Vault-13

ETF MANAGERS TR HACK

PRIME CYBR SCRTY · ETP · CUSIP 26924G201

257 institutional holders -8 vs Q3 2023
5,610,0065.6m shares reported held*
$339.0mreported value*
33 new 73 added 69 reduced 57 sold out net bought ≈ $16.2m (+268.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.42. Options: 5 managers hold calls ($3.8m notional), 3 hold puts ($18.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 265Q4 22: 263Q1 23: 261Q2 23: 258Q3 23: 265Q4 23: 257257Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022265
Q4 2022263
Q1 2023261
Q2 2023258
Q3 2023265
Q4 2023257

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 81 bought or addedQ4 22: 129 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 124 cut or sold outQ1 23Q2 23: 87 bought or addedQ2 23: 115 cut or sold outQ2 23Q3 23: 92 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 106 bought or addedQ4 23: 126 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202281129
Q1 202382124
Q2 202387115
Q3 202392103
Q4 2023106126

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 23 calls: $4.3mQ1 23 puts: $2.1mQ1 23P/C 0.50Q2 23 calls: $5.7mQ2 23 puts: $1.1mQ2 23P/C 0.19Q3 23 calls: $3.3mQ3 23 puts: $1.7mQ3 23P/C 0.52Q4 23 calls: $3.8mQ4 23 puts: $18.8mQ4 23P/C 4.91
Numbers
QuarterCallsPutsP/C
Q1 2023$4.3m$2.1m0.50
Q2 2023$5.7m$1.1m0.19
Q3 2023$3.3m$1.7m0.52
Q4 2023$3.8m$18.8m4.91

Biggest buyers

JANE STREET GROUP, LLC Added +403,790+403.8k
JPMORGAN CHASE & CO New +244,366+244.4k
MORGAN STANLEY Added +117,199+117.2k
MONECO ADVISORS, LLC New +40,389+40.4k
Jefferies Financial Group Inc. New +34,145+34.1k
LPL Financial LLC Added +25,846+25.8k
Florin Court Capital LLP Added +23,656+23.7k
BAROMETER CAPITAL MANAGEMENT INC. New +11,440+11.4k
Arkadios Wealth Advisors Added +11,178+11.2k
ROYAL BANK OF CANADA Added +10,971+11.0k

Biggest sellers

HighTower Advisors, LLC Sold out -87,445-87.4k
ENVESTNET ASSET MANAGEMENT INC Sold out -81,873-81.9k
VALLEY WEALTH MANAGERS, INC. Sold out -56,431-56.4k
Financial Engines Advisors L.L.C. Sold out -45,615-45.6k
Williams Jones Wealth Management, LLC. Sold out -44,535-44.5k
OSAIC HOLDINGS, INC. Reduced -44,397-44.4k
Private Wealth Advisors, LLC Sold out -32,889-32.9k
Carnegie Investment Counsel Sold out -31,378-31.4k
MERCER GLOBAL ADVISORS INC /ADV Sold out -28,084-28.1k
C2C Wealth Management, LLC Sold out -24,686-24.7k

