Vault-13

ISHARES TR IWF

RUS 1000 GRW ETF · ETP · CUSIP 464287614

1,962 institutional holders +180 vs Q3 2023
235,495,970235.5m shares reported held*
$71.4bnreported value*
131 new 646 added 648 reduced 64 sold out net bought ≈ $12.4bn (+40.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($91.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $303.03. Options: 8 managers hold calls ($128.1m notional), 9 hold puts ($31.7m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,581Q4 22: 1,693Q1 23: 1,698Q2 23: 1,774Q3 23: 1,782Q4 23: 1,9621,962Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221,581
Q4 20221,693
Q1 20231,698
Q2 20231,774
Q3 20231,782
Q4 20231,962

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 699 bought or addedQ4 22: 617 cut or sold outQ4 22Q1 23: 577 bought or addedQ1 23: 805 cut or sold outQ1 23Q2 23: 652 bought or addedQ2 23: 739 cut or sold outQ2 23Q3 23: 546 bought or addedQ3 23: 815 cut or sold outQ3 23Q4 23: 777 bought or addedQ4 23: 712 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022699617
Q1 2023577805
Q2 2023652739
Q3 2023546815
Q4 2023777712

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ1 23 calls: $85.8mQ1 23 puts: $28.4mQ1 23P/C 0.33Q2 23 calls: $109.9mQ2 23 puts: $42.5mQ2 23P/C 0.39Q3 23 calls: $117.3mQ3 23 puts: $30.1mQ3 23P/C 0.26Q4 23 calls: $128.1mQ4 23 puts: $31.7mQ4 23P/C 0.25
Numbers
QuarterCallsPutsP/C
Q1 2023$85.8m$28.4m0.33
Q2 2023$109.9m$42.5m0.39
Q3 2023$117.3m$30.1m0.26
Q4 2023$128.1m$31.7m0.25

Biggest buyers

MORGAN STANLEY Added +24,941,188+24.9m
JPMORGAN CHASE & CO Added +9,087,091+9.1m
AMERIPRISE FINANCIAL INC Added +3,236,479+3.2m
BANK OF AMERICA CORP /DE/ Added +548,027+548.0k
GOLDMAN SACHS GROUP INC Added +489,559+489.6k
Nuveen Asset Management, LLC Added +412,699+412.7k
PRUDENTIAL FINANCIAL INC Added +404,469+404.5k
ENVESTNET ASSET MANAGEMENT INC Added +341,407+341.4k
WELLINGTON MANAGEMENT GROUP LLP Added +280,948+280.9k
BARCLAYS PLC Added +240,170+240.2k

