Parallel Advisors, LLC

SAN FRANCISCO, CA · CIK 1690010 · 13F filing filed 2024-02-12

SEC-registered investment adviser since 2007 · limited liability company

Assets managed$10.3bn
Staff137 · 61 in investment roles
Main clients (by assets)High net worth individuals 53%, Individuals 37%, Pension plans 9%
Form ADV · 2026-06-29SEC adviser record

$3.4bn reported value +12.3% vs Q3 2023

3,311positions

35.8%in top 10

191 new 1,148 added 1,414 reduced 246 sold out vs Q3 2023

Options: 15 call positions ($938 notional), 2 put positions ($14 notional) – listed below, not included above.

Holdings, Q4 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P TTL STK ITOT	ITOT	3,432,578	$361.2m10.72%	10.72%	Added +24.5k	+24,534 0.7%
2	ISHARES TR CORE S&P500 ETF IVV	IVV	470,614	$224.8m6.67%	6.67%	Added +389.7k	+389,732 481.9%
3	APPLE INC COM AAPL	AAPL	757,854	$145.9m4.33%	4.33%	Reduced -2.3k	-2,254 -0.3%
4	CORCEPT THERAPEUTICS INC COM CORT	CORT	3,768,245	$122.4m3.63%	3.63%	Added +44.8k	+44,762 1.2%
5	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	531,146	$78.2m2.32%	2.32%	Reduced -103.3k	-103,305 -16.3%
6	MICROSOFT CORP COM MSFT	MSFT	162,903	$61.3m1.82%	1.82%	Added +647	+647 0.4%
7	CVB FINL CORP COM CVBF	CVBF	2,947,650	$59.5m1.77%	1.77%	Reduced -400	-400 -0.0%
8	NVIDIA CORPORATION COM NVDA	NVDA	108,926	$53.9m1.60%	1.60%	Reduced -1.1k	-1,055 -1.0%
9	ISHARES TR CORE MSCI EAFE IEFA	IEFA	721,923	$50.8m1.51%	1.51%	Reduced -110.1k	-110,079 -13.2%
10	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	231,210	$50.4m1.50%	1.50%	Added +1.3k	+1,338 0.6%
11	AMAZON COM INC COM AMZN	AMZN	330,286	$50.2m1.49%	1.49%	Added +3.4k	+3,388 1.0%
12	ISHARES TR SHORT TREAS BD SHV	SHV	391,080	$43.1m1.28%	1.28%	Added +171.9k	+171,937 78.5%
13	ALPHABET INC CAP STK CL C GOOG	GOOG	290,926	$41.0m1.22%	1.22%	Reduced -6.3k	-6,260 -2.1%
14	ISHARES TR CORE US AGGBD ET AGG	AGG	386,833	$38.4m1.14%	1.14%	Added +90.2k	+90,238 30.4%
15	VANGUARD INDEX FDS SMALL CP ETF VB	VB	176,572	$37.7m1.12%	1.12%	Reduced -3.1k	-3,100 -1.7%
16	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	158,736	$37.7m1.12%	1.12%	Added +2.6k	+2,553 1.6%
17	ALPHABET INC CAP STK CL A GOOGL	GOOGL	258,589	$36.1m1.07%	1.07%	Reduced -7.7k	-7,719 -2.9%
18	COSTCO WHSL CORP NEW COM COST	COST	45,926	$30.3m0.90%	0.90%	Added +201	+201 0.4%
19	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	74,730	$26.7m0.79%	0.79%	Reduced -113	-113 -0.1%
