Vault-13

VANGUARD INDEX FDS VO

MID CAP ETF · ETP · CUSIP 922908629

1,835 institutional holders +179 vs Q3 2023
179,083,288179.1m shares reported held*
$40.3bnreported value*
120 new 761 added 582 reduced 64 sold out net bought ≈ $3.0bn (+18.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($42.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $225.20. Options: 3 managers hold calls ($27.8m notional), 4 hold puts ($6.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,506Q4 22: 1,621Q1 23: 1,621Q2 23: 1,657Q3 23: 1,656Q4 23: 1,8351,835Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221,506
Q4 20221,621
Q1 20231,621
Q2 20231,657
Q3 20231,656
Q4 20231,835

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 754 bought or addedQ4 22: 593 cut or sold outQ4 22Q1 23: 777 bought or addedQ1 23: 637 cut or sold outQ1 23Q2 23: 805 bought or addedQ2 23: 621 cut or sold outQ2 23Q3 23: 841 bought or addedQ3 23: 609 cut or sold outQ3 23Q4 23: 881 bought or addedQ4 23: 646 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022754593
Q1 2023777637
Q2 2023805621
Q3 2023841609
Q4 2023881646

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ1 23 calls: $19.3mQ1 23 puts: $11.0mQ1 23P/C 0.57Q2 23 calls: $31.0mQ2 23 puts: $10.8mQ2 23P/C 0.35Q3 23 calls: $15.3mQ3 23 puts: $2.7mQ3 23P/C 0.18Q4 23 calls: $27.8mQ4 23 puts: $6.8mQ4 23P/C 0.25
Numbers
QuarterCallsPutsP/C
Q1 2023$19.3m$11.0m0.57
Q2 2023$31.0m$10.8m0.35
Q3 2023$15.3m$2.7m0.18
Q4 2023$27.8m$6.8m0.25

Biggest buyers

MORGAN STANLEY Added +7,408,244+7.4m
Cerity Partners LLC Added +5,837,958+5.8m
JPMORGAN CHASE & CO Added +2,401,811+2.4m
Morningstar Investment Services LLC Added +595,576+595.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +305,822+305.8k
OPPENHEIMER ASSET MANAGEMENT INC. New +268,028+268.0k
JONES FINANCIAL COMPANIES LLLP Added +212,518+212.5k
NATIXIS ADVISORS, LLC Added +183,940+183.9k
BANK OF MONTREAL /CAN/ Added +148,542+148.5k
LPL Financial LLC Added +126,736+126.7k