Biggest sellers

SYNOVUS FINANCIAL CORP Reduced -1,185,454-1.2m
Corient Private Wealth LP Reduced -338,944-338.9k
OSAIC HOLDINGS, INC. Reduced -317,936-317.9k
FMR LLC Reduced -286,506-286.5k
SVB WEALTH LLC Reduced -231,217-231.2k
BlackRock Inc. Reduced -210,568-210.6k
GTS SECURITIES LLC Reduced -105,259-105.3k
Union Investments & Development Ltd. Sold out -93,050-93.0k
Echo Street Capital Management LLC Sold out -84,654-84.7k
NewEdge Advisors, LLC Reduced -61,186-61.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $89.6m295.7k shares
GOLDMAN SACHS GROUP INC Unchanged $18.2m60.0k shares
CITADEL ADVISORS LLC Added $9.2m30.2k shares
WOLVERINE TRADING, LLC New $4.8m15.7k shares
GTS SECURITIES LLC Reduced $3.7m12.3k shares
Belvedere Trading LLC Reduced $1.3m4.2k shares
Cutler Group LLC / CA Added $892.0k31.1k shares
Walleye Trading LLC New $454.8k1.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.5m28.0k shares
Belvedere Trading LLC Added $6.5m21.4k shares
CITADEL ADVISORS LLC Reduced $5.2m17.0k shares
CAPITAL FUND MANAGEMENT S.A. New $4.2m13.9k shares
WOLVERINE TRADING, LLC New $3.5m11.4k shares
GTS SECURITIES LLC Reduced $3.0m10.0k shares
WELLS FARGO & COMPANY/MN New $697.3k2.3k shares
Lido Advisors, LLC Unchanged $181.9k600 shares
Cutler Group LLC / CA Reduced $8.0k8.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.65% of their portfolio NEW YORK, NY 48,790,17648.8m $14.8bn $14.8bn 0.65% Added +24.9m +24,941,188
2 BANK OF AMERICA CORP /DE/ 1.11% of their portfolio CHARLOTTE, NC 32,245,34832.2m $9.8bn $9.8bn 1.11% Added +548.0k +548,027
3 JPMORGAN CHASE & CO 0.24% of their portfolio NEW YORK, NY 15,561,49415.6m $4.7bn $4.7bn 0.24% Added +9.1m +9,087,091
4 GOLDMAN SACHS GROUP INC 0.67% of their portfolio NEW YORK, NY 10,004,53410.0m $3.0bn $3.0bn 0.67% Added +489.6k +489,559
5 FMR LLC 0.23% of their portfolio BOSTON, MA 9,976,14610.0m $3.0bn $3.0bn 0.23% Reduced -286.5k -286,506
6 UBS Group AG 0.74% of their portfolio ZURICH, V8 6,102,4156.1m $1.9bn $1.9bn 0.74% Added +103.7k +103,652
7 ENVESTNET ASSET MANAGEMENT INC 0.68% of their portfolio Berwyn, PA 5,413,2325.4m $1.6bn $1.6bn 0.68% Added +341.4k +341,407
8 AMERIPRISE FINANCIAL INC 0.42% of their portfolio MINNEAPOLIS, MN 4,597,0514.6m $1.4bn $1.4bn 0.42% Added +3.2m +3,236,479
9 WELLS FARGO & COMPANY/MN 0.37% of their portfolio SAN FRANCISCO, CA 4,364,3264.4m $1.3bn $1.3bn 0.37% Added +159.2k +159,155
10 NORTHERN TRUST CORP 0.23% of their portfolio CHICAGO, IL 4,202,5174.2m $1.3bn $1.3bn 0.23% Added +157.0k +156,995
11 PNC Financial Services Group, Inc. 0.74% of their portfolio Pittsburgh, PA 3,123,0553.1m $946.8m $946.8m 0.74% Added +70.3k +70,275
12 RAYMOND JAMES & ASSOCIATES 0.65% of their portfolio ST PETERSBURG, FL 2,883,4652.9m $874.2m $874.2m 0.65% Added +22.9k +22,908
13 LPL Financial LLC 0.53% of their portfolio FORT MILL, SC 2,867,3582.9m $869.3m $869.3m 0.53% Added +142.8k +142,844
14 M&T Bank Corp 2.76% of their portfolio BUFFALO, NY 2,479,6222.5m $751.8m $751.8m 2.76% Added +10.5k +10,496
15 Baird Financial Group, Inc. 1.60% of their portfolio MILWAUKEE, WI 2,321,0102.3m $703.7m $703.7m 1.60% Reduced -48.2k -48,170
16 TIAA TRUST, NATIONAL ASSOCIATION 2.27% of their portfolio CHARLOTTE, NC 2,247,3232.2m $681.3m $681.3m 2.27% Reduced -58.7k -58,743
17 TRUIST FINANCIAL CORP 1.07% of their portfolio CHARLOTTE, NC 2,225,0522.2m $674.6m $674.6m 1.07% Added +47.3k +47,257
