Vault-13

SPDR SER TR SPIB

PORTFOLIO INTRMD · ETP · CUSIP 78464A375

459 institutional holders +43 vs Q3 2023
182,973,490183.0m shares reported held*
$5.9bnreported value*
51 new 174 added 149 reduced 35 sold out net bought ≈ $599.5m (+18.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.43. Options: 1 managers hold calls ($6.6k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 419Q1 23: 404Q2 23: 416Q3 23: 416Q4 23: 459459Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022394
Q4 2022419
Q1 2023404
Q2 2023416
Q3 2023416
Q4 2023459

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 200 bought or addedQ4 22: 191 cut or sold outQ4 22Q1 23: 201 bought or addedQ1 23: 187 cut or sold outQ1 23Q2 23: 209 bought or addedQ2 23: 170 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 164 cut or sold outQ3 23Q4 23: 225 bought or addedQ4 23: 184 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022200191
Q1 2023201187
Q2 2023209170
Q3 2023217164
Q4 2023225184

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ1 23 calls: $194.9kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $16.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $6.6kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$194.9k$00.00
Q2 2023$16.1k$00.00
Q3 2023$0$0—
Q4 2023$6.6k$00.00

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +4,672,777+4.7m
MORGAN STANLEY Added +4,515,369+4.5m
JPMORGAN CHASE & CO Added +2,052,948+2.1m
State of New Jersey Common Pension Fund D Added +1,440,000+1.4m
JANE STREET GROUP, LLC Added +1,380,715+1.4m
ROYAL BANK OF CANADA Added +1,338,048+1.3m
True Link Financial Advisors, LLC New +1,295,724+1.3m
RFG Advisory, LLC Added +1,260,876+1.3m
CAPITAL ADVISORS INC/OK Added +955,213+955.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +636,490+636.5k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -4,957,222-5.0m
CANTOR FITZGERALD, L. P. Reduced -998,325-998.3k
BANK OF AMERICA CORP /DE/ Reduced -898,903-898.9k
STATE STREET CORP Reduced -477,029-477.0k
Financial Engines Advisors L.L.C. Reduced -391,018-391.0k
Allworth Financial LP Reduced -349,817-349.8k
Connectus Wealth, LLC Sold out -267,570-267.6k
Hibernia Wealth Partners, LLC Sold out -194,713-194.7k
Phoenix Financial Ltd. Reduced -160,151-160.2k
Cetera Investment Advisers Reduced -157,537-157.5k

