Vault-13

ISHARES TR IJR

CORE S&P SCP ETF · ETP · CUSIP 464287804

2,314 institutional holders +201 vs Q3 2023
519,358,483519.4m shares reported held*
$56.4bnreported value*
125 new 965 added 805 reduced 93 sold out net bought ≈ $3.7bn (+34.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($45.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $108.51. Options: 20 managers hold calls ($2.5bn notional), 7 hold puts ($26.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 1,957Q4 22: 2,136Q1 23: 2,119Q2 23: 2,107Q3 23: 2,113Q4 23: 2,3142,314Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221,957
Q4 20222,136
Q1 20232,119
Q2 20232,107
Q3 20232,113
Q4 20232,314

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2k02kQ4 22: 1,007 bought or addedQ4 22: 853 cut or sold outQ4 22Q1 23: 982 bought or addedQ1 23: 980 cut or sold outQ1 23Q2 23: 1,026 bought or addedQ2 23: 916 cut or sold outQ2 23Q3 23: 1,012 bought or addedQ3 23: 878 cut or sold outQ3 23Q4 23: 1,090 bought or addedQ4 23: 898 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221,007853
Q1 2023982980
Q2 20231,026916
Q3 20231,012878
Q4 20231,090898

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ1 23 calls: $1.8bnQ1 23 puts: $28.1mQ1 23P/C 0.02Q2 23 calls: $1.4bnQ2 23 puts: $14.6mQ2 23P/C 0.01Q3 23 calls: $1.7bnQ3 23 puts: $17.0mQ3 23P/C 0.01Q4 23 calls: $2.5bnQ4 23 puts: $26.9mQ4 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q1 2023$1.8bn$28.1m0.02
Q2 2023$1.4bn$14.6m0.01
Q3 2023$1.7bn$17.0m0.01
Q4 2023$2.5bn$26.9m0.01

Biggest buyers

MORGAN STANLEY Added +18,997,608+19.0m
JPMORGAN CHASE & CO Added +4,174,490+4.2m
GOLDMAN SACHS GROUP INC Added +3,432,565+3.4m
FMR LLC Added +1,971,770+2.0m
ENVESTNET ASSET MANAGEMENT INC Added +1,141,026+1.1m
Mesirow Financial Investment Management, Inc. New +1,060,657+1.1m
Baird Financial Group, Inc. Added +902,096+902.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +835,053+835.1k
Clark Capital Management Group, Inc. Added +826,550+826.5k
MANGROVE PARTNERS IM, LLC New +813,521+813.5k

Biggest sellers

Bank of New York Mellon Corp Reduced -1,218,524-1.2m
Squarepoint Ops LLC Sold out -957,666-957.7k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -854,167-854.2k
Annex Advisory Services, LLC Reduced -845,341-845.3k
Fiduciary Alliance LLC Reduced -704,172-704.2k
CITADEL ADVISORS LLC Sold out -509,577-509.6k
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC Reduced -460,905-460.9k
AMERIPRISE FINANCIAL INC Reduced -389,574-389.6k
Madison Asset Management, LLC Reduced -346,638-346.6k
Alesco Advisors, LLC, An ESL Co Reduced -343,311-343.3k

