GUARDIAN WEALTH ADVISORS, LLC / NC

RALEIGH, NC · CIK 1901403 · 13F filing filed 2024-02-14

SEC-registered investment adviser since 2020 · limited liability company

Assets managed$2.7bn
Staff50 · 30 in investment roles
Main clients (by assets)High net worth individuals 56%, Pension plans 27%, Individuals 16%
Websitevalleypeakfinancial.com
Form ADV · 2026-03-26SEC adviser record

$658.0m reported value +11.9% vs Q3 2023

440positions

51.9%in top 10

44 new 119 added 153 reduced 26 sold out vs Q3 2023

Holdings, Q4 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ETF SER SOLUTIONS APTUS COLLRD INV ACIO	ACIO	2,528,876	$83.9m12.74%	12.74%	Added +68.5k	+68,477 2.8%
2	ETF SER SOLUTIONS APTUS DEFINED DRSK	DRSK	1,804,523	$45.5m6.91%	6.91%	Reduced -403.0k	-402,985 -18.3%
3	ETF SER SOLUTIONS OPUS SML CP VL OSCV	OSCV	1,293,516	$43.4m6.60%	6.60%	Added +13.0k	+13,046 1.0%
4	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	700,785	$39.5m6.01%	6.01%	Reduced -48.5k	-48,492 -6.5%
5	BONDBLOXX ETF TRUST BLOOMBERG SIX MN XHLF	XHLF	718,900	$36.1m5.48%	5.48%	Added +454.6k	+454,650 172.1%
6	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	393,786	$21.7m3.29%	3.29%	Added +9.5k	+9,480 2.5%
7	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	682,099	$20.4m3.09%	3.09%	Added +18.5k	+18,531 2.8%
8	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	375,802	$19.4m2.95%	2.95%	Reduced -1.8k	-1,789 -0.5%
9	APPLE INC COM AAPL	AAPL	86,878	$16.7m2.54%	2.54%	Reduced -1.5k	-1,520 -1.7%
10	J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF JCPB	JCPB	323,001	$15.2m2.31%	2.31%	Reduced -15.5k	-15,485 -4.6%
11	MICROSOFT CORP COM MSFT	MSFT	34,805	$13.1m1.99%	1.99%	Reduced -515	-515 -1.5%
12	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	27,241	$11.9m1.81%	1.81%	Added +1.4k	+1,421 5.5%
13	ETF SER SOLUTIONS APTUS LARGE CAP DUBS	DUBS	430,085	$11.5m1.75%	1.75%	Reduced -177.1k	-177,105 -29.2%
14	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	22,617	$10.8m1.63%	1.63%	Added +904	+904 4.2%
15	DIMENSIONAL ETF TRUST INTL CORE EQT MK DFAI	DFAI	289,196	$8.3m1.26%	1.26%	Added +16.8k	+16,794 6.2%
16	NVIDIA CORPORATION COM NVDA	NVDA	15,844	$7.8m1.19%	1.19%	Reduced -530	-530 -3.2%
17	FIDELITY COMWLTH TR NASDAQ COMPSIT ONEQ	ONEQ	108,901	$6.5m0.98%	0.98%	Reduced -15.1k	-15,119 -12.2%
18	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	122,408	$6.1m0.93%	0.93%	Reduced -6.3k	-6,347 -4.9%
19	ALPHABET INC CAP STK CL A GOOGL	GOOGL	43,074	$6.0m0.91%	0.91%	Reduced -679	-679 -1.6%
20	GOLDMAN SACHS ETF TR EQUAL WEIGHT US GSEW	GSEW	88,436	$5.9m0.90%	0.90%	New
21	FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS FIXD	FIXD	120,804	$5.4m0.82%	0.82%	Added +3.7k	+3,731 3.2%
22	AMAZON COM INC COM AMZN	AMZN	33,692	$5.1m0.78%	0.78%	Reduced -1.1k	-1,105 -3.2%
23	BROADCOM INC COM AVGO	AVGO	4,557	$5.1m0.77%	0.77%	Reduced -57	-57 -1.2%
24	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	89,997	$5.0m0.76%	0.76%	Added +1.2k	+1,152 1.3%
25	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	28,337	$4.8m0.73%	0.73%	Reduced -360	-360 -1.2%
26	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	58,070	$4.6m0.71%	0.71%	Reduced -7.8k	-7,793 -11.8%
27	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	91,750	$4.6m0.70%	0.70%	New
