Vault-13

SCHWAB STRATEGIC TR SCHJ

1 5YR CORP BD · ETP · CUSIP 808524714

92 institutional holders +15 vs Q3 2023
4,407,1014.4m shares reported held*
$214.4mreported value*
19 new 32 added 24 reduced 8 sold out net bought ≈ $39.3m (+813.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.64.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 84Q4 22: 94Q1 23: 77Q2 23: 74Q3 23: 77Q4 23: 9292Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202284
Q4 202294
Q1 202377
Q2 202374
Q3 202377
Q4 202392

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 51 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 49 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 35 cut or sold outQ3 23Q4 23: 51 bought or addedQ4 23: 32 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223751
Q1 20232749
Q2 20233440
Q3 20233735
Q4 20235132

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +123,068+123.1k
Cetera Investment Advisers New +114,570+114.6k
Columbus Macro, LLC New +108,378+108.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +92,676+92.7k
GREENUP STREET WEALTH MANAGEMENT LLC Added +90,909+90.9k
LPL Financial LLC Added +50,180+50.2k
Essex LLC Added +44,830+44.8k
Meridian Wealth Management, LLC New +44,298+44.3k
BANK OF AMERICA CORP /DE/ Added +38,649+38.6k
Altiora Financial Group, LLC New +34,710+34.7k