Biggest calls

JPMORGAN CHASE & CO Added $1.7bn53.8m shares
JANE STREET GROUP, LLC Reduced $452.6m12.9m shares
Maven Securities LTD Added $147.5m4.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $70.7m652.8k shares
Twin Tree Management, LP Reduced $32.0m795.5k shares
IMC-Chicago, LLC Reduced $26.4m953.4k shares
SG Americas Securities, LLC Added $22.7m14.2m shares
CITADEL ADVISORS LLC Added $10.4m95.8k shares
Marathon Trading Investment Management LLC New $7.0m266.3k shares
GARDA CAPITAL PARTNERS LP New $4.8m200.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.6m125.6k shares
CITADEL ADVISORS LLC Added $7.5m69.6k shares
CAPITAL FUND MANAGEMENT S.A. Added $4.0m36.7k shares
GTS SECURITIES LLC Reduced $1.7m16.1k shares
Cresset Asset Management, LLC New $21.6k200 shares
Cetera Investment Advisers Reduced $6.6k2.0k shares
Cutler Group LLC / CA Reduced $4.0k15.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.18% of their portfolio NEW YORK, NY 37,530,97437.5m $4.1bn $4.1bn 0.18% Added +19.0m +18,997,608
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4.02% of their portfolio MILWAUKEE, WI 32,959,88533.0m $3.6bn $3.6bn 4.02% Added +835.1k +835,053
3 BANK OF AMERICA CORP /DE/ 0.34% of their portfolio CHARLOTTE, NC 27,872,58127.9m $3.0bn $3.0bn 0.34% Added +595.5k +595,457
4 WELLS FARGO & COMPANY/MN 0.51% of their portfolio SAN FRANCISCO, CA 16,552,31316.6m $1.8bn $1.8bn 0.51% Added +88.5k +88,472
5 Bank of New York Mellon Corp 0.36% of their portfolio NEW YORK, NY 16,196,21516.2m $1.8bn $1.8bn 0.36% Reduced -1.2m -1,218,524
6 FMR LLC 0.13% of their portfolio BOSTON, MA 15,445,50015.4m $1.7bn $1.7bn 0.13% Added +2.0m +1,971,770
7 GOLDMAN SACHS GROUP INC 0.33% of their portfolio NEW YORK, NY 13,753,78013.8m $1.5bn $1.5bn 0.33% Added +3.4m +3,432,565
8 LPL Financial LLC 0.77% of their portfolio FORT MILL, SC 11,724,58711.7m $1.3bn $1.3bn 0.77% Added +302.0k +302,015
9 ENVESTNET ASSET MANAGEMENT INC 0.47% of their portfolio Berwyn, PA 10,427,45510.4m $1.1bn $1.1bn 0.47% Added +1.1m +1,141,026
10 UBS Group AG 0.44% of their portfolio ZURICH, V8 10,130,08410.1m $1.1bn $1.1bn 0.44% Added +352.8k +352,841
11 First Command Advisory Services, Inc. 12.07% of their portfolio FORT WORTH, TX 9,530,8089.5m $1.0bn $1.0bn 12.07% Added +157.3k +157,269
12 RAYMOND JAMES & ASSOCIATES 0.76% of their portfolio ST PETERSBURG, FL 9,353,7059.4m $1.0bn $1.0bn 0.76% Added +297.9k +297,912
13 PNC Financial Services Group, Inc. 0.73% of their portfolio Pittsburgh, PA 8,595,2468.6m $930.4m $930.4m 0.73% Reduced -6.8k -6,790
14 NORTHERN TRUST CORP 0.16% of their portfolio CHICAGO, IL 8,037,6248.0m $870.1m $870.1m 0.16% Added +127.3k +127,336
15 Financial Engines Advisors L.L.C. 1.97% of their portfolio SANTA CLARA, CA 7,697,9967.7m $833.3m $833.3m 1.97% Added +185.3k +185,336
16 BlackRock Inc. 0.02% of their portfolio New York, NY 7,500,6867.5m $811.9m $811.9m 0.02% Added +21.0k +20,980
17 ROYAL BANK OF CANADA 0.19% of their portfolio TORONTO, A6 7,240,1957.2m $783.8m $783.8m 0.19% Added +148.4k +148,444
18 AMERIPRISE FINANCIAL INC 0.21% of their portfolio MINNEAPOLIS, MN 6,340,5196.3m $687.1m $687.1m 0.21% Reduced -389.6k -389,574
19 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 5,700,8285.7m $617.1m $617.1m 0.03% Added +4.2m +4,174,490
20 US BANCORP \DE\ 0.84% of their portfolio MINNEAPOLIS, MN 5,220,8395.2m $565.2m $565.2m 0.84% Added +70.8k +70,827