18 COMMONWEALTH EQUITY SERVICES, LLC 1.17% of their portfolio WALTHAM, MA 2,114,5682.1m $641.1m $641.1m 1.17% Added +48.1k +48,070
19 Nuveen Asset Management, LLC 0.18% of their portfolio CHICAGO, IL 1,881,5711.9m $570.4m $570.4m 0.18% Added +412.7k +412,699
20 ROYAL BANK OF CANADA 0.14% of their portfolio TORONTO, A6 1,847,3641.8m $560.1m $560.1m 0.14% Added +219.3k +219,311
21 SIGNATUREFD, LLC 11.20% of their portfolio ATLANTA, GA 1,599,6181.6m $485.0m $485.0m 11.20% Added +80.7k +80,667
22 STIFEL FINANCIAL CORP 0.55% of their portfolio ST. LOUIS, MO 1,432,2381.4m $434.2m $434.2m 0.55% Added +55.6k +55,614
23 CHURCHILL MANAGEMENT Corp 6.56% of their portfolio Los Angeles, CA 1,408,4621.4m $427.0m $427.0m 6.56% Reduced -41.3k -41,289
24 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 1,322,6071.3m $401.0m $401.0m 0.08% Added +57.8k +57,812
25 SYNOVUS FINANCIAL CORP 5.56% of their portfolio Columbus, GA 1,295,2961.3m $392.7m $392.7m 5.56% Reduced -1.2m -1,185,454
26 Circle Wealth Management, LLC 9.92% of their portfolio SUMMIT, NJ 1,288,3731.3m $390.6m $390.6m 9.92% Added +4 +4
27 BlackRock Inc. 0.01% of their portfolio New York, NY 1,241,7581.2m $376.5m $376.5m 0.01% Reduced -210.6k -210,568
28 HighTower Advisors, LLC 0.59% of their portfolio CHICAGO, IL 1,161,5451.2m $352.2m $352.2m 0.59% Added +10.2k +10,226
29 GLOBALT Investments LLC / GA 14.59% of their portfolio Atlanta, GA 1,157,6481.2m $351.0m $351.0m 14.59% First filing
30 US BANCORP \DE\ 0.51% of their portfolio MINNEAPOLIS, MN 1,135,6411.1m $344.3m $344.3m 0.51% Reduced -22.7k -22,743
31 PRUDENTIAL FINANCIAL INC 0.42% of their portfolio NEWARK, NJ 913,436913.4k $276.9m $276.9m 0.42% Added +404.5k +404,469
32 OSAIC HOLDINGS, INC. 0.46% of their portfolio SCOTTSDALE, AZ 862,463862.5k $261.6m $261.6m 0.46% Reduced -317.9k -317,936
33 Cerity Partners LLC 0.84% of their portfolio NEW YORK, NY 829,946829.9k $251.6m $251.6m 0.84% Added +41.9k +41,903
34 Corient Private Wealth LP 0.44% of their portfolio MIAMI, FL 795,829795.8k $241.3m $241.3m 0.44% Reduced -338.9k -338,944
35 Janney Montgomery Scott LLC 0.77% of their portfolio PHILADELPHIA, PA 782,782782.8k $237.3m $237.3m 0.77% Added +8.5k +8,539
36 Rockefeller Capital Management L.P. 0.77% of their portfolio NEW YORK, NY 763,881763.9k $231.6m $231.6m 0.77% Reduced -31.4k -31,387
37 Raymond James Financial Services Advisors, Inc. 0.37% of their portfolio ST. PETERSBURG, FL 743,296743.3k $225.3m $225.3m 0.37% Added +18.2k +18,157
38 Waldron Private Wealth LLC 9.82% of their portfolio BRIDGEVILLE, PA 681,454681.5k $206.6m $206.6m 9.82% Reduced -35.4k -35,381
39 CITIGROUP INC 0.27% of their portfolio NEW YORK, NY 677,926677.9k $205.5m $205.5m 0.27% Added +29.6k +29,596
40 Cetera Advisor Networks LLC 1.13% of their portfolio EL SEGUNDO, CA 672,579672.6k $203.9m $203.9m 1.13% Reduced -14.7k -14,681
41 CIBC Private Wealth Group LLC 0.43% of their portfolio ATLANTA, GA 663,651663.7k $201.2m $201.2m 0.43% Added +50.2k +50,249
42 TWO SIGMA INVESTMENTS, LP 0.46% of their portfolio NEW YORK, NY 627,000627.0k $190.1m $190.1m 0.46% Added +228.2k +228,200
43 1ST SOURCE BANK 11.13% of their portfolio SOUTH BEND, IN 607,493607.5k $184.2m $184.2m 11.13% Reduced -10.0k -10,024
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.21% of their portfolio MILWAUKEE, WI 604,112604.1k $183.1m $183.1m 0.21% Reduced -42.2k -42,204
45 COMERICA BANK 0.84% of their portfolio DALLAS, TX 598,215598.2k $181.4m $181.4m 0.84% Reduced -7.4k -7,435
