Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

557 institutional holders +48 vs Q3 2023
81,642,91181.6m shares reported held*
$4.8bnreported value*
47 new 189 added 206 reduced 26 sold out net bought ≈ $313.4m (+5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.61. Options: 10 managers hold calls ($109.4m notional), 1 hold puts ($163.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 482Q1 23: 484Q2 23: 505Q3 23: 509Q4 23: 557557Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022448
Q4 2022482
Q1 2023484
Q2 2023505
Q3 2023509
Q4 2023557

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 206 bought or addedQ4 22: 207 cut or sold outQ4 22Q1 23: 223 bought or addedQ1 23: 214 cut or sold outQ1 23Q2 23: 236 bought or addedQ2 23: 214 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 233 cut or sold outQ3 23Q4 23: 236 bought or addedQ4 23: 232 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022206207
Q1 2023223214
Q2 2023236214
Q3 2023217233
Q4 2023236232

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ1 23 calls: $19.4mQ1 23 puts: $358.1kQ1 23P/C 0.02Q2 23 calls: $31.9mQ2 23 puts: $76.2kQ2 23P/C 0.00Q3 23 calls: $24.0mQ3 23 puts: $65.0kQ3 23P/C 0.00Q4 23 calls: $109.4mQ4 23 puts: $163.7kQ4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$19.4m$358.1k0.02
Q2 2023$31.9m$76.2k0.00
Q3 2023$24.0m$65.0k0.00
Q4 2023$109.4m$163.7k0.00

Biggest buyers

MORGAN STANLEY Added +1,272,647+1.3m
LPL Financial LLC Added +1,245,629+1.2m
Syntegra Private Wealth Group, LLC Added +1,228,722+1.2m
CWM, LLC Added +791,994+792.0k
SPC Financial, Inc. New +626,170+626.2k
GOLDMAN SACHS GROUP INC Added +578,345+578.3k
Raymond James Financial Services Advisors, Inc. Added +543,999+544.0k
Balefire, LLC New +495,611+495.6k
Blueprint Investment Partners LLC Added +416,320+416.3k
Private Advisor Group, LLC Added +254,083+254.1k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -668,961-669.0k
OSAIC HOLDINGS, INC. Reduced -452,368-452.4k
Brookstone Capital Management Reduced -347,679-347.7k
AdvisorNet Financial, Inc Reduced -300,642-300.6k
AE Wealth Management LLC Reduced -289,732-289.7k
AMERIPRISE FINANCIAL INC Reduced -243,645-243.6k
Mariner, LLC Reduced -162,673-162.7k
Centennial Wealth Advisory LLC Sold out -142,055-142.1k
StrategIQ Financial Group, LLC Reduced -141,656-141.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -121,341-121.3k

Biggest calls

JPMORGAN CHASE & CO Added $50.1m837.8k shares
JANE STREET GROUP, LLC Added $18.6m311.0k shares
Maven Securities LTD Added $14.4m240.0k shares
IMC-Chicago, LLC Added $13.6m227.0k shares
GARDA CAPITAL PARTNERS LP New $7.8m130.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.7m79.6k shares
Belvedere Trading LLC New $134.4k2.3k shares
Cutler Group LLC / CA Added $68.0k17.2k shares
CITADEL ADVISORS LLC Reduced $46.8k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $163.7k2.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 8,771,8928.8m $512.7m $512.7m 0.31% Added +1.2m +1,245,629