21 Provida Pension Fund Administrator 15.72% of their portfolio LAS CONDES, SANTIAGO, F3 5,204,0615.2m $563.3m $563.3m 15.72% Added +653.4k +653,396
22 TRUIST FINANCIAL CORP 0.88% of their portfolio CHARLOTTE, NC 5,098,8585.1m $552.0m $552.0m 0.88% Reduced -97.8k -97,812
23 GLENMEDE TRUST CO NA 2.84% of their portfolio PHILADELPHIA, PA 5,053,5515.1m $547.0m $547.0m 2.84% Reduced -69.4k -69,378
24 KEYBANK NATIONAL ASSOCIATION/OH 1.83% of their portfolio BROOKLYN, OH 3,810,1223.8m $412.4m $412.4m 1.83% Added +20.9k +20,871
25 Raymond James Financial Services Advisors, Inc. 0.67% of their portfolio ST. PETERSBURG, FL 3,790,9123.8m $410.4m $410.4m 0.67% Reduced -224.3k -224,254
26 Baird Financial Group, Inc. 0.89% of their portfolio MILWAUKEE, WI 3,614,8703.6m $391.3m $391.3m 0.89% Added +902.1k +902,096
27 COMMONWEALTH EQUITY SERVICES, LLC 0.71% of their portfolio WALTHAM, MA 3,588,8013.6m $388.5m $388.5m 0.71% Added +47.4k +47,356
28 REGIONS FINANCIAL CORP 3.16% of their portfolio BIRMINGHAM, AL 3,545,1193.5m $383.8m $383.8m 3.16% Added +25.3k +25,262
29 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 9.72% of their portfolio MILWAUKEE, WI 3,438,3563.4m $372.2m $372.2m 9.72% Reduced -460.9k -460,905
30 Cresset Asset Management, LLC 2.03% of their portfolio Chicago, IL 3,098,1673.1m $335.4m $335.4m 2.03% Added +20.6k +20,576
31 HighTower Advisors, LLC 0.55% of their portfolio CHICAGO, IL 3,016,4613.0m $326.5m $326.5m 0.55% Reduced -108.0k -108,034
32 OSAIC HOLDINGS, INC. 0.51% of their portfolio SCOTTSDALE, AZ 2,707,1132.7m $293.2m $293.2m 0.51% Reduced -23.4k -23,403
33 Balyasny Asset Management L.P. 0.74% of their portfolio Chicago, IL 2,477,3382.5m $268.2m $268.2m 0.74% Added +72.2k +72,246
34 Acorns Advisers, LLC 3.18% of their portfolio IRVINE, CA 2,401,3072.4m $259.9m $259.9m 3.18% Added +86.8k +86,833
35 Clark Capital Management Group, Inc. 1.93% of their portfolio PHILADELPHIA, PA 2,177,9582.2m $235.8m $235.8m 1.93% Added +826.5k +826,550
36 FIFTH THIRD BANCORP 0.99% of their portfolio CINCINNATI, OH 2,149,0672.1m $232.6m $232.6m 0.99% Reduced -115.6k -115,577
37 Pathstone Holdings, LLC 1.25% of their portfolio ENGLEWOOD, NJ 2,127,9372.1m $230.2m $230.2m 1.25% First filing
38 Circle Wealth Management, LLC 5.82% of their portfolio SUMMIT, NJ 2,116,6992.1m $229.1m $229.1m 5.82% Added +26 +26
39 Haverford Trust Co 2.50% of their portfolio Radnor, PA 2,084,7922.1m $225.7m $225.7m 2.50% Reduced -45.8k -45,848
40 Alesco Advisors, LLC, An ESL Co 7.62% of their portfolio Pittsford, NY 2,007,8602.0m $217.4m $217.4m 7.62% Reduced -343.3k -343,311
41 Mariner, LLC 0.51% of their portfolio Overland Park, KS 1,978,0422.0m $214.1m $214.1m 0.51% Added +106.5k +106,487
42 HUNTINGTON NATIONAL BANK 1.94% of their portfolio COLUMBUS, OH 1,968,8662.0m $213.1m $213.1m 1.94% Reduced -38.0k -38,041
43 Millburn Ridgefield LLC /DE/ 6.01% of their portfolio New York, NY 1,812,4391.8m $196.2m $196.2m 6.01% Reduced -312.4k -312,384
44 Catalyst Capital Advisors LLC 5.27% of their portfolio San Juan, PR 1,812,4391.8m $196.2m $196.2m 5.27% Reduced -312.4k -312,384
45 Members Trust Co 5.58% of their portfolio TAMPA, FL 1,777,6131.8m $195.1m $195.1m 5.58% Reduced -159.5k -159,478
46 CITIGROUP INC 0.25% of their portfolio NEW YORK, NY 1,776,8971.8m $192.3m $192.3m 0.25% Reduced -46.8k -46,798
