Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2024-01-19

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$482.2m reported value +11.6% vs Q3 2023

208positions

32.5%in top 10

17 new 117 added 61 reduced 10 sold out vs Q3 2023

Holdings, Q4 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	121,812	$23.5m4.86%	4.86%	Added +1.3k	+1,298 1.1%
2	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	526,289	$17.3m3.58%	3.58%	Added +11.3k	+11,333 2.2%
3	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	753,948	$16.9m3.50%	3.50%	Reduced -63.9k	-63,926 -7.8%
4	ISHARES TR RUS 1000 GRW ETF IWF	IWF	54,794	$16.6m3.44%	3.44%	Added +57	+57 0.1%
5	NVIDIA CORPORATION COM NVDA	NVDA	31,794	$15.7m3.27%	3.27%	Reduced -1.7k	-1,662 -5.0%
6	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	339,611	$15.6m3.24%	3.24%	Reduced -6.5k	-6,525 -1.9%
7	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	476,673	$14.2m2.94%	2.94%	Added +7.4k	+7,424 1.6%
8	ISHARES TR S&P 500 VAL ETF IVE	IVE	80,898	$14.1m2.92%	2.92%	Added +742	+742 0.9%
9	ISHARES TR IBOXX HI YD ETF HYG	HYG	152,335	$11.8m2.44%	2.44%	Reduced -1.1k	-1,096 -0.7%
10	ISHARES TR US TREAS BD ETF GOVT	GOVT	487,167	$11.2m2.33%	2.33%	Added +22.4k	+22,351 4.8%
11	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	220,447	$11.2m2.31%	2.31%	Reduced -4.1k	-4,084 -1.8%
12	MICROSOFT CORP COM MSFT	MSFT	28,949	$10.9m2.26%	2.26%	Added +118	+118 0.4%
13	ISHARES TR RUS MDCP VAL ETF IWS	IWS	81,599	$9.5m1.97%	1.97%	Added +1.1k	+1,142 1.4%
14	ISHARES TR RUS MD CP GR ETF IWP	IWP	88,869	$9.3m1.93%	1.93%	Added +1.0k	+1,007 1.1%
15	META PLATFORMS INC CL A META	META	22,473	$8.0m1.65%	1.65%	Reduced -914	-914 -3.9%
16	ISHARES TR CORE INTL AGGR IAGG	IAGG	147,354	$7.3m1.52%	1.52%	Added +9.4k	+9,420 6.8%
17	ISHARES TR JPMORGAN USD EMG EMB	EMB	79,987	$7.1m1.48%	1.48%	Added +1.7k	+1,667 2.1%
18	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	97,084	$6.3m1.31%	1.31%	Reduced -1.5k	-1,466 -1.5%
19	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	118,522	$5.5m1.15%	1.15%	Added +278	+278 0.2%
20	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	176,861	$5.1m1.06%	1.06%	Added +22.3k	+22,341 14.5%
21	T ROWE PRICE ETF INC TOTAL RETURN ETF TOTR	TOTR	120,661	$5.0m1.03%	1.03%	Added +14.5k	+14,497 13.7%
22	ISHARES TR SP SMCP600VL ETF IJS	IJS	47,268	$4.9m1.01%	1.01%	Added +1.1k	+1,056 2.3%
23	ISHARES TR RUS 2000 GRW ETF IWO	IWO	18,823	$4.7m0.98%	0.98%	Added +374	+374 2.0%
24	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	21,192	$4.1m0.85%	0.85%	Added +1.6k	+1,629 8.3%
25	RELIANCE INC COM RS	RS	14,523	$4.1m0.84%	0.84%	Added +27	+27 0.2%
26	HOME DEPOT INC COM HD	HD	11,371	$3.9m0.82%	0.82%	Added +227	+227 2.0%
27	AMAZON COM INC COM AMZN	AMZN	25,352	$3.9m0.80%	0.80%	Added +509	+509 2.0%
28	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	51,800	$3.8m0.78%	0.78%	Added +2.3k	+2,339 4.7%
29	QUALCOMM INC COM QCOM	QCOM	24,992	$3.6m0.75%	0.75%	Added +921	+921 3.8%
30	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	103,394	$3.5m0.73%	0.73%	Added +277	+277 0.3%
31	HUBBELL INC COM HUBB	HUBB	10,626	$3.5m0.72%	0.72%	Added +68	+68 0.6%
32	UNITEDHEALTH GROUP INC COM UNH	UNH	6,187	$3.3m0.68%	0.68%	Reduced -460	-460 -6.9%
