Vault-13

ISHARES TR FLOT

FLTG RATE NT ETF · ETP · CUSIP 46429B655

683 institutional holders +12 vs Q3 2022
113,162,066113.2m shares reported held*
$5.7bnreported value*
71 new 208 added 290 reduced 81 sold out net sold ≈ $384.0m (-7.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($33.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.32.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 671Q4 22: 683683Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022671
Q4 2022683

Biggest buyers

BlackRock Inc. Added +1,338,755+1.3m
NORTHERN TRUST CORP Added +989,285+989.3k
BlueCrest Capital Management Ltd Added +788,049+788.0k
Kiwi Wealth Investments Limited Partnership New +662,876+662.9k
Astor Investment Management LLC Added +508,490+508.5k
PNC Financial Services Group, Inc. Added +478,850+478.9k
RENAISSANCE TECHNOLOGIES LLC Added +430,300+430.3k
ENVESTNET ASSET MANAGEMENT INC Added +293,833+293.8k
AE Wealth Management LLC Added +275,586+275.6k
Brookstone Capital Management Added +260,248+260.2k

Biggest sellers

Allworth Financial LP Reduced -7,050,709-7.1m
BANK OF AMERICA CORP /DE/ Reduced -2,875,020-2.9m
Alpha Cubed Investments, LLC Reduced -672,310-672.3k
Glenview Trust Co Reduced -527,611-527.6k
UBS Group AG Reduced -525,421-525.4k
LPL Financial LLC Reduced -350,759-350.8k
Verdence Capital Advisors LLC Reduced -350,366-350.4k
JPMORGAN CHASE & CO Reduced -342,388-342.4k
JANE STREET GROUP, LLC Reduced -330,373-330.4k
ANCHOR CAPITAL ADVISORS LLC Reduced -292,768-292.8k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 11,732,47711.7m $590.5m $590.5m 0.07% Reduced -2.9m -2,875,020
2 BlackRock Inc. 0.01% of their portfolio New York, NY 6,453,4196.5m $324.8m $324.8m 0.01% Added +1.3m +1,338,755
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,119,2406.1m $308.0m $308.0m 0.03% Reduced -214.4k -214,428
4 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 4,404,1964.4m $221.7m $221.7m 0.07% Added +202.3k +202,349
5 UBS Group AG 0.09% of their portfolio ZURICH, V8 3,898,2513.9m $196.2m $196.2m 0.09% Reduced -525.4k -525,421
6 FRANKLIN RESOURCES INC 0.09% of their portfolio San Mateo, CA 3,586,5973.6m $180.5m $180.5m 0.09% Added +234.1k +234,085
7 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 3,486,7813.5m $175.5m $175.5m 0.15% Reduced -350.8k -350,759
8 PNC Financial Services Group, Inc. 0.15% of their portfolio Pittsburgh, PA 3,127,8333.1m $157.4m $157.4m 0.15% Added +478.9k +478,850
9 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 2,876,3292.9m $144.8m $144.8m 0.07% Added +293.8k +293,833
10 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 2,749,1442.7m $138.4m $138.4m 0.03% Added +989.3k +989,285
11 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 2,543,3592.5m $128.0m $128.0m 0.04% Reduced -87.7k -87,692
12 DAVENPORT & Co LLC 0.82% of their portfolio RICHMOND, VA 1,990,5452.0m $100.2m $100.2m 0.82% Reduced -19.0k -19,043
13 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,895,3471.9m $95.4m $95.4m 0.03% Reduced -82.5k -82,485
14 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 1,871,7741.9m $94.2m $94.2m 0.19% Added +30.4k +30,438
15 Glenview Trust Co 2.94% of their portfolio Louisville, KY 1,760,5291.8m $88.6m $88.6m 2.94% Reduced -527.6k -527,611
16 BARINGS LLC 2.98% of their portfolio CHARLOTTE, NC 1,668,5681.7m $84.0m $84.0m 2.98% Added +124.6k +124,584
17 Haverford Trust Co 0.62% of their portfolio Radnor, PA 1,006,4081.0m $50.7m $50.7m 0.62% Added +23.3k +23,284
18 Advocacy Wealth Management, LLC 6.33% of their portfolio ATLANTA, GA 952,543952.5k $47.9m $47.9m 6.33% Added +82.6k +82,560
19 US BANCORP \DE\ 0.08% of their portfolio MINNEAPOLIS, MN 944,772944.8k $47.6m $47.6m 0.08% Reduced -44.9k -44,933
20 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 916,537916.5k $46.1m $46.1m 0.08% Reduced -45.4k -45,397
21 BlueCrest Capital Management Ltd 5.59% of their portfolio ST HELIER, Y9 916,140916.1k $46.1m $46.1m 5.59% Added +788.0k +788,049
22 Demars Financial Group, LLC 22.19% of their portfolio SPOKANE VALLEY, WA 799,690799.7k $40.2m $40.2m 22.19% Added +95.0k +94,994
23 TRUSTMARK BANK TRUST DEPARTMENT 3.65% of their portfolio JACKSON, MS 787,092787.1k $39.6m $39.6m 3.65% Reduced -116.0k -116,044
24 Parsec Financial Management, Inc. 1.63% of their portfolio ASHEVILLE, NC 729,937729.9k $36.7m $36.7m 1.63% Added +215.0k +214,984
25 Capital Advantage, Inc. 8.24% of their portfolio Walnut Creek, CA 729,206729.2k $36.7m $36.7m 8.24% Added +17.3k +17,251
26 CNO Financial Group, Inc. 56.71% of their portfolio Carmel, IN 727,066727.1k $36.6m $36.6m 56.71% Unchanged
27 Astor Investment Management LLC 10.84% of their portfolio CHICAGO, IL 704,786704.8k $35.5m $35.5m 10.84% Added +508.5k +508,490
28 FLPUTNAM INVESTMENT MANAGEMENT CO 1.25% of their portfolio PORTLAND, ME 683,185683.2k $34.4m $34.4m 1.25% Added +38.4k +38,387
29 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 676,805676.8k $34.1m $34.1m 0.04% Added +82.7k +82,700
30 Brookstone Capital Management 0.69% of their portfolio WHEATON, IL 674,719674.7k $34.0m $34.0m 0.69% Added +260.2k +260,248
31 Stratos Wealth Partners, LTD. 0.85% of their portfolio BEACHWOOD, OH 669,234669.2k $33.7m $33.7m 0.85% Added +62.7k +62,712
32 Kiwi Wealth Investments Limited Partnership 2.22% of their portfolio WELLINGTON, Q2 662,876662.9k $33.4m $33.4m 2.22% New
33 Destination Wealth Management 1.23% of their portfolio Walnut Creek, CA 616,729616.7k $31.0m $31.0m 1.23% Reduced -24.4k -24,398
34 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.44% of their portfolio Madrid, U3 596,596596.6k $30.0m $30.0m 0.44% Reduced -11.6k -11,565
35 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 578,900578.9k $29.1m $29.1m 0.04% Added +430.3k +430,300
36 New York Life Investment Management LLC 0.33% of their portfolio New York, NY 574,535574.5k $28.9m $28.9m 0.33% Reduced -74.6k -74,648
37 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 529,536529.5k $26.7m $26.7m 0.18% Added +99.3k +99,308
38 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 523,074523.1k $26.3m $26.3m 0.05% Added +23.9k +23,946
39 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 510,622510.6k $25.7m $25.7m 0.13% Reduced -182.9k -182,878
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 477,087477.1k $24.0m $24.0m 0.00% Reduced -342.4k -342,388
41 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 476,392476.4k $24.0m $24.0m 0.04% Added +54.3k +54,311
42 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 476,033476.0k $24.0m $24.0m 0.01% Reduced -22.2k -22,240
43 Integrated Wealth Concepts LLC 0.63% of their portfolio WALTHAM, MA 463,545463.5k $23.3m $23.3m 0.63% Reduced -26.5k -26,499
44 Insight Wealth Strategies, LLC 4.43% of their portfolio SAN RAMON, CA 455,442455.4k $22.9m $22.9m 4.43% Added +3.2k +3,160