Biggest sellers

Beacon Pointe Advisors, LLC Reduced -293,873-293.9k
Clearstead Advisors, LLC Reduced -234,757-234.8k
BANK OF AMERICA CORP /DE/ Reduced -152,873-152.9k
Financial Synergies Wealth Advisors, Inc. Reduced -150,163-150.2k
OSAIC HOLDINGS, INC. Reduced -140,435-140.4k
STIFEL FINANCIAL CORP Reduced -72,763-72.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -63,790-63.8k
AE Wealth Management LLC Reduced -63,745-63.7k
PNC Financial Services Group, Inc. Reduced -63,584-63.6k
Impact Partnership Wealth, LLC Reduced -43,599-43.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $20.8m89.6k shares
CITADEL ADVISORS LLC Added $7.0m30.0k shares
Cutler Group LLC / CA Reduced $5.0k500 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.3m22.9k shares
CITADEL ADVISORS LLC Reduced $930.6k4.0k shares
WELLS FARGO & COMPANY/MN New $581.6k2.5k shares
Cutler Group LLC / CA Reduced $3.0k2.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 1.55% of their portfolio SAN FRANCISCO, CA 23,516,19723.5m $5.5bn $5.5bn 1.55% Added +45.7k +45,732
2 BANK OF AMERICA CORP /DE/ 0.39% of their portfolio CHARLOTTE, NC 14,720,47314.7m $3.4bn $3.4bn 0.39% Reduced -152.9k -152,873
3 MORGAN STANLEY 0.14% of their portfolio NEW YORK, NY 14,071,77014.1m $3.3bn $3.3bn 0.14% Added +7.4m +7,408,244
4 JONES FINANCIAL COMPANIES LLLP 3.52% of their portfolio DES PERES, MO 10,063,64010.1m $2.3bn $2.3bn 3.52% Added +212.5k +212,518
5 Creative Planning 3.60% of their portfolio OVERLAND PARK, KS 8,338,9448.3m $1.9bn $1.9bn 3.60% Added +60.5k +60,455
6 Cerity Partners LLC 0.38% of their portfolio NEW YORK, NY 6,250,5916.3m $112.1m $112.1m 0.38% Added +5.8m +5,837,958
7 UBS Group AG 0.55% of their portfolio ZURICH, V8 5,862,2255.9m $1.4bn $1.4bn 0.55% Reduced -31.4k -31,390
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.35% of their portfolio MILWAUKEE, WI 5,134,6725.1m $1.2bn $1.2bn 1.35% Added +305.8k +305,822
9 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 4,866,8084.9m $1.1bn $1.1bn 0.06% Added +2.4m +2,401,811
10 RAYMOND JAMES & ASSOCIATES 0.66% of their portfolio ST PETERSBURG, FL 3,809,1523.8m $886.2m $886.2m 0.66% Added +111.4k +111,441
11 AMERIPRISE FINANCIAL INC 0.25% of their portfolio MINNEAPOLIS, MN 3,587,9593.6m $835.0m $835.0m 0.25% Added +73.7k +73,725
12 LPL Financial LLC 0.41% of their portfolio FORT MILL, SC 2,934,4252.9m $682.7m $682.7m 0.41% Added +126.7k +126,736
13 PNC Financial Services Group, Inc. 0.46% of their portfolio Pittsburgh, PA 2,503,8772.5m $582.5m $582.5m 0.46% Reduced -63.6k -63,584
14 ENVESTNET ASSET MANAGEMENT INC 0.24% of their portfolio Berwyn, PA 2,477,0282.5m $576.3m $576.3m 0.24% Added +69.5k +69,546
15 Raymond James Financial Services Advisors, Inc. 0.81% of their portfolio ST. PETERSBURG, FL 2,135,2312.1m $496.7m $496.7m 0.81% Added +22.0k +21,952
16 TIAA TRUST, NATIONAL ASSOCIATION 1.65% of their portfolio CHARLOTTE, NC 2,128,4632.1m $495.2m $495.2m 1.65% Reduced -28.1k -28,117
17 Bank of New York Mellon Corp 0.10% of their portfolio NEW YORK, NY 2,057,4712.1m $478.7m $478.7m 0.10% Reduced -22.8k -22,774
18 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 1,466,6091.5m $341.2m $341.2m 0.08% Added +50.6k +50,605
19 Morningstar Investment Services LLC 1.79% of their portfolio CHICAGO, IL 1,356,2911.4m $317.3m $317.3m 1.79% Added +595.6k +595,576
