Vault-13

ISHARES TR SHV

SHORT TREAS BD · ETP · CUSIP 464288679

703 institutional holders +47 vs Q3 2023
89,177,92389.2m shares reported held*
$9.8bnreported value*
70 new 237 added 279 reduced 66 sold out net sold ≈ $510.3m (-4.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $110.13. Options: 2 managers hold calls ($3.3m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 554Q4 22: 596Q1 23: 615Q2 23: 639Q3 23: 656Q4 23: 703703Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022554
Q4 2022596
Q1 2023615
Q2 2023639
Q3 2023656
Q4 2023703

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 304 bought or addedQ4 22: 282 cut or sold outQ4 22Q1 23: 336 bought or addedQ1 23: 270 cut or sold outQ1 23Q2 23: 311 bought or addedQ2 23: 320 cut or sold outQ2 23Q3 23: 310 bought or addedQ3 23: 314 cut or sold outQ3 23Q4 23: 307 bought or addedQ4 23: 345 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022304282
Q1 2023336270
Q2 2023311320
Q3 2023310314
Q4 2023307345

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $0Q1 23 puts: $6.4mQ1 23P/C —Q2 23 calls: $0Q2 23 puts: $6.9mQ2 23P/C —Q3 23 calls: $276.2kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $3.3mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$6.4m—
Q2 2023$0$6.9m—
Q3 2023$276.2k$00.00
Q4 2023$3.3m$00.00

Biggest buyers

MORGAN STANLEY Added +4,780,173+4.8m
JPMORGAN CHASE & CO Added +4,002,411+4.0m
Ausdal Financial Partners, Inc. Added +654,609+654.6k
Cynosure Group, LLC Added +508,923+508.9k
WELLS FARGO & COMPANY/MN Added +404,970+405.0k
TRUIST FINANCIAL CORP Added +306,437+306.4k
BANK OF NOVA SCOTIA Added +298,508+298.5k
RENAISSANCE TECHNOLOGIES LLC Added +248,100+248.1k
Integrated Wealth Concepts LLC Added +207,157+207.2k
Townsend & Associates, Inc Added +202,134+202.1k

Biggest sellers

Mariner, LLC Reduced -1,539,682-1.5m
BlackRock Inc. Reduced -1,474,660-1.5m
JANE STREET GROUP, LLC Reduced -1,295,457-1.3m
Gateway Advisory, LLC Reduced -1,042,608-1.0m
SVB WEALTH LLC Reduced -915,331-915.3k
Accredited Investors Inc. Reduced -881,979-882.0k
Estate Counselors, LLC Reduced -804,458-804.5k
PEAVINE CAPITAL, LLC Sold out -742,800-742.8k
FMR LLC Reduced -719,348-719.3k
Cambridge Investment Research Advisors, Inc. Reduced -568,661-568.7k

Biggest calls

WOLVERINE TRADING, LLC New $3.0m27.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $275.3k2.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution -2.5 pts · filed 2026-10-27 7.8% -2.5 pts 16.2m≈ $1.8bn 2026-10-27

