Vault-13

ISHARES INC EMXC

MSCI EMRG CHN · ETP · CUSIP 46434G764

659 institutional holders +206 vs Q3 2023
149,647,705149.6m shares reported held*
$8.3bnreported value*
201 new 257 added 102 reduced 40 sold out net bought ≈ $3.1bn (+56.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($48.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.39. Options: 1 managers hold calls ($288.1k notional), 1 hold puts ($61.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 277Q4 22: 316Q1 23: 349Q2 23: 394Q3 23: 453Q4 23: 659659Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022277
Q4 2022316
Q1 2023349
Q2 2023394
Q3 2023453
Q4 2023659

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 183 bought or addedQ4 22: 113 cut or sold outQ4 22Q1 23: 221 bought or addedQ1 23: 103 cut or sold outQ1 23Q2 23: 240 bought or addedQ2 23: 109 cut or sold outQ2 23Q3 23: 287 bought or addedQ3 23: 116 cut or sold outQ3 23Q4 23: 458 bought or addedQ4 23: 142 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022183113
Q1 2023221103
Q2 2023240109
Q3 2023287116
Q4 2023458142

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $78.9kQ1 23 puts: $1.9mQ1 23P/C 24.62Q2 23 calls: $348.3kQ2 23 puts: $98.8kQ2 23P/C 0.28Q3 23 calls: $259.1kQ3 23 puts: $59.8kQ3 23P/C 0.23Q4 23 calls: $288.1kQ4 23 puts: $61.0kQ4 23P/C 0.21
Numbers
QuarterCallsPutsP/C
Q1 2023$78.9k$1.9m24.62
Q2 2023$348.3k$98.8k0.28
Q3 2023$259.1k$59.8k0.23
Q4 2023$288.1k$61.0k0.21

Biggest buyers

JPMORGAN CHASE & CO Added +10,301,632+10.3m
ENVESTNET ASSET MANAGEMENT INC Added +8,305,070+8.3m
MORGAN STANLEY Added +5,334,697+5.3m
BANK OF AMERICA CORP /DE/ Added +3,911,611+3.9m
LPL Financial LLC Added +2,439,687+2.4m
Bank of New York Mellon Corp Added +1,520,706+1.5m
CWM, LLC Added +1,429,986+1.4m
Composition Wealth, LLC New +1,360,606+1.4m
Envestnet Portfolio Solutions, Inc. Added +1,167,913+1.2m
JANE STREET GROUP, LLC Added +1,094,811+1.1m

Biggest sellers

EVOKE WEALTH, LLC Sold out -727,030-727.0k
MENORA MIVTACHIM HOLDINGS LTD. Reduced -561,350-561.4k
OLD MISSION CAPITAL LLC Sold out -369,596-369.6k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Reduced -255,387-255.4k
PRUDENTIAL PLC Reduced -196,200-196.2k
Richard Bernstein Advisors LLC Reduced -179,252-179.3k
Astor Investment Management LLC Sold out -173,896-173.9k
Russell Investments Group, Ltd. Reduced -173,487-173.5k
Rockefeller Capital Management L.P. Reduced -127,929-127.9k
Financial Sense Advisors, Inc. Reduced -119,802-119.8k