20 NATIXIS ADVISORS, LLC 0.77% of their portfolio Boston, MA 1,249,7661.2m $290.7m $290.7m 0.77% Added +183.9k +183,940
21 JMG Financial Group, Ltd. 11.59% of their portfolio DOWNERS GROVE, IL 1,188,3451.2m $276.5m $276.5m 11.59% Added +4.6k +4,626
22 CIBC Private Wealth Group LLC 0.58% of their portfolio ATLANTA, GA 1,173,3031.2m $273.0m $273.0m 0.58% Added +65.6k +65,612
23 COMMONWEALTH EQUITY SERVICES, LLC 0.50% of their portfolio WALTHAM, MA 1,167,5191.2m $271.6m $271.6m 0.50% Reduced -3.9k -3,876
24 Border to Coast Pensions Partnership Ltd 6.59% of their portfolio LEEDS, X0 1,159,8871.2m $269.8m $269.8m 6.59% Added +22.8k +22,800
25 Allworth Financial LP 2.02% of their portfolio FOLSOM, CA 1,135,5731.1m $264.2m $264.2m 2.02% Added +17.0k +16,953
26 Mariner, LLC 0.59% of their portfolio Overland Park, KS 1,063,5341.1m $247.4m $247.4m 0.59% Added +96.2k +96,150
27 FINANCIAL COUNSELORS INC 3.19% of their portfolio Overland Park, KS 768,394768.4k $178.8m $178.8m 3.19% Added +31.6k +31,583
28 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 746,351746.4k $173.6m $173.6m 0.04% Reduced -3.3k -3,279
29 HighTower Advisors, LLC 0.29% of their portfolio CHICAGO, IL 746,210746.2k $173.5m $173.5m 0.29% Added +95.8k +95,751
30 OSAIC HOLDINGS, INC. 0.29% of their portfolio SCOTTSDALE, AZ 709,374709.4k $165.1m $165.1m 0.29% Reduced -140.4k -140,435
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 673,874673.9k $156.8m $156.8m 0.04% Reduced -63.8k -63,790
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.08% of their portfolio Toronto, A6 609,855609.9k $141.9m $141.9m 0.08% Added +24.2k +24,169
33 Beacon Pointe Advisors, LLC 1.63% of their portfolio NEWPORT BEACH, CA 584,649584.6k $136.0m $136.0m 1.63% Reduced -293.9k -293,873
34 Pathstone Holdings, LLC 0.72% of their portfolio ENGLEWOOD, NJ 573,324573.3k $132.9m $132.9m 0.72% First filing
35 Wealthspire Advisors, LLC 1.84% of their portfolio NEW YORK, NY 557,877557.9k $129.8m $129.8m 1.84% Added +1.6k +1,635
36 STIFEL FINANCIAL CORP 0.16% of their portfolio ST. LOUIS, MO 536,180536.2k $124.7m $124.7m 0.16% Reduced -72.8k -72,763
37 TRUIST FINANCIAL CORP 0.20% of their portfolio CHARLOTTE, NC 530,889530.9k $123.5m $123.5m 0.20% Reduced -13.1k -13,116
38 Cresset Asset Management, LLC 0.71% of their portfolio Chicago, IL 505,407505.4k $117.6m $117.6m 0.71% Added +110.5k +110,505
39 1832 Asset Management L.P. 0.22% of their portfolio TORONTO, A6 498,939498.9k $116.1m $116.1m 0.22% Reduced -32.9k -32,922
40 Baird Financial Group, Inc. 0.26% of their portfolio MILWAUKEE, WI 498,025498.0k $115.9m $115.9m 0.26% Added +109.3k +109,315
41 FIFTH THIRD BANCORP 0.48% of their portfolio CINCINNATI, OH 488,802488.8k $113.7m $113.7m 0.48% Reduced -39.4k -39,398
42 MONETA GROUP INVESTMENT ADVISORS LLC 2.19% of their portfolio ST LOUIS, MO 477,350477.4k $111.1m $111.1m 2.19% Added +28.9k +28,905
43 CAPTRUST FINANCIAL ADVISORS 0.37% of their portfolio RALEIGH, NC 465,978466.0k $108.4m $108.4m 0.37% Reduced -43.4k -43,388
44 MassMutual Private Wealth & Trust, FSB 3.63% of their portfolio Windsor, CT 465,439465.4k $108.3m $108.3m 3.63% Added +5.9k +5,946
45 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 459,649459.6k $107.5m $107.5m 0.03% Added +148.5k +148,542
46 First Command Advisory Services, Inc. 1.22% of their portfolio FORT WORTH, TX 449,847449.8k $104.7m $104.7m 1.22% Added +13.8k +13,773