46 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5.31% of their portfolio NORFOLK, VA 573,280573.3k $173.8m $173.8m 5.31% Added +18.0k +18,034
47 MERCER GLOBAL ADVISORS INC /ADV 0.52% of their portfolio DENVER, CO 570,546570.5k $173.0m $173.0m 0.52% Reduced -3.4k -3,356
48 Johnson Financial Group, Inc. 9.35% of their portfolio RACINE, WI 563,845563.8k $170.9m $170.9m 9.35% Added +184.8k +184,756
49 Mariner, LLC 0.40% of their portfolio Overland Park, KS 557,749557.7k $169.1m $169.1m 0.40% Added +16.2k +16,247
50 CAPTRUST FINANCIAL ADVISORS 0.56% of their portfolio RALEIGH, NC 536,731536.7k $162.7m $162.7m 0.56% Added +31.3k +31,274
51 MML INVESTORS SERVICES, LLC 0.72% of their portfolio SPRINGFIELD, MA 513,379513.4k $155.6m $155.6m 0.72% Added +7.7k +7,673
52 REGIONS FINANCIAL CORP 1.26% of their portfolio BIRMINGHAM, AL 502,567502.6k $152.4m $152.4m 1.26% Reduced -16.9k -16,869
53 Strategic Wealth Partners Group, LLC 19.06% of their portfolio DEERFIELD, IL 498,508498.5k $151.1m $151.1m 19.06% Added +6.4k +6,361
54 WADE G W & INC 4.82% of their portfolio Wellesley, MA 489,799489.8k $148.5m $148.5m 4.82% Added +21.0k +20,997
55 Cresset Asset Management, LLC 0.89% of their portfolio Chicago, IL 483,356483.4k $146.5m $146.5m 0.89% Reduced -2.1k -2,090
56 COMMERCE BANK 1.04% of their portfolio KANSAS CITY, MO 481,658481.7k $146.0m $146.0m 1.04% Reduced -2.8k -2,802
57 FIFTH THIRD BANCORP 0.62% of their portfolio CINCINNATI, OH 479,235479.2k $145.3m $145.3m 0.62% Reduced -14.9k -14,885
58 Alera Investment Advisors, LLC 18.65% of their portfolio DEERFIELD, IL 470,574470.6k $142.7m $142.7m 18.65% Added +7.1k +7,145
59 CHOREO, LLC 3.59% of their portfolio ROCKFORD, IL 436,962437.0k $132.5m $132.5m 3.59% Reduced -729 -729
60 STALEY CAPITAL ADVISERS INC 6.57% of their portfolio PITTSBURGH, PA 435,263435.3k $132.0m $132.0m 6.57% Added +153 +153
61 OAKWORTH CAPITAL, INC. 10.49% of their portfolio BIRMINGHAM, AL 431,636431.6k $130.9m $130.9m 10.49% Reduced -23.1k -23,097
62 Creative Planning 0.24% of their portfolio OVERLAND PARK, KS 429,430429.4k $130.2m $130.2m 0.24% Added +24.6k +24,595
63 TWO SIGMA ADVISERS, LP 0.30% of their portfolio NEW YORK, NY 423,900423.9k $128.5m $128.5m 0.30% Added +162.4k +162,400
64 POLEN CAPITAL MANAGEMENT LLC 0.16% of their portfolio Boca Raton, FL 415,395415.4k $67.9m $67.9m 0.16% Added +115.9k +115,901
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.35% of their portfolio PLYMOUTH, MN 394,736394.7k $119.7m $119.7m 0.35% Added +1.5k +1,518
66 D.A. DAVIDSON & CO. 1.15% of their portfolio GREAT FALLS, MT 386,075386.1k $117.0m $117.0m 1.15% Added +668 +668
67 Equitable Holdings, Inc. 1.38% of their portfolio NEW YORK, NY 368,831368.8k $111.8m $111.8m 1.38% Reduced -25.2k -25,223
68 Orion Porfolio Solutions, LLC 1.28% of their portfolio OMAHA, NE 365,283365.3k $109.9m $109.9m 1.28% Added +20.8k +20,805
69 Orion Portfolio Solutions, LLC 1.28% of their portfolio Omaha, NE 365,283365.3k $109.9m $109.9m 1.28% Added +20.8k +20,805
70 Cullen/Frost Bankers, Inc. 1.72% of their portfolio San Antonio, TX 361,302361.3k $109.5m $109.5m 1.72% Added +48.6k +48,598
71 MAI Capital Management 1.44% of their portfolio INDEPENDENCE, OH 357,912357.9k $108.5m $108.5m 1.44% Added +302 +302
72 Thrivent Financial for Lutherans 0.23% of their portfolio Minneapolis, MN 353,096353.1k $107.0m $107.0m 0.23% Added +28.5k +28,512