Biggest sellers

TAP Consulting, LLC Reduced -102,297-102.3k
Integrated Wealth Concepts LLC Reduced -11,707-11.7k
JANE STREET GROUP, LLC Reduced -6,764-6.8k
CLIENT 1ST ADVISORY GROUP, LLC Reduced -6,623-6.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -4,439-4.4k
Quaker Wealth Management, LLC Sold out -4,430-4.4k
VAN STRUM & TOWNE INC. Reduced -3,582-3.6k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -3,370-3.4k
Charles Schwab Trust Co Reduced -2,427-2.4k
Capital Asset Advisory Services LLC Reduced -2,055-2.1k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,079,7712.1m $100.6m $100.6m 0.03% Added +3.0k +3,041
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 162,726162.7k $7.9m $7.9m 0.00% Added +38.6k +38,649
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 135,889135.9k $6.6m $6.6m 0.00% Added +123.1k +123,068
4 Modera Wealth Management, LLC 0.09% of their portfolio WESTWOOD, NJ 115,266115.3k $5.6m $5.6m 0.09% Added +16.6k +16,650
5 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 114,570114.6k $5.5m $5.5m 0.05% New
6 Columbus Macro, LLC 2.07% of their portfolio NEW CASTLE, PA 108,378108.4k $5.2m $5.2m 2.07% New
7 GREENUP STREET WEALTH MANAGEMENT LLC 1.28% of their portfolio OVERLAND PARK, KS 95,45995.5k $4.6m $4.6m 1.28% Added +90.9k +90,909
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 92,67692.7k $4.5m $4.5m 0.01% New
9 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 92,17692.2k $4.5m $4.5m 0.01% Reduced -396 -396
10 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 87,79087.8k $4.2m $4.2m 0.01% Reduced -6.8k -6,764
11 TAP Consulting, LLC 1.00% of their portfolio KIRKWOOD, MO 86,83686.8k $4.2m $4.2m 1.00% Reduced -102.3k -102,297
12 HM PAYSON & CO 0.08% of their portfolio PORTLAND, ME 75,00075.0k $3.6m $3.6m 0.08% Unchanged
13 Kades & Cheifetz LLC 2.55% of their portfolio Berwyn, PA 74,49674.5k $3.6m $3.6m 2.55% Added +12.9k +12,947
14 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 68,19868.2k $3.3m $3.3m 0.09% Added +3.1k +3,070
15 Essex LLC 0.78% of their portfolio DEER PARK, IL 64,99565.0k $3.1m $3.1m 0.78% Added +44.8k +44,830
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 56,94056.9k $2.8m $2.8m 0.00% Added +50.2k +50,180
17 AlphaStar Capital Management, LLC 0.25% of their portfolio CORNELIUS, NC 55,89955.9k $2.7m $2.7m 0.25% Added +4.6k +4,647
18 Rosenberg Matthew Hamilton 0.83% of their portfolio GRAND JUNCTION, CO 55,83355.8k $2.7m $2.7m 0.83% Reduced -86 -86
19 Meridian Wealth Management, LLC 0.14% of their portfolio LEXINGTON, KY 44,29844.3k $2.1m $2.1m 0.14% New
20 VAN STRUM & TOWNE INC. 0.81% of their portfolio SAN FRANCISCO, CA 42,88542.9k $2.1m $2.1m 0.81% Reduced -3.6k -3,582
21 Altiora Financial Group, LLC 0.49% of their portfolio LEBANON, OH 34,71034.7k $1.7m $1.7m 0.49% New
22 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,12134.1k $1.7m $1.7m 0.00% Added +17.2k +17,157
23 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 32,93932.9k $1.6m $1.6m 0.03% Reduced -11.7k -11,707
24 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 31,73331.7k $1.5m $1.5m 0.03% New
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 28,97929.0k $1.4m $1.4m 0.01% Added +8.5k +8,498
26 Cannon Financial Strategists, Inc. 0.28% of their portfolio ATHENS, GA 27,07827.1k $1.3m $1.3m 0.28% Unchanged
27 Jackson Creek Investment Advisors LLC 0.46% of their portfolio CASTLE ROCK, CO 24,94924.9k $1.2m $1.2m 0.46% Added +4 +4
28 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 24,94024.9k $1.2m $1.2m 0.02% Added +816 +816
29 Charles Schwab Trust Co 0.12% of their portfolio HENDERSON, NV 24,26924.3k $1.2m $1.2m 0.12% Reduced -2.4k -2,427
30 CAHILL FINANCIAL ADVISORS INC 0.17% of their portfolio EDINA, MN 24,13224.1k $1.2m $1.2m 0.17% Added +33 +33
31 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 23,54523.5k $1.1m $1.1m 0.01% Reduced -535 -535
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,71822.7k $1.1m $1.1m 0.00% Added +1.8k +1,846
33 CLIENT 1ST ADVISORY GROUP, LLC 0.50% of their portfolio DUNEDIN, FL 21,19921.2k $1.0m $1.0m 0.50% Reduced -6.6k -6,623
34 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 21,11021.1k $1.0m $1.0m 0.01% Added +2.7k +2,680
35 Compass Financial Group, INC/SD 0.24% of their portfolio Sioux Falls, SD 18,61618.6k $900.7k $900.7k 0.24% Added +4.4k +4,393
36 Clearwater Capital Advisors, LLC 0.09% of their portfolio HOFFMAN ESTATES, IL 16,90016.9k $817.6k $817.6k 0.09% New
37 Compound Planning, Inc. 0.10% of their portfolio NEW YORK, NY 14,73914.7k $713.1k $713.1k 0.10% New
38 Roundview Capital LLC 0.06% of their portfolio PRINCETON, NJ 13,42913.4k $649.7k $649.7k 0.06% Unchanged
39 Wedmont Private Capital 0.05% of their portfolio WEST CHESTER, PA 13,39113.4k $645.9k $645.9k 0.05% New
40 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 13,07813.1k $632.7k $632.7k 0.02% Reduced -40 -40
41 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 12,71012.7k $614.9k $614.9k 0.04% Added +12.7k +12,673
42 LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 0.45% of their portfolio LONG BEACH, CA 12,49912.5k $605.0k $605.0k 0.45% Reduced -1.7k -1,711