Biggest calls

CITADEL ADVISORS LLC New $6.6k200 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.26% of their portfolio SAN FRANCISCO, CA 31,103,53831.1m $1.0bn $1.0bn 0.26% Added +4.7m +4,672,777
2 Charles Schwab Investment Advisory, Inc. 0.61% of their portfolio SAN FRANCISCO, CA 12,906,34412.9m $423.7m $423.7m 0.61% Reduced -5.0m -4,957,222
3 LPL Financial LLC 0.25% of their portfolio FORT MILL, SC 12,509,53812.5m $410.7m $410.7m 0.25% Added +545.9k +545,856
4 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 7,704,1657.7m $252.9m $252.9m 0.10% Added +82.1k +82,051
5 Creative Planning 0.44% of their portfolio OVERLAND PARK, KS 7,286,3457.3m $239.2m $239.2m 0.44% Added +186.3k +186,311
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.66% of their portfolio PLYMOUTH, MN 6,956,5307.0m $228.4m $228.4m 0.66% Added +636.5k +636,490
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,220,8366.2m $204.2m $204.2m 0.01% Added +4.5m +4,515,369
8 Financial Gravity Asset Management, Inc. 1.07% of their portfolio Lakeway, TX 5,473,0265.5m $96.5m $96.5m 1.07% Added +393.9k +393,865
9 D.A. DAVIDSON & CO. 1.46% of their portfolio GREAT FALLS, MT 4,541,9084.5m $149.1m $149.1m 1.46% Added +69.4k +69,415
10 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 4,286,9754.3m $140.7m $140.7m 0.04% Added +302.1k +302,108
11 State of New Jersey Common Pension Fund D 0.33% of their portfolio TRENTON, NJ 3,040,0003.0m $99.8m $99.8m 0.33% Added +1.4m +1,440,000
12 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.40% of their portfolio MINNEAPOLIS, MN 2,944,7582.9m $96.7m $96.7m 2.40% Added +114.5k +114,472
13 GE INVESTMENT MANAGEMENT CORP. 26.54% of their portfolio NORWALK, CT 2,821,5002.8m $92.6m $92.6m 26.54% First filing
14 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 2,564,4052.6m $84.2m $84.2m 0.10% Added +1.4m +1,380,715
15 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 2,219,0742.2m $72.8m $72.8m 0.12% Added +204.9k +204,901
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,173,7422.2m $71.4m $71.4m 0.00% Added +2.1m +2,052,948
17 EASTERN BANK 3.21% of their portfolio BOSTON, MA 2,152,8282.2m $70.7m $70.7m 3.21% Reduced -75.1k -75,139
18 Buckingham Capital Management, Inc. 9.06% of their portfolio DAYTON, OH 2,060,7132.1m $67.7m $67.7m 9.06% Added +324.5k +324,504
19 CAPITAL ADVISORS INC/OK 1.45% of their portfolio TULSA, OK 1,974,8952.0m $64.8m $64.8m 1.45% Added +955.2k +955,213
20 MISSION WEALTH MANAGEMENT, LP 2.12% of their portfolio Santa Barbara, CA 1,959,1772.0m $64.3m $64.3m 2.12% Added +215.4k +215,381
21 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,843,8761.8m $60.5m $60.5m 0.02% Added +1.3m +1,338,048
22 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,623,5071.6m $53.3m $53.3m 0.01% Reduced -898.9k -898,903
23 Private Advisor Group, LLC 0.37% of their portfolio MORRISTOWN, NJ 1,452,7741.5m $47.7m $47.7m 0.37% Added +193.7k +193,696
24 Zurich Insurance Group Ltd/FI 0.47% of their portfolio ZURICH, V8 1,402,9031.4m $46.0m $46.0m 0.47% Unchanged
25 CWM, LLC 0.25% of their portfolio OMAHA, NE 1,401,3361.4m $46.0m $46.0m 0.25% Added +496.1k +496,133
26 True Link Financial Advisors, LLC 4.60% of their portfolio SAN FRANCISCO, CA 1,295,7241.3m $42.5m $42.5m 4.60% New
27 RFG Advisory, LLC 1.62% of their portfolio BIRMINGHAM, AL 1,268,3211.3m $41.6m $41.6m 1.62% Added +1.3m +1,260,876
28 Advisors Capital Management, LLC 0.82% of their portfolio RIDGEWOOD, NJ 1,219,5791.2m $40.0m $40.0m 0.82% Added +92.9k +92,888
29 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.87% of their portfolio LITTLE ROCK, AR 1,207,8981.2m $39.7m $39.7m 3.87% Added +427.0k +426,997
30 Roberts Financial Services LLC 7.53% of their portfolio MARQUETTE, MI 1,063,3001.1m $34.9m $34.9m 7.53% Reduced -43.1k -43,093
31 TCV Trust & Wealth Management, Inc. 3.52% of their portfolio RICHMOND, VA 1,062,8381.1m $34.9m $34.9m 3.52% Added +32.3k +32,256
32 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,018,8831.0m $33.4m $33.4m 0.01% Added +15.4k +15,425