Biggest calls

CITADEL ADVISORS LLC Unchanged $288.1k5.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $61.0k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 14,046,01814.0m $778.3m $778.3m 0.04% Added +10.3m +10,301,632
2 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 13,241,34813.2m $733.7m $733.7m 0.08% Added +3.9m +3,911,611
3 PARTNERS CAPITAL INVESTMENT GROUP, LLP 11.63% of their portfolio BOSTON, MA 9,569,8689.6m $530.3m $530.3m 11.63% Reduced -255.4k -255,387
4 ENVESTNET ASSET MANAGEMENT INC 0.22% of their portfolio Berwyn, PA 9,494,9109.5m $526.1m $526.1m 0.22% Added +8.3m +8,305,070
5 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 7,233,3767.2m $400.8m $400.8m 0.08% Added +1.5m +1,520,706
6 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,742,7066.7m $373.6m $373.6m 0.02% Added +5.3m +5,334,697
7 NORTHERN TRUST CORP 0.05% of their portfolio CHICAGO, IL 5,111,1295.1m $283.2m $283.2m 0.05% Added +986.4k +986,396
8 MENORA MIVTACHIM HOLDINGS LTD. 2.09% of their portfolio Ramat Gan, L3 4,471,6304.5m $247.8m $247.8m 2.09% Reduced -561.4k -561,350
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.21% of their portfolio MILWAUKEE, WI 3,335,9053.3m $184.8m $184.8m 0.21% Added +199.5k +199,508
10 Richard Bernstein Advisors LLC 3.91% of their portfolio NEW YORK, NY 3,186,8643.2m $176.6m $176.6m 3.91% Reduced -179.3k -179,252
11 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,036,9673.0m $168.3m $168.3m 0.05% Reduced -105.9k -105,925
12 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 2,617,6712.6m $145.0m $145.0m 0.09% Added +2.4m +2,439,687
13 US BANCORP \DE\ 0.21% of their portfolio MINNEAPOLIS, MN 2,510,6882.5m $139.1m $139.1m 0.21% Added +134.9k +134,934
14 BlackRock Inc. 0.00% of their portfolio New York, NY 2,217,8872.2m $122.9m $122.9m 0.00% Added +638.2k +638,218
15 Russell Investments Group, Ltd. 0.17% of their portfolio Seattle, WA 1,737,7441.7m $96.3m $96.3m 0.17% Reduced -173.5k -173,487
16 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,635,2761.6m $90.6m $90.6m 0.04% Added +180.9k +180,935
17 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,440,8351.4m $79.8m $79.8m 0.02% Added +36.7k +36,685
18 CWM, LLC 0.43% of their portfolio OMAHA, NE 1,436,5731.4m $79.6m $79.6m 0.43% Added +1.4m +1,429,986
19 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 1,431,7971.4m $79.3m $79.3m 0.10% Added +1.1m +1,094,811
20 CENTRAL TRUST Co 2.07% of their portfolio JEFFERSON CITY, MO 1,405,7241.4m $77.9m $77.9m 2.07% Added +68.5k +68,540
21 Composition Wealth, LLC 2.06% of their portfolio LOS ANGELES, CA 1,360,6061.4m $75.4m $75.4m 2.06% New
22 TIAA TRUST, NATIONAL ASSOCIATION 0.24% of their portfolio CHARLOTTE, NC 1,286,5261.3m $71.3m $71.3m 0.24% Added +399.7k +399,702
23 Envestnet Portfolio Solutions, Inc. 0.27% of their portfolio BERWYN, PA 1,175,1731.2m $65.1m $65.1m 0.27% Added +1.2m +1,167,913
24 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 1,139,5951.1m $63.1m $63.1m 0.08% Added +970.5k +970,493
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,045,5911.0m $57.9m $57.9m 0.01% Added +624.3k +624,325
26 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 964,500964.5k $53.3m $53.3m 0.09% Added +51.1k +51,145
27 PARK AVENUE SECURITIES LLC 0.73% of their portfolio NEW YORK, NY 949,599949.6k $52.6m $52.6m 0.73% New
28 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 861,216861.2k $47.7m $47.7m 0.08% Added +661.7k +661,670
29 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 836,811836.8k $46.4m $46.4m 0.08% Added +407.3k +407,331
30 McKinley Carter Wealth Services, Inc. 3.39% of their portfolio WHEELING, WV 835,003835.0k $46.3m $46.3m 3.39% Added +410.6k +410,567
31 Valmark Advisers, Inc. 0.87% of their portfolio AKRON, OH 834,520834.5k $46.2m $46.2m 0.87% Added +15.7k +15,661
32 MML INVESTORS SERVICES, LLC 0.21% of their portfolio SPRINGFIELD, MA 803,903803.9k $44.5m $44.5m 0.21% Added +738.7k +738,655