20	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	472,343	$22.6m0.67%	0.67%	Added +1.6k	+1,567 0.3%
21	ADOBE INC COM ADBE	ADBE	35,582	$21.2m0.63%	0.63%	Reduced -662	-662 -1.8%
22	JPMORGAN CHASE & CO COM JPM	JPM	122,950	$20.9m0.62%	0.62%	Reduced -1.1k	-1,080 -0.9%
23	ISHARES INC MSCI EMRG CHN EMXC	EMXC	368,210	$20.4m0.61%	0.61%	Added +365.6k	+365,622 14127.6%
24	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	57,066	$20.0m0.59%	0.59%	Reduced -897	-897 -1.6%
25	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	255,237	$19.4m0.58%	0.58%	Reduced -974.0k	-973,951 -79.2%
26	META PLATFORMS INC CL A META	META	54,016	$19.1m0.57%	0.57%	Added +654	+654 1.2%
27	UNITEDHEALTH GROUP INC COM UNH	UNH	35,511	$18.7m0.55%	0.55%	Added +1.7k	+1,673 4.9%
28	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	44,419	$18.2m0.54%	0.54%	Added +2.7k	+2,732 6.5%
29	ISHARES TR INTL SEL DIV ETF IDV	IDV	645,720	$18.1m0.54%	0.54%	Reduced -126.0k	-125,964 -16.3%
30	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	220,937	$18.0m0.53%	0.53%	Added +14.3k	+14,346 6.9%
31	VISA INC COM CL A V	V	68,498	$17.8m0.53%	0.53%	Added +524	+524 0.8%
32	ISHARES INC CORE MSCI EMKT IEMG	IEMG	351,606	$17.8m0.53%	0.53%	Reduced -26.8k	-26,802 -7.1%
33	MASTERCARD INCORPORATED CL A MA	MA	41,661	$17.8m0.53%	0.53%	Reduced -1.4k	-1,356 -3.1%
34	SALESFORCE INC COM CRM	CRM	66,137	$17.4m0.52%	0.52%	Reduced -905	-905 -1.4%
35	ISHARES TR GLOBAL TECH ETF IXN	IXN	252,586	$17.2m0.51%	0.51%	Added +45.1k	+45,124 21.8%
36	ABBVIE INC COM ABBV	ABBV	110,404	$17.1m0.51%	0.51%	Reduced -1.8k	-1,755 -1.6%
37	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	35,961	$17.1m0.51%	0.51%	Reduced -8.1k	-8,096 -18.4%
38	CHEVRON CORP NEW COM CVX	CVX	112,855	$16.8m0.50%	0.50%	Reduced -5.5k	-5,538 -4.7%
39	SPDR SERIES TRUST PORTFOLI S&P1500 SPTM	SPTM	284,638	$16.6m0.49%	0.49%	Reduced -69.3k	-69,255 -19.6%
40	VANGUARD INDEX FDS VALUE ETF VTV	VTV	110,430	$16.5m0.49%	0.49%	Added +1.2k	+1,238 1.1%
41	UBER TECHNOLOGIES INC COM UBER	UBER	257,660	$15.9m0.47%	0.47%	Reduced -2.0k	-2,038 -0.8%
42	ISHARES TR MSCI EAFE ETF EFA	EFA	210,458	$15.9m0.47%	0.47%	Added +23.9k	+23,859 12.8%
43	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	29,737	$15.8m0.47%	0.47%	Reduced -158	-158 -0.5%
44	INTUIT COM INTU	INTU	23,407	$14.6m0.43%	0.43%	Reduced -470	-470 -2.0%
45	VANGUARD INDEX FDS MID CAP ETF VO	VO	62,655	$14.6m0.43%	0.43%	Reduced -1.3k	-1,328 -2.1%