Biggest calls

CITADEL ADVISORS LLC Added $2.7m43.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m18.9k shares
JPMORGAN CHASE & CO Added $36.2k600 shares
Cutler Group LLC / CA Added $4.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC New $15.1m250.0k shares
CITADEL ADVISORS LLC Added $2.3m38.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m23.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 456,231456.2k $27.6m $27.6m 0.03% Added +403.8k +403,790
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 348,690348.7k $21.1m $21.1m 0.01% Added +25.8k +25,846
3 Destination Wealth Management 0.72% of their portfolio Walnut Creek, CA 344,441344.4k $20.8m $20.8m 0.72% Added +1.7k +1,747
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 337,165337.2k $20.4m $20.4m 0.06% Added +6.1k +6,120
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 244,366244.4k $14.8m $14.8m 0.00% New
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 244,046244.0k $14.7m $14.7m 0.00% Added +117.2k +117,199
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 196,710196.7k $11.9m $11.9m 0.00% Added +11.0k +10,971
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 191,608191.6k $11.6m $11.6m 0.01% Added +4.2k +4,178
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 132,038132.0k $8.0m $8.0m 0.01% Added +5.3k +5,292
10 West Family Investments, Inc. 2.39% of their portfolio CARLSBAD, CA 116,600116.6k $7.0m $7.0m 2.39% Unchanged
11 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 104,729104.7k $6.3m $6.3m 0.03% Added +3.8k +3,781
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 100,561100.6k $6.1m $6.1m 0.01% Reduced -44.4k -44,397
13 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 90,64890.6k $5.5m $5.5m 0.02% Reduced -700 -700
14 Sage Capital Management, LLC 2.91% of their portfolio Stockton, NJ 80,39580.4k $4.9m $4.9m 2.91% First filing
15 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 77,34377.3k $4.7m $4.7m 0.02% Reduced -3.9k -3,851
16 FIL Ltd 0.00% of their portfolio HAMILTON, D0 72,54572.5k $4.4m $4.4m 0.00% Reduced -11.8k -11,810
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 66,37366.4k $4.0m $4.0m 0.01% Reduced -5.7k -5,690
18 INSTRUMENTAL WEALTH, LLC 4.20% of their portfolio TAMPA, FL 61,59461.6k $3.9m $3.9m 4.20% Added +831 +831
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,21259.2k $3.6m $3.6m 0.00% Reduced -421 -421
20 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 57,59357.6k $3.5m $3.5m 0.01% Reduced -6.5k -6,539
21 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.06% of their portfolio New York, NY 57,03757.0k $3.4m $3.4m 0.06% Reduced -3.1k -3,148
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.24% of their portfolio BIRMINGHAM, AL 55,53255.5k $3.4m $3.4m 0.24% Reduced -1.9k -1,941
23 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 53,13353.1k $3.2m $3.2m 0.06% Reduced -3.3k -3,275
24 APPLETON PARTNERS INC/MA 0.26% of their portfolio BOSTON, MA 52,80852.8k $3.2m $3.2m 0.26% Reduced -1.0k -1,005
25 Florin Court Capital LLP 3.19% of their portfolio London, X0 49,95650.0k $3.0m $3.0m 3.19% Added +23.7k +23,656
26 Ellis Investment Partners, LLC 0.69% of their portfolio Berwyn, PA 49,00849.0k $3.0m $3.0m 0.69% Reduced -54 -54
27 Joseph P. Lucia & Associates, LLC 1.83% of their portfolio Yorktown Heights, NY 48,66748.7k $2.9m $2.9m 1.83% Reduced -2.3k -2,290
28 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 47,54747.5k $2.9m $2.9m 0.01% Added +3.3k +3,336
29 MAI Capital Management 0.04% of their portfolio INDEPENDENCE, OH 47,12547.1k $2.8m $2.8m 0.04% Added +810 +810
30 McGuire Investment Group, LLC 0.46% of their portfolio WAKEFIELD, RI 45,72845.7k $2.8m $2.8m 0.46% Reduced -88 -88
31 THOROUGHBRED FINANCIAL SERVICES, LLC 0.20% of their portfolio BRENTWOOD, TN 40,50740.5k $2.4m $2.4m 0.20% Added +656 +656