45 CAPTRUST FINANCIAL ADVISORS 0.11% of their portfolio RALEIGH, NC 450,121450.1k $22.7m $22.7m 0.11% Added +90.8k +90,839
46 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 430,808430.8k $21.7m $21.7m 0.02% Reduced -174.6k -174,571
47 IFP Advisors, Inc 0.59% of their portfolio TAMPA, FL 430,086430.1k $21.9m $21.9m 0.59% Added +103.3k +103,279
48 TELEMUS CAPITAL, LLC 1.93% of their portfolio Southfield, MI 420,339420.3k $21.2m $21.2m 1.93% Reduced -17.6k -17,569
49 CAPE COD FIVE CENTS SAVINGS BANK 2.29% of their portfolio HYANNIS, MA 403,309403.3k $20.3m $20.3m 2.29% Reduced -2.9k -2,940
50 RETIREMENT CAPITAL STRATEGIES 9.71% of their portfolio SAN JOSE, CA 393,117393.1k $19.8m $19.8m 9.71% Reduced -12.5k -12,473
51 Towercrest Capital Management 4.34% of their portfolio NEWTOWN, PA 389,661389.7k $19.6m $19.6m 4.34% Added +7.6k +7,612
52 Vestmark Advisory Solutions, Inc. 0.95% of their portfolio Wakefield, MA 387,935387.9k $19.5m $19.5m 0.95% Added +133.2k +133,164
53 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 383,384383.4k $19.3m $19.3m 0.14% Added +275.6k +275,586
54 Baker Avenue Asset Management, LP 1.15% of their portfolio SAN FRANCISCO, CA 382,440382.4k $19.2m $19.2m 1.15% Added +3.2k +3,168
55 Allworth Financial LP 0.20% of their portfolio FOLSOM, CA 365,332365.3k $18.4m $18.4m 0.20% Reduced -7.1m -7,050,709
56 Cetera Advisor Networks LLC 0.15% of their portfolio EL SEGUNDO, CA 360,388360.4k $18.1m $18.1m 0.15% Added +227.9k +227,854
57 Mariner, LLC 0.06% of their portfolio Overland Park, KS 360,066360.1k $18.1m $18.1m 0.06% Added +59.5k +59,485
58 JAMES INVESTMENT RESEARCH, INC. 2.42% of their portfolio ALPHA, OH 343,907343.9k $17.3m $17.3m 2.42% Reduced -8.0k -7,960
59 Willis Johnson & Associates, Inc. 2.25% of their portfolio Houston, TX 341,549341.5k $17.2m $17.2m 2.25% Added +5.3k +5,309
60 WALLER FINANCIAL PLANNING GROUP, INC 4.88% of their portfolio COLUMBUS, OH 334,222334.2k $16.8m $16.8m 4.88% Reduced -37.2k -37,195
61 BEACON FINANCIAL GROUP 2.25% of their portfolio DALLAS, TX 327,153327.2k $16.5m $16.5m 2.25% Added +249.3k +249,308
62 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 307,339307.3k $15.5m $15.5m 0.04% Reduced -123.5k -123,490
63 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 305,561305.6k $15.4m $15.4m 0.04% Reduced -65.0k -65,017
64 Probity Advisors, Inc. 3.39% of their portfolio DALLAS, TX 297,372297.4k $15.0m $15.0m 3.39% Reduced -5.1k -5,123
65 LJI Wealth Management, LLC 5.17% of their portfolio INDIANAPOLIS, IN 293,310293.3k $14.8m $14.8m 5.17% First filing
66 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 292,717292.7k $14.7m $14.7m 0.00% Reduced -887 -887
67 Sigma Planning Corp 0.52% of their portfolio ANN ARBOR, MI 288,500288.5k $14.5m $14.5m 0.52% Added +1.7k +1,733
68 Keel Point, LLC 2.26% of their portfolio HUNTSVILLE, AL 285,965286.0k $14.4m $14.4m 2.26% Reduced -87.8k -87,845
69 Jaffetilchin Investment Partners, LLC 1.72% of their portfolio TAMPA, FL 280,300280.3k $14.1m $14.1m 1.72% Reduced -250.1k -250,135
70 SCOTIA CAPITAL INC. 0.11% of their portfolio TORONTO, A6 273,575273.6k $13.8m $13.8m 0.11% Reduced -18.1k -18,094
71 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 272,444272.4k $13.7m $13.7m 0.02% Reduced -67.1k -67,118
72 INNEALTA CAPITAL, LLC 6.28% of their portfolio AUSTIN, TX 268,310268.3k $13.5m $13.5m 6.28% Reduced -5.2k -5,158