28	COLUMBIA ETF TR II EM CORE EX ETF XCEM	XCEM	150,737	$4.6m0.69%	0.69%	Added +8.9k	+8,922 6.3%
29	ETF SER SOLUTIONS APTUS DRAWDOWN ADME	ADME	107,557	$4.1m0.63%	0.63%	Reduced -18.8k	-18,774 -14.9%
30	JPMORGAN CHASE & CO COM JPM	JPM	24,024	$4.1m0.62%	0.62%	Added +316	+316 1.3%
31	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	10,726	$3.8m0.58%	0.58%	Added +63	+63 0.6%
32	LISTED FD TR HORIZON KINETICS INFL	INFL	111,150	$3.5m0.53%	0.53%	Reduced -6.5k	-6,520 -5.5%
33	VANGUARD INDEX FDS MID CAP ETF VO	VO	13,646	$3.2m0.48%	0.48%	Added +1.0k	+1,004 7.9%
34	UNITEDHEALTH GROUP INC COM UNH	UNH	5,924	$3.1m0.47%	0.47%	Reduced -14	-14 -0.2%
35	TESLA INC COM TSLA	TSLA	12,256	$3.0m0.46%	0.46%	Reduced -436	-436 -3.4%
36	ELI LILLY & CO COM LLY	LLY	4,786	$2.8m0.42%	0.42%	Reduced -81	-81 -1.7%
37	PACER FDS TR US CASH COWS 100 COWZ	COWZ	50,595	$2.6m0.40%	0.40%	Reduced -15.0k	-14,996 -22.9%
38	FIRST TR NAS100 EQ WEIGHTED SHS QQEW	QQEW	22,219	$2.6m0.40%	0.40%	Added +621	+621 2.9%
39	VISA INC COM CL A V	V	10,011	$2.6m0.40%	0.40%	Reduced -58	-58 -0.6%
40	FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM	FTSM	42,867	$2.6m0.39%	0.39%	Reduced -3.0k	-2,999 -6.5%
41	ISHARES TR RUS 1000 ETF IWB	IWB	9,490	$2.5m0.38%	0.38%	Added +288	+288 3.1%
42	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	6,585	$2.5m0.38%	0.38%	Added +141	+141 2.2%
43	WALMART INC COM WMT	WMT	15,736	$2.5m0.38%	0.38%	Added +1.1k	+1,069 7.3%
44	PROCTER AND GAMBLE CO COM PG	PG	16,056	$2.4m0.36%	0.36%	Reduced -206	-206 -1.3%
45	FIRST TR EXCHNG TRADED FD VI FT VEST U.S. DDEC	DDEC	65,300	$2.3m0.35%	0.35%	Unchanged
46	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	10,513	$2.2m0.33%	0.33%	Added +196	+196 1.9%
47	EATON VANCE TAX-MANAGED DIVE COM XETYX	XETYX	177,130	$2.2m0.33%	0.33%	Reduced -13.4k	-13,353 -7.0%
48	ADOBE INC COM ADBE	ADBE	3,479	$2.1m0.32%	0.32%	Reduced -168	-168 -4.6%
49	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC	FTGC	91,479	$2.1m0.31%	0.31%	Added +12.0k	+12,042 15.2%
50	INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB BSCO	BSCO	97,758	$2.0m0.31%	0.31%	New
51	ROPER TECHNOLOGIES INC COM ROP	ROP	3,740	$2.0m0.31%	0.31%	Added +23	+23 0.6%
52	HOME DEPOT INC COM HD	HD	5,724	$2.0m0.30%	0.30%	Reduced -314	-314 -5.2%
53	COPART INC COM CPRT	CPRT	39,574	$1.9m0.29%	0.29%	Added +198	+198 0.5%
54	INVESCO ACTIVELY MANAGED EXC VAR RATE INVT VRIG	VRIG	76,043	$1.9m0.29%	0.29%	Added +4.1k	+4,082 5.7%
55	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	37,461	$1.9m0.29%	0.29%	Added +2.1k	+2,115 6.0%
56	CHEMED CORP NEW COM CHE	CHE	3,047	$1.8m0.27%	0.27%	Added +6	+6 0.2%
57	PROGRESSIVE CORP COM PGR	PGR	11,013	$1.8m0.27%	0.27%	Added +559	+559 5.3%
58	AMERICAN TOWER CORP NEW COM AMT	AMT	7,966	$1.7m0.26%	0.26%	Added +92	+92 1.2%
59	SPDR SER TR PRTFLO S&P500 HI SPYD	SPYD	42,977	$1.7m0.26%	0.26%	Reduced -871	-871 -2.0%
60	TRUIST FINL CORP COM TFC	TFC	44,997	$1.7m0.25%	0.25%	Reduced -3.1k	-3,086 -6.4%
61	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	10,351	$1.6m0.25%	0.25%	Reduced -269	-269 -2.5%
62	BANK AMERICA CORP COM BAC	BAC	46,922	$1.6m0.24%	0.24%	Added +952	+952 2.1%
63	SPROTT PHYSICAL GOLD TR UNIT PHYS	PHYS	95,299	$1.5m0.23%	0.23%	Added +2.4k	+2,390 2.6%