33	VISA INC COM CL A V	V	12,433	$3.2m0.67%	0.67%	Added +283	+283 2.3%
34	NETAPP INC COM NTAP	NTAP	36,182	$3.2m0.66%	0.66%	Added +1.1k	+1,066 3.0%
35	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	15,393	$3.2m0.66%	0.66%	Added +160	+160 1.1%
36	APPLIED MATLS INC COM AMAT	AMAT	19,421	$3.1m0.65%	0.65%	Added +257	+257 1.3%
37	JPMORGAN CHASE & CO COM JPM	JPM	18,460	$3.1m0.65%	0.65%	Added +494	+494 2.8%
38	MORGAN STANLEY COM NEW MS	MS	33,653	$3.1m0.65%	0.65%	Added +571	+571 1.7%
39	CENCORA INC COM COR	COR	15,165	$3.1m0.65%	0.65%	Reduced -2.4k	-2,386 -13.6%
40	OKTA INC CL A OKTA	OKTA	33,501	$3.0m0.63%	0.63%	Unchanged
41	WALMART INC COM WMT	WMT	18,430	$2.9m0.60%	0.60%	Reduced -118	-118 -0.6%
42	MARSH & MCLENNAN COS INC COM MRSH	MRSH	15,311	$2.9m0.60%	0.60%	Reduced -212	-212 -1.4%
43	US BANCORP DEL COM NEW USB	USB	65,981	$2.9m0.59%	0.59%	Added +6.4k	+6,371 10.7%
44	AVNET INC COM AVT	AVT	56,227	$2.8m0.59%	0.59%	Added +126	+126 0.2%
45	AGILENT TECHNOLOGIES INC COM A	A	19,569	$2.7m0.56%	0.56%	Added +697	+697 3.7%
46	EMERSON ELEC CO COM EMR	EMR	27,775	$2.7m0.56%	0.56%	Added +906	+906 3.4%
47	CUMMINS INC COM CMI	CMI	11,282	$2.7m0.56%	0.56%	Added +363	+363 3.3%
48	QUEST DIAGNOSTICS INC COM DGX	DGX	19,130	$2.6m0.55%	0.55%	Added +73	+73 0.4%
49	CATERPILLAR INC COM CAT	CAT	8,874	$2.6m0.54%	0.54%	Added +1.2k	+1,175 15.3%
50	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	8,430	$2.6m0.54%	0.54%	Reduced -278	-278 -3.2%
51	SOUTHERN COPPER CORP COM SCCO	SCCO	29,600	$2.5m0.53%	0.53%	Added +1.5k	+1,507 5.4%
52	CONSTELLATION BRANDS INC CL A STZ	STZ	10,441	$2.5m0.52%	0.52%	Added +192	+192 1.9%
53	ALPHABET INC CAP STK CL C GOOG	GOOG	17,650	$2.5m0.52%	0.52%	Added +3.2k	+3,188 22.0%
54	MOSAIC CO NEW COM MOS	MOS	69,305	$2.5m0.51%	0.51%	Added +4.9k	+4,903 7.6%
55	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	5,578	$2.4m0.51%	0.51%	Reduced -1.1k	-1,063 -16.0%
56	ILLINOIS TOOL WKS INC COM ITW	ITW	9,042	$2.4m0.49%	0.49%	Added +1.1k	+1,110 14.0%
57	DOW INC COM DOW	DOW	42,416	$2.3m0.48%	0.48%	Added +4.0k	+3,959 10.3%
58	ISHARES TR MSCI INTL MOMENT IMTM	IMTM	67,697	$2.3m0.48%	0.48%	Added +1.0k	+1,023 1.5%
59	WISDOMTREE TR INTL QULTY DIV IQDG	IQDG	63,935	$2.3m0.48%	0.48%	Added +1.2k	+1,239 2.0%
60	WISDOMTREE TR INTL SMCAP DIV DLS	DLS	36,186	$2.3m0.48%	0.48%	Added +741	+741 2.1%
61	WILLIAMS COS INC COM WMB	WMB	66,159	$2.3m0.48%	0.48%	Added +6.8k	+6,813 11.5%
62	PRICE T ROWE GROUP INC COM TROW	TROW	21,307	$2.3m0.48%	0.48%	Added +2.8k	+2,815 15.2%
63	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	67,237	$2.3m0.47%	0.47%	Added +1.8k	+1,848 2.8%
64	NIKE INC CL B NKE	NKE	20,874	$2.3m0.47%	0.47%	Added +2.0k	+2,007 10.6%
65	TARGET CORP COM TGT	TGT	15,788	$2.2m0.47%	0.47%	Added +765	+765 5.1%
66	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	69,510	$2.2m0.46%	0.46%	Added +642	+642 0.9%
67	CROWN CASTLE INC COM CCI	CCI	19,183	$2.2m0.46%	0.46%	Added +4.5k	+4,453 30.2%
68	SCHWAB CHARLES CORP COM SCHW	SCHW	31,649	$2.2m0.45%	0.45%	Added +2.5k	+2,486 8.5%
69	ARCHER DANIELS MIDLAND CO COM ADM	ADM	29,790	$2.2m0.45%	0.45%	Added +2.7k	+2,710 10.0%
70	JACOBS SOLUTIONS INC COM J	J	16,527	$2.1m0.44%	0.44%	Added +1.6k	+1,650 11.1%