32 MONECO ADVISORS, LLC 0.46% of their portfolio FAIRFIELD, CT 40,38940.4k $2.4m $2.4m 0.46% New
33 PRINCIPAL SECURITIES, INC. 0.08% of their portfolio DES MOINES, IA 36,82836.8k $2.2m $2.2m 0.08% First filing
34 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 36,41236.4k $2.2m $2.2m 0.04% Reduced -2.0k -1,953
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 35,94035.9k $2.2m $2.2m 0.00% Added +7.9k +7,891
36 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 35,84135.8k $2.2m $2.2m 0.01% Added +1.7k +1,740
37 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 35,39235.4k $2.1m $2.1m 0.11% Added +743 +743
38 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 34,14534.1k $2.1m $2.1m 0.03% New
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,14931.1k $1.9m $1.9m 0.00% Reduced -5.2k -5,212
40 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 30,62030.6k $1.8m $1.8m 0.01% Added +1.7k +1,661
41 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 29,77529.8k $1.8m $1.8m 0.01% Added +3.5k +3,478
42 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 27,72527.7k $1.7m $1.7m 0.02% Reduced -645 -645
43 Curbstone Financial Management Corp 0.38% of their portfolio MANCHESTER, NH 27,45027.4k $1.7m $1.7m 0.38% Unchanged
44 TAP Consulting, LLC 0.38% of their portfolio KIRKWOOD, MO 26,51526.5k $1.6m $1.6m 0.38% Reduced -3.2k -3,159
45 ETF Store, Inc. 0.99% of their portfolio OVERLAND PARK, KS 25,29725.3k $1.5m $1.5m 0.99% Added +642 +642
46 Banque Cantonale Vaudoise 0.06% of their portfolio LAUSANNE, V8 24,72924.7k $1.5m $1.5m 0.06% Added +2.9k +2,900
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,00124.0k $1.4m $1.4m 0.01% Added +2.8k +2,765
48 Apollon Financial, LLC 0.57% of their portfolio MOUNT PLEASANT, SC 23,83323.8k $1.4m $1.4m 0.57% First filing
49 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 23,77123.8k $1.4m $1.4m 0.00% Added +273 +273
50 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 22,96223.0k $1.4m $1.4m 0.01% Added +94 +94
51 Curi Capital, LLC 0.04% of their portfolio CHICAGO, IL 21,97322.0k $1.3m $1.3m 0.04% Added +205 +205
52 Wambolt & Associates, LLC 0.40% of their portfolio LITTLETON, CO 20,08120.1k $1.2m $1.2m 0.40% Reduced -6.3k -6,344
53 Granite Bay Wealth Management, LLC 0.01% of their portfolio PORTSMOUTH, NH 19,35919.4k $1.1m $1.1m 0.01% Added +3 +3
54 MGB Wealth Management, LLC 0.58% of their portfolio ADDISON, TX 19,11919.1k $1.2m $1.2m 0.58% First filing
55 Sowell Financial Services LLC 0.06% of their portfolio NORTH LITTLE ROCK, AR 18,04218.0k $1.1m $1.1m 0.06% Added +1.1k +1,130
56 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 17,94417.9k $1.1m $1.1m 0.02% Reduced -5.1k -5,115
57 CENTAURUS FINANCIAL, INC. 0.08% of their portfolio ANAHEIM, CA 17,75817.8k $1.1m $1.1m 0.08% Reduced -2.9k -2,914
58 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 17,70017.7k $1.1m $1.1m 0.02% Added +445 +445
59 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 17,66117.7k $1.1m $1.1m 0.00% Added +901 +901
60 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 17,49317.5k $1.1m $1.1m 0.00% Added +550 +550
61 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,44617.4k $1.1m $1.1m 0.01% Added +387 +387
62 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 17,23317.2k $1.0m $1.0m 0.00% Reduced -542 -542
63 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,08517.1k $1.0m $1.0m 0.01% Added +89 +89
64 Arkadios Wealth Advisors 0.08% of their portfolio ATLANTA, GA 16,19916.2k $978.6k $978.6k 0.08% Added +11.2k +11,178
65 Game Plan Financial Advisors, LLC 0.56% of their portfolio WESTLAKE, OH 16,13516.1k $974.7k $974.7k 0.56% First filing
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,65015.7k $945.4k $945.4k 0.00% Added +615 +615