33 UBS Group AG 0.01% of their portfolio ZURICH, V8 961,838961.8k $31.6m $31.6m 0.01% Reduced -73.8k -73,797
34 Eagle Ridge Investment Management 2.98% of their portfolio STAMFORD, CT 925,473925.5k $30.4m $30.4m 2.98% Added +25.3k +25,269
35 Migdal Insurance & Financial Holdings Ltd. 0.59% of their portfolio Petach Tikva, L3 890,323890.3k $29.2m $29.2m 0.59% Reduced -41.5k -41,471
36 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 889,615889.6k $29.2m $29.2m 0.05% Reduced -139.4k -139,366
37 Orange Investment Advisors, Inc. 3.75% of their portfolio GOSHEN, NY 838,784838.8k $27.4m $27.4m 3.75% Added +104.9k +104,919
38 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 818,883818.9k $26.9m $26.9m 0.37% Reduced -10.0k -9,977
39 Allianz Investment Management U.S. LLC 1.49% of their portfolio Minneapolis, MN 743,844743.8k $24.4m $24.4m 1.49% Added +337.2k +337,222
40 Burt Wealth Advisors 6.85% of their portfolio North Bethesda, MD 730,869730.9k $24.0m $24.0m 6.85% Added +31.0k +31,037
41 Cherry Tree Wealth Management, LLC 5.96% of their portfolio MINNETONKA, MN 679,974680.0k $22.3m $22.3m 5.96% Reduced -30.8k -30,821
42 Great Lakes Retirement, Inc. 3.66% of their portfolio SANDUSKY, OH 677,156677.2k $22.2m $22.2m 3.66% Reduced -52.7k -52,698
43 CABOT WEALTH MANAGEMENT INC 2.98% of their portfolio BEVERLY, MA 652,747652.7k $21.4m $21.4m 2.98% Added +329.7k +329,715
44 NOTTINGHAM ADVISORS, INC. 2.24% of their portfolio AMHERST, NY 647,681647.7k $16.1m $16.1m 2.24% Added +3.2k +3,176
45 ST GERMAIN D J CO INC 1.10% of their portfolio SPRINGFIELD, MA 641,073641.1k $21.0m $21.0m 1.10% Reduced -38.1k -38,105
46 Allworth Financial LP 0.16% of their portfolio FOLSOM, CA 626,296626.3k $20.6m $20.6m 0.16% Reduced -349.8k -349,817
47 Flagstone Financial Management 8.36% of their portfolio LINCOLN, NE 621,465621.5k $20.4m $20.4m 8.36% Added +43.5k +43,506
48 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 1.53% of their portfolio NEW YORK, NY 601,536601.5k $19.7m $19.7m 1.53% First filing
49 Astoria Portfolio Advisors LLC. 7.61% of their portfolio NEW YORK, NY 574,851574.9k $18.8m $18.8m 7.61% Added +12.3k +12,330
50 Dynamic Advisor Solutions LLC 0.67% of their portfolio PHOENIX, AZ 554,717554.7k $18.1m $18.1m 0.67% Added +119.2k +119,234
51 GenTrust, LLC 1.18% of their portfolio MIAMI, FL 541,865541.9k $17.8m $17.8m 1.18% Reduced -27.1k -27,140
52 Squarepoint Ops LLC 0.07% of their portfolio NEW YORK, NY 541,396541.4k $17.8m $17.8m 0.07% Added +360.6k +360,571
53 Occidental Asset Management, LLC 3.58% of their portfolio Burlingame, CA 526,289526.3k $17.3m $17.3m 3.58% Added +11.3k +11,333
54 High Probability Advisors, LLC 3.39% of their portfolio Pittsford, NY 511,359511.4k $16.8m $16.8m 3.39% Reduced -34.5k -34,454
55 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 510,900510.9k $16.8m $16.8m 0.02% New
56 Hobbs Group Advisors, LLC 7.45% of their portfolio COLUMBIA, SC 509,009509.0k $16.7m $16.7m 7.45% First filing
57 Dodds Wealth, LLC 8.56% of their portfolio GREENWOOD VILLAGE, CO 508,522508.5k $16.7m $16.7m 8.56% First filing
58 Willow Creek Wealth Management Inc. 2.06% of their portfolio Sebastopol, CA 500,602500.6k $16.4m $16.4m 2.06% Added +267.1k +267,138
59 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 470,518470.5k $15.4m $15.4m 0.06% Reduced -67.3k -67,264
60 Flaharty Asset Management, LLC 2.38% of their portfolio CLEARWATER, FL 459,755459.8k $15.1m $15.1m 2.38% Reduced -45.5k -45,475
61 WRAPMANAGER INC 4.42% of their portfolio MILL VALLEY, CA 458,931458.9k $15.1m $15.1m 4.42% Added +5.0k +4,954
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 451,075451.1k $14.8m $14.8m 0.02% Added +190.9k +190,877
63 Clark Capital Management Group, Inc. 0.12% of their portfolio PHILADELPHIA, PA 432,998433.0k $14.2m $14.2m 0.12% Added +135.4k +135,389
64 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 423,938423.9k $13.9m $13.9m 0.02% Added +172.2k +172,190
65 Capital Analysts, LLC 0.66% of their portfolio FORT WASHINGTON, PA 396,466396.5k $13.0m $13.0m 0.66% Reduced -39.2k -39,249