47 Valeo Financial Advisors, LLC 7.30% of their portfolio CARMEL, IN 1,775,3861.8m $180.8m $180.8m 7.30% Added +16.6k +16,587
48 BANK OF MONTREAL /CAN/ 0.06% of their portfolio TORONTO, A6 1,715,4561.7m $188.3m $188.3m 0.06% Added +11.2k +11,169
49 Creative Planning 0.33% of their portfolio OVERLAND PARK, KS 1,631,7151.6m $176.6m $176.6m 0.33% Added +126.7k +126,680
50 Wealthspire Advisors, LLC 2.43% of their portfolio NEW YORK, NY 1,580,9631.6m $171.1m $171.1m 2.43% Added +40.3k +40,257
51 Cerity Partners LLC 0.57% of their portfolio NEW YORK, NY 1,571,1701.6m $170.1m $170.1m 0.57% Added +360.1k +360,116
52 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 1,536,8051.5m $166.4m $166.4m 0.01% Reduced -230.0k -230,010
53 MONETA GROUP INVESTMENT ADVISORS LLC 2.98% of their portfolio ST LOUIS, MO 1,393,5981.4m $150.9m $150.9m 2.98% Added +533.9k +533,883
54 Rockefeller Capital Management L.P. 0.49% of their portfolio NEW YORK, NY 1,353,6721.4m $146.5m $146.5m 0.49% Added +63.7k +63,663
55 Nationwide Fund Advisors 15.46% of their portfolio COLUMBUS, OH 1,288,6431.3m $139.5m $139.5m 15.46% Reduced -163.8k -163,837
56 MAI Capital Management 1.82% of their portfolio INDEPENDENCE, OH 1,267,6351.3m $137.2m $137.2m 1.82% Added +61.7k +61,665
57 MML INVESTORS SERVICES, LLC 0.61% of their portfolio SPRINGFIELD, MA 1,227,2561.2m $132.9m $132.9m 0.61% Added +51.1k +51,094
58 COMERICA BANK 0.59% of their portfolio DALLAS, TX 1,190,8161.2m $128.9m $128.9m 0.59% Reduced -82.8k -82,800
59 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 1,186,5231.2m $128.4m $128.4m 0.03% Reduced -48.0k -48,018
60 West Coast Financial LLC 16.41% of their portfolio SANTA BARBARA, CA 1,155,2331.2m $125.1m $125.1m 16.41% Added +311.6k +311,569
61 M&T Bank Corp 0.46% of their portfolio BUFFALO, NY 1,153,6431.2m $124.9m $124.9m 0.46% Reduced -12.5k -12,544
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.35% of their portfolio PLYMOUTH, MN 1,107,8361.1m $119.9m $119.9m 0.35% Reduced -38.5k -38,496
63 Modera Wealth Management, LLC 1.96% of their portfolio WESTWOOD, NJ 1,094,4151.1m $118.5m $118.5m 1.96% Added +274.6k +274,582
64 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.98% of their portfolio IRVING, TX 1,090,8331.1m $118.1m $118.1m 0.98% Reduced -854.2k -854,167
65 Mesirow Financial Investment Management, Inc. 3.38% of their portfolio CHICAGO, IL 1,060,6571.1m $94.8m $94.8m 3.38% New
66 STIFEL FINANCIAL CORP 0.14% of their portfolio ST. LOUIS, MO 1,031,6561.0m $111.7m $111.7m 0.14% Added +49.0k +48,998
67 JANE STREET GROUP, LLC 0.13% of their portfolio NEW YORK, NY 1,006,9061.0m $109.0m $109.0m 0.13% Added +605.2k +605,219
68 FRANKLIN RESOURCES INC 0.05% of their portfolio San Mateo, CA 999,484999.5k $108.2m $108.2m 0.05% Added +52.1k +52,059
69 Kestra Advisory Services, LLC 0.86% of their portfolio AUSTIN, TX 983,678983.7k $106.5m $106.5m 0.86% Added +89.4k +89,424
70 JONES FINANCIAL COMPANIES LLLP 0.16% of their portfolio DES PERES, MO 982,723982.7k $106.4m $106.4m 0.16% Added +25.2k +25,216
71 FARMERS & MERCHANTS INVESTMENTS INC 3.61% of their portfolio LINCOLN, NE 914,369914.4k $99.0m $99.0m 3.61% Added +18.6k +18,646
72 UMB Bank, n.a. 1.40% of their portfolio Kansas City, MO 883,455883.5k $95.6m $95.6m 1.40% Reduced -42.7k -42,743
73 Acropolis Investment Management, LLC 6.74% of their portfolio ST. LOUIS, MO 880,660880.7k $96.7m $96.7m 6.74% Added +3.2k +3,205