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.76% of their portfolio PLYMOUTH, MN 4,503,0634.5m $263.2m $263.2m 0.76% Reduced -669.0k -668,961
3 Private Advisor Group, LLC 1.36% of their portfolio MORRISTOWN, NJ 3,000,5103.0m $175.4m $175.4m 1.36% Added +254.1k +254,083
4 CWM, LLC 0.92% of their portfolio OMAHA, NE 2,936,6292.9m $171.6m $171.6m 0.92% Added +792.0k +791,994
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,345,7362.3m $137.1m $137.1m 0.01% Added +1.3m +1,272,647
6 Valmark Advisers, Inc. 2.51% of their portfolio AKRON, OH 2,289,5582.3m $133.8m $133.8m 2.51% Added +27.7k +27,723
7 Wealthcare Advisory Partners LLC 4.84% of their portfolio WEST CHESTER, PA 2,084,0992.1m $121.8m $121.8m 4.84% Reduced -20.6k -20,557
8 Rockbridge Investment Management, LCC 13.10% of their portfolio Syracuse, NY 1,465,5221.5m $85.7m $85.7m 13.10% Added +37.3k +37,263
9 Shepherd Financial Partners LLC 12.08% of their portfolio WINCHESTER, MA 1,453,7541.5m $85.0m $85.0m 12.08% Reduced -23.4k -23,350
10 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 1,325,3391.3m $77.5m $77.5m 0.14% Reduced -452.4k -452,368
11 Syntegra Private Wealth Group, LLC 10.76% of their portfolio Chesterfield, MO 1,304,4191.3m $76.2m $76.2m 10.76% Added +1.2m +1,228,722
12 Professional Financial Advisors, LLC 24.56% of their portfolio NORTH PLATTE, NE 1,269,3561.3m $74.2m $74.2m 24.56% Added +21.4k +21,445
13 RFG Advisory, LLC 2.77% of their portfolio BIRMINGHAM, AL 1,217,8681.2m $71.2m $71.2m 2.77% Added +29.7k +29,701
14 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,076,0341.1m $62.9m $62.9m 0.02% Reduced -29.7k -29,690
15 Stratos Wealth Partners, LTD. 1.13% of their portfolio BEACHWOOD, OH 1,037,1601.0m $60.6m $60.6m 1.13% Added +122.3k +122,312
16 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,015,9231.0m $59.4m $59.4m 0.02% Reduced -121.3k -121,341
17 Wealthquest Corp 6.09% of their portfolio CINCINNATI, OH 939,697939.7k $54.9m $54.9m 6.09% Added +48.4k +48,446
18 Financial Strategies Group, Inc. 15.09% of their portfolio OKEMOS, MI 887,061887.1k $52.8m $52.8m 15.09% Reduced -19.0k -18,983
19 ARS Wealth Advisors Group, LLC 7.65% of their portfolio St. Petersburg, FL 883,823883.8k $51.7m $51.7m 7.65% Added +65.7k +65,676
20 Blueprint Investment Partners LLC 14.08% of their portfolio GREENSBORO, NC 874,421874.4k $51.1m $51.1m 14.08% Added +416.3k +416,320
21 Allworth Financial LP 0.39% of their portfolio FOLSOM, CA 862,141862.1k $50.4m $50.4m 0.39% Reduced -22.2k -22,225
22 Financial Gravity Asset Management, Inc. 0.73% of their portfolio Lakeway, TX 797,122797.1k $65.6m $65.6m 0.73% Added +34.0k +34,000
23 Keener Financial Planning LLC 33.97% of their portfolio KELLER, TX 751,631751.6k $43.9m $43.9m 33.97% First filing
24 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 12.26% of their portfolio BERMUDA RUN, NC 719,451719.5k $42.1m $42.1m 12.26% Reduced -40.8k -40,755
25 Royal Harbor Partners, LLC 18.68% of their portfolio HOUSTON, TX 688,010688.0k $40.2m $40.2m 18.68% Added +18.7k +18,710