46	ELI LILLY & CO COM LLY	LLY	23,166	$13.5m0.40%	0.40%	Added +106	+106 0.5%
47	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	30,295	$13.2m0.39%	0.39%	Reduced -285	-285 -0.9%
48	ABBOTT LABS COM ABT	ABT	117,299	$12.9m0.38%	0.38%	Reduced -1.6k	-1,583 -1.3%
49	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	166,739	$12.9m0.38%	0.38%	Reduced -3.0k	-3,034 -1.8%
50	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	296,946	$12.2m0.36%	0.36%	Reduced -13.7k	-13,671 -4.4%
51	ISHARES TR IBOXX HI YD ETF HYG	HYG	154,320	$11.9m0.35%	0.35%	Reduced -2.4k	-2,434 -1.6%
52	TESLA INC COM TSLA	TSLA	47,966	$11.9m0.35%	0.35%	Reduced -126	-126 -0.3%
53	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	35,216	$11.9m0.35%	0.35%	Reduced -543	-543 -1.5%
54	TJX COS INC NEW COM TJX	TJX	123,403	$11.6m0.34%	0.34%	Reduced -2.3k	-2,322 -1.9%
55	VERIZON COMMUNICATIONS INC COM VZ	VZ	305,157	$11.5m0.34%	0.34%	Added +21.4k	+21,383 7.5%
56	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	658,603	$11.3m0.34%	0.34%	Reduced -26.6k	-26,571 -3.9%
57	HONEYWELL INTL INC COM COM		52,809	$11.1m0.33%	0.33%	Added +751	+751 1.4%
58	BOOKING HOLDINGS INC COM BKNG	BKNG	3,112	$11.0m0.33%	0.33%	Reduced -41	-41 -1.3%
59	DONALDSON INC COM DCI	DCI	165,502	$10.8m0.32%	0.32%	Reduced -19	-19 -0.0%
60	JOHNSON & JOHNSON COM JNJ	JNJ	68,104	$10.7m0.32%	0.32%	Reduced -6.8k	-6,766 -9.0%
61	READY CAPITAL CORP COM RC	RC	1,039,485	$10.7m0.32%	0.32%	Reduced -242.1k	-242,073 -18.9%
62	NIKE INC CL B NKE	NKE	96,312	$10.5m0.31%	0.31%	Added +3.6k	+3,597 3.9%
63	REALTY INCOME CORP COM O	O	175,087	$10.1m0.30%	0.30%	Added +654	+654 0.4%
64	BLACKROCK INC COM BLK	BLK	12,354	$10.0m0.30%	0.30%	Reduced -189	-189 -1.5%
65	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	58,485	$10.0m0.30%	0.30%	Reduced -2.8k	-2,834 -4.6%
66	SELECT SECTOR SPDR TR ENERGY XLE	XLE	115,956	$9.7m0.29%	0.29%	Reduced -22.5k	-22,496 -16.2%
67	NETFLIX INC COM NFLX	NFLX	19,419	$9.5m0.28%	0.28%	Added +279	+279 1.5%
68	DISNEY WALT CO COM DIS	DIS	103,126	$9.3m0.28%	0.28%	Added +2.6k	+2,644 2.6%
69	HOME DEPOT INC COM HD	HD	26,796	$9.3m0.28%	0.28%	Reduced -1.1k	-1,097 -3.9%
70	COUPANG INC CL A CPNG	CPNG	566,276	$9.2m0.27%	0.27%	Added +46.8k	+46,822 9.0%
71	SHERWIN WILLIAMS CO COM SHW	SHW	28,626	$8.9m0.26%	0.26%	Reduced -319	-319 -1.1%
72	ISHARES TR BLACKROCK ULTRA ICSH	ICSH	177,274	$8.9m0.26%	0.26%	Added +22.5k	+22,503 14.5%
73	ECOLAB INC COM ECL	ECL	44,889	$8.9m0.26%	0.26%	Reduced -88	-88 -0.2%