74 BRIDGES INVESTMENT MANAGEMENT INC 3.10% of their portfolio OMAHA, NE 864,403864.4k $93.6m $93.6m 3.10% Reduced -74.7k -74,719
75 BLB&B Advisors, LLC 5.75% of their portfolio MONTGOMERYVILLE, PA 842,130842.1k $91.2m $91.2m 5.75% Added +410 +410
76 Cetera Advisor Networks LLC 0.50% of their portfolio EL SEGUNDO, CA 835,142835.1k $90.4m $90.4m 0.50% Reduced -1.2k -1,232
77 Connecticut Wealth Management, LLC 5.19% of their portfolio FARMINGTON, CT 834,618834.6k $90.3m $90.3m 5.19% Added +88.6k +88,581
78 Corient Private Wealth LP 0.17% of their portfolio MIAMI, FL 833,322833.3k $90.2m $90.2m 0.17% Added +118.2k +118,236
79 MANGROVE PARTNERS IM, LLC 6.20% of their portfolio Greenwich, CT 813,521813.5k $88.1m $88.1m 6.20% New
80 VICTORY CAPITAL MANAGEMENT INC 0.09% of their portfolio San Antonio, TX 809,485809.5k $87.6m $87.6m 0.09% Reduced -210.4k -210,379
81 GREENLEAF TRUST 0.94% of their portfolio KALAMAZOO, MI 806,598806.6k $87.3m $87.3m 0.94% Added +6.9k +6,868
82 SigFig Wealth Management, LLC 3.30% of their portfolio SAN FRANCISCO, CA 802,575802.6k $86.9m $86.9m 3.30% Added +24.9k +24,865
83 BESSEMER GROUP INC 0.16% of their portfolio WOODBRIDGE, NJ 780,649780.6k $84.5m $84.5m 0.16% Added +16.6k +16,633
84 Sequoia Financial Advisors, LLC 1.05% of their portfolio Akron, OH 780,095780.1k $84.4m $84.4m 1.05% Added +72.8k +72,808
85 Janney Montgomery Scott LLC 0.27% of their portfolio PHILADELPHIA, PA 778,979779.0k $84.3m $84.3m 0.27% Reduced -159.5k -159,503
86 Destination Wealth Management 2.91% of their portfolio Walnut Creek, CA 775,629775.6k $84.0m $84.0m 2.91% Reduced -5.4k -5,396
87 Accredited Investors Inc. 5.76% of their portfolio EDINA, MN 750,980751.0k $81.3m $81.3m 5.76% Reduced -7.1k -7,079
88 Thrivent Financial for Lutherans 0.17% of their portfolio Minneapolis, MN 739,384739.4k $80.0m $80.0m 0.17% Reduced -280.6k -280,632
89 Allworth Financial LP 0.60% of their portfolio FOLSOM, CA 728,079728.1k $78.8m $78.8m 0.60% Added +42.1k +42,095
90 Cambridge Investment Research Advisors, Inc. 0.33% of their portfolio FAIRFIELD, IA 708,368708.4k $76.7m $76.7m 0.33% Added +45.7k +45,671
91 AVANTAX ADVISORY SERVICES, INC. 0.75% of their portfolio DALLAS, TX 699,676699.7k $75.7m $75.7m 0.75% Reduced -3.0k -3,011
92 Cetera Investment Advisers 0.61% of their portfolio SCHAUMBURG, IL 696,051696.1k $75.3m $75.3m 0.61% Added +48.6k +48,583
93 Federation des caisses Desjardins du Quebec 0.70% of their portfolio LEVIS, A8 692,649692.6k $75.0m $75.0m 0.70% Added +80.3k +80,292
94 LVZ, Inc. 10.52% of their portfolio Holland, MI 688,132688.1k $74.5m $74.5m 10.52% Added +21.7k +21,661
95 Main Management ETF Advisors, LLC 4.32% of their portfolio SAN FRANCISCO, CA 679,470679.5k $73.6m $73.6m 4.32% New
96 CAPTRUST FINANCIAL ADVISORS 0.25% of their portfolio RALEIGH, NC 676,952677.0k $73.3m $73.3m 0.25% Added +51.5k +51,542
97 BEACON INVESTMENT ADVISORY SERVICES, INC. 3.30% of their portfolio MORRISTOWN, NJ 670,306670.3k $72.6m $72.6m 3.30% Added +5.8k +5,775
98 TIAA TRUST, NATIONAL ASSOCIATION 0.24% of their portfolio CHARLOTTE, NC 665,513665.5k $72.0m $72.0m 0.24% Added +23.6k +23,573
99 Winthrop Advisory Group LLC 10.93% of their portfolio BOSTON, MA 665,145665.1k $70.0m $70.0m 10.93% Added +661.0k +660,955
100 First National Trust Co 3.15% of their portfolio Johnstown, PA 663,268663.3k $71.8m $71.8m 3.15% Reduced -76.7k -76,708