26 Weitzel Financial Services, Inc. 21.37% of their portfolio DUBUQUE, IA 684,854684.9k $39.8m $39.8m 21.37% Reduced -16.4k -16,383
27 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 666,732666.7k $39.0m $39.0m 0.01% Reduced -243.6k -243,645
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 635,853635.9k $37.2m $37.2m 0.00% Added +3.7k +3,736
29 Rinkey Investments 14.57% of their portfolio San Diego, CA 633,103633.1k $37.0m $37.0m 14.57% Reduced -2.0k -2,003
30 SPC Financial, Inc. 3.73% of their portfolio ROCKVILLE, MD 626,170626.2k $36.6m $36.6m 3.73% New
31 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 622,496622.5k $36.4m $36.4m 0.06% Added +544.0k +543,999
32 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 599,865599.9k $35.1m $35.1m 0.12% Added +13.0k +12,975
33 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 591,309591.3k $34.6m $34.6m 0.01% Added +578.3k +578,345
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 588,198588.2k $34.4m $34.4m 0.01% Reduced -103.8k -103,806
35 Rosenberg Matthew Hamilton 10.21% of their portfolio GRAND JUNCTION, CO 567,734567.7k $33.2m $33.2m 10.21% Added +14.5k +14,527
36 PARK AVENUE SECURITIES LLC 0.45% of their portfolio NEW YORK, NY 557,151557.2k $32.6m $32.6m 0.45% Reduced -20.1k -20,119
37 Portfolio Strategies, Inc. 5.35% of their portfolio MONTVALE, NJ 551,257551.3k $32.2m $32.2m 5.35% Reduced -997 -997
38 Asset Management Resources, LLC 18.17% of their portfolio HYANNIS, MA 546,131546.1k $31.9m $31.9m 18.17% Added +1.8k +1,777
39 Treasure Coast Financial Planning 21.55% of their portfolio VERO BEACH, FL 528,689528.7k $30.9m $30.9m 21.55% Added +130.3k +130,349
40 Modern Wealth Management, LLC 3.90% of their portfolio KANSAS CITY, MO 528,102528.1k $30.9m $30.9m 3.90% First filing
41 Winch Advisory Services, LLC 10.20% of their portfolio Appleton, WI 526,350526.4k $30.8m $30.8m 10.20% Added +21.9k +21,915
42 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 518,284518.3k $30.3m $30.3m 0.13% Reduced -112.5k -112,515
43 Balefire, LLC 10.69% of their portfolio DALLAS, TX 495,611495.6k $29.0m $29.0m 10.69% New
44 SigFig Wealth Management, LLC 1.02% of their portfolio SAN FRANCISCO, CA 480,995481.0k $26.9m $26.9m 1.02% Reduced -37.4k -37,355
45 Winthrop Advisory Group LLC 4.24% of their portfolio BOSTON, MA 464,337464.3k $27.1m $27.1m 4.24% Reduced -4.0k -3,965
46 GM Advisory Group, LLC 2.01% of their portfolio MELVILLE, NY 455,203455.2k $26.6m $26.6m 2.01% Reduced -1.1k -1,100
47 Symphony Financial, Ltd. Co. 5.69% of their portfolio HOUSTON, TX 454,335454.3k $26.5m $26.5m 5.69% Added +64.1k +64,111
48 Jaffetilchin Investment Partners, LLC 2.47% of their portfolio TAMPA, FL 433,787433.8k $25.4m $25.4m 2.47% Added +162.8k +162,786
49 N.E.W. Advisory Services LLC 2.86% of their portfolio DE PERE, WI 404,953405.0k $23.7m $23.7m 2.86% Added +4.6k +4,615
50 StrategIQ Financial Group, LLC 2.59% of their portfolio MERRILLVILLE, IN 392,291392.3k $22.9m $22.9m 2.59% Reduced -141.7k -141,656
51 Baltimore-Washington Financial Advisors, Inc. 1.56% of their portfolio Columbia, MD 385,393385.4k $22.5m $22.5m 1.56% Added +40.6k +40,627