74	ISHARES TR MSCI USA MIN VOL USMV	USMV	112,787	$8.8m0.26%	0.26%	Reduced -21.9k	-21,903 -16.3%
75	ROPER TECHNOLOGIES INC COM ROP	ROP	15,430	$8.4m0.25%	0.25%	Reduced -272	-272 -1.7%
76	ISHARES TR S&P 500 VAL ETF IVE	IVE	47,941	$8.3m0.25%	0.25%	Reduced -1.1k	-1,060 -2.2%
77	SPDR GOLD TR GOLD SHS GLD	GLD	43,533	$8.3m0.25%	0.25%	Reduced -6.3k	-6,270 -12.6%
78	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	92,772	$8.2m0.24%	0.24%	Reduced -4.2k	-4,188 -4.3%
79	ILLINOIS TOOL WKS INC COM ITW	ITW	30,998	$8.1m0.24%	0.24%	Reduced -438	-438 -1.4%
80	MCCORMICK & CO INC COM NON VTG MKC	MKC	115,776	$7.9m0.24%	0.24%	Reduced -991	-991 -0.8%
81	PROCTER AND GAMBLE CO COM PG	PG	53,442	$7.8m0.23%	0.23%	Reduced -1.4k	-1,396 -2.5%
82	ISHARES TR CORE S&P MCP ETF IJH	IJH	27,342	$7.6m0.22%	0.22%	Reduced -1.3k	-1,274 -4.5%
83	ZOETIS INC CL A ZTS	ZTS	38,059	$7.5m0.22%	0.22%	Added +407	+407 1.1%
84	PALO ALTO NETWORKS INC COM PANW	PANW	25,417	$7.5m0.22%	0.22%	Added +381	+381 1.5%
85	PEPSICO INC COM PEP	PEP	43,346	$7.4m0.22%	0.22%	Reduced -2.6k	-2,620 -5.7%
86	ISHARES TR CORE S&P SCP ETF IJR	IJR	66,990	$7.3m0.22%	0.22%	Reduced -347	-347 -0.5%
87	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	40,124	$7.2m0.21%	0.21%	Reduced -2.7k	-2,687 -6.3%
88	VANGUARD WORLD FD INF TECH ETF VGT	VGT	14,337	$6.9m0.21%	0.21%	Reduced -2.0k	-1,996 -12.2%
89	ISHARES TR MSCI USA VALUE VLUE	VLUE	67,806	$6.9m0.20%	0.20%	Reduced -8.9k	-8,900 -11.6%
90	COLGATE PALMOLIVE CO COM CL	CL	84,775	$6.8m0.20%	0.20%	Added +3.6k	+3,638 4.5%
91	NEXTERA ENERGY INC COM NEE	NEE	110,934	$6.7m0.20%	0.20%	Reduced -4.5k	-4,506 -3.9%
92	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	116,231	$6.7m0.20%	0.20%	Added +9.2k	+9,235 8.6%
93	ISHARES TR TIPS BD ETF TIP	TIP	62,420	$6.7m0.20%	0.20%	Reduced -7.0k	-6,965 -10.0%
94	ISHARES TR RUS 1000 VAL ETF IWD	IWD	39,282	$6.5m0.19%	0.19%	Reduced -503	-503 -1.3%
95	EXXON MOBIL CORP COM XOM	XOM	64,596	$6.5m0.19%	0.19%	Reduced -2.2k	-2,161 -3.2%
96	WALMART INC COM WMT	WMT	40,746	$6.4m0.19%	0.19%	Reduced -1.8k	-1,796 -4.2%
97	ISHARES TR RUS 1000 GRW ETF IWF	IWF	20,406	$6.2m0.18%	0.18%	Reduced -88	-88 -0.4%
98	ORACLE CORP COM ORCL	ORCL	56,837	$6.0m0.18%	0.18%	Added +3.1k	+3,126 5.8%
99	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	37,150	$5.9m0.17%	0.17%	Added +870	+870 2.4%
100	BROADCOM INC COM AVGO	AVGO	5,243	$5.9m0.17%	0.17%	Reduced -205	-205 -3.8%