73 MCMORGAN & CO LLC 2.89% of their portfolio SAN FRANCISCO, CA 267,838267.8k $13.5m $13.5m 2.89% Added +65.6k +65,598
74 M&T Bank Corp 0.05% of their portfolio BUFFALO, NY 252,271252.3k $12.7m $12.7m 0.05% Added +14.4k +14,366
75 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 247,197247.2k $12.4m $12.4m 0.11% Reduced -54.2k -54,176
76 Rezny Wealth Management, Inc. 4.75% of their portfolio Fort Myers, FL 245,874245.9k $12.4m $12.4m 4.75% Reduced -23.9k -23,949
77 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.90% of their portfolio RICHMOND, VA 244,091244.1k $12.3m $12.3m 0.90% Reduced -13.9k -13,869
78 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 240,200240.2k $12.1m $12.1m 0.03% Added +104.2k +104,200
79 Portland Global Advisors LLC 2.16% of their portfolio PORTLAND, ME 233,459233.5k $11.8m $11.8m 2.16% Reduced -3.3k -3,270
80 PEAPACK GLADSTONE FINANCIAL CORP 0.23% of their portfolio BEDMINSTER, NJ 231,704231.7k $11.7m $11.7m 0.23% Reduced -22.7k -22,733
81 WJ Wealth Management, LLC 6.76% of their portfolio GLENDALE, AZ 231,354231.4k $11.6m $11.6m 6.76% Reduced -19.3k -19,331
82 Tillar-Wenstrup Advisors, LLC 5.42% of their portfolio CENTERVILLE, OH 223,025223.0k $11.2m $11.2m 5.42% Added +2.1k +2,088
83 MIDDLETON & CO INC/MA 1.64% of their portfolio BOSTON, MA 219,469219.5k $11.0m $11.0m 1.64% Reduced -13.0k -12,975
84 Cetera Advisors LLC 0.20% of their portfolio DENVER, CO 216,990217.0k $10.9m $10.9m 0.20% Added +36.0k +36,045
85 Eagle Ridge Investment Management 1.24% of their portfolio STAMFORD, CT 212,080212.1k $10.7m $10.7m 1.24% Added +2.7k +2,652
86 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 209,224209.2k $10.5m $10.5m 0.01% Reduced -4 -4
87 LeJeune Puetz Investment Counsel LLC 3.81% of their portfolio TRAVERSE CITY, MI 202,706202.7k $10.2m $10.2m 3.81% Reduced -2.2k -2,186
88 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 199,726199.7k $10.0m $10.0m 0.16% Reduced -241 -241
89 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 198,232198.2k $10.0m $10.0m 0.04% Added +75.0k +74,995
90 Semmax Financial Advisors Inc. 3.87% of their portfolio Winston Salem, NC 192,595192.6k $9.7m $9.7m 3.87% Added +3.8k +3,832
91 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 190,279190.3k $9.6m $9.6m 0.05% Reduced -12.1k -12,130
92 Blueprint Investment Partners LLC 2.01% of their portfolio GREENSBORO, NC 188,075188.1k $9.5m $9.5m 2.01% Added +62.8k +62,763
93 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 187,093187.1k $9.4m $9.4m 0.04% Reduced -74.0k -73,957
94 Ifrah Financial Services, Inc. 3.04% of their portfolio Little Rock, AR 183,988184.0k $9.3m $9.3m 3.04% Reduced -2.2k -2,237
95 SSI INVESTMENT MANAGEMENT LLC 0.59% of their portfolio Los Angeles, CA 183,651183.7k $9.2m $9.2m 0.59% Added +173.4k +173,372
96 COMERICA SECURITIES,INC. 0.65% of their portfolio DETROIT, MI 182,075182.1k $9.2m $9.2m 0.65% Reduced -17.5k -17,505
97 CreativeOne Wealth, LLC 0.49% of their portfolio OVERLAND PARK, KS 176,395176.4k $8.9m $8.9m 0.49% Added +61.0k +61,021
98 MBL Wealth, LLC 1.65% of their portfolio CHARLOTTE, NC 170,921170.9k $8.6m $8.6m 1.65% Reduced -1.5k -1,456
99 Sargent Bickham Lagudis LLC 0.70% of their portfolio Boulder, CO 170,497170.5k $8.6m $8.6m 0.70% Added +11.2k +11,155
100 Windsor Capital Management, LLC 3.10% of their portfolio Phoenix, AZ 169,157169.2k $8.5m $8.5m 3.10% Reduced -5.7k -5,700