33 UNITED SERVICES AUTOMOBILE ASSOCIATION 0.94% of their portfolio SAN ANTONIO, TX 767,081767.1k $42.5m $42.5m 0.94% Added +534.5k +534,462
34 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 767,081767.1k $42.5m $42.5m 0.04% Added +534.5k +534,462
35 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 704,874704.9k $39.1m $39.1m 0.09% Added +68.0k +68,040
36 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 676,236676.2k $37.5m $37.5m 0.07% Added +123.4k +123,381
37 Susquehanna International Group Ltd. 8.37% of their portfolio DUBLIN, L2 662,242662.2k $36.7m $36.7m 8.37% New
38 SOROS FUND MANAGEMENT LLC 0.68% of their portfolio NEW YORK, NY 642,500642.5k $35.6m $35.6m 0.68% Unchanged
39 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 642,440642.4k $35.6m $35.6m 0.07% Added +314.3k +314,311
40 1ST SOURCE BANK 2.05% of their portfolio SOUTH BEND, IN 613,374613.4k $34.0m $34.0m 2.05% Added +72.9k +72,926
41 Desjardins Global Asset Management Inc. 3.60% of their portfolio MONTREAL, A8 604,446604.4k $33.5m $33.5m 3.60% Reduced -8.0k -7,992
42 UNITED BANK 4.19% of their portfolio VIENNA, VA 602,155602.2k $33.4m $33.4m 4.19% Not comparable
43 Advocacy Wealth Management, LLC 3.13% of their portfolio ATLANTA, GA 595,120595.1k $33.0m $33.0m 3.13% New
44 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 593,992594.0k $32.9m $32.9m 0.04% Added +144.0k +144,021
45 Aprio Wealth Management, LLC 7.09% of their portfolio ATLANTA, GA 573,370573.4k $31.8m $31.8m 7.09% Added +20.9k +20,877
46 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 554,595554.6k $30.7m $30.7m 0.07% Added +11.2k +11,196
47 WEALTHSOURCE PARTNERS, LLC 1.97% of their portfolio SAN LUIS OBISPO, CA 547,060547.1k $30.3m $30.3m 1.97% New
48 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 533,603533.6k $29.6m $29.6m 0.01% Added +287.7k +287,725
49 Permanens Capital L.P. 5.70% of their portfolio NEW YORK, NY 528,361528.4k $29.3m $29.3m 5.70% Added +112.4k +112,392
50 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 516,741516.7k $28.6m $28.6m 0.09% Added +350.7k +350,652
51 OPPENHEIMER ASSET MANAGEMENT INC. 0.39% of their portfolio NEW YORK, NY 504,749504.7k $28.0m $28.0m 0.39% Reduced -14.8k -14,841
52 Artemis Wealth Advisors, LLC 5.27% of their portfolio Port Washington, NY 496,212496.2k $27.5m $27.5m 5.27% Added +51.1k +51,127
53 Crestwood Advisors Group, LLC 0.63% of their portfolio BOSTON, MA 488,396488.4k $27.1m $27.1m 0.63% Added +26.7k +26,735
54 Quotient Wealth Partners, LLC 0.87% of their portfolio DALLAS, TX 402,771402.8k $22.3m $22.3m 0.87% First filing
55 Curi Wealth Management, LLC 3.07% of their portfolio Raleigh, NC 401,504401.5k $22.2m $22.2m 3.07% Added +20.2k +20,199
56 HARBOUR INVESTMENTS, INC. 0.92% of their portfolio MADISON, WI 399,648399.6k $22.1m $22.1m 0.92% Added +18.1k +18,055
57 HANCOCK WHITNEY CORP 0.82% of their portfolio GULFPORT, MS 396,988397.0k $22.0m $22.0m 0.82% Added +89.4k +89,351
58 New Harbor Financial Group, LLC 9.55% of their portfolio WORCESTER, MA 388,430388.4k $21.5m $21.5m 9.55% Added +8.7k +8,740
59 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 377,141377.1k $20.9m $20.9m 0.07% Added +10.4k +10,377
60 PROFESSIONAL ADVISORY SERVICES INC 2.92% of their portfolio VERO BEACH, FL 368,474368.5k $20.4m $20.4m 2.92% Reduced -1.3k -1,296
61 Parallel Advisors, LLC 0.61% of their portfolio SAN FRANCISCO, CA 368,210368.2k $20.4m $20.4m 0.61% Added +365.6k +365,622
62 STRATEGIC INVESTMENT MANAGEMENT, LLC 13.35% of their portfolio ARLINGTON, VA 348,870348.9k $18.7m $18.7m 13.35% Reduced -10.1k -10,090
63 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 345,737345.7k $19.2m $19.2m 0.02% Added +86.6k +86,606
64 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 339,474339.5k $18.4m $18.4m 0.09% Added +201.0k +201,033
65 GYL Financial Synergies, LLC 1.47% of their portfolio West Hartford, CT 320,282320.3k $17.7m $17.7m 1.47% Added +15.7k +15,707
66 ANDERSON HOAGLAND & CO 2.06% of their portfolio ST LOUIS, MO 315,001315.0k $16.8m $16.8m 2.06% Added +107.7k +107,727