Sold out since Q3 2023

Security	Ticker	Shares held before	Value then
ACTIVISION BLIZZARD INC ATVI	ATVI	6,310	$590.9k6.3k shares
VMWARE INC VMW	VMW	3,418	$569.0k3.4k shares
ETF MANAGERS TR HACK	HACK	6,620	$341.6k6.6k shares
OSI ETF TR OGIG	OGIG	8,325	$257.3k8.3k shares
NEW RELIC INC NEWR	NEWR	2,683	$229.7k2.7k shares
ISHARES TR		9,016	$213.1k9.0k shares
ISHARES TR		8,325	$211.1k8.3k shares
STRIVE 500 ETF		6,500	$178.1k6.5k shares
ISHARES TR		6,500	$165.9k6.5k shares
VANECK ETF TRUST BIZD	BIZD	7,000	$112.2k7.0k shares
HOSTESS BRANDS INC TWNK	TWNK	3,098	$103.2k3.1k shares
ETF MANAGERS TR		5,914	$99.6k5.9k shares
ISHARES TR		4,000	$99.3k4.0k shares
DIMENSIONAL ETF TRUST DFCF	DFCF	2,089	$84.3k2.1k shares
EA SERIES TRUST BSVO	BSVO	4,513	$82.5k4.5k shares
NUVEEN AMT FREE MUN CR INC F NVG	NVG	7,500	$77.3k7.5k shares
CRYOPORT INC CYRX	CYRX	4,699	$64.4k4.7k shares
VIQ SOLUTIONS INC VQSSF	VQSSF	344,963	$58.6k345.0k shares
HORIZON THERAPEUTICS PUB L HZNP	HZNP	454	$52.5k454 shares
T ROWE PRICE ETF INC TCAF	TCAF	2,015	$50.0k2.0k shares
ISHARES TR IYLD	IYLD	2,500	$47.6k2.5k shares
VANECK ETF TRUST HAP	HAP	969	$47.6k969 shares
NATIONAL INSTRS CORP		787	$46.9k787 shares
SEAGEN INC SGEN	SGEN	204	$43.3k204 shares
ISHARES U S ETF TR LQDH	LQDH	399	$36.9k399 shares

Options (notional value)

Underlying	Type	Shares controlled	Notional	Change
AMAZON.COM INC JAN 17 25 USD85 100 SHS Call	Call	1,400	$2131.4k shares	Unchanged
MERCADOLIBRE INC COM JAN 17 25 USD1210 100 SHS Call	Call	100	$157100 shares	Unchanged
MICROSOFT CORP JAN 17 25 USD240 100 SHS Call	Call	300	$113300 shares	Unchanged
PALO ALTO NETWORKS SEP 19 25 USD190 100 SHS Call	Call	200	$75200 shares	Unchanged
PALO ALTO NETWORKS SEP 19 25 USD230 100 SHS Call	Call	200	$75200 shares	Unchanged
MICROSOFT CORP JUN 20 25 USD280 100 SHS Call	Call	200	$66200 shares	Unchanged
MICROSOFT CORP JUN 20 25 USD230 100 SHS Call	Call	200	$66200 shares	Unchanged
SALESFORCE INC COM JAN 16 26 USD230 100 SHS Call	Call	200	$46200 shares	New
COUPANG INC CL A JAN 17 25 USD15 100 SHS Call	Call	1,500	$241.5k shares	Unchanged
SALESFORCE INC COM JAN 17 25 USD220 100 SHS Call	Call	100	$23100 shares	Unchanged
SALESFORCE INC COM JAN 17 25 USD210 100 SHS Call	Call	100	$23100 shares	Unchanged
SALESFORCE INC COM JAN 16 26 USD220 100 SHS Call	Call	100	$23100 shares	New
ILLUMINA INC COM JAN 16 26 USD115 100 SHS Call	Call	100	$21100 shares	New
B. RILEY FINANCIAL INC PUT OPT 03/24 20.0 PUT Put	Put	500	$10500 shares	New
MP MATERIALS CORP CLL OPT 01/24 50.0 CAL Call	Call	500	$10500 shares	Unchanged
B. RILEY FINANCIAL INC PUT OPT 07/24 20.0 PUT Put	Put	200	$4200 shares	New
ENOVIX CORPORATION JAN 16 26 USD10 100 SHS Call	Call	200	$3200 shares	New