67 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 14,83514.8k $896.2k $896.2k 0.03% Added +413 +413
68 Migdal Insurance & Financial Holdings Ltd. 0.02% of their portfolio Petach Tikva, L3 14,80014.8k $898.0k $898.0k 0.02% Unchanged
69 OPTIMUM INVESTMENT ADVISORS 0.44% of their portfolio Chicago, IL 14,42414.4k $871.3k $871.3k 0.44% Added +375 +375
70 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,37114.4k $868.2k $868.2k 0.00% Added +558 +558
71 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 14,18014.2k $858.0k $858.0k 0.01% Reduced -113 -113
72 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 13,36413.4k $807.3k $807.3k 0.00% Reduced -1.2k -1,171
73 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 13,20513.2k $798.0k $798.0k 0.00% Added +292 +292
74 Crescent Grove Advisors, LLC 0.09% of their portfolio LAKE FOREST, IL 12,63912.6k $763.5k $763.5k 0.09% Unchanged
75 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 12,55512.6k $758.4k $758.4k 0.00% Reduced -222 -222
76 Capital Investment Advisory Services, LLC 0.07% of their portfolio RALEIGH, NC 12,45512.5k $752.4k $752.4k 0.07% Reduced -1.7k -1,738
77 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.23% of their portfolio PRINCETON, NJ 12,37612.4k $748.0k $748.0k 0.23% Reduced -445 -445
78 ASHFORD CAPITAL MANAGEMENT INC 0.10% of their portfolio WILMINGTON, DE 12,32412.3k $744.5k $744.5k 0.10% Reduced -518 -518
79 Key Client Fiduciary Advisors, LLC 0.43% of their portfolio Fairfield, NJ 12,27312.3k $741.4k $741.4k 0.43% Reduced -762 -762
80 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 11,65511.7k $704.1k $704.1k 0.00% Added +317 +317
81 BAROMETER CAPITAL MANAGEMENT INC. 0.20% of their portfolio TORONTO, A6 11,44011.4k $691.1k $691.1k 0.20% New
82 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 11,27811.3k $685.0k $685.0k 0.01% Reduced -4.4k -4,417
83 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 11,15211.2k $673.7k $673.7k 0.02% Reduced -5 -5
84 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 10,94010.9k $660.9k $660.9k 0.00% Reduced -38 -38
85 Bedell Frazier Investment Counselling, LLC 0.18% of their portfolio Walnut Creek, CA 10,82810.8k $654.1k $654.1k 0.18% Added +99 +99
86 Hilltop Holdings Inc. 0.07% of their portfolio DALLAS, TX 10,64310.6k $642.9k $642.9k 0.07% Added +134 +134
87 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 10,58610.6k $639.5k $639.5k 0.01% Added +740 +740
88 Independent Wealth Network Inc. 0.33% of their portfolio URBANDALE, IA 10,52610.5k $635.8k $635.8k 0.33% Added +2.4k +2,434
89 EXENCIAL WEALTH ADVISORS, LLC 0.03% of their portfolio OKLAHOMA CITY, OK 10,41710.4k $629.3k $629.3k 0.03% Added +59 +59
90 Vigilare Wealth Management 0.32% of their portfolio SCOTTSDALE, AZ 10,15210.2k $613.3k $613.3k 0.32% Reduced -420 -420
91 O'ROURKE & COMPANY, Inc 0.39% of their portfolio BOSTON, MA 10,10410.1k $610.0k $610.0k 0.39% Added +191 +191
92 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 9,8819.9k $597.0k $597.0k 0.03% Added +2 +2
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,8659.9k $595.9k $595.9k 0.00% Added +187 +187
94 PETERSON WEALTH MANAGEMENT 0.49% of their portfolio SPARKS, NV 9,0789.1k $548.4k $548.4k 0.49% Reduced -50 -50
95 Montecito Bank & Trust 0.12% of their portfolio SANTA BARBARA, CA 9,0409.0k $546.1k $546.1k 0.12% Reduced -450 -450
96 SFMG, LLC 0.05% of their portfolio PLANO, TX 8,9819.0k $542.5k $542.5k 0.05% New
97 ARMSTRONG ADVISORY GROUP, INC 0.05% of their portfolio NEEDHAM, MA 8,7768.8k $530.2k $530.2k 0.05% Unchanged
98 Bouchey Financial Group, Ltd. 0.05% of their portfolio TROY, NY 8,3008.3k $501.4k $501.4k 0.05% Unchanged
99 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 8,2858.3k $500.6k $500.6k 0.05% Reduced -117 -117
100 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,8227.8k $472.5k $472.5k 0.00% Reduced -1.1k -1,145