52 Astor Investment Management LLC 8.38% of their portfolio CHICAGO, IL 374,148374.1k $21.9m $21.9m 8.38% Reduced -40.3k -40,317
53 Aquire Wealth Advisors, LLC 7.67% of their portfolio Salt Lake City, UT 345,313345.3k $20.2m $20.2m 7.67% Reduced -16.5k -16,490
54 Boston Standard Wealth Management, LLC 4.73% of their portfolio WINCHESTER, MA 341,618341.6k $17.9m $17.9m 4.73% Unchanged
55 RVW Wealth, LLC 2.17% of their portfolio LOS ANGELES, CA 338,526338.5k $19.8m $19.8m 2.17% Reduced -7.5k -7,464
56 Callan Capital, LLC 1.84% of their portfolio LA JOLLA, CA 333,048333.0k $19.5m $19.5m 1.84% Reduced -40.4k -40,377
57 MONEY CONCEPTS CAPITAL CORP 1.79% of their portfolio PALM BEACH GARDENS, FL 330,664330.7k $19.3m $19.3m 1.79% Reduced -20.0k -20,044
58 Fox Financial, Inc 18.50% of their portfolio WYOMISSING, PA 330,566330.6k $19.3m $19.3m 18.50% First filing
59 Legacy Private Trust Co. 1.51% of their portfolio NEENAH, WI 324,591324.6k $19.0m $19.0m 1.51% Added +11.6k +11,617
60 DORVAL Corp 8.67% of their portfolio MAPLE GROVE, MN 310,069310.1k $18.1m $18.1m 8.67% First filing
61 Balentine LLC 0.57% of their portfolio ATLANTA, GA 303,751303.8k $17.8m $17.8m 0.57% Reduced -75.9k -75,852
62 Capasso Planning Partners LLC 8.16% of their portfolio CHARLESTON, SC 299,041299.0k $17.5m $17.5m 8.16% Added +54.7k +54,684
63 Annex Advisory Services, LLC 0.73% of their portfolio BROOKFIELD, WI 298,538298.5k $17.4m $17.4m 0.73% Reduced -8.3k -8,259
64 Snowden Capital Advisors LLC 0.65% of their portfolio New York, NY 291,942291.9k $17.1m $17.1m 0.65% Reduced -3.5k -3,458
65 Geneos Wealth Management Inc. 0.84% of their portfolio ENGLEWOOD, CO 289,939289.9k $16.9m $16.9m 0.84% Added +17.4k +17,384
66 Parallel Advisors, LLC 0.49% of their portfolio SAN FRANCISCO, CA 284,638284.6k $16.6m $16.6m 0.49% Reduced -69.3k -69,255
67 Compass Financial Group, INC/SD 4.37% of their portfolio Sioux Falls, SD 283,375283.4k $16.6m $16.6m 4.37% Reduced -24.3k -24,287
68 Equitable Holdings, Inc. 0.20% of their portfolio NEW YORK, NY 279,625279.6k $16.3m $16.3m 0.20% Added +83.3k +83,332
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 275,594275.6k $16.1m $16.1m 0.00% Added +134.2k +134,238
70 GREAT LAKES ADVISORS, LLC 0.15% of their portfolio CHICAGO, IL 269,658269.7k $15.8m $15.8m 0.15% Reduced -9.4k -9,421
71 Pure Financial Advisors, LLC 0.53% of their portfolio SAN DIEGO, CA 261,514261.5k $15.3m $15.3m 0.53% Reduced -14.1k -14,054
72 RETIREMENT CAPITAL STRATEGIES 6.46% of their portfolio SAN JOSE, CA 254,922254.9k $14.9m $14.9m 6.46% Added +169 +169
73 Advisors Capital Management, LLC 0.30% of their portfolio RIDGEWOOD, NJ 254,292254.3k $14.9m $14.9m 0.30% Added +41.6k +41,581
74 BIP Wealth, LLC 1.14% of their portfolio ATLANTA, GA 248,329248.3k $14.5m $14.5m 1.14% Added +14.3k +14,301
75 Jacobi Capital Management LLC 1.48% of their portfolio PITTSTON, PA 246,443246.4k $14.4m $14.4m 1.48% Added +3.1k +3,149