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,11212.1k $586.0k $586.0k 0.00% Added +12.0k +12,035
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,80111.8k $570.9k $570.9k 0.00% Added +3.1k +3,124
45 Financial Strategies Group, Inc. 0.16% of their portfolio OKEMOS, MI 11,57311.6k $558.9k $558.9k 0.16% Reduced -360 -360
46 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 11,30311.3k $546.8k $546.8k 0.02% Reduced -576 -576
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,85710.9k $525.0k $525.0k 0.00% Added +9.0k +9,003
48 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,27110.3k $496.9k $496.9k 0.00% New
49 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 9,8279.8k $475.4k $475.4k 0.00% Added +1.9k +1,859
50 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 9,4089.4k $455.1k $455.1k 0.02% Added +4 +4
51 Worth Asset Management, LLC 0.32% of their portfolio DALLAS, TX 9,1979.2k $445.0k $445.0k 0.32% Added +995 +995
52 Capital Asset Advisory Services LLC 0.03% of their portfolio Williamston, MI 8,9288.9k $431.9k $431.9k 0.03% Reduced -2.1k -2,055
53 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 8,9288.9k $431.9k $431.9k 0.01% Reduced -2.1k -2,055
54 Christensen, King & Associates Investment Services, Inc. 0.23% of their portfolio RICHLAND, WA 8,8378.8k $427.5k $427.5k 0.23% First filing
55 CREATIVE FINANCIAL DESIGNS INC /ADV 0.04% of their portfolio KOKOMO, IN 8,4748.5k $410.0k $410.0k 0.04% Reduced -3.4k -3,370
56 Crescent Sterling, Ltd. 0.40% of their portfolio METAIRIE, LA 8,2848.3k $400.8k $400.8k 0.40% Added +144 +144
57 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 7,4297.4k $359.4k $359.4k 0.01% Added +64 +64
58 FOCUS FINANCIAL NETWORK INC /ADV 0.01% of their portfolio Minneapolis, MN 7,3477.3k $355.5k $355.5k 0.01% First filing
59 Lodestone Wealth Management LLC 0.19% of their portfolio SPOKANE, WA 6,9356.9k $335.5k $335.5k 0.19% Reduced -679 -679
60 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,8066.8k $329.3k $329.3k 0.00% Reduced -1.5k -1,474
61 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,7546.8k $326.7k $326.7k 0.00% Added +1.1k +1,085
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,6245.6k $272.1k $272.1k 0.00% Reduced -4.4k -4,439
63 Cape Investment Advisory, Inc. 0.12% of their portfolio MCDONOUGH, GA 5,2575.3k $254.3k $254.3k 0.12% Added +1.7k +1,675
64 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 5,0255.0k $243.1k $243.1k 0.00% New
65 FDx Advisors, Inc. 0.02% of their portfolio BERWYN, PA 4,8194.8k $233.0k $233.0k 0.02% New
66 Ascentis Independent Advisors 0.05% of their portfolio DALLAS, TX 4,6704.7k $225.9k $225.9k 0.05% New
67 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,5984.6k $222.0k $222.0k 0.00% New
68 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 4,3414.3k $209.0k $209.0k 0.01% Unchanged
69 Midwest Heritage Bank, FSB 0.14% of their portfolio WEST DES MOINES, IA 4,2764.3k $206.9k $206.9k 0.14% Reduced -32 -32
70 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 3,9403.9k $190.6k $190.6k 0.01% New
71 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 2,3112.3k $111.8k $111.8k 0.01% Added +156 +156
72 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 2,0942.1k $101.0k $101.0k 0.01% New
73 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,7231.7k $83.4k $83.4k 0.00% Unchanged
74 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 953953 $46.1k $46.1k 0.01% New
75 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 919919 $44.4k $44.4k 0.01% First filing
76 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 741741 $35.8k $35.8k 0.00% Added +19 +19
77 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 350350 $16.9k $16.9k 0.00% Unchanged
78 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 331331 $16.0k $16.0k 0.00% First filing
79 FMR LLC 0.00% of their portfolio BOSTON, MA 309309 $14.9k $14.9k 0.00% New
80 UBS Group AG 0.00% of their portfolio ZURICH, V8 285285 $13.8k $13.8k 0.00% Added +32 +32
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 238238 $11.5k $11.5k 0.00% Unchanged
82 Able Wealth Management LLC 0.01% of their portfolio Toms River, NJ 205205 $9.9k $9.9k 0.01% First filing
83 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 202202 $9.0k $9.0k 0.00% Unchanged
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 162162 $8.0k $8.0k 0.00% Unchanged
85 Northwest Capital Management Inc 0.00% of their portfolio Lake Oswego, OR 8383 $4.0k $4.0k 0.00% Unchanged
86 BROWN, LISLE/CUMMINGS, INC. 0.00% of their portfolio PROVIDENCE, RI 8181 $3.9k $3.9k 0.00% Unchanged
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7878 $3.8k $3.8k 0.00% Reduced -1.8k -1,771
88 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 5656 $2.7k $2.7k 0.00% New
89 Family Asset Management, LLC 0.00% of their portfolio CHARLESTON, SC 3333 $1.6k $1.6k 0.00% Reduced -584 -584
90 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 55 $238 $238 0.00% Reduced -99 -99
91 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 11 $48 $48 0.00% Unchanged
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -1.3k -1,294