47 Nicholas Hoffman & Company, LLC. 6.26% of their portfolio ATLANTA, GA 447,058447.1k $104.0m $104.0m 6.26% Added +103.4k +103,412
48 CBIZ Investment Advisory Services, LLC 7.72% of their portfolio INDEPENDENCE, OH 436,007436.0k $101.4m $101.4m 7.72% Added +13.8k +13,756
49 Cullen/Frost Bankers, Inc. 1.53% of their portfolio San Antonio, TX 416,954417.0k $97.0m $97.0m 1.53% Reduced -510 -510
50 Janney Montgomery Scott LLC 0.29% of their portfolio PHILADELPHIA, PA 389,362389.4k $90.6m $90.6m 0.29% Added +1.5k +1,544
51 Larson Financial Group LLC 7.74% of their portfolio ST LOUIS, MO 380,897380.9k $88.6m $88.6m 7.74% Added +7.1k +7,088
52 MERCER GLOBAL ADVISORS INC /ADV 0.26% of their portfolio DENVER, CO 376,446376.4k $87.6m $87.6m 0.26% Added +58.9k +58,940
53 Millburn Ridgefield LLC /DE/ 2.62% of their portfolio New York, NY 367,442367.4k $85.5m $85.5m 2.62% Reduced -29.1k -29,089
54 Catalyst Capital Advisors LLC 2.30% of their portfolio San Juan, PR 367,442367.4k $85.5m $85.5m 2.30% Reduced -29.1k -29,089
55 Rockefeller Capital Management L.P. 0.28% of their portfolio NEW YORK, NY 365,503365.5k $85.0m $85.0m 0.28% Added +78.0k +78,030
56 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2.55% of their portfolio NORFOLK, VA 359,338359.3k $83.6m $83.6m 2.55% Added +21.6k +21,610
57 Simplicity Solutions, LLC 2.16% of their portfolio MINNEAPOLIS, MN 340,242340.2k $79.2m $79.2m 2.16% Added +9.6k +9,647
58 Bleakley Financial Group, LLC 2.50% of their portfolio PARSIPPANY, NJ 337,696337.7k $78.6m $78.6m 2.50% Added +9.7k +9,732
59 MML INVESTORS SERVICES, LLC 0.36% of their portfolio SPRINGFIELD, MA 337,332337.3k $78.5m $78.5m 0.36% Reduced -21.7k -21,699
60 INVICTUS PRIVATE WEALTH, LLC 7.66% of their portfolio Denver, CO 336,509336.5k $78.3m $78.3m 7.66% Added +10.4k +10,403
61 FMR LLC 0.01% of their portfolio BOSTON, MA 328,825328.8k $76.5m $76.5m 0.01% Added +19.9k +19,860
62 Joel Isaacson & Co., LLC 4.64% of their portfolio NEW YORK, NY 324,663324.7k $75.5m $75.5m 4.64% Added +5.4k +5,384
63 Cetera Advisor Networks LLC 0.41% of their portfolio EL SEGUNDO, CA 316,123316.1k $73.5m $73.5m 0.41% Added +10.6k +10,616
64 ASSETMARK, INC 0.26% of their portfolio CONCORD, CA 309,681309.7k $72.0m $72.0m 0.26% Added +3.5k +3,507
65 Cambridge Investment Research Advisors, Inc. 0.30% of their portfolio FAIRFIELD, IA 299,814299.8k $69.7m $69.7m 0.30% Added +7.0k +6,950
66 American Trust 5.11% of their portfolio LEXINGTON, KY 297,472297.5k $69.2m $69.2m 5.11% Added +10.8k +10,824
67 Chicago Partners Investment Group LLC 3.07% of their portfolio CHICAGO, IL 290,002290.0k $66.4m $66.4m 3.07% Added +26.2k +26,195
68 Smithfield Trust Co 3.71% of their portfolio PITTSBURGH, PA 284,441284.4k $66.1m $66.1m 3.71% Added +1.1k +1,062
69 TRUSTMARK BANK TRUST DEPARTMENT 5.96% of their portfolio JACKSON, MS 281,437281.4k $65.5m $65.5m 5.96% Reduced -8.2k -8,206
70 CENTRAL TRUST Co 1.71% of their portfolio JEFFERSON CITY, MO 276,112276.1k $64.2m $64.2m 1.71% Added +673 +673
71 Thrivent Financial for Lutherans 0.14% of their portfolio Minneapolis, MN 274,651274.7k $63.9m $63.9m 0.14% Reduced -22.2k -22,157
72 Corient Private Wealth LP 0.12% of their portfolio MIAMI, FL 270,884270.9k $63.0m $63.0m 0.12% Added +18.9k +18,864
73 OPPENHEIMER ASSET MANAGEMENT INC. 0.87% of their portfolio NEW YORK, NY 268,028268.0k $62.4m $62.4m 0.87% New