64	INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN PPA	PPA	16,443	$1.5m0.23%	0.23%	Reduced -1.6k	-1,599 -8.9%
65	COSTCO WHSL CORP NEW COM COST	COST	2,255	$1.5m0.23%	0.23%	Reduced -90	-90 -3.8%
66	OWENS CORNING NEW COM OC	OC	10,005	$1.5m0.23%	0.23%	Unchanged
67	PFIZER INC COM PFE	PFE	51,226	$1.5m0.22%	0.22%	Added +1.8k	+1,827 3.7%
68	JOHNSON & JOHNSON COM JNJ	JNJ	8,925	$1.4m0.21%	0.21%	Reduced -1.8k	-1,766 -16.5%
69	ALPS ETF TR ALERIAN MLP AMLP	AMLP	32,029	$1.4m0.21%	0.21%	Reduced -1.3k	-1,281 -3.9%
70	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	3,259	$1.3m0.20%	0.20%	Added +914	+914 39.0%
71	SPROTT PHYSICAL SILVER TR TR UNIT PSLV	PSLV	165,036	$1.3m0.20%	0.20%	Reduced -75.7k	-75,714 -31.4%
72	EXXON MOBIL CORP COM XOM	XOM	12,876	$1.3m0.20%	0.20%	Reduced -1.3k	-1,256 -8.9%
73	META PLATFORMS INC CL A META	META	3,633	$1.3m0.20%	0.20%	Reduced -156	-156 -4.1%
74	DIAMONDBACK ENERGY INC COM FANG	FANG	8,047	$1.2m0.19%	0.19%	Added +6.7k	+6,747 519.0%
75	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	5,175	$1.2m0.19%	0.19%	Added +1	+1 0.0%
76	ABBVIE INC COM ABBV	ABBV	7,808	$1.2m0.18%	0.18%	Reduced -433	-433 -5.2%
77	SCHWAB STRATEGIC TR 1000 INDEX ETF SCHK	SCHK	26,154	$1.2m0.18%	0.18%	Added +11.3k	+11,324 76.4%
78	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	13,606	$1.2m0.18%	0.18%	Added +3.2k	+3,164 30.3%
79	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	40,675	$1.1m0.17%	0.17%	Unchanged
80	MCDONALDS CORP COM MCD	MCD	3,845	$1.1m0.17%	0.17%	Added +163	+163 4.4%
81	FIRST TR EXCHANGE-TRADED FD LIMITED DURATION FSIG	FSIG	54,750	$1.0m0.16%	0.16%	Added +9.5k	+9,500 21.0%
82	CANTERBURY PK HLDG CORP COM CPHC	CPHC	49,813	$1.0m0.15%	0.15%	Reduced -869	-869 -1.7%
83	ALPHABET INC CAP STK CL C GOOG	GOOG	7,072	$996.7k0.15%	0.15%	Reduced -315	-315 -4.3%
84	DUKE ENERGY CORP NEW COM NEW DUK	DUK	10,241	$993.8k0.15%	0.15%	Reduced -306	-306 -2.9%
85	CHEVRON CORP NEW COM CVX	CVX	6,606	$985.4k0.15%	0.15%	Reduced -364	-364 -5.2%
86	LOWES COS INC COM LOW	LOW	4,422	$984.1k0.15%	0.15%	Reduced -140	-140 -3.1%
87	GENERAL MLS INC COM GIS	GIS	14,753	$961.0k0.15%	0.15%	Reduced -545	-545 -3.6%
88	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	13,041	$959.2k0.15%	0.15%	Unchanged
89	ETF SER SOLUTIONS DEFIANCE NEXT UFOX	UFOX	26,671	$956.1k0.15%	0.15%	Reduced -600	-600 -2.2%
90	NORFOLK SOUTHN CORP COM NSC	NSC	4,023	$951.0k0.14%	0.14%	Added +210	+210 5.5%
91	QUALCOMM INC COM QCOM	QCOM	6,502	$940.4k0.14%	0.14%	Added +108	+108 1.7%
92	PEPSICO INC COM PEP	PEP	5,527	$938.8k0.14%	0.14%	Added +143	+143 2.7%
93	GOLDMAN SACHS GROUP INC COM GS	GS	2,423	$934.7k0.14%	0.14%	Added +36	+36 1.5%
94	PROSHARES TR K1 FRE CRD OIL OILK	OILK	22,077	$929.4k0.14%	0.14%	Added +1.2k	+1,222 5.9%
95	FIRST TR EXCHNG TRADED FD VI VEST BUFFERED BUFG	BUFG	42,342	$901.0k0.14%	0.14%	Reduced -10.9k	-10,882 -20.4%
96	CISCO SYS INC COM CSCO	CSCO	17,314	$874.7k0.13%	0.13%	Added +1.8k	+1,814 11.7%
97	ISHARES TR TRS FLT RT BD TFLO	TFLO	16,944	$855.2k0.13%	0.13%	Added +10.6k	+10,569 165.8%
98	MERCK & CO INC COM MRK	MRK	7,805	$850.9k0.13%	0.13%	Reduced -364	-364 -4.5%
99	MASTERCARD INCORPORATED CL A MA	MA	1,954	$833.2k0.13%	0.13%	Reduced -201	-201 -9.3%
100	SOUTHERN CO COM SO	SO	11,767	$825.1k0.13%	0.13%	Added +150	+150 1.3%