73 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.74% of their portfolio NEW YORK, NY 346,767346.8k $105.1m $105.1m 0.74% Reduced -7.3k -7,284
74 Private Advisor Group, LLC 0.77% of their portfolio MORRISTOWN, NJ 325,430325.4k $98.7m $98.7m 0.77% Reduced -7.8k -7,799
75 Cetera Advisors LLC 1.37% of their portfolio DENVER, CO 325,061325.1k $98.5m $98.5m 1.37% Reduced -8.9k -8,927
76 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 323,508323.5k $98.5m $98.5m 0.03% Added +499 +499
77 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 302,036302.0k $91.6m $91.6m 0.02% Added +280.9k +280,948
78 Stairway Partners, LLC 9.06% of their portfolio MINNEAPOLIS, MN 296,393296.4k $89.9m $89.9m 9.06% Reduced -3.3k -3,339
79 Modera Wealth Management, LLC 1.44% of their portfolio WESTWOOD, NJ 286,290286.3k $86.8m $86.8m 1.44% Reduced -3.7k -3,684
80 BROWN ADVISORY INC 0.11% of their portfolio BALTIMORE, MD 269,632269.6k $81.7m $81.7m 0.11% Added +63.4k +63,369
81 STEPHENS INC /AR/ 1.37% of their portfolio LITTLE ROCK, AR 261,720261.7k $79.3m $79.3m 1.37% Reduced -104 -104
82 KEYBANK NATIONAL ASSOCIATION/OH 0.35% of their portfolio BROOKLYN, OH 258,832258.8k $78.5m $78.5m 0.35% Added +3.8k +3,783
83 Cetera Investment Advisers 0.63% of their portfolio SCHAUMBURG, IL 257,516257.5k $78.1m $78.1m 0.63% Reduced -10.6k -10,591
84 BARCLAYS PLC 0.04% of their portfolio LONDON, X0 242,670242.7k $73.6m $73.6m 0.04% Added +240.2k +240,170
85 SVB WEALTH LLC 1.79% of their portfolio BOSTON, MA 242,455242.5k $73.5m $73.5m 1.79% Reduced -231.2k -231,217
86 IEQ CAPITAL, LLC 1.18% of their portfolio Foster City, CA 234,161234.2k $71.0m $71.0m 1.18% Added +5.1k +5,140
87 SIMON QUICK ADVISORS, LLC 6.26% of their portfolio MORRISTOWN, NJ 233,537233.5k $70.8m $70.8m 6.26% Reduced -3.8k -3,792
88 MV CAPITAL MANAGEMENT, INC. 8.85% of their portfolio BETHESDA, MD 230,497230.5k $69.9m $69.9m 8.85% Added +1.5k +1,500
89 Cedar Mountain Advisors, LLC 18.86% of their portfolio LAKE OSWEGO, OR 229,860229.9k $69.7m $69.7m 18.86% Reduced -3.9k -3,888
90 BANK OF NOVA SCOTIA 0.13% of their portfolio TORONTO, A6 229,000229.0k $69.4m $69.4m 0.13% Unchanged
91 Allspring Global Investments Holdings, LLC 0.11% of their portfolio CHARLOTTE, NC 225,728225.7k $68.4m $68.4m 0.11% Added +185.4k +185,398
92 TruWealth Advisors, LLC 5.19% of their portfolio Metairie, LA 224,129224.1k $67.9m $67.9m 5.19% Added +54.6k +54,598
93 Steward Partners Investment Advisory, LLC 0.91% of their portfolio STAMFORD, CT 222,229222.2k $67.4m $67.4m 0.91% Reduced -5.1k -5,131
94 MONETA GROUP INVESTMENT ADVISORS LLC 1.29% of their portfolio ST LOUIS, MO 214,613214.6k $65.1m $65.1m 1.29% Added +4.4k +4,428
95 First Business Financial Services, Inc. 7.47% of their portfolio MADISON, WI 211,965212.0k $64.3m $64.3m 7.47% Added +280 +280
96 JONES FINANCIAL COMPANIES LLLP 0.09% of their portfolio DES PERES, MO 200,909200.9k $60.9m $60.9m 0.09% Added +7.7k +7,712
97 Confluence Wealth Services, Inc. 6.47% of their portfolio MCMURRAY, PA 194,756194.8k $59.0m $59.0m 6.47% Added +130.9k +130,936
98 Baker Avenue Asset Management, LP 2.51% of their portfolio SAN FRANCISCO, CA 188,629188.6k $57.2m $57.2m 2.51% Added +4.1k +4,141
99 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.45% of their portfolio LITTLE ROCK, AR 184,425184.4k $55.9m $55.9m 5.45% Reduced -21.2k -21,242
100 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 183,765183.8k $55.7m $55.7m 0.02% Reduced -9.1k -9,099