74 Clearstead Advisors, LLC 3.31% of their portfolio CLEVELAND, OH 267,808267.8k $62.3m $62.3m 3.31% Reduced -234.8k -234,757
75 COLDSTREAM CAPITAL MANAGEMENT INC 1.67% of their portfolio BELLEVUE, WA 256,473256.5k $59.7m $59.7m 1.67% Reduced -2.0k -2,045
76 Nadler Financial Group, Inc. 8.02% of their portfolio DEERFIELD, IL 255,862255.9k $59.5m $59.5m 8.02% Added +6.3k +6,273
77 Cetera Advisors LLC 0.79% of their portfolio DENVER, CO 246,246246.2k $57.3m $57.3m 0.79% Added +7.4k +7,358
78 PITTENGER & ANDERSON INC 2.51% of their portfolio LINCOLN, NE 241,118241.1k $56.1m $56.1m 2.51% Added +5.3k +5,306
79 AXXCESS WEALTH MANAGEMENT, LLC 1.66% of their portfolio CARLSBAD, CA 239,758239.8k $55.8m $55.8m 1.66% Added +6.4k +6,379
80 Equitable Holdings, Inc. 0.68% of their portfolio NEW YORK, NY 237,553237.6k $55.3m $55.3m 0.68% Added +3.7k +3,713
81 NewEdge Advisors, LLC 0.52% of their portfolio NEW ORLEANS, LA 235,796235.8k $54.5m $54.5m 0.52% Added +9.3k +9,255
82 National Philanthropic Trust 1.41% of their portfolio Jenkintown, PA 229,396229.4k $53.4m $53.4m 1.41% First filing
83 Private Advisor Group, LLC 0.41% of their portfolio MORRISTOWN, NJ 228,667228.7k $53.2m $53.2m 0.41% Reduced -13.1k -13,097
84 Capital Asset Advisory Services LLC 3.27% of their portfolio Williamston, MI 227,307227.3k $52.9m $52.9m 3.27% Added +5.4k +5,384
85 Northwest Quadrant Wealth Management, LLC 13.44% of their portfolio BEND, OR 223,352223.4k $52.0m $52.0m 13.44% Reduced -51 -51
86 Kestra Advisory Services, LLC 0.39% of their portfolio AUSTIN, TX 208,514208.5k $48.5m $48.5m 0.39% Added +66.4k +66,407
87 PEAPACK GLADSTONE FINANCIAL CORP 0.82% of their portfolio BEDMINSTER, NJ 208,383208.4k $48.5m $48.5m 0.82% Reduced -1.0k -1,030
88 Connecticut Wealth Management, LLC 2.75% of their portfolio FARMINGTON, CT 205,545205.5k $47.8m $47.8m 2.75% Added +14.6k +14,565
89 COMERICA BANK 0.21% of their portfolio DALLAS, TX 200,524200.5k $46.6m $46.6m 0.21% Added +11.6k +11,558
90 US BANCORP \DE\ 0.07% of their portfolio MINNEAPOLIS, MN 195,986196.0k $45.6m $45.6m 0.07% Added +5.6k +5,634
91 McIlrath & Eck, LLC 7.80% of their portfolio ARLINGTON, WA 190,674190.7k $44.4m $44.4m 7.80% Added +4.3k +4,281
92 COUNTRY TRUST BANK 1.23% of their portfolio Bloomington, IL 189,625189.6k $44.1m $44.1m 1.23% Added +3.2k +3,178
93 SilverOak Wealth Management LLC 11.81% of their portfolio Edina, MN 187,839187.8k $43.7m $43.7m 11.81% First filing
94 GenTrust, LLC 2.85% of their portfolio MIAMI, FL 185,311185.3k $43.1m $43.1m 2.85% Added +46.0k +46,007
95 Venture Visionary Partners LLC 2.27% of their portfolio Sylvania, OH 184,432184.4k $42.9m $42.9m 2.27% Added +9.4k +9,423
96 BOK Financial Private Wealth, Inc. 3.38% of their portfolio DENVER, CO 179,006179.0k $41.6m $41.6m 3.38% Reduced -9.2k -9,230
97 New York Life Investment Management LLC 0.42% of their portfolio New York, NY 175,705175.7k $40.9m $40.9m 0.42% Added +54.3k +54,313
98 OAK HILL WEALTH ADVISORS, LLC 13.78% of their portfolio LANSDOWNE, VA 172,031172.0k $40.0m $40.0m 13.78% Added +3.4k +3,351
99 ARKANSAS FINANCIAL GROUP, INC. 7.28% of their portfolio LITTLE ROCK, AR 169,220169.2k $39.4m $39.4m 7.28% Added +572 +572
100 BESSEMER GROUP INC 0.08% of their portfolio WOODBRIDGE, NJ 169,184169.2k $39.4m $39.4m 0.08% Reduced -3.2k -3,193