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 12,324,77812.3m $1.4bn $1.4bn 0.06% Added +4.8m +4,780,173
2 BlackRock Inc. 0.02% of their portfolio New York, NY 6,672,8286.7m $734.9m $734.9m 0.02% Reduced -1.5m -1,474,660
3 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 5,024,1685.0m $553.3m $553.3m 0.03% Added +4.0m +4,002,411
4 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 3,812,9113.8m $419.9m $419.9m 0.12% Added +405.0k +404,970
5 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,490,4073.5m $384.4m $384.4m 0.04% Reduced -214.4k -214,360
6 Betterment LLC 0.72% of their portfolio NEW YORK, NY 2,283,3922.3m $251.5m $251.5m 0.72% Reduced -243.6k -243,564
7 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,235,5092.2m $246.2m $246.2m 0.10% Added +129.2k +129,249
8 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 2.47% of their portfolio Madrid, U3 1,893,0851.9m $208.5m $208.5m 2.47% Reduced -539.4k -539,392
9 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 1,668,6751.7m $183.8m $183.8m 0.08% Added +9.2k +9,248
10 TRUIST FINANCIAL CORP 0.27% of their portfolio CHARLOTTE, NC 1,512,3291.5m $166.6m $166.6m 0.27% Added +306.4k +306,437
11 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,496,9261.5m $164.9m $164.9m 0.10% Added +57.3k +57,319
12 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,383,1161.4m $152.3m $152.3m 0.04% Added +15.0k +14,998
13 BANK OF NOVA SCOTIA 0.27% of their portfolio TORONTO, A6 1,310,2341.3m $144.2m $144.2m 0.27% Added +298.5k +298,508
14 ANCHOR CAPITAL ADVISORS LLC 3.36% of their portfolio Boston, MA 1,155,4251.2m $127.2m $127.2m 3.36% Reduced -357.5k -357,506
15 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,027,6291.0m $113.2m $113.2m 0.02% Added +14.4k +14,376
16 Raymond James Financial Services Advisors, Inc. 0.17% of their portfolio ST. PETERSBURG, FL 941,357941.4k $103.7m $103.7m 0.17% Reduced -280.1k -280,088
17 OSAIC HOLDINGS, INC. 0.17% of their portfolio SCOTTSDALE, AZ 903,668903.7k $99.5m $99.5m 0.17% Reduced -258.6k -258,598
18 SVB WEALTH LLC 2.06% of their portfolio BOSTON, MA 767,857767.9k $84.6m $84.6m 2.06% Reduced -915.3k -915,331
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.24% of their portfolio PLYMOUTH, MN 754,534754.5k $83.1m $83.1m 0.24% Added +145.9k +145,901
20 GM Advisory Group, LLC 6.05% of their portfolio MELVILLE, NY 727,803727.8k $80.2m $80.2m 6.05% Reduced -80.2k -80,197
21 FMR LLC 0.01% of their portfolio BOSTON, MA 720,671720.7k $79.4m $79.4m 0.01% Reduced -719.3k -719,348
22 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 705,000705.0k $77.6m $77.6m 0.12% Added +248.1k +248,100
23 Ausdal Financial Partners, Inc. 9.32% of their portfolio Davenport, IA 684,376684.4k $75.4m $75.4m 9.32% Added +654.6k +654,609
24 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 658,459658.5k $72.3m $72.3m 0.02% Reduced -201.3k -201,305
25 Divergent Wealth Advisors 14.95% of their portfolio SOUTH JORDAN, UT 648,869648.9k $71.5m $71.5m 14.95% Added +5.0k +4,974
26 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.90% of their portfolio Stamford, CT 618,666618.7k $68.1m $68.1m 0.90% Added +72.1k +72,060
27 Gateway Advisory, LLC 12.93% of their portfolio WESTFIELD, NJ 611,709611.7k $67.4m $67.4m 12.93% Reduced -1.0m -1,042,608
28 Cynosure Group, LLC 11.70% of their portfolio Salt Lake City, UT 592,395592.4k $65.1m $65.1m 11.70% Added +508.9k +508,923
29 Foundations Investment Advisors, LLC 1.73% of their portfolio PHOENIX, AZ 584,619584.6k $64.4m $64.4m 1.73% Reduced -115.5k -115,480
30 Federation des caisses Desjardins du Quebec 0.56% of their portfolio LEVIS, A8 545,094545.1k $60.0m $60.0m 0.56% Reduced -76.3k -76,263
31 Cerity Partners LLC 0.20% of their portfolio NEW YORK, NY 541,382541.4k $59.6m $59.6m 0.20% Reduced -426.1k -426,089
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 533,746533.7k $58.8m $58.8m 0.07% Reduced -6.5k -6,509
33 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 522,042522.0k $57.5m $57.5m 0.07% Reduced -10.0k -10,023