Sold out since Q3 2023

Security	Ticker	Shares held before	Value then
INVESCO EXCH TRD SLF IDX FD		84,582	$1.8m84.6k shares
INVESCO QUALITY MUN INCOME T IQI	IQI	119,250	$1.0m119.2k shares
TEXAS PACIFIC LAND CORPORATI TPL	TPL	239	$435.8k239 shares
WHEATON PRECIOUS METALS CORP WPM	WPM	10,160	$433.3k10.2k shares
ALLIANCEBERNSTEIN HLDG L P AB	AB	13,908	$422.1k13.9k shares
GALLAGHER ARTHUR J & CO AJG	AJG	1,125	$256.4k1.1k shares
ALLSTATE CORP ALL	ALL	2,171	$243.8k2.2k shares
EASTMAN CHEM CO EMN	EMN	3,020	$232.5k3.0k shares
CARRIER GLOBAL CORPORATION CARR	CARR	4,154	$229.3k4.2k shares
ALTRIA GROUP INC MO	MO	5,081	$219.0k5.1k shares
OCCIDENTAL PETE CORP OXY	OXY	3,141	$204.3k3.1k shares
MARKEL GROUP INC MKL	MKL	138	$203.2k138 shares
BECTON DICKINSON & CO BDX	BDX	783	$202.5k783 shares
FORD MTR CO F	F	10,356	$128.6k10.4k shares
ISHARES TR SHV	SHV	565	$62.4k565 shares
ETF SER SOLUTIONS		2,597	$48.5k2.6k shares
WISDOMTREE TR IQDG	IQDG	1,475	$47.2k1.5k shares
ISHARES TR DGRO	DGRO	503	$25.1k503 shares
WISDOMTREE TR XSOE	XSOE	852	$22.7k852 shares
ISHARES TR EFA	EFA	252	$17.4k252 shares
SCHWAB STRATEGIC TR SCHJ	SCHJ	250	$11.7k250 shares
ISHARES TR IXJ	IXJ	87	$7.2k87 shares
ISHARES TR IYR	IYR	42	$3.3k42 shares
ISHARES TR TIP	TIP	26	$2.7k26 shares
VANGUARD SCOTTSDALE FDS VTWG	VTWG	5	$8165 shares