VANECK ETF TRUST HAP
NATURAL RESOURC · ETP · CUSIP 92189F841
46
institutional holders
-1 vs Q3 2023
1.4m
shares reported held*
$68.2mreported value*
8 new
9 added
20 reduced
10 sold out
net sold ≈ $6.9m (-142.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.80.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 46 |
| Q4 2022 | 47 |
| Q1 2023 | 48 |
| Q2 2023 | 47 |
| Q3 2023 | 47 |
| Q4 2023 | 46 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 24 |
| Q1 2023 | 15 | 26 |
| Q2 2023 | 17 | 22 |
| Q3 2023 | 18 | 22 |
| Q4 2023 | 17 | 30 |
Biggest buyers
| IAG Wealth Partners, LLC | New | +254.5k |
| Morton Capital Management LLC/CA | New | +142.4k |
| MORGAN STANLEY | Added | +91.8k |
| Beaumont Financial Advisors, LLC | Added | +23.6k |
| RWA WEALTH PARTNERS, LLC | New | +12.4k |
| AVALON CAPITAL MANAGEMENT | New | +10.2k |
| GOLDMAN SACHS GROUP INC | New | +4.5k |
| Cetera Advisors LLC | New | +4.4k |
| BANK OF AMERICA CORP /DE/ | Added | +2.0k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +1.5k |
Biggest sellers
| Sterling Financial Group, Inc. | Sold out | -242.9k |
| JANE STREET GROUP, LLC | Sold out | -104.7k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Sold out | -102.4k |
| LPL Financial LLC | Reduced | -86.6k |
| OLD MISSION CAPITAL LLC | Sold out | -40.4k |
| AMERIPRISE FINANCIAL INC | Sold out | -22.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -17.9k |
| HighTower Advisors, LLC | Reduced | -16.3k |
| Baird Financial Group, Inc. | Reduced | -11.9k |
| BANK OF MONTREAL /CAN/ | Sold out | -10.8k |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| IAG Wealth Partners, LLC 2.83% of their portfolio | 254.5k $12.4m | New |
| Beaumont Financial Advisors, LLC 1.13% of their portfolio | 254.4k $12.4m | Added +23.6k |
| Morton Capital Management LLC/CA 2.06% of their portfolio | 142.4k $7.0m | New |
| CULTIVAR CAPITAL, INC. 5.63% of their portfolio | 131.1k $6.4m | First filing |
| Aveo Capital Partners, LLC 0.66% of their portfolio | 111.4k $5.4m | Reduced -794 |
| MORGAN STANLEY 0.00% of their portfolio | 109.4k $5.3m | Added +91.8k |
| LPL Financial LLC 0.00% of their portfolio | 58.4k $2.9m | Reduced -86.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 32.3k $1.6m | Reduced -17.9k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 29.9k $1.5m | Reduced -9.0k |
| FAS Wealth Partners, Inc. 0.12% of their portfolio | 25.8k $1.3m | Reduced -540 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 25.2k $1.2m | Reduced -11.9k |
| UBS Group AG 0.00% of their portfolio | 23.8k $1.2m | Reduced -3.2k |
| MACROVIEW INVESTMENT MANAGEMENT LLC 1.02% of their portfolio | 17.6k $859.2k | Reduced -65 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 12.6k $616.4k | Reduced -2.2k |
| RWA WEALTH PARTNERS, LLC 0.01% of their portfolio | 12.4k $605.4k | New |
| Saranac Partners Ltd 0.40% of their portfolio | 12.3k $602.8k | Reduced -40 |
| FOCUS FINANCIAL NETWORK INC /ADV 0.02% of their portfolio | 12.2k $595.4k | First filing |
| ORG Partners LLC 0.10% of their portfolio | 11.7k $569.9k | Reduced -94 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 11.3k $550.5k | Added +1.0k |
| AVALON CAPITAL MANAGEMENT 0.21% of their portfolio | 10.2k $499.4k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 9.3k $455.0k | Reduced -16.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 8.9k $435.0k | Reduced -20 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 8.6k $420.2k | Added +2.0k |
| Allworth Financial LP 0.00% of their portfolio | 8.0k $391.8k | Added +122 |
| Pure Financial Advisors, LLC 0.01% of their portfolio | 7.9k $383.3k | Reduced -353 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 7.6k $371.9k | Added +56 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 7.5k $363.6k | Reduced -1.2k |
| Creative Planning 0.00% of their portfolio | 6.7k $326.2k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 6.6k $321.0k | Added +1.5k |
| Ancora Advisors LLC 0.01% of their portfolio | 5.1k $250.9k | Reduced -1.1k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 4.5k $218.0k | New |
| Cetera Advisors LLC 0.00% of their portfolio | 4.4k $214.9k | New |
| CITIGROUP INC 0.00% of their portfolio | 2.9k $141.2k | Added +179 |
| Spire Wealth Management 0.00% of their portfolio | 2.8k $127.4k | Reduced -1.2k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 2.7k $132.3k | Reduced -290 |
| Sachetta, LLC 0.03% of their portfolio | 1.1k $52.9k | First filing |
| Jackson Hole Capital Partners, LLC 0.01% of their portfolio | 1.0k $48.8k | Unchanged |
| FMR LLC 0.00% of their portfolio | 864 $42.2k | Added +687 |
| Castleview Partners, LLC 0.02% of their portfolio | 570 $27.8k | New |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 342 $16.7k | First filing |
| NewEdge Advisors, LLC 0.00% of their portfolio | 290 $14.1k | Reduced -505 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 225 $11.0k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 183 $8.0k | Reduced -17 |
| Independence Bank of Kentucky 0.00% of their portfolio | 85 $4.1k | Unchanged |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 17 $1.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |