MONEY CONCEPTS CAPITAL CORP

PALM BEACH GARDENS, FL · CIK 716851 · 13F filing filed 2024-02-12

SEC-registered investment adviser since 1991 · corporation

Assets managed$4.1bn
Staff478 · 375 in investment roles
Main clients (by assets)Individuals 74%, High net worth individuals 24%
Websitemoneyconcepts.com
Form ADV · 2026-03-24SEC adviser record

Legal entityMONEY CONCEPTS CAPITAL CORP. (US)

$1.1bn reported value +13.0% vs Q3 2023

380positions

21.0%in top 10

53 new 155 added 163 reduced 21 sold out vs Q3 2023

Options: 0 call positions (— notional), 3 put positions ($284.7k notional) – listed below, not included above.

Holdings, Q4 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	FIRST TR NASDAQ 100 TECH IND SHS QTEC	QTEC	165,514	$29.0m2.70%	2.70%	New
2	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	64,918	$28.4m2.63%	2.63%	Reduced -2.0k	-1,977 -3.0%
3	MICROSOFT CORP COM MSFT	MSFT	73,525	$27.7m2.57%	2.57%	Reduced -1.0k	-1,032 -1.4%
4	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	61,318	$25.1m2.33%	2.33%	Reduced -3.9k	-3,856 -5.9%
5	LOCKHEED MARTIN CORP COM LMT	LMT	54,651	$24.8m2.30%	2.30%	Added +47.7k	+47,724 689.0%
6	APPLE INC COM AAPL	AAPL	125,261	$24.1m2.24%	2.24%	Reduced -1.6k	-1,610 -1.3%
7	SPDR SERIES TRUST PORTFOLI S&P1500 SPTM	SPTM	330,664	$19.3m1.79%	1.79%	Reduced -20.0k	-20,044 -5.7%
8	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	114,664	$18.1m1.68%	1.68%	Reduced -947	-947 -0.8%
9	ARISTA NETWORKS INC COM COM		63,146	$14.9m1.38%	1.38%	Reduced -3.9k	-3,864 -5.8%
10	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	129,048	$14.4m1.34%	1.34%	Reduced -927	-927 -0.7%
11	GITLAB INC CLASS A COM GTLB	GTLB	224,422	$14.1m1.31%	1.31%	Added +10.0k	+9,982 4.7%
12	UNITY SOFTWARE INC COM U	U	334,300	$13.7m1.27%	1.27%	Added +57.5k	+57,478 20.8%
13	ALPHABET INC CAP STK CL A GOOGL	GOOGL	93,766	$13.1m1.22%	1.22%	Reduced -1.8k	-1,816 -1.9%
14	GLAUKOS CORP COM GKOS	GKOS	163,969	$13.0m1.21%	1.21%	Added +3.9k	+3,875 2.4%
15	XYLEM INC COM XYL	XYL	110,763	$12.7m1.18%	1.18%	Added +7.9k	+7,856 7.6%
16	PETROLEO BRASILEIRO SA PETRO SPONSORED ADR PBR	PBR	763,621	$12.2m1.13%	1.13%	Reduced -26.5k	-26,512 -3.4%
17	INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM OMFL	OMFL	235,771	$12.1m1.13%	1.13%	Reduced -16.3k	-16,346 -6.5%
18	BAUSCH HEALTH COS INC COM BHC	BHC	1,418,960	$11.4m1.06%	1.06%	Added +140.6k	+140,562 11.0%
19	ON SEMICONDUCTOR CORP COM ON	ON	134,096	$11.2m1.04%	1.04%	Reduced -6.6k	-6,572 -4.7%
20	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	57,486	$11.1m1.03%	1.03%	Added +4.3k	+4,327 8.1%
21	ISHARES TR CORE S&P SCP ETF IJR	IJR	99,722	$10.8m1.00%	1.00%	Reduced -1.1k	-1,116 -1.1%
22	MARATHON PETE CORP COM MPC	MPC	72,736	$10.8m1.00%	1.00%	New
23	GUARDANT HEALTH INC COM GH	GH	390,575	$10.6m0.98%	0.98%	New
24	MATCH GROUP INC NEW COM MTCH	MTCH	289,297	$10.6m0.98%	0.98%	Added +37.1k	+37,055 14.7%
25	CHART INDS INC COM GTLS	GTLS	76,727	$10.5m0.97%	0.97%	Added +3.8k	+3,765 5.2%
26	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	60,174	$10.3m0.95%	0.95%	Added +2.1k	+2,116 3.6%
27	NETEASE INC SPONSORED ADS NTES	NTES	108,931	$10.2m0.94%	0.94%	Reduced -2.4k	-2,372 -2.1%
28	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	68,537	$10.1m0.94%	0.94%	Added +9.3k	+9,320 15.7%
29	ISHARES TR CORE MSCI EAFE IEFA	IEFA	138,060	$9.7m0.90%	0.90%	Reduced -1.1k	-1,051 -0.8%
30	INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF SPGP	SPGP	95,199	$9.3m0.87%	0.87%	Reduced -6.8k	-6,764 -6.6%
31	ISHARES TR MSCI USA MIN VOL USMV	USMV	112,587	$8.8m0.82%	0.82%	Added +4.5k	+4,516 4.2%
32	GILEAD SCIENCES INC COM GILD	GILD	102,638	$8.3m0.77%	0.77%	Reduced -2.1k	-2,068 -2.0%
33	VILLAGE SUPER MKT INC CL A NEW VLGEA	VLGEA	302,684	$7.9m0.74%	0.74%	Added +28.1k	+28,050 10.2%
34	CADENCE DESIGN SYSTEM INC COM CDNS	CDNS	28,024	$7.6m0.71%	0.71%	Reduced -408	-408 -1.4%
35	ELI LILLY & CO COM LLY	LLY	12,992	$7.6m0.70%	0.70%	Reduced -519	-519 -3.8%
36	JANUS DETROIT STR TR HENDRSON AAA CL JAAA	JAAA	147,462	$7.4m0.69%	0.69%	New
37	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF BNDX	BNDX	149,226	$7.4m0.68%	0.68%	Added +4.1k	+4,089 2.8%
38	CARDINAL HEALTH INC COM CAH	CAH	70,940	$7.2m0.66%	0.66%	Reduced -3.7k	-3,682 -4.9%
39	SCHWAB STRATEGIC TR US MID-CAP ETF SCHM	SCHM	94,804	$7.1m0.66%	0.66%	Reduced -8.5k	-8,540 -8.3%
40	SPDR SER TR BLOOMBERG 3-12 M BILS	BILS	71,893	$7.1m0.66%	0.66%	Added +3.0k	+2,970 4.3%
41	PROCTER AND GAMBLE CO COM PG	PG	47,142	$6.9m0.64%	0.64%	Added +3.8k	+3,783 8.7%
42	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	135,755	$6.8m0.63%	0.63%	Added +3.6k	+3,632 2.8%
43	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	14,182	$6.7m0.63%	0.63%	Reduced -1.2k	-1,247 -8.1%
44	ABBVIE INC COM ABBV	ABBV	43,384	$6.7m0.62%	0.62%	Reduced -953	-953 -2.1%
45	FONAR CORP COM NEW FONR	FONR	337,989	$6.6m0.61%	0.61%	Added +26.2k	+26,167 8.4%
46	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	240,678	$6.5m0.60%	0.60%	Reduced -11.0k	-11,007 -4.4%
47	MCDONALDS CORP COM MCD	MCD	21,807	$6.5m0.60%	0.60%	Reduced -298	-298 -1.4%
48	HOME DEPOT INC COM HD	HD	18,039	$6.3m0.58%	0.58%	Reduced -201	-201 -1.1%
49	JOHNSON & JOHNSON COM JNJ	JNJ	39,797	$6.2m0.58%	0.58%	Reduced -1.0k	-1,001 -2.5%
50	SPDR SER TR PORTFOLIO AGRGTE SPAB	SPAB	241,441	$6.2m0.57%	0.57%	Added +13.2k	+13,172 5.8%
51	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	147,405	$6.1m0.56%	0.56%	Added +4.3k	+4,327 3.0%
52	VERIZON COMMUNICATIONS INC COM VZ	VZ	159,397	$6.0m0.56%	0.56%	Reduced -849	-849 -0.5%
53	ISHARES TR CORE S&P500 ETF IVV	IVV	12,484	$6.0m0.55%	0.55%	Added +2.5k	+2,549 25.7%
54	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	81,651	$5.9m0.55%	0.55%	Added +2.9k	+2,896 3.7%
55	GE HEALTHCARE TECHNOLOGIES I COMMON STOCK GEHC	GEHC	75,370	$5.8m0.54%	0.54%	Added +1.7k	+1,691 2.3%
56	FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX FDN	FDN	30,997	$5.8m0.54%	0.54%	Added +499	+499 1.6%
57	VICTORY PORTFOLIOS II VCSHS US EQ INCM CDC	CDC	98,058	$5.5m0.51%	0.51%	Reduced -10.6k	-10,607 -9.8%
58	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	77,150	$5.4m0.50%	0.50%	Added +5.4k	+5,378 7.5%
59	KIMBERLY-CLARK CORP COM KMB	KMB	44,296	$5.4m0.50%	0.50%	Added +212	+212 0.5%
60	COCA COLA CO COM KO	KO	89,669	$5.3m0.49%	0.49%	Reduced -590	-590 -0.7%
61	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	93,191	$5.2m0.48%	0.48%	Added +7.7k	+7,716 9.0%
62	VANECK MERK GOLD ETF GOLD SHS OUNZ	OUNZ	255,454	$5.1m0.47%	0.47%	Added +6.1k	+6,086 2.4%
63	SPROTT PHYSICAL SILVER TR TR UNIT PSLV	PSLV	629,661	$5.1m0.47%	0.47%	Added +3.6k	+3,581 0.6%
64	PFIZER INC COM PFE	PFE	174,179	$5.0m0.47%	0.47%	Added +2.9k	+2,888 1.7%
65	VANECK ETF TRUST GOLD MINERS ETF GDX	GDX	160,705	$5.0m0.46%	0.46%	Added +67.1k	+67,137 71.8%
66	ARGAN INC COM AGX	AGX	104,572	$4.9m0.45%	0.45%	Reduced -4.5k	-4,450 -4.1%
67	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	62,707	$4.8m0.44%	0.44%	Added +4.7k	+4,650 8.0%
68	ISHARES TR 7-10 YR TRSY BD IEF	IEF	49,034	$4.7m0.44%	0.44%	Reduced -767	-767 -1.5%
69	DUKE ENERGY CORP NEW COM NEW DUK	DUK	48,245	$4.7m0.43%	0.43%	Reduced -208	-208 -0.4%
70	PEPSICO INC COM PEP	PEP	27,135	$4.6m0.43%	0.43%	Reduced -480	-480 -1.7%
71	SPDR SER TR S&P SEMICNDCTR XSD	XSD	20,149	$4.5m0.42%	0.42%	Reduced -220	-220 -1.1%
72	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	89,510	$4.5m0.42%	0.42%	Reduced -7.4k	-7,364 -7.6%
73	SPROTT PHYSICAL GOLD TR UNIT PHYS	PHYS	279,316	$4.4m0.41%	0.41%	Reduced -8.7k	-8,655 -3.0%
74	ISHARES TR 1 3 YR TREAS BD SHY	SHY	52,925	$4.3m0.40%	0.40%	Added +2.5k	+2,539 5.0%
75	STARBUCKS CORP COM SBUX	SBUX	44,750	$4.3m0.40%	0.40%	Reduced -1.0k	-1,000 -2.2%
76	WASTE MGMT INC DEL COM WM	WM	23,827	$4.3m0.40%	0.40%	Reduced -311	-311 -1.3%
77	VICTORY PORTFOLIOS II VCSHS US 500 ENH CFO	CFO	69,989	$4.2m0.39%	0.39%	Reduced -9.1k	-9,100 -11.5%
78	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	125,855	$4.1m0.38%	0.38%	Reduced -6.6k	-6,569 -5.0%
79	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	143,366	$4.1m0.38%	0.38%	Added +21.1k	+21,118 17.3%
80	FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR	BUFR	149,367	$4.0m0.37%	0.37%	Reduced -128.7k	-128,698 -46.3%
81	ISHARES TR TIPS BD ETF TIP	TIP	35,539	$3.8m0.35%	0.35%	Reduced -344	-344 -1.0%
82	AMAZON COM INC COM AMZN	AMZN	24,754	$3.8m0.35%	0.35%	Added +814	+814 3.4%
83	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	22,503	$3.7m0.34%	0.34%	Reduced -242	-242 -1.1%
84	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	66,865	$3.7m0.34%	0.34%	Added +9.5k	+9,495 16.6%
85	ISHARES TR CORE S&P MCP ETF IJH	IJH	13,029	$3.6m0.34%	0.34%	Added +1.6k	+1,602 14.0%
86	SOUTHERN CO COM SO	SO	50,733	$3.6m0.33%	0.33%	Reduced -1.0k	-1,014 -2.0%
87	PACER FDS TR TRENDP US LAR CP PTLC	PTLC	78,708	$3.4m0.32%	0.32%	Added +10.0k	+9,961 14.5%
88	CATERPILLAR INC COM CAT	CAT	11,477	$3.4m0.32%	0.32%	Reduced -80	-80 -0.7%
89	ADOBE INC COM ADBE	ADBE	5,569	$3.3m0.31%	0.31%	Reduced -227	-227 -3.9%
90	MERCK & CO INC COM MRK	MRK	30,195	$3.3m0.31%	0.31%	Reduced -333	-333 -1.1%
91	PRICE T ROWE GROUP INC COM TROW	TROW	29,811	$3.2m0.30%	0.30%	Added +186	+186 0.6%
92	PHILLIPS EDISON & CO INC COMMON STOCK PECO	PECO	85,242	$3.1m0.29%	0.29%	Added +2.4k	+2,421 2.9%
93	COLGATE PALMOLIVE CO COM CL	CL	38,460	$3.1m0.28%	0.28%	Reduced -623	-623 -1.6%
94	CISCO SYS INC COM CSCO	CSCO	60,544	$3.1m0.28%	0.28%	Reduced -678	-678 -1.1%
95	ISHARES TR IBONDS 24 TRM TS IBTE	IBTE	127,986	$3.1m0.28%	0.28%	Reduced -72.4k	-72,411 -36.1%
96	ALLIANT ENERGY CORP COM LNT	LNT	59,316	$3.0m0.28%	0.28%	Added +258	+258 0.4%
97	FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING SKYY	SKYY	34,083	$3.0m0.28%	0.28%	Added +3.9k	+3,876 12.8%
98	INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM SPMO	SPMO	45,142	$3.0m0.27%	0.27%	New
99	CLOROX CO DEL COM CLX	CLX	20,503	$2.9m0.27%	0.27%	Added +306	+306 1.5%
100	AT&T INC COM T	T	172,688	$2.9m0.27%	0.27%	Added +17.6k	+17,603 11.3%

Sold out since Q3 2023

Security	Ticker	Shares held before	Value then
FIRST HORIZON CORPORATION FHN	FHN	932,350	$10.3m932.4k shares
CARNIVAL CORP		704,757	$9.7m704.8k shares
DELTA AIR LINES INC DEL DAL	DAL	243,897	$9.0m243.9k shares
ISHARES TR IGLB	IGLB	154,296	$7.3m154.3k shares
SUNNOVA ENERGY INTL INC. NOVAQ	NOVAQ	634,117	$6.6m634.1k shares
INVESCO EXCHANGE TRADED FD T RSPG	RSPG	37,086	$2.8m37.1k shares
FIRST TR EXCHANGE-TRADED FD FCG	FCG	70,151	$1.8m70.2k shares
KRANESHARES TRUST KMLM	KMLM	55,197	$1.8m55.2k shares
SPDR DOW JONES INDL AVERAGE DIA	DIA	3,380	$1.1m3.4k shares
ISHARES TR IYM	IYM	8,722	$1.1m8.7k shares
SSGA ACTIVE ETF TR SRLN	SRLN	23,436	$982.7k23.4k shares
J P MORGAN EXCHANGE TRADED F JQUA	JQUA	16,429	$710.9k16.4k shares
WESTERN ALLIANCE BANCORP WAL	WAL	7,762	$356.8k7.8k shares
KINSALE CAP GROUP INC KNSL	KNSL	758	$313.9k758 shares
NORTHERN LTS FD TR III LGH	LGH	7,845	$293.2k7.8k shares
ISHARES TR EFA	EFA	4,181	$288.1k4.2k shares
COPART INC CPRT	CPRT	6,386	$275.2k6.4k shares
ISHARES TR DGRO	DGRO	4,283	$212.2k4.3k shares
ALPS ETF TR AMLP	AMLP	4,947	$208.8k4.9k shares
MCKESSON CORP MCK	MCK	476	$207.0k476 shares
MEDPACE HLDGS INC MEDP	MEDP	845	$204.6k845 shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
INVESCO EXCH TRADED FD TR II QQQM · Put	QQQM	Put	1,400	$242.2k1.4k shares	New
ISHARES TR HYG · Put	HYG	Put	2,433,200	$31.6k2.4m shares	New
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	5,286,500	$10.9k5.3m shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
ISHARES TR SVAL · 13G · filed 2026-05-01	SVAL	59.7%≈ $112.3m	+59.7 pts	13G	2026-05-01
FONAR CORP FONR · 13G · filed 2025-08-18	FONR	7.5%		13G	2025-08-18
FIRST TR EXCHNG TRADED FD VI DLAG · 13G · filed 2026-08-12	DLAG	6.8%≈ $786.2k	new	13G	2026-08-12