76 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 235,476235.5k $14.1m $14.1m 0.07% Reduced -289.7k -289,732
77 AIFG Consultants Ltd. 9.42% of their portfolio HALFMOON, NY 211,778211.8k $12.4m $12.4m 9.42% Added +26.8k +26,808
78 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.10% of their portfolio IRVING, TX 207,395207.4k $12.1m $12.1m 0.10% Reduced -66.1k -66,120
79 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 197,346197.3k $11.5m $11.5m 0.02% Reduced -5.0k -4,952
80 IAG Wealth Partners, LLC 2.61% of their portfolio WAUKESHA, WI 195,813195.8k $11.4m $11.4m 2.61% Reduced -3.9k -3,919
81 Mariner, LLC 0.03% of their portfolio Overland Park, KS 195,576195.6k $11.4m $11.4m 0.03% Reduced -162.7k -162,673
82 Facet Wealth, Inc. 0.45% of their portfolio WEST PALM BEACH, FL 193,826193.8k $11.7m $11.7m 0.45% Added +3.6k +3,633
83 Dogwood Wealth Management LLC 8.70% of their portfolio LENEXA, KS 190,540190.5k $11.1m $11.1m 8.70% First filing
84 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 187,389187.4k $11.0m $11.0m 0.05% Reduced -21.1k -21,053
85 SENTINEL PENSION ADVISORS, LLC 2.54% of their portfolio WAKEFIELD, MA 183,028183.0k $10.7m $10.7m 2.54% Reduced -5.8k -5,809
86 Solano Wealth Management, Inc. 6.45% of their portfolio Fairfield, CA 182,569182.6k $10.7m $10.7m 6.45% Added +12.4k +12,391
87 Treynor Bancshares, Inc. 6.16% of their portfolio TREYNOR, IA 180,914180.9k $10.6m $10.6m 6.16% Added +12.9k +12,883
88 Integrated Wealth Concepts LLC 0.17% of their portfolio WALTHAM, MA 179,466179.5k $10.5m $10.5m 0.17% Reduced -53.9k -53,910
89 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 5.55% of their portfolio Phoenix, AZ 177,254177.3k $10.4m $10.4m 5.55% Added +9.7k +9,701
90 Bridgewealth Advisory Group, LLC 7.86% of their portfolio Fresno, CA 175,578175.6k $10.3m $10.3m 7.86% Reduced -5.3k -5,295
91 Wall Capital Group, Inc. 11.51% of their portfolio PHOENIX, AZ 173,751173.8k $10.2m $10.2m 11.51% Added +8.8k +8,821
92 BEACON FINANCIAL GROUP 1.22% of their portfolio DALLAS, TX 171,369171.4k $10.0m $10.0m 1.22% Added +50.1k +50,096
93 Foundations Investment Advisors, LLC 0.28% of their portfolio PHOENIX, AZ 170,953171.0k $10.2m $10.2m 0.28% Added +12.6k +12,587
94 Evensky & Katz LLC 0.74% of their portfolio CORAL GABLES, FL 168,298168.3k $9.8m $9.8m 0.74% Reduced -1.9k -1,908
95 Ervin Investment Management, LLC 7.40% of their portfolio SEATTLE, WA 165,704165.7k $9.7m $9.7m 7.40% Added +3.8k +3,821
96 Larson Financial Group LLC 0.84% of their portfolio ST LOUIS, MO 164,308164.3k $9.6m $9.6m 0.84% Reduced -4.1k -4,134
97 Financial Enhancement Group LLC 1.67% of their portfolio ANDERSON, IN 163,723163.7k $9.5m $9.5m 1.67% Reduced -33.2k -33,227
98 Investors Research Corp 2.25% of their portfolio ATLANTA, GA 159,761159.8k $9.3m $9.3m 2.25% Reduced -4.1k -4,065
99 Equita Financial Network, Inc. 4.84% of their portfolio FORT WASHINGTON, PA 155,392155.4k $9.1m $9.1m 4.84% Reduced -4.2k -4,171
100 Slagle Financial, LLC 2.54% of their portfolio Edwardsville, IL 151,802151.8k $4.4m $4.4m 2.54% Added +74.3k +74,331