71	ISHARES TR CORE US AGGBD ET AGG	AGG	21,108	$2.1m0.43%	0.43%	Added +427	+427 2.1%
72	ALBEMARLE CORP COM ALB	ALB	14,492	$2.1m0.43%	0.43%	Added +3.6k	+3,600 33.0%
73	NEXTERA ENERGY INC COM NEE	NEE	34,430	$2.1m0.43%	0.43%	Added +5.6k	+5,583 19.4%
74	SPDR SER TR S&P DIVID ETF SDY	SDY	16,226	$2.0m0.42%	0.42%	Unchanged
75	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	9,377	$2.0m0.41%	0.41%	Added +4.3k	+4,310 85.1%
76	CHUBB LIMITED COM CB	CB	8,475	$1.9m0.40%	0.40%	Added +1.1k	+1,122 15.3%
77	AIR PRODS & CHEMS INC COM APD	APD	6,955	$1.9m0.39%	0.39%	Added +1.1k	+1,056 17.9%
78	AGCO CORP COM AGCO	AGCO	15,517	$1.9m0.39%	0.39%	Added +2.7k	+2,747 21.5%
79	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	24,679	$1.8m0.38%	0.38%	Added +1.5k	+1,451 6.2%
80	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	23,122	$1.7m0.36%	0.36%	Added +987	+987 4.5%
81	GRANITE CONSTR INC COM GVA	GVA	31,963	$1.6m0.34%	0.34%	Added +2.4k	+2,415 8.2%
82	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	45,354	$1.6m0.33%	0.33%	Added +909	+909 2.0%
83	MEDTRONIC PLC SHS MDT	MDT	19,125	$1.6m0.33%	0.33%	Added +13.0k	+13,024 213.5%
84	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	4,374	$1.6m0.32%	0.32%	Reduced -33	-33 -0.8%
85	ISHARES TR CORE MSCI EAFE IEFA	IEFA	21,704	$1.5m0.32%	0.32%	Added +3.9k	+3,910 22.0%
86	GREENBRIER COS INC COM GBX	GBX	34,121	$1.5m0.31%	0.31%	Added +5.2k	+5,157 17.8%
87	SPDR SER TR BBG CONV SEC ETF CWB	CWB	20,628	$1.5m0.31%	0.31%	Unchanged
88	COMCAST CORP NEW CL A CMCSA	CMCSA	33,364	$1.5m0.30%	0.30%	New
89	INTERNATIONAL PAPER CO COM IP	IP	40,030	$1.4m0.30%	0.30%	Added +4.4k	+4,354 12.2%
90	UGI CORP NEW COM UGI	UGI	58,309	$1.4m0.30%	0.30%	Added +41.5k	+41,546 247.8%
91	NXP SEMICONDUCTORS N V COM NXPI	NXPI	6,232	$1.4m0.30%	0.30%	Added +699	+699 12.6%
92	AMGEN INC COM AMGN	AMGN	4,885	$1.4m0.29%	0.29%	Added +3.4k	+3,371 222.7%
93	WILLIAMS SONOMA INC COM WSM	WSM	6,663	$1.3m0.28%	0.28%	Added +5.3k	+5,257 373.9%
94	CHURCH & DWIGHT CO INC COM CHD	CHD	14,185	$1.3m0.28%	0.28%	Reduced -149	-149 -1.0%
95	ISHARES TR CORE S&P US VLU IUSV	IUSV	15,509	$1.3m0.27%	0.27%	Reduced -11.5k	-11,529 -42.6%
96	SALESFORCE INC COM CRM	CRM	4,857	$1.3m0.27%	0.27%	Added +4	+4 0.1%
97	MERCK & CO INC COM MRK	MRK	11,675	$1.3m0.26%	0.26%	Reduced -28	-28 -0.2%
98	DUKE ENERGY CORP NEW COM NEW DUK	DUK	12,807	$1.2m0.26%	0.26%	Added +951	+951 8.0%
99	WISDOMTREE TR EM MKTS QTLY DIV DGRE	DGRE	50,497	$1.2m0.26%	0.26%	Added +411	+411 0.8%
100	UNITED PARCEL SERVICE INC CL B UPS	UPS	7,624	$1.2m0.25%	0.25%	Added +768	+768 11.2%

Sold out since Q3 2023

Security	Ticker	Shares held before	Value then
MARVELL TECHNOLOGY INC MRVL	MRVL	21,926	$1.2m21.9k shares
ISHARES TR TLT	TLT	6,482	$574.9k6.5k shares
PIMCO ETF TR BOND	BOND	4,404	$387.1k4.4k shares
ISHARES TR LQD	LQD	2,550	$260.2k2.5k shares
VANGUARD BD INDEX FDS BSV	BSV	3,451	$259.4k3.5k shares
ISHARES TR PFF	PFF	7,536	$227.2k7.5k shares
VANGUARD MUN BD FDS VTEB	VTEB	4,604	$221.5k4.6k shares
ILLUMINA INC ILMN	ILMN	1,575	$216.2k1.6k shares
NUVEEN MUN VALUE FD INC NUV	NUV	14,815	$122.4k14.8k shares
BLACKROCK MUNIHLDNGS CALI QL MUC	MUC	10,257	$98.1k10.3k shares