34 Advisory Services Network, LLC 1.36% of their portfolio ATLANTA, GA 506,499506.5k $55.8m $55.8m 1.36% Reduced -43.0k -42,978
35 Hansen & Associates Financial Group, Inc. 28.78% of their portfolio ROSEVILLE, CA 499,185499.2k $55.0m $55.0m 28.78% First filing
36 Family Manage LLC 10.77% of their portfolio NEW YORK, NY 470,957471.0k $51.9m $51.9m 10.77% Reduced -75.5k -75,529
37 Townsend & Associates, Inc 6.30% of their portfolio WESTMINSTER, CO 455,833455.8k $50.3m $50.3m 6.30% Added +202.1k +202,134
38 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 445,022445.0k $49.0m $49.0m 0.04% Added +114.3k +114,269
39 True Link Financial Advisors, LLC 5.29% of their portfolio SAN FRANCISCO, CA 443,862443.9k $48.9m $48.9m 5.29% Added +199.4k +199,419
40 RITHOLTZ WEALTH MANAGEMENT 1.85% of their portfolio NEW YORK, NY 434,065434.1k $47.8m $47.8m 1.85% Added +60.8k +60,828
41 Crane Advisory, LLC 10.47% of their portfolio FULLERTON, CA 422,195422.2k $46.5m $46.5m 10.47% Reduced -153.2k -153,249
42 Parallel Advisors, LLC 1.28% of their portfolio SAN FRANCISCO, CA 391,080391.1k $43.1m $43.1m 1.28% Added +171.9k +171,937
43 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 388,431388.4k $42.8m $42.8m 0.14% Added +28.7k +28,740
44 Acorns Advisers, LLC 0.52% of their portfolio IRVINE, CA 385,780385.8k $42.5m $42.5m 0.52% Added +4.2k +4,180
45 LaSalle St. Investment Advisors, LLC 28.69% of their portfolio ELMHURST, IL 382,134382.1k $42.1m $42.1m 28.69% Reduced -341.6k -341,611
46 Fund Evaluation Group, LLC 2.97% of their portfolio CINCINNATI, OH 369,977370.0k $40.8m $40.8m 2.97% Added +5.4k +5,383
47 Trust Co 5.22% of their portfolio MANHATTAN, KS 368,114368.1k $40.5m $40.5m 5.22% Added +14.9k +14,945
48 Allred Capital Management, LLC 16.93% of their portfolio Dallas, TX 353,617353.6k $38.9m $38.9m 16.93% Added +10.2k +10,175
49 Americana Partners, LLC 3.40% of their portfolio Houston, TX 340,408340.4k $35.7m $35.7m 3.40% Reduced -14.2k -14,227
50 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 324,629324.6k $35.8m $35.8m 0.16% Added +31.2k +31,245
51 Client First Capital LLC 25.25% of their portfolio SAN DIEGO, CA 315,514315.5k $34.7m $34.7m 25.25% Added +11.1k +11,119
52 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 307,053307.1k $33.8m $33.8m 0.19% Added +4.2k +4,250
53 Mader & Shannon Wealth Management, Inc. 19.14% of their portfolio KANSAS CITY, MO 305,597305.6k $33.7m $33.7m 19.14% Reduced -61.9k -61,859
54 Northwest Quadrant Wealth Management, LLC 8.59% of their portfolio BEND, OR 301,352301.4k $33.2m $33.2m 8.59% Reduced -7.2k -7,150
55 Integrated Wealth Concepts LLC 0.54% of their portfolio WALTHAM, MA 300,846300.8k $33.1m $33.1m 0.54% Added +207.2k +207,157
56 Banco Santander, S.A. 0.38% of their portfolio Madrid, U3 295,229295.2k $32.5m $32.5m 0.38% Added +37.8k +37,835
57 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 294,029294.0k $32.4m $32.4m 0.06% Reduced -93.5k -93,495
58 Global Retirement Partners, LLC 1.34% of their portfolio San Rafael, CA 290,403290.4k $32.0m $32.0m 1.34% Reduced -39.8k -39,775
59 OLD NATIONAL BANCORP /IN/ 0.83% of their portfolio EVANSVILLE, IN 285,506285.5k $31.4m $31.4m 0.83% Added +90.1k +90,075
60 COMERICA BANK 0.14% of their portfolio DALLAS, TX 267,844267.8k $29.5m $29.5m 0.14% Added +25.6k +25,590
61 TOWNSQUARE CAPITAL LLC 0.48% of their portfolio Lehi, UT 252,005252.0k $27.8m $27.8m 0.48% Reduced -11.2k -11,244
62 Steward Partners Investment Advisory, LLC 0.36% of their portfolio STAMFORD, CT 239,811239.8k $26.4m $26.4m 0.36% Added +101.2k +101,238
63 AVANTAX ADVISORY SERVICES, INC. 0.26% of their portfolio DALLAS, TX 235,619235.6k $25.9m $25.9m 0.26% Added +14.6k +14,622
64 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 233,630233.6k $25.7m $25.7m 0.11% Reduced -568.7k -568,661
65 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 233,069233.1k $25.8m $25.8m 0.13% Added +133.6k +133,605
66 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 232,903232.9k $25.6m $25.6m 0.04% Reduced -82.4k -82,436
67 GUIDANCE CAPITAL, INC 4.87% of their portfolio LOUSVILLE, KY 222,484222.5k $24.5m $24.5m 4.87% Reduced -347.9k -347,907