66 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 394,525394.5k $13.0m $13.0m 0.01% Added +16.4k +16,442
67 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 393,683393.7k $12.9m $12.9m 0.07% Added +52.9k +52,914
68 TRUEFG, LLC 4.89% of their portfolio CEDAR PARK, TX 376,490376.5k $12.4m $12.4m 4.89% Added +21.9k +21,942
69 CGN Advisors LLC 1.68% of their portfolio MANHATTAN, KS 369,673369.7k $12.1m $12.1m 1.68% Added +53.5k +53,467
70 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.14% of their portfolio CHICAGO, IL 352,055352.1k $11.6m $11.6m 0.14% Added +4.8k +4,800
71 Brevan Howard Capital Management LP 1.16% of their portfolio ST. HELIER, Y9 350,000350.0k $11.5m $11.5m 1.16% New
72 OLD MISSION CAPITAL LLC 0.31% of their portfolio CHICAGO, IL 332,273332.3k $10.9m $10.9m 0.31% New
73 StrategIQ Financial Group, LLC 1.21% of their portfolio MERRILLVILLE, IN 325,260325.3k $10.7m $10.7m 1.21% Added +3.0k +2,988
74 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 319,586319.6k $10.5m $10.5m 0.00% Reduced -477.0k -477,029
75 INTEGRATED CAPITAL MANAGEMENT, INC. 8.43% of their portfolio JESSUP, PA 302,766302.8k $9.9m $9.9m 8.43% Reduced -10.2k -10,192
76 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 295,889295.9k $9.7m $9.7m 0.11% Reduced -5.4k -5,389
77 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 295,889295.9k $9.7m $9.7m 0.11% Reduced -5.4k -5,389
78 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 276,104276.1k $9.1m $9.1m 0.03% Added +15.9k +15,889
79 Amtrust Financial Services, Inc. 4.79% of their portfolio New York, NY 270,400270.4k $8.9m $8.9m 4.79% Unchanged
80 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 263,000263.0k $8.6m $8.6m 0.02% Added +26.0k +26,000
81 Leicht Financial Planning & Wealth Management, Inc. 4.89% of their portfolio PARSIPPANY, NJ 259,742259.7k $8.5m $8.5m 4.89% Reduced -10.4k -10,369
82 Fortune 45 LLC 7.68% of their portfolio Gonzales, LA 255,932255.9k $8.4m $8.4m 7.68% New
83 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ST. LOUIS, MO 248,833248.8k $8.2m $8.2m 0.12% Reduced -12.2k -12,155
84 Shilanski & Associates, Inc. 3.06% of their portfolio ANCHORAGE, AK 244,983245.0k $8.0m $8.0m 3.06% Added +18.3k +18,261
85 WR Wealth Planners, LLC 2.94% of their portfolio COLUMBIA, MO 241,051241.1k $7.9m $7.9m 2.94% Added +742 +742
86 INTEGRAL INVESTMENT ADVISORS, INC. 5.01% of their portfolio TURLOCK, CA 239,036239.0k $7.8m $7.8m 5.01% Added +14.6k +14,643
87 ZACKS INVESTMENT MANAGEMENT 0.09% of their portfolio Chicago, IL 234,086234.1k $7.7m $7.7m 0.09% Added +18.6k +18,581
88 APPLETON PARTNERS INC/MA 0.61% of their portfolio BOSTON, MA 230,020230.0k $7.6m $7.6m 0.61% Added +10.7k +10,667
89 Cornerstone Management, Inc. 1.90% of their portfolio DULUTH, GA 227,417227.4k $7.5m $7.5m 1.90% Added +7.6k +7,641
90 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.25% of their portfolio Seattle, WA 222,924222.9k $7.3m $7.3m 0.25% Added +49.4k +49,356
91 BANK HAPOALIM BM 1.00% of their portfolio TEL AVIV, L3 222,867222.9k $7.3m $7.3m 1.00% Reduced -27.0k -27,021
92 GoalVest Advisory LLC 3.19% of their portfolio New York, NY 221,088221.1k $7.3m $7.3m 3.19% Added +145.4k +145,371
93 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 220,063220.1k $7.2m $7.2m 0.06% Reduced -157.5k -157,537
94 FLAGSHIP HARBOR ADVISORS, LLC 0.50% of their portfolio BOSTON, MA 209,261209.3k $6.9m $6.9m 0.50% Reduced -8.7k -8,686
95 Auour Investments LLC 2.64% of their portfolio WOBURN, MA 205,035205.0k $6.7m $6.7m 2.64% Reduced -962 -962
96 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 204,887204.9k $6.7m $6.7m 0.03% Reduced -60.6k -60,638
97 PROFFITT & GOODSON INC 1.22% of their portfolio KNOXVILLE, TN 197,264197.3k $6.5m $6.5m 1.22% Added +508 +508
98 Vermillion & White Wealth Management Group, LLC 6.21% of their portfolio PHOENIXVILLE, PA 194,935194.9k $6.4m $6.4m 6.21% First filing
99 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 192,266192.3k $6.3m $6.3m 0.01% Added +5.3k +5,293
100 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 191,230191.2k $6.3m $6.3m 0.03% Reduced -3.5k -3,474