +19.7k +19,663
57 MYECFO, LLC 8.44% of their portfolio La Jolla, CA 224,920224.9k $10.3m $10.3m 8.44% First filing
58 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.88% of their portfolio KNOXVILLE, TN 214,569214.6k $10.1m $10.1m 0.88% Reduced -17.7k -17,731
59 Mutual Advisors, LLC 0.42% of their portfolio OMAHA, NE 206,790206.8k $9.4m $9.4m 0.42% Added +6.7k +6,745
60 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 200,762200.8k $9.2m $9.2m 0.01% Reduced -8.8k -8,805
61 Beacon Pointe Advisors, LLC 0.18% of their portfolio NEWPORT BEACH, CA 198,841198.8k $9.1m $9.1m 0.18% Reduced -10.5k -10,477
62 Blue Trust, Inc. 0.16% of their portfolio BRENTWOOD, TN 192,438192.4k $8.7m $8.7m 0.16% Added +15.3k +15,268
63 MONETA GROUP INVESTMENT ADVISORS LLC 0.24% of their portfolio ST LOUIS, MO 186,760186.8k $8.8m $8.8m 0.24% Reduced -30.9k -30,874
64 Bond & Devick Financial Network, Inc. 6.00% of their portfolio ST. LOUIS PARK, MN 184,329184.3k $8.4m $8.4m 6.00% Added +350 +350
65 CLIENT 1ST ADVISORY GROUP, LLC 4.86% of their portfolio DUNEDIN, FL 182,123182.1k $8.3m $8.3m 4.86% Added +5.7k +5,668
66 Northeast Financial Group, Inc. 6.34% of their portfolio Allentown, PA 175,338175.3k $8.0m $8.0m 6.34% Reduced -212.2k -212,180
67 Revolve Wealth Partners, LLC 2.28% of their portfolio Hackensack, NJ 174,543174.5k $8.0m $8.0m 2.28% Added +43.7k +43,744
68 Atria Wealth Solutions, Inc. 0.13% of their portfolio NEW YORK, NY 170,664170.7k $7.8m $7.8m 0.13% Reduced -193 -193
69 Charles Schwab Investment Advisory, Inc. 0.01% of their portfolio SAN FRANCISCO, CA 164,437164.4k $7.5m $7.5m 0.01% Added +15.1k +15,107
70 KilterHowling LLC 7.93% of their portfolio BOULDER, CO 164,131164.1k $7.5m $7.5m 7.93% Reduced -139.1k -139,061
71 TCWP LLC 1.47% of their portfolio Beachwood, OH 159,110159.1k $7.3m $7.3m 1.47% Reduced -41.5k -41,531
72 Mission Creek Capital Partners, Inc. 2.59% of their portfolio SAN FRANCISCO, CA 158,581158.6k $7.2m $7.2m 2.59% Reduced -25.1k -25,072
73 West Wealth Group, LLC 3.60% of their portfolio Irvine, CA 158,484158.5k $7.2m $7.2m 3.60% Reduced -15.4k -15,385
74 NORTHWEST INVESTMENT COUNSELORS, LLC 2.04% of their portfolio Lake Oswego, OR 154,420154.4k $7.0m $7.0m 2.04% Added +2.7k +2,695
75 Clay Northam Wealth Management, LLC 7.90% of their portfolio HUNTINGTON BEACH, CA 150,270150.3k $6.9m $6.9m 7.90% Added +14.6k +14,586
76 WealthShield Partners, LLC 1.31% of their portfolio CARY, NC 149,329149.3k $6.8m $6.8m 1.31% Added +123.8k +123,750
77 Wealthspire Retirement, LLC 1.46% of their portfolio ALISO VIEJO, CA 146,073146.1k $6.7m $6.7m 1.46% Reduced -268.1k -268,115
78 James J. Burns & Company, LLC 2.65% of their portfolio MELVILLE, NY 141,985142.0k $6.5m $6.5m 2.65% Added +7.0k +7,008
79 TNF LLC 2.97% of their portfolio BILLINGS, MT 139,962140.0k $6.5m $6.5m 2.97% Added +22.0k +21,993
80 Econ Financial Services Corp 6.39% of their portfolio HARRISBURG, PA 138,011138.0k $6.3m $6.3m 6.39% Reduced -2.3k -2,317
81 FFG RETIREMENT ADVISORS LLC 5.74% of their portfolio CENTENNIAL, CO 137,747137.7k $6.3m $6.3m 5.74% First filing
82 SigFig Wealth Management, LLC 0.28% of their portfolio SAN FRANCISCO, CA 136,365136.4k $5.6m $5.6m 0.28% Added +7.7k +7,680
83 Callan Capital, LLC 0.77% of their portfolio LA JOLLA, CA 136,038136.0k $6.2m $6.2m 0.77% Added +88.8k +88,781
84 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 134,030134.0k $6.1m $6.1m 0.01% Added +9.0k +9,023
85 Marotta Asset Management 1.46% of their portfolio CHARLOTTESVILLE, VA 133,119133.1k $6.1m $6.1m 1.46% Reduced -4.3k -4,287
86 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 128,679128.7k $5.9m $5.9m 0.01% Added +17.6k +17,645
87 Friedenthal Financial 4.00% of their portfolio MARLTON, NJ 125,946125.9k $5.7m $5.7m 4.00% Reduced -5.7k -5,730
88 Schneider Downs Wealth Management Advisors, LP 1.25% of their portfolio Pittsburgh, PA 124,613124.6k $5.7m $5.7m 1.25% Added +105.1k +105,132
89 WRAPMANAGER INC 1.81% of their portfolio MILL VALLEY, CA 123,368123.4k $5.6m $5.6m 1.81% New
90 RESTON WEALTH MANAGEMENT LLC 3.01% of their portfolio Reston, VA 119,382119.4k $5.4m $5.4m 3.01% Reduced -27.9k -27,861
91 Retirement Planning Group, LLC 0.62% of their portfolio LEAWOOD, KS 118,939118.9k $5.4m $5.4m 0.62% Reduced -82.5k -82,542
92 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 117,462117.5k $5.4m $5.4m 0.05% Reduced -4.4k -4,420
93 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 115,555115.6k $5.3m $5.3m 0.04% Reduced -3.2k -3,188
94 Security Financial Services, INC. 1.63% of their portfolio Fort Wayne, IN 114,912114.9k $5.2m $5.2m 1.63% Added +23.2k +23,158
95 UBS Group AG 0.00% of their portfolio ZURICH, V8 114,118114.1k $5.2m $5.2m 0.00% Reduced -84.1k -84,078
96 Wakefield Asset Management LLLP 2.19% of their portfolio Englewood, CO 113,612113.6k $5.2m $5.2m 2.19% Reduced -2.8k -2,827
97 Seneca Financial Advisors LLC 3.26% of their portfolio ROCHESTER, NY 112,748112.7k $5.1m $5.1m 3.26% Added +96.8k +96,763
98 AlphaQ Advisors LLC 4.37% of their portfolio Winter Park, FL 110,326110.3k $5.0m $5.0m 4.37% First filing
99 Curi Wealth Management, LLC 0.69% of their portfolio Raleigh, NC 108,159108.2k $4.9m $4.9m 0.69% Added +45.9k +45,940
100 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 105,868105.9k $5.4m $5.4m 0.14% Added +2.3k +2,280