68 TFC Financial Management, Inc. 4.89% of their portfolio BOSTON, MA 219,816219.8k $24.2m $24.2m 4.89% Reduced -425 -425
69 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 218,230218.2k $24.0m $24.0m 0.02% Reduced -56.8k -56,782
70 OPPENHEIMER & CO INC 0.43% of their portfolio NEW YORK, NY 212,220212.2k $23.4m $23.4m 0.43% Added +16.6k +16,646
71 Whalen Wealth Management Inc. 20.41% of their portfolio LAS VEGAS, NV 205,773205.8k $22.7m $22.7m 20.41% First filing
72 KFA Private Wealth Group, LLC 8.12% of their portfolio Tysons, VA 205,764205.8k $22.7m $22.7m 8.12% Added +37.8k +37,812
73 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 199,930199.9k $22.0m $22.0m 0.07% Reduced -9.7k -9,723
74 49 WEALTH MANAGEMENT, LLC 5.64% of their portfolio AUSTIN, TX 199,331199.3k $22.0m $22.0m 5.64% First filing
75 M. Kulyk & Associates, LLC 5.09% of their portfolio DECATUR, GA 198,554198.6k $21.9m $21.9m 5.09% Added +28.4k +28,445
76 Estate Counselors, LLC 2.60% of their portfolio Thiensville, WI 191,517191.5k $21.1m $21.1m 2.60% Reduced -804.5k -804,458
77 Virtue Capital Management, LLC 4.24% of their portfolio BRENTWOOD, TN 190,019190.0k $20.9m $20.9m 4.24% Reduced -2.8k -2,765
78 SIMON QUICK ADVISORS, LLC 1.84% of their portfolio MORRISTOWN, NJ 189,319189.3k $20.8m $20.8m 1.84% Reduced -3.6k -3,631
79 Lee Financial Co 3.60% of their portfolio Dallas, TX 186,217186.2k $20.5m $20.5m 3.60% Added +15.5k +15,523
80 Financial Engines Advisors L.L.C. 0.05% of their portfolio SANTA CLARA, CA 178,150178.2k $19.6m $19.6m 0.05% Reduced -18.2k -18,154
81 Able Wealth Management LLC 17.63% of their portfolio Toms River, NJ 176,323176.3k $19.4m $19.4m 17.63% First filing
82 Selway Asset Management 8.05% of their portfolio BOISE, ID 174,040174.0k $19.2m $19.2m 8.05% Added +47.2k +47,180
83 Strategic Point Investment Advisors, LLC 3.66% of their portfolio PROVIDENCE, RI 171,775171.8k $18.9m $18.9m 3.66% Added +1.7k +1,696
84 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 166,711166.7k $18.4m $18.4m 0.01% Added +514 +514
85 Destiny Wealth Partners, LLC 3.41% of their portfolio TAVARES, FL 164,744164.7k $18.2m $18.2m 3.41% Added +51.0k +51,045
86 Onyx Bridge Wealth Group LLC 3.56% of their portfolio TARRYTOWN, NY 160,126160.1k $17.6m $17.6m 3.56% Added +6.4k +6,433
87 Concord Wealth Partners 3.49% of their portfolio ABINGDON, VA 158,262158.3k $17.4m $17.4m 3.49% Reduced -22.8k -22,819
88 Mascoma Wealth Management LLC 5.19% of their portfolio HANOVER, NH 156,674156.7k $17.3m $17.3m 5.19% Added +8.4k +8,412
89 Wealthfront Advisers LLC 0.07% of their portfolio Palo Alto, CA 155,042155.0k $17.1m $17.1m 0.07% Reduced -483.4k -483,355
90 Bull Oak Capital, LLC 4.35% of their portfolio RANCHO SANTA FE, CA 153,728153.7k $16.9m $16.9m 4.35% Added +90.2k +90,246
91 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 152,880152.9k $16.8m $16.8m 0.03% Added +24.6k +24,581
92 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 148,755148.8k $16.4m $16.4m 0.02% Reduced -1.3m -1,295,457
93 TUCKER ASSET MANAGEMENT LLC 4.04% of their portfolio LITTLETON, CO 146,745146.7k $16.2m $16.2m 4.04% Reduced -49.3k -49,273
94 New York Life Investment Management LLC 0.16% of their portfolio New York, NY 145,611145.6k $16.0m $16.0m 0.16% Added +61.1k +61,057
95 Cardinal Point Capital Management ULC 3.86% of their portfolio TORONTO, A6 144,831144.8k $16.0m $16.0m 3.86% Added +128.4k +128,380
96 One Day In July LLC 2.33% of their portfolio BURLINGTON, VT 140,182140.2k $15.4m $15.4m 2.33% Added +8.8k +8,783
97 BUCKINGHAM STRATEGIC WEALTH, LLC 0.18% of their portfolio CLAYTON, MO 136,671136.7k $15.1m $15.1m 0.18% Added +20.0k +20,035
98 Smithfield Trust Co 0.84% of their portfolio PITTSBURGH, PA 136,561136.6k $15.1m $15.1m 0.84% Reduced -24.8k -24,783
99 OneDigital Investment Advisors LLC 0.26% of their portfolio OVERLAND PARK, KS 133,732133.7k $14.7m $14.7m 0.26% Reduced -56.9k -56,914
100 Arete Wealth Advisors, LLC 1.12% of their portfolio CHICAGO, IL 133,550133.6k $14.7m $14.7m 1.12% New