67 OneDigital Investment Advisors LLC 0.28% of their portfolio OVERLAND PARK, KS 287,459287.5k $15.9m $15.9m 0.28% New
68 Marietta Wealth Management, LLC 2.80% of their portfolio MARIETTA, GA 284,047284.0k $15.7m $15.7m 2.80% Added +5.6k +5,592
69 Mariner, LLC 0.04% of their portfolio Overland Park, KS 280,978281.0k $15.6m $15.6m 0.04% Added +88.3k +88,305
70 NorthRock Partners, LLC 0.65% of their portfolio MINNEAPOLIS, MN 279,913279.9k $15.5m $15.5m 0.65% Added +260.7k +260,737
71 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 269,459269.5k $14.9m $14.9m 0.03% New
72 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 264,518264.5k $14.7m $14.7m 0.12% Added +221.9k +221,868
73 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 256,943256.9k $14.2m $14.2m 0.08% Added +155.0k +155,049
74 RiverFront Investment Group, LLC 0.44% of their portfolio RICHMOND, VA 255,622255.6k $14.2m $14.2m 0.44% Added +9.4k +9,400
75 AlphaCore Capital LLC 2.07% of their portfolio LA JOLLA, CA 254,543254.5k $14.1m $14.1m 2.07% Added +12.7k +12,717
76 JB Capital LLC 1.01% of their portfolio WETHERSFIELD, CT 247,250247.2k $13.7m $13.7m 1.01% New
77 Parkside Investments, LLC 2.30% of their portfolio DEERFIELD, IL 245,187245.2k $13.6m $13.6m 2.30% Added +2.7k +2,670
78 CKW FINANCIAL GROUP 1.84% of their portfolio HONOLULU, HI 239,346239.3k $13.3m $13.3m 1.84% Reduced -1.5k -1,479
79 State of Wyoming 2.36% of their portfolio CHEYENNE, WY 228,908228.9k $12.7m $12.7m 2.36% Reduced -96.4k -96,415
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 223,069223.1k $12.4m $12.4m 0.02% Added +161.8k +161,818
81 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 219,391219.4k $12.2m $12.2m 0.02% Added +92.0k +92,018
82 Wallington Asset Management, LLC 2.04% of their portfolio Indianapolis, IN 218,790218.8k $12.1m $12.1m 2.04% Added +1.4k +1,390
83 RIVERSEDGE ADVISORS, LLC 3.31% of their portfolio Wilmington, DE 218,136218.1k $12.1m $12.1m 3.31% New
84 Chicago Partners Investment Group LLC 0.55% of their portfolio CHICAGO, IL 218,130218.1k $11.8m $11.8m 0.55% Added +29.3k +29,281
85 Pathstone Holdings, LLC 0.06% of their portfolio ENGLEWOOD, NJ 210,478210.5k $11.7m $11.7m 0.06% First filing
86 Foundations Investment Advisors, LLC 0.30% of their portfolio PHOENIX, AZ 204,599204.6k $11.2m $11.2m 0.30% New
87 GREENWOOD GEARHART LLC 1.20% of their portfolio FAYETTEVILLE, AR 203,080203.1k $11.3m $11.3m 1.20% Reduced -17.2k -17,208
88 Seascape Capital Management 4.73% of their portfolio PORTSMOUTH, NH 202,250202.2k $11.2m $11.2m 4.73% Added +9.5k +9,459
89 EXENCIAL WEALTH ADVISORS, LLC 0.46% of their portfolio OKLAHOMA CITY, OK 202,053202.1k $11.2m $11.2m 0.46% Reduced -2.3k -2,274
90 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 200,667200.7k $11.0m $11.0m 0.10% Added +191.2k +191,235
91 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.13% of their portfolio New York, NY 200,000200.0k $11.1m $11.1m 0.13% Reduced -2.5k -2,479
92 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 198,601198.6k $11.0m $11.0m 0.01% Reduced -472 -472
93 InterOcean Capital Group, LLC 0.30% of their portfolio NASHVILLE, TN 198,498198.5k $11.0m $11.0m 0.30% Added +3.3k +3,257
94 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 189,968190.0k $10.5m $10.5m 0.09% New
95 Scarborough Advisors, LLC 2.16% of their portfolio ANNAPOLIS, MD 189,454189.5k $10.5m $10.5m 2.16% New
96 Townsend & Associates, Inc 1.27% of their portfolio WESTMINSTER, CO 187,262187.3k $10.1m $10.1m 1.27% Added +3.5k +3,513
97 REDW Wealth LLC 2.96% of their portfolio ALBUQUERQUE, NM 186,412186.4k $10.3m $10.3m 2.96% Added +12.5k +12,547
98 Wealthcare Advisory Partners LLC 0.40% of their portfolio WEST CHESTER, PA 182,595182.6k $10.1m $10.1m 0.40% New
99 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 182,270182.3k $10.1m $10.1m 0.02% New
100 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 176,700176.7k $9.8m $9.8m 0.16